Brokers and Finders. No Person will have, as a result of the transactions contemplated by the Transaction Documents, any valid right, interest or claim against or upon the Company, any Subsidiary or an Investor for any commission, fee or other compensation pursuant to any agreement, arrangement or understanding entered into by or on behalf of such Investor.
Appears in 218 contracts
Samples: Securities Purchase Agreement (Roadzen Inc.), Purchase Agreement (Sphere 3D Corp.), Purchase Agreement (Sphere 3D Corp.)
Brokers and Finders. No Person will have, as a result of the transactions contemplated by the Transaction Documentsthis Agreement, any valid right, interest or claim against or upon the Company, Company or any Subsidiary or an Investor Purchaser for any commission, fee or other compensation pursuant to any agreement, arrangement or understanding entered into by or on behalf of such Investorthe Purchaser.
Appears in 129 contracts
Samples: Securities Purchase Agreement (Fluent, Inc.), Securities Purchase Agreement (Atara Biotherapeutics, Inc.), Securities Purchase Agreement (Fluent, Inc.)
Brokers and Finders. No Person will have, as a result of the transactions contemplated by the Transaction Documents, any valid right, interest or claim against or upon the Company, any Subsidiary Company or an Investor for any commission, fee or other compensation pursuant to any agreement, arrangement or understanding entered into by or on behalf of such Investor.
Appears in 107 contracts
Samples: Securities Purchase Agreement (In8bio, Inc.), Securities Purchase Agreement (Entrada Therapeutics, Inc.), Securities Purchase Agreement (Bionomics Limited/Fi)
Brokers and Finders. No Person will have, as a result of the transactions contemplated by the Transaction Documents, any valid right, interest or claim against or upon the Company, any Subsidiary or an Investor for any commission, fee or other compensation pursuant to any agreement, arrangement or understanding entered into by or on behalf of such Investorthe Company.
Appears in 88 contracts
Samples: Securities Purchase Agreement (SMG Industries Inc.), Note Purchase Agreement (Renavotio, Inc.), Securities Purchase Agreement (Guided Therapeutics Inc)
Brokers and Finders. No Person will have, as a result of the transactions contemplated by the Transaction Documents, any valid right, interest or claim against or upon the Company, any Subsidiary or an Investor for any commission, fee or other compensation pursuant to any agreement, arrangement or understanding entered into by or on behalf of such Investorthe Company, other than as described in Schedule 4.21.
Appears in 45 contracts
Samples: Exchange Agreement, Purchase Agreement (OptimizeRx Corp), Exchange Agreement (Turtle Beach Corp)
Brokers and Finders. No Person will have, as a result of the transactions contemplated by the Transaction Documents, any valid right, interest or claim against or upon the Company, any Subsidiary or an Investor for any commission, fee or other compensation pursuant to any agreement, arrangement or understanding entered into by or on behalf of such Investorthe Company, other than as described in Schedule 4.20.
Appears in 35 contracts
Samples: Securities Purchase Agreement (Provectus Pharmaceuticals Inc), Securities Purchase Agreement (Luxeyard, Inc.), Securities Purchase Agreement (NewEra Technology Development Co., LTD)
Brokers and Finders. No Person will have, as a result of the transactions contemplated by the Transaction Documentsthis Agreement, any valid right, interest or claim against or upon the Company, any Subsidiary Company or an Investor such Purchaser for any commission, fee or other compensation pursuant to any agreement, arrangement or understanding entered into by or on behalf of such InvestorPurchaser.
Appears in 31 contracts
Samples: Securities Purchase Agreement (Lazydays Holdings, Inc.), Securities Purchase Agreement (Lazydays Holdings, Inc.), Securities Purchase Agreement (Landos Biopharma, Inc.)
Brokers and Finders. No Person will have, as a result of the transactions contemplated by the Transaction Documentsthis Agreement, any valid right, interest or claim against or upon the Company, any Subsidiary Company or an Investor the Purchaser for any commission, fee or other compensation pursuant to any agreement, arrangement or understanding entered into by or on behalf of such Investorthe Purchaser.
Appears in 31 contracts
Samples: Securities Purchase Agreement (Ventyx Biosciences, Inc.), Securities Purchase Agreement (Rallybio Corp), Securities Purchase Agreement (Vigil Neuroscience, Inc.)
Brokers and Finders. No Person will have, as a result of the transactions contemplated by the Transaction Documentsthis Agreement, any valid right, interest or claim against or upon the Company, any Subsidiary or an Investor for any commission, fee or other compensation pursuant to any agreement, arrangement or understanding entered into by or on behalf of such Investorthe Investors.
Appears in 29 contracts
Samples: Purchase Agreement (Tarantella Inc), Purchase Agreement (Conductus Inc), Purchase Agreement (Alliance Pharmaceutical Corp)
Brokers and Finders. No Person will have, as a result of the transactions contemplated by the Transaction Documentsthis Agreement, any valid right, interest or claim against or upon the Company, Company or any Subsidiary or an Investor Purchaser for any commission, fee or other compensation pursuant to any agreement, arrangement or understanding entered into by or on behalf of such InvestorPurchaser.
Appears in 22 contracts
Samples: Securities Purchase Agreement (Better Choice Co Inc.), Securities Purchase Agreement (Better Choice Co Inc.), Securities Purchase Agreement (DermTech, Inc.)
Brokers and Finders. No Person person will have, as a result of the contemplated transactions contemplated by the Transaction Documentsand Advances, any valid right, interest or claim against or upon the Company, any Subsidiary subsidiary or an Investor for any commission, fee or other compensation pursuant to any agreement, arrangement or understanding entered into by or on behalf of such Investorthe Company.
Appears in 17 contracts
Samples: Investment Agreement (Axxess Pharma Inc.), Investment Agreement (North American Oil & Gas Corp.), Investment Agreement (iHookup Social, Inc.)
Brokers and Finders. No Person will have, as a result of the transactions contemplated by the Transaction Documentsthis Agreement, any valid right, interest or claim against or upon the Company, or any Subsidiary or an Investor Purchaser for any commission, fee or other compensation pursuant to any agreement, arrangement or understanding entered into by or on behalf of such Investorthe Purchaser.
Appears in 15 contracts
Samples: Securities Purchase Agreement (Jones Soda Co), Stock Purchase Agreement (Clearant Inc), Securities Purchase Agreement (HydroGen CORP)
Brokers and Finders. No Person Person, including, without limitation, any Investor or any current holder of Common Shares, will have, as a result of the transactions contemplated by the Transaction Documents, any valid right, interest or claim against or upon the Company, any Subsidiary or an Investor for any commission, fee or other compensation pursuant to any agreement, arrangement or understanding entered into by or on behalf of such Investorthe Company.
