Broker/Dealer. The Borrower is not a broker-dealer or subject to the Securities Investor Protection Act of 1970, as amended.
Appears in 69 contracts
Sources: Loan and Servicing Agreement (FS KKR Capital Corp), Loan and Servicing Agreement (Franklin BSP Capital Corp), Loan and Servicing Agreement (John Hancock Comvest Private Income Fund)
Broker/Dealer. The Borrower is not a broker-/dealer or subject to the Securities Investor Protection Act of 1970, as amended.
Appears in 32 contracts
Sources: Loan and Servicing Agreement (Diameter Credit Co), Loan and Servicing Agreement (HPS Corporate Lending Fund), Credit and Security Agreement (Saratoga Investment Corp.)
Broker/Dealer. The Borrower is not a broker-/dealer or subject to the Securities Investor Protection Act of 1970, as amended.
Appears in 22 contracts
Sources: Credit and Security Agreement (Fidelity Private Credit Fund), Credit and Security Agreement (LGAM Private Credit LLC), Credit and Security Agreement (FIDUS INVESTMENT Corp)
Broker/Dealer. The Borrower is not a broker-dealer or subject to the Securities Investor Protection Act of 1970, as amended.
Appears in 13 contracts
Sources: Fourth Amendment and Joinder to Loan and Servicing Agreement (Carlyle Secured Lending, Inc.), Loan and Servicing Agreement (Star Mountain Lower Middle-Market Capital Corp), Loan and Servicing Agreement (Carlyle Secured Lending III)
Broker/Dealer. The Borrower is not a broker-dealer or subject to the Securities Investor Protection Act of 1970, as amended.
Appears in 9 contracts
Sources: Credit Agreement (Apollo Debt Solutions BDC), Credit Agreement (Barings Private Credit Corp), Credit Agreement (Oaktree Gardens OLP, LLC)
Broker/Dealer. The Borrower is not a broker-dealer broker‑dealer or subject to the Securities Investor Protection Act of 1970, as amended.
Appears in 2 contracts
Sources: Loan and Servicing Agreement (MSD Investment Corp.), Loan and Servicing Agreement (MSD Investment Corp.)
Broker/Dealer. The Borrower is not a broker-dealer broker‐dealer or subject to the Securities Investor Protection Act of 1970, as amended.
Appears in 2 contracts
Sources: Loan and Servicing Agreement (Carlyle Credit Solutions, Inc.), Loan and Servicing Agreement (Carlyle Credit Solutions, Inc.)
Broker/Dealer. The Borrower is not a broker-dealer broker‐dealer or subject to the Securities Investor Protection Act of 1970, as amended.
Appears in 1 contract
Sources: Loan and Servicing Agreement (KKR Real Estate Finance Trust Inc.)
Broker/Dealer. The Borrower is not a broker-dealer broker‐dealer or subject to the Securities Investor Protection Act of 1970, as amended.. (u)
Appears in 1 contract
Sources: Loan and Servicing Agreement (Carlyle Secured Lending III)