Appears in 11 contracts
Samples: Purchase Agreement (Sphere 3D Corp), Purchase Agreement (Sphere 3D Corp), Purchase Agreement (Sphere 3D Corp)
Brokers and Finders. No Other than the Placement Agent with respect to the Company, no Person will have, as a result of the transactions contemplated by the Transaction Documentsthis Agreement, any valid right, interest or claim against or upon the Company, Company or any Subsidiary or an Investor Purchaser for any commission, fee or other compensation pursuant to any agreement, arrangement or understanding entered into by or on behalf of such Investorthe Purchaser.
Appears in 10 contracts
Samples: Securities Purchase Agreement (Blue Ridge Bankshares, Inc.), Securities Purchase Agreement (Blue Ridge Bankshares, Inc.), Securities Purchase Agreement (Wheeler Real Estate Investment Trust, Inc.)
Brokers and Finders. No Person will have, as a result of the transactions contemplated by the Transaction Documents, any valid right, interest or claim against or upon the Company, any Subsidiary of its Subsidiaries or an Investor for any commission, fee or other compensation pursuant to any agreement, arrangement or understanding entered into by or on behalf of such Investorthe Company, other than as described in Schedule 4.25.
Appears in 10 contracts
Samples: Purchase Agreement (Genco Shipping & Trading LTD), Purchase Agreement (Genco Shipping & Trading LTD), Purchase Agreement (Genco Shipping & Trading LTD)
Brokers and Finders. No Other than as described in the Memorandum, no Person will have, as a result of the transactions contemplated by the Transaction Documents, any valid right, interest or claim against or upon the Company, any Subsidiary or an Investor for any commission, fee or other compensation pursuant to any agreement, arrangement or understanding entered into by or on behalf of such Investorthe Company.
Appears in 10 contracts
Samples: Securities Purchase Agreement (Chile Mining Technologies Inc.), Securities Purchase Agreement (Tanke Biosciences Corp), Securities Purchase Agreement (Tanke Biosciences Corp)
Brokers and Finders. No Person will have, as a result of the transactions contemplated by the Transaction Documents, any valid right, interest or claim against or upon the Company, any Subsidiary Company or an the Investor for any commission, fee or other compensation pursuant to any agreement, arrangement or understanding entered into by or on behalf of such the Investor.
Appears in 10 contracts
Samples: Securities Purchase Agreement (Immatics N.V.), Securities Purchase Agreement (Translate Bio, Inc.), Stock Purchase Agreement (Vaccinex, Inc.)
Brokers and Finders. No Person will have, as a result of the transactions contemplated by the Transaction Documents, any valid right, interest or claim against or upon the Company, any Subsidiary of its Subsidiaries or an Investor for any commission, fee or other compensation pursuant to any agreement, arrangement or understanding entered into by or on behalf of such Investor.
Appears in 10 contracts
Samples: Purchase Agreement (Genco Shipping & Trading LTD), Purchase Agreement (Genco Shipping & Trading LTD), Purchase Agreement (Genco Shipping & Trading LTD)
Brokers and Finders. No Person will have, as a result of the transactions contemplated by the Transaction Documentsthis Agreement, any valid right, interest or claim against or upon the Company, any Subsidiary or an Investor for any commission, fee or other compensation pursuant to any agreement, arrangement or understanding entered into by or on behalf of such Investorthe Company.
Appears in 9 contracts
Samples: Purchase Agreement (Tarantella Inc), Purchase Agreement (First Virtual Communications Inc), Purchase Agreement (Tarantella Inc)
Brokers and Finders. No Person will have, as a result of the transactions contemplated by the Transaction Documents, any valid right, interest or claim against or upon the Company, any Subsidiary or an the Investor for any commission, fee or other compensation pursuant to any agreement, arrangement or understanding entered into by or on behalf of such the Investor.
Appears in 8 contracts
Samples: Securities Purchase Agreement (National Art Exchange, Inc.), Securities Purchase Agreement (Sito Mobile, Ltd.), Stock Purchase Agreement (China Commercial Credit Inc)
Brokers and Finders. No Person will have, as a result of the transactions contemplated by the Transaction Documentsthis Agreement, any valid right, interest or claim against or upon the Company, Company or any Subsidiary or an Investor for any commission, fee or other compensation pursuant to any agreement, arrangement or understanding entered into by or on behalf of such the Investor.
Appears in 8 contracts
Samples: Share Purchase Agreement (Cortendo AB), Share Purchase Agreement (Cortendo AB), Share Purchase Agreement (Cortendo AB)
Brokers and Finders. No Person will have, as a result of the transactions contemplated by the Transaction Documentsthis Agreement, any valid right, interest or claim against or upon the Company, any Subsidiary Company or an the Investor for any commission, fee or other compensation pursuant to any agreement, arrangement or understanding entered into by or on behalf of such the Investor.
Appears in 8 contracts
Samples: Securities Purchase Agreement (Seres Therapeutics, Inc.), Securities Purchase Agreement (Seres Therapeutics, Inc.), Securities Purchase Agreement (Summit Therapeutics Inc.)
Brokers and Finders. No Person will have, as a result of the transactions contemplated by the Transaction Documentsthis Agreement, any valid right, interest or claim against or upon the Company, Company or any Subsidiary or an Investor Purchaser for any commission, fee or other compensation pursuant to any agreement, arrangement or understanding entered into by or on behalf of such Investorthe Company.
Appears in 8 contracts
Samples: Common Stock Purchase Agreement (Kymera Therapeutics, Inc.), Common Stock Purchase Agreement, Common Stock Purchase Agreement (Anaplan, Inc.)
Brokers and Finders. No Person will have, as a result of the transactions contemplated by the Transaction Documentsthis Agreement, any valid right, interest or claim against or upon the Company, any Subsidiary or an any other Investor for any commission, fee or other compensation pursuant to any agreement, arrangement or understanding entered into by or on behalf of such the Investor.
Appears in 6 contracts
Samples: Securities Purchase Agreement (Cig Wireless Corp.), Securities Purchase Agreement (Novelos Therapeutics, Inc.), Securities Purchase Agreement (Novelos Therapeutics, Inc.)
Brokers and Finders. No Person will have, as a result of the transactions contemplated by the Transaction Documents, any valid right, interest or claim against or upon the Company, any Subsidiary or an the Investor for any commission, fee or other compensation pursuant to any agreement, arrangement or understanding entered into by or on behalf of such Investorthe Company.
Appears in 6 contracts
Samples: Securities Purchase Agreement (Spire Global, Inc.), Purchase Agreement (Response Genetics Inc), Securities Purchase Agreement (You on Demand Holdings, Inc.)
Brokers and Finders. No Person will have, as a result of the transactions contemplated by the Transaction Documentsthis Agreement, any valid right, interest or claim against or upon the Company, any Subsidiary or an Investor for any commission, fee or other compensation pursuant to any agreement, arrangement or understanding entered into by or on behalf of such Investorthe Company, other than as described in Schedule 4.21.
Appears in 6 contracts
Samples: Purchase Agreement (Click2learn Inc/De/), Purchase Agreement (Regeneration Technologies Inc), Purchase Agreement (World Heart Corp)
Brokers and Finders. No Person will have, as a result of the transactions contemplated by the Transaction Documents, any valid right, interest or claim against or upon the Company, Company or any Subsidiary or an Investor Purchaser for any commission, fee or other compensation pursuant to any agreement, arrangement or understanding entered into by or on behalf of such Investorthe Purchaser.
Appears in 6 contracts
Samples: Securities Purchase Agreement (Giga Tronics Inc), Securities Purchase Agreement (Giga Tronics Inc), Securities Purchase Agreement (Giga Tronics Inc)
Brokers and Finders. No Person will have, as a result of the transactions contemplated by the Transaction Documents, any valid right, interest or claim against or upon the Company, any Subsidiary or an Investor for any commission, fee or other compensation pursuant to any agreement, arrangement or understanding entered into by or on behalf of such the Investor.
Appears in 6 contracts
Samples: Purchase Agreement (Georesources Inc), Purchase Agreement (Harbin Electric, Inc), Stock Purchase and Settlement Agreement (Al Yousuf LLC)
Brokers and Finders. No Except as arising pursuant to the Placing, no Person will have, as a result of the transactions contemplated by the Transaction Documentsthis Agreement, any valid right, interest or claim against or upon the Company, any Subsidiary Company or an the Investor for any commission, fee or other compensation pursuant to any agreement, arrangement or understanding entered into by or on behalf of such the Investor.
Appears in 6 contracts
Samples: Securities Purchase Agreement (Duggan Robert W), Securities Purchase Agreement (Zanganeh Maky), Securities Purchase Agreement (Summit Therapeutics Inc.)
Brokers and Finders. No Person will have, as a result of the transactions contemplated by the Transaction Documents, any valid right, interest or claim against or upon the Company, Company or any Subsidiary or an Investor Purchaser for any commission, fee or other compensation pursuant to any agreement, arrangement or understanding entered into by or on behalf of such InvestorPurchaser.
Appears in 6 contracts
Samples: Securities Purchase Agreement (Jiuzi Holdings, Inc.), Securities Purchase Agreement (Santo Mining Corp.), Securities Purchase Agreement (Lone Star Gold, Inc.)
Brokers and Finders. No Person will have, as a result of the transactions contemplated by the Transaction Documents, any valid right, interest or claim against or upon the Company, any Subsidiary or an Investor any Buyer for any commission, fee or other compensation pursuant to any agreement, arrangement or understanding entered into by or on behalf of such InvestorBuyer.
Appears in 6 contracts
Samples: Securities Purchase Agreement (Composite Technology Corp), Securities Purchase Agreement (L & L International Holdings, Inc), Securities Purchase Agreement (L & L International Holdings, Inc)
Brokers and Finders. No Person will have, as a result of the transactions contemplated by the Transaction Documents, any valid right, interest or claim against or upon the Company, any Subsidiary or an Investor Purchaser for any commission, fee or other compensation pursuant to any agreement, arrangement or understanding entered into by or on behalf of such Investorthe Company.
Appears in 5 contracts
Samples: Securities Purchase Agreement (Hudson Holding Corp), Securities Purchase Agreement (Meagher Michael J), Securities Purchase Agreement (Hudson Holding Corp)
Brokers and Finders. No Person will have, as a result of the transactions contemplated by the Transaction Documentsthis Agreement, any valid right, interest or claim against or upon the Company, any Subsidiary Company or an Investor Purchaser for any commission, fee or other compensation pursuant to any agreement, arrangement or understanding entered into by or on behalf of such InvestorPurchaser.
Appears in 5 contracts
Samples: Securities Purchase Agreement (Conifer Holdings, Inc.), Securities Purchase Agreement (NeuroBo Pharmaceuticals, Inc.), Share Purchase Agreement (Netlist Inc)
Brokers and Finders. No Person will have, as a result of the transactions contemplated by the Transaction Documents, any valid right, interest or claim against or upon the Company, any Subsidiary Company or an Investor a Purchaser for any commission, fee or other compensation pursuant to any agreement, arrangement or understanding entered into by or on behalf of such InvestorPurchaser.
Appears in 5 contracts
Samples: Securities Purchase Agreement (Trevi Therapeutics, Inc.), Securities Purchase Agreement (Trevi Therapeutics, Inc.), Securities Purchase Agreement (Trevi Therapeutics, Inc.)
Brokers and Finders. No Person will have, as a result of the transactions contemplated by the Transaction Documents, any valid right, interest or claim against or upon the Company or, to the Company’s Knowledge, any Subsidiary or an Investor for any commission, fee or other compensation pursuant to any agreement, arrangement or understanding entered into by or on behalf of such Investorthe Company.
Appears in 5 contracts
Samples: Securities Purchase Agreement (Immatics N.V.), Securities Purchase Agreement (Local Bounti Corporation/De), Securities Purchase Agreement (Local Bounti Corporation/De)
Brokers and Finders. No Person will have, as a result of the transactions contemplated by the Transaction Documentsthis Agreement, any valid right, interest or claim against or upon the Company, Company or any Subsidiary or an Investor Purchaser for any commission, fee or other compensation pursuant to any agreement, arrangement or understanding entered into by or on behalf of such InvestorPurchaser.
Appears in 5 contracts
Samples: Common Stock Purchase Agreement (Ocean Biomedical, Inc.), Common Stock Purchase Agreement (Braeburn Pharmaceuticals, Inc.), Securities Purchase Agreement (Oncobiologics, Inc.)
Brokers and Finders. No Person will have, as a result of the transactions contemplated by the Transaction Documents, any valid right, interest or claim against or upon the Company, any Subsidiary or an the Investor for any commission, fee or other compensation pursuant to any agreement, arrangement or understanding entered into by or on behalf of such Investor.
Appears in 5 contracts
Samples: Securities Subscription and Option Agreement (First Corp /Cn/), Securities Purchase Agreement (New Leaf Brands, Inc.), Purchase Agreement (Oculus Innovative Sciences, Inc.)
Brokers and Finders. No Person will have, as a result of the transactions contemplated by the Transaction Documentsthis Agreement, any valid right, interest or claim against or upon the Company, or any Subsidiary or an Investor for any commission, fee or other compensation pursuant to any agreement, arrangement or understanding entered into by or on behalf of such the Investor.
Appears in 5 contracts
Samples: Purchase Agreement (Exploration Co of Delaware Inc), Purchase Agreement (Bakers Footwear Group Inc), Subordinated Convertible Debenture Purchase Agreement (Bakers Footwear Group Inc)
Brokers and Finders. No Person will have, as a result of the transactions contemplated by the Transaction Documents, any valid right, interest or claim against or upon the Company, any Subsidiary Subsidiary, Medivation or an Investor for any commission, fee or other compensation pursuant to any agreement, arrangement or understanding entered into by or on behalf of such Investorthe Company, other than as described in the Private Placement Memorandum or on Schedule 4.20.
Appears in 5 contracts
Samples: Purchase Agreement (Orion Acquisition Corp Ii), Purchase Agreement (Orion Acquisition Corp Ii), Purchase Agreement (Orion Acquisition Corp Ii)
Brokers and Finders. No Person will have, as a result of the transactions contemplated by the Transaction Documentsthis Agreement, any valid right, interest or claim against or upon the Company, any Subsidiary Company or an the Investor for any commission, fee or other compensation pursuant to any agreement, arrangement or understanding entered into by or on behalf of such Investorthe Company.
Appears in 5 contracts
Samples: Securities Purchase Agreement (Seres Therapeutics, Inc.), Securities Purchase Agreement (Seres Therapeutics, Inc.), Share Purchase Agreement (Asana, Inc.)
Brokers and Finders. No Person will have, as a result of the transactions contemplated by the Transaction Documents, any valid right, interest or claim against or upon the Company, any Subsidiary or an Investor Company for any commission, fee or other compensation pursuant to any agreement, arrangement or understanding with a placement agent entered into by or on behalf of such Investorthe Purchaser.
Appears in 4 contracts
Samples: Share Subscription Agreement (NaaS Technology Inc.), Share Subscription Agreement (Amtd Idea Group), Share Subscription Agreement (Tencent Holdings LTD)
Brokers and Finders. No Person will have, as a result of the transactions contemplated by the Transaction Documentsthis Agreement, any valid right, interest or claim against or upon the Company, any Subsidiary Company or an Investor for any commission, fee or other compensation pursuant to any agreement, arrangement or understanding entered into by or on behalf of such an Investor.
Appears in 4 contracts
Samples: Securities Purchase Agreement (Torrent Energy Corp), Securities Purchase Agreement (Torrent Energy Corp), Securities Purchase Agreement (Heartland Oil & Gas Corp)
Brokers and Finders. No Person will have, as a result of the transactions contemplated by the Transaction Documents, any valid right, interest or claim against or upon the Company, any Subsidiary or an Investor it for any commission, fee or other compensation pursuant to any agreement, arrangement or understanding entered into by it or on behalf of such Investorits behalf.
Appears in 4 contracts
Samples: Recapitalization Agreement (New Leaf Ventures II, L.P.), Recapitalization Agreement (Velocity Express Corp), Recapitalization Agreement (World Heart Corp)
Brokers and Finders. No Person will have, as a result of the transactions contemplated by the Transaction Documents, any valid right, interest or claim against or upon the Company, any Subsidiary Company or an Investor such Purchaser for any commission, fee or other compensation pursuant to any agreement, arrangement or understanding with a placement agent entered into by or on behalf of such InvestorPurchaser.
Appears in 4 contracts
Samples: Securities Purchase Agreement (Searchlight Minerals Corp.), Securities Purchase Agreement (China Agritech Inc), Securities Purchase Agreement (Zi Corp)
Brokers and Finders. No Person will have, as a result of the transactions contemplated by the Transaction Documentsthis Agreement, any valid right, interest or claim against or upon the Company, any Subsidiary Company or an Investor Purchaser for any commission, fee or other compensation pursuant to any agreement, arrangement or understanding entered into by or on behalf of such Investorthe Company.
Appears in 4 contracts
Samples: Common Stock Purchase Agreement (Ocean Biomedical, Inc.), Common Stock Purchase Agreement (Braeburn Pharmaceuticals, Inc.), Common Stock Purchase Agreement (Intellia Therapeutics, Inc.)
Brokers and Finders. No Person will have, as a result of the transactions contemplated by the Transaction Documents, as defined below, any valid right, interest or claim against or upon the Company, any Subsidiary or an Investor Company for any commission, fee or other compensation pursuant to any agreement, arrangement or understanding with a placement agent entered into by or on behalf of such InvestorBuyer.
Appears in 4 contracts
Samples: Securities Purchase Agreement (Applied Dna Sciences Inc), Securities Purchase Agreement (Applied Dna Sciences Inc), Securities Purchase Agreement (Applied Dna Sciences Inc)
Brokers and Finders. No Person engaged by such Purchaser will have, as a result of the transactions contemplated by the Transaction Documents, any valid right, interest or claim against or upon the Company, Company or any Subsidiary or an Investor Purchaser for any commission, fee or other compensation pursuant to any agreement, arrangement or understanding entered into by or on behalf of such Investorthe Purchaser.
Appears in 4 contracts
Samples: Securities Purchase Agreement (Berkshire Hills Bancorp Inc), Securities Purchase Agreement (Wesbanco Inc), Securities Purchase Agreement (Firstsun Capital Bancorp)
Brokers and Finders. No Person will have, as a result of the transactions contemplated by the Transaction Documentsthis Agreement, any valid right, interest or claim against or upon the Company, any Subsidiary Company or an Investor for any commission, fee or other compensation pursuant to any agreement, arrangement or understanding entered into by or on behalf of such an Investor, except as disclosed in writing to the Company together with delivery of this Securities Purchase Agreement.
Appears in 4 contracts
Samples: Securities Purchase Agreement (Torrent Energy Corp), Securities Purchase Agreement (Torrent Energy Corp), Securities Purchase Agreement (Torrent Energy Corp)
Brokers and Finders. No Person will have, as a result of the transactions contemplated by the Transaction Documents, any valid right, interest or claim against or upon the Company, any Subsidiary or an Investor for any commission, fee or other compensation pursuant to any agreement, arrangement or understanding entered into by or on behalf of such Investor., other than Garden State Securities, Inc.
Appears in 4 contracts
Samples: Preferred Stock and Warrant Purchase Agreement (Visualant Inc), Preferred Stock and Warrant Purchase Agreement (Visualant Inc), Preferred Stock and Warrant Purchase Agreement (Visualant Inc)
Brokers and Finders. No Person will have, as a result of the transactions contemplated by the Transaction Documentsthis Agreement, any valid right, interest or claim against or upon the Company, any Subsidiary or an Investor for any commission, fee or other compensation pursuant to any agreement, arrangement or understanding entered into by or on behalf of such Investorthe Company, other than as described in Schedule 4.20.
Appears in 4 contracts
Samples: Purchase Agreement (Adept Technology Inc), Purchase Agreement (Adept Technology Inc), Purchase Agreement (Antares Pharma Inc)
Brokers and Finders. No Person will have, as a result of the transactions contemplated by the Transaction Documents, any valid right, interest or claim against or upon the Company, any Subsidiary Company or an Investor for any commission, fee or other compensation pursuant to any agreement, arrangement or understanding with a placement agent entered into by or on behalf of such InvestorBuyer.
Appears in 4 contracts
Samples: Securities Purchase Agreement (Electro Optical Sciences Inc /Ny), Securities Purchase Agreement (Electro Optical Sciences Inc /Ny), Securities Purchase Agreement (Electro Optical Sciences Inc /Ny)
Brokers and Finders. No Person will have, as a result of the transactions contemplated by the Transaction Documents, any valid right, interest or claim against or upon the Company, any Subsidiary of its Subsidiaries or an Investor any Buyer for any commissionplacement agent’s fees, fee financial advisory fees, broker’s commissions or other similar compensation pursuant to any agreement, arrangement or understanding entered into by or on behalf of such InvestorBuyer.
Appears in 4 contracts
Samples: Securities Purchase Agreement (Body Central Corp), Securities Purchase Agreement (A123 Systems, Inc.), Securities Purchase Agreement (A123 Systems, Inc.)
Brokers and Finders. No Person will have, as a result of the transactions contemplated by the Transaction Documents, any valid right, interest or claim against or upon the Company, any Subsidiary or an Investor for any commission, fee or other compensation pursuant to any agreement, arrangement or understanding entered into by or on behalf of such Investorthe Investors.
Appears in 4 contracts
Samples: Purchase Agreement (Vitalstream Holdings Inc), Purchase Agreement (Vitalstream Holdings Inc), Purchase Agreement (Rainmaker Systems Inc)
Brokers and Finders. No Person will have, as a result of the transactions contemplated by the Transaction Documents, any valid right, interest or claim against or upon the Company, any Subsidiary or an Investor Company for any commission, fee or other compensation pursuant to any agreement, arrangement or understanding with a placement agent entered into by or on behalf of such Investorthe Company or any Subsidiary.
Appears in 4 contracts
Samples: Share Purchase Agreement (NaaS Technology Inc.), Share Subscription Agreement (NaaS Technology Inc.), Share Subscription Agreement (Amtd Idea Group)
Brokers and Finders. No Person person will have, as a result of the transactions contemplated by the Transaction Documentsthis Agreement, any valid right, interest or claim against or upon the Company, any Subsidiary Seller or an Investor Buyer for any commission, fee or other compensation pursuant to any agreement, arrangement or understanding entered into by or on behalf of such InvestorSeller.
Appears in 3 contracts
Samples: Asset Purchase Agreement (General Cannabis Corp), Asset Purchase Agreement (Advanced Cannabis Solutions, Inc.), Stock Purchase Agreement (Signature Group Holdings, Inc.)
Brokers and Finders. No Person will have, as a result of the transactions contemplated by the Transaction Documents, any valid right, interest or claim against or upon the Company, any Subsidiary Company or an Investor for any commission, fee or other compensation pursuant to any agreement, arrangement or understanding entered into by or on behalf of such Investorthe Company, other than as described in Schedule 4.22.
Appears in 3 contracts
Samples: Purchase Agreement (Celsion CORP), Purchase Agreement (Celsion CORP), Purchase Agreement (Celsion CORP)
Brokers and Finders. No Person will have, as a result of the transactions contemplated by the Transaction Documents, any valid right, interest or claim against or upon the Company, Company or any Subsidiary or an Investor of its Subsidiaries for any commission, fee or other compensation pursuant to any agreement, arrangement or understanding with a placement agent entered into by or on behalf of such Investorthe Company or any of its Subsidiary.
Appears in 3 contracts
Samples: Share Subscription Agreement (NIO Inc.), Share Subscription Agreement (NIO Inc.), Share Subscription Agreement (CYVN Investments RSC LTD)
Brokers and Finders. No Person will have, have as a result of the transactions contemplated by the Transaction Documents, any valid right, interest or claim against or upon the Company, any Subsidiary or an Investor for any commission, fee or other compensation pursuant to any agreement, arrangement or understanding entered into by or on behalf of such Investor.
Appears in 3 contracts
Samples: Securities Purchase Agreement (Thinspace Technology, Inc.), Securities Purchase Agreement (Thinspace Technology, Inc.), Securities Purchase Agreement (Thinspace Technology, Inc.)
Brokers and Finders. No Person will have, as a result of the transactions contemplated by the Transaction Documents, any valid right, interest or claim against or upon the Company, any Subsidiary or an Investor for any commission, fee or other compensation pursuant to any agreement, arrangement or understanding entered into by or on behalf of such Investorthe Company, other than as described in the Disclosure Letter.
Appears in 3 contracts
Samples: Purchase Agreement (C-Chip Technologies Corp), Purchase Agreement (Immersion Corp), Purchase Agreement (Iq Biometrix Inc)
Brokers and Finders. No Person will have, as a result of the transactions contemplated by the Transaction Documents, any valid right, interest or claim against or upon the Company, any Subsidiary Company or an Investor a Buyer for any commission, fee or other compensation pursuant to any agreement, arrangement or understanding entered into by or by, on behalf of such InvestorBuyer.
Appears in 3 contracts
Samples: Common Stock Purchase Agreement (Liquidia Corp), Common Stock Purchase Agreement (Liquidia Corp), Common Stock Purchase Agreement (Liquidia Corp)
Brokers and Finders. No Person will have, as a result of the transactions contemplated by the Transaction Documentsthis Agreement, any valid right, interest or claim against or upon the Company, Company or any Subsidiary or an Investor Buyer for any commission, fee or other compensation pursuant to any agreement, arrangement or understanding entered into by or on behalf of such Investorthe Buyer.
Appears in 3 contracts
Samples: Securities Purchase Agreement (Q BioMed Inc.), Securities Purchase Agreement (Great Elm Capital Group, Inc.), Securities Purchase Agreement (Q BioMed Inc.)
Brokers and Finders. No Person will have, as a result of the transactions contemplated by the Transaction Documents, any valid right, interest or claim against or upon the Company, any Subsidiary or an Investor for any commission, commission or fee or other compensation pursuant to any agreement, arrangement or understanding entered into by or on behalf of such Investor.
Appears in 3 contracts
Samples: Purchase Agreement (Adamis Pharmaceuticals Corp), Purchase Agreement (Adamis Pharmaceuticals Corp), Purchase Agreement (Adamis Pharmaceuticals Corp)
Brokers and Finders. No Person person will have, as a result of the transactions contemplated by the Transaction DocumentsWarrant, any valid right, interest or claim against or upon the Company, any Subsidiary Company or an the Investor for any commission, fee or other compensation pursuant to any agreement, arrangement or understanding entered into by or on behalf of such the Investor.
Appears in 3 contracts
Samples: Warrant to Purchase Common Stock (Xenetic Biosciences, Inc.), Warrant to Purchase Common Stock (Xenetic Biosciences, Inc.), Warrant Agreement (Xenetic Biosciences, Inc.)
Brokers and Finders. No Person will have, as a result of the transactions contemplated by the Transaction Documents, any valid right, interest or claim against or upon the Company, any Company Subsidiary or an the Investor for any commission, fee or other compensation pursuant to any agreement, arrangement or understanding entered into by or on behalf of such Investorthe Company.
Appears in 3 contracts
Samples: Securities Purchase Agreement (FUND.COM Inc.), Securities Purchase Agreement (National Holdings Corp), Securities Purchase Agreement (FUND.COM Inc.)
Brokers and Finders. No Person will have, as a result of actions or omissions of the Company in connection with the transactions contemplated by the Transaction Documents, any valid right, interest or claim against or upon the Company, any Subsidiary or an Investor for any commission, fee or other compensation pursuant to any agreement, arrangement or understanding entered into by or on behalf of such Investorthe Company.
Appears in 3 contracts
Samples: Stock Purchase and Settlement Agreement, Stock Purchase and Settlement Agreement (Al Yousuf LLC), Stock Purchase and Settlement Agreement (Altair Nanotechnologies Inc)
Brokers and Finders. No Person person will have, as a result of the transactions contemplated by the Transaction Documentsthis Agreement, any valid right, interest or claim against or upon the Company, any Subsidiary or an Investor the Holders for any commission, fee or other compensation pursuant to any agreement, arrangement or understanding entered into by or on behalf of such Investorthe Company.
Appears in 3 contracts
Samples: Convertible Secured Note Purchase Agreement (Photogen Technologies Inc), Investment Unit Purchase Agreement (NationsHealth, Inc.), Convertible Secured Note Purchase Agreement (Alliance Pharmaceutical Corp)
Brokers and Finders. No Person will have, as a result of the transactions contemplated by the Transaction Documents, any valid right, interest or claim against or upon the Company, BVI Sub or any other Subsidiary or an Investor for any commission, fee or other compensation pursuant to any agreement, arrangement or understanding entered into by or on behalf of such Investor.
Appears in 3 contracts
Samples: Purchase Agreement (Gulf United Energy, Inc.), Purchase Agreement (Gulf United Energy, Inc.), Purchase Agreement (Gulf United Energy, Inc.)
Brokers and Finders. No Person will have, as a result of the transactions contemplated by the Transaction Documentsthis Agreement, any valid right, interest or claim against or upon the Company, Borrower or Agent or any Subsidiary or an Investor Lender for any commission, fee or other compensation pursuant to any agreement, arrangement or understanding entered into by or on behalf of such InvestorAgent or any Lender.
Appears in 3 contracts
Samples: Second Lien Credit Agreement (Bakers Footwear Group Inc), Second Lien Credit Agreement (Bakers Footwear Group Inc), Second Lien Credit Agreement (Bakers Footwear Group Inc)
Brokers and Finders. No Other than the Placement Agents, no Person will have, as a result of the transactions contemplated by the Transaction Documents, any valid right, interest or claim against or upon the Company, any Subsidiary Company or an Investor for any commission, fee or other compensation pursuant to any agreement, arrangement or understanding entered into by or on behalf of such Investorthe Company.
Appears in 3 contracts
Samples: Securities Purchase Agreement (Vincerx Pharma, Inc.), Securities Purchase Agreement (Entasis Therapeutics Holdings Inc.), Securities Purchase Agreement (Innoviva, Inc.)
Brokers and Finders. No Person will have, as a result of the transactions contemplated by the Transaction Documents, any valid right, interest or claim against or upon the Company, any Subsidiary or an Investor for any commission, fee or other compensation pursuant to any agreement, arrangement or understanding entered into by or on behalf of such Investorthe Company, other than as described in Schedule 4.19.
Appears in 3 contracts
Samples: Securities Purchase Agreement (Medgenics, Inc.), Securities Purchase Agreement (First Blush Brands, Inc.), Securities Purchase Agreement (Commerce Planet)
Brokers and Finders. No Person will have, as a result of the transactions contemplated by the Transaction Documents, any valid right, interest or claim against or upon the Company, any Subsidiary Company or an Investor for any commission, fee or other compensation pursuant to any agreement, arrangement or understanding entered into by or on behalf of such Investorthe Company.
Appears in 3 contracts
Samples: Purchase Agreement (Applied Neurosolutions Inc), Unit Purchase Agreement (Opexa Therapeutics, Inc.), Purchase Agreement (Avalon Pharmaceuticals Inc)
Brokers and Finders. No Person will have, as a result of the transactions contemplated by the Transaction Documents, any valid right, interest or claim against or upon the Company, any Subsidiary or an Investor for any commission, fee or other compensation pursuant to any agreement, arrangement or understanding entered into by or on behalf of such Investorthe Company, other than as disclosed to the Investors in writing on or prior to the date hereof.
Appears in 3 contracts
Samples: Securities Purchase Agreement (Madrigal Pharmaceuticals, Inc.), Purchase Agreement (SharpSpring, Inc.), Securities Purchase Agreement (Madrigal Pharmaceuticals, Inc.)
Brokers and Finders. No Other than the Placement Agents, no Person will have, as a result of the transactions contemplated by the Transaction Documents, any valid right, interest or claim against or upon the Company or, to the Company’s Knowledge, any Subsidiary or an Investor for any commission, fee or other compensation pursuant to any agreement, arrangement or understanding entered into by or on behalf of such Investorthe Company.
Appears in 3 contracts
Samples: Securities Purchase Agreement (Lyra Therapeutics, Inc.), Securities Purchase Agreement (Rafael Holdings, Inc.), Securities Purchase Agreement (MEI Pharma, Inc.)
Brokers and Finders. No Person will have, as a result of the transactions contemplated by the Transaction Documents, any valid right, interest or claim against or upon the Company, any Subsidiary or an Investor for any commission, fee or other compensation pursuant to any agreement, arrangement or understanding entered into by or on behalf of such Investor, other than as described on Schedule 5.10.
Appears in 3 contracts
Samples: Securities Purchase Agreement (Commerce Planet), Securities Purchase Agreement (Emerald Dairy Inc), Securities Purchase Agreement (Emerald Dairy Inc)
Brokers and Finders. No Except for the Agent, no Person will have, as a result of the transactions contemplated by the Transaction Documents, any valid right, interest or claim against or upon the Company, any Subsidiary Company or an Investor for any commission, fee or other compensation pursuant to any agreement, arrangement or understanding entered into by or on behalf of such Investorthe Company.
Appears in 3 contracts
Samples: Purchase Agreement (Green Ballast, Inc.), Purchase Agreement (Green Ballast, Inc.), Purchase Agreement (Green Ballast, Inc.)
Brokers and Finders. No Person will have, as a result of the transactions contemplated by the Transaction Documentsthis Agreement, any valid right, interest or claim against or upon the Company, any Subsidiary or an Investor Purchaser for any commission, fee or other compensation pursuant to any agreement, arrangement or understanding entered into by or on behalf of such Investorany Purchaser.
Appears in 3 contracts
Samples: Senior Secured Note Purchase Agreement (TILT Holdings Inc.), Senior Secured Note Purchase Agreement (TILT Holdings Inc.), Senior Secured Note Purchase Agreement
Brokers and Finders. No Person will have, as a result of the transactions contemplated by the Transaction Documents, any valid right, interest or claim against or upon the Company, any Subsidiary or or, to the Company’s Knowledge, an Investor for any commission, fee or other compensation pursuant to any agreement, arrangement or understanding entered into by or on behalf of such Investorthe Company.
Appears in 3 contracts
Samples: Securities Purchase Agreement (Inseego Corp.), Securities Purchase Agreement (Inseego Corp.), Securities Purchase Agreement (Inseego Corp.)
Brokers and Finders. No Other than the Placement Agent, no Person will have, as a result of the transactions contemplated by the Transaction Documentsthis Agreement, any valid right, interest or claim against or upon the Company, Company or any Subsidiary or an Investor Purchaser for any commission, fee or other compensation pursuant to any agreement, arrangement or understanding entered into by or on behalf of such Investorthe Purchaser.
Appears in 3 contracts
Samples: Securities Purchase Agreement (BioAmber Inc.), Securities Purchase Agreement (COMMITTED CAPITAL ACQUISITION Corp), Securities Purchase Agreement (Lipocine Inc.)
Brokers and Finders. No Person will have, as a result of the transactions contemplated by the Transaction Documents, any valid right, interest or claim against or upon the Company, any Subsidiary or an Investor for any commission, fee or other compensation pursuant to any agreement, arrangement or understanding entered into by or on behalf of such Investor, except as set forth in Section 4.20.
Appears in 3 contracts
Samples: Purchase Agreement (Mac Filmworks Inc), Bridge Loan Agreement (Smart Move, Inc.), Purchase Agreement (Arkanova Energy Corp)
Brokers and Finders. No Person will have, as a result of the transactions contemplated by the Transaction Documentsthis Agreement, any valid right, interest or claim against or upon the Company, Borrowers or any Subsidiary or an Investor Purchaser for any commission, fee or other compensation pursuant to any agreement, arrangement or understanding entered into by or on behalf of such Investorthe Borrowers or any Purchaser.
Appears in 3 contracts
Samples: Subordination Agreement (TILT Holdings Inc.), Subordination Agreement (TILT Holdings Inc.), Subordination Agreement
Brokers and Finders. No Person will have, as a result of the transactions contemplated by the Transaction Documents, any valid right, interest or claim against or upon the Company, any Company Subsidiary or an Investor for any commission, fee or other compensation pursuant to any agreement, arrangement or understanding entered into by or on behalf of such Investor.
Appears in 3 contracts
Samples: Securities Purchase Agreement (FUND.COM Inc.), Securities Purchase Agreement (National Holdings Corp), Securities Purchase Agreement (FUND.COM Inc.)
Brokers and Finders. No Person person will have, as a result of the transactions contemplated by the Transaction Documentsthis Agreement, any valid right, interest or claim against or upon the Company, any Subsidiary Seller or an Investor Buyer for any commission, fee or other compensation pursuant to any agreement, arrangement or understanding entered into by or on behalf of such InvestorBuyer.
Appears in 3 contracts
Samples: Asset Purchase Agreement (American Cannabis Company, Inc.), Asset Purchase Agreement (General Cannabis Corp), Asset Purchase Agreement (Advanced Cannabis Solutions, Inc.)
Brokers and Finders. No Person will have, as a result of actions or omissions of the Company in connection with the transactions contemplated by the Transaction Documents, any valid right, interest or claim against or upon the Company, any Subsidiary or an Investor for any commission, fee or other compensation pursuant to any agreement, arrangement or understanding entered into by or on behalf of such Investorthe Company, other than as described in Schedule 4.21.
Appears in 3 contracts
Samples: Purchase Agreement (Vitalstream Holdings Inc), Purchase Agreement (Vitalstream Holdings Inc), Purchase Agreement (Vitalstream Holdings Inc)
Brokers and Finders. No Person will have, as a result of the transactions contemplated by the Transaction Documentsthis Agreement, any valid right, interest or claim against or upon the Company, any Subsidiary or an Investor for any commission, fee or other compensation pursuant to any agreement, arrangement or understanding entered into by or on behalf of such Investorthe Company, other than a fee payable pursuant to this Agreement for services as a financial advisor.
Appears in 3 contracts
Samples: Financial Advisory Agreement (ZBB Energy Corp), Financial Advisory Agreement (ZBB Energy Corp), Financial Advisory Agreement (Overland Storage Inc)
Brokers and Finders. No Other than the Placement Agent with respect to the Company, no Person will have, as a result of the transactions contemplated by the Transaction Documents, any valid right, interest or claim against or upon the Company, Company or any Subsidiary or an Investor Purchaser for any commission, fee or other compensation pursuant to any agreement, arrangement or understanding entered into by or on behalf of such Investorthe Purchaser.
Appears in 3 contracts
Samples: Subscription Agreement (Oriental Financial Group Inc), Securities Purchase Agreement (Oriental Financial Group Inc), Securities Purchase Agreement (Oriental Financial Group Inc)
Brokers and Finders. No Person will have, as a result of the transactions contemplated by the Transaction Documentsthis Agreement, any valid right, interest interest, or claim against or upon the Company, Company or any Subsidiary or an Investor Purchaser for any commission, fee fee, or other compensation pursuant to any agreement, arrangement arrangement, or understanding entered into by or on behalf of such InvestorPurchaser.
Appears in 3 contracts
Samples: Securities Purchase Agreement (Bancorp 34, Inc.), Stock Purchase Agreement (Trinity Capital Corp), Stock Purchase Agreement (HCSB Financial Corp)
Brokers and Finders. No Person will have, as a result of the transactions contemplated by the Transaction Documentsthis Agreements, any valid right, interest or claim against or upon the Company, any Subsidiary Company or an Investor for any commission, fee or other compensation pursuant to any agreement, arrangement or understanding entered into by or on behalf of such Investor.
Appears in 3 contracts
Samples: Common Stock Purchase Agreement (Intraop Medical Corp), Common Stock Purchase Agreement (Intraop Medical Corp), Common Stock Purchase Agreement (Intraop Medical Corp)
Brokers and Finders. No Person will have, as a result of the transactions contemplated by the Transaction Documents, any valid right, interest or claim against or upon the Company, any Subsidiary thereof or an any Investor for any commission, fee or other compensation pursuant to any agreement, arrangement or understanding entered into by or on behalf of such Investor.
Appears in 3 contracts
Samples: Securities Purchase Agreement (Molecular Templates, Inc.), Securities Purchase Agreement (Threshold Pharmaceuticals Inc), Equity Commitment (Threshold Pharmaceuticals Inc)
Brokers and Finders. No Person will have, as a result of the transactions contemplated by the Transaction Documents, any valid right, interest or claim against or upon the Company, any Subsidiary subsidiary thereof or an Investor any Purchaser for any commission, fee or other compensation pursuant to any agreement, arrangement or understanding entered into by or on behalf of such InvestorPurchaser.
Appears in 3 contracts
Samples: Securities Purchase Agreement (Rezolute, Inc.), Securities Purchase Agreement (Rezolute, Inc.), Securities Purchase Agreement (Rezolute, Inc.)
Brokers and Finders. No Person will have, as a result of the transactions contemplated by the Transaction Documentsthis Agreement, any valid right, interest or claim against or upon the Company, any Subsidiary or an Investor for any commission, fee or other compensation pursuant to any agreement, arrangement or understanding entered into by or on behalf of such Investorthe Company.
Appears in 3 contracts
Samples: Common Stock Purchase Agreement (Intraop Medical Corp), Common Stock Purchase Agreement (Intraop Medical Corp), Common Stock Purchase Agreement (Intraop Medical Corp)
Brokers and Finders. No Person will have, as a result of the transactions contemplated by the Transaction Documents, any valid right, interest or claim against or upon the Company, any Subsidiary Company or an the Investor for any commission, fee or other compensation pursuant to any agreement, arrangement or understanding entered into by or on behalf of such Investor.
Appears in 3 contracts
Samples: Securities Purchase Agreement (Autolus Therapeutics PLC), Securities Purchase Agreement (Autolus Therapeutics PLC), Note Purchase Agreement (Argos Therapeutics Inc)
Brokers and Finders. No Person will have, as a result of the transactions contemplated by the Transaction Documents, any valid right, interest or claim against or upon the Company, any Subsidiary or an Investor a Buyer for any commission, fee or other compensation pursuant to any agreement, arrangement or understanding entered into by or on behalf of such InvestorBuyer.
Appears in 3 contracts
Samples: Securities Purchase Agreement (Crossroads Systems Inc), Securities Purchase Agreement (Crossroads Systems Inc), Securities Purchase Agreement (Crossroads Systems Inc)
Brokers and Finders. No Person person will have, as a result of the transactions contemplated by the Transaction Documentsthis Warrant, any valid right, interest or claim against or upon the Company, any Subsidiary Company or an Investor the Holder for any commission, fee or other compensation pursuant to any agreement, arrangement or understanding entered into by or on behalf of such Investorthe Holder.
Appears in 3 contracts
Samples: Warrant to Purchase Common Stock (Xenetic Biosciences, Inc.), Warrant to Purchase Common Stock (Xenetic Biosciences, Inc.), Warrant Agreement (Xenetic Biosciences, Inc.)
Brokers and Finders. No Except for the Placement Agent, no Person will have, as a result of the transactions contemplated by the Transaction Documents, any valid right, interest or claim against or upon the Company, any Subsidiary or an Investor for any commission, fee or other compensation pursuant to any agreement, arrangement or understanding entered into by or on behalf of such Investorthe Company.
Appears in 3 contracts
Samples: Securities Purchase Agreement (Long-E International, Inc.), Securities Purchase Agreement (Long-E International, Inc.), Securities Purchase Agreement (Unipro Financial Services Inc)
Brokers and Finders. No Person will have, as a result of the transactions contemplated by the Transaction Documents, any valid right, interest or claim against or upon the Company, any Subsidiary or an Investor the Investors for any commission, fee or other compensation pursuant to any agreement, arrangement or understanding entered into by or on behalf of such Investorthe Investors.
Appears in 2 contracts
Samples: Securities Purchase Agreement (Delta Technology Holdings LTD), Securities Purchase Agreement (China Commercial Credit Inc)
Brokers and Finders. No Person will have, as a result of the transactions contemplated by the Transaction Documents, any valid right, interest or claim against or upon the Company, Company or any Subsidiary or an Investor Seller for any commission, fee or other compensation pursuant to any agreement, arrangement or understanding entered into by or on behalf of such InvestorSeller.
Appears in 2 contracts
Samples: Securities Purchase Agreement (Mount Knowledge Holdings, Inc.), Securities Purchase Agreement (Mount Knowledge Holdings, Inc.)
Brokers and Finders. No Person person will have, as a result of the transactions contemplated by the Transaction Documentsthis Agreement, any valid right, interest or claim against or upon the Company, any Subsidiary or an Investor for any commission, fee or other compensation pursuant relating to any agreement, arrangement the Subscription Shares or understanding entered into by or on behalf of such Investorthe Warrants.
Appears in 2 contracts
Samples: Subscription Agreement (Galapagos Nv), Subscription Agreement (Gilead Sciences Inc)
Brokers and Finders. No Person person will have, as a result of the contemplated transactions contemplated by the Transaction Documentsand Puts, any valid right, interest or claim against or upon the Company, any Subsidiary subsidiary or an Investor for any commission, fee or other compensation pursuant to any agreement, arrangement or understanding entered into by or on behalf of such Investorthe Company.
Appears in 2 contracts
Samples: Stock Purchase Agreement (Grom Social Enterprises, Inc.), Stock Purchase Agreement (ETAO International Co., Ltd.)
Brokers and Finders. No Person will have, as a result of the transactions contemplated by the this Agreement or any other Transaction DocumentsDocument, any valid right, interest or claim against or upon the Company, any Subsidiary or an any other Investor for any commission, fee or other compensation pursuant to any agreement, arrangement or understanding entered into by or on behalf of such the Investor.
Appears in 2 contracts
Samples: Securities Purchase Agreement (Biosphere Medical Inc), Securities Purchase Agreement (Molecular Insight Pharmaceuticals, Inc.)
Brokers and Finders. No Person will have, as a result of the transactions contemplated by the Transaction Documentsthis Agreement, any valid right, interest or claim against or upon the Company, any Subsidiary or an Investor for any commission, fee or other compensation pursuant to any agreement, arrangement or understanding entered into by or on behalf of such Investorthe Investors except for the agreements with Xxxxxxx X. Xxxxxx, Security Research Associates and Xxxx Capital Partners, as more fully disclosed in section 4.3 of the Disclosure Schedule.
Appears in 2 contracts
Samples: Purchase Agreement (Tarantella Inc), Purchase Agreement (Tarantella Inc)