Common use of Broker’s or Finder’s Fees Clause in Contracts

Broker’s or Finder’s Fees. No broker, finder, investment banker or other Person is entitled to any brokerage, finder’s or other fee or commission from the Company in connection with the transactions contemplated by the Transaction Agreements.

Appears in 14 contracts

Samples: Stock Purchase Agreement (Entrada Therapeutics, Inc.), Securities Purchase Agreement (SK Ecoplant Co., Ltd.), Stock Purchase Agreement (SpringWorks Therapeutics, Inc.)

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Broker’s or Finder’s Fees. No agent, broker, finderperson, investment banker or other Person firm acting on behalf of either party or any of their subsidiaries or under the authority of any of them is or will be entitled to any brokerage, commission or broker's or finder’s or other 's fee or commission from the Company financial advisory fee in connection with any of the transactions contemplated by the Transaction Agreementsherein.

Appears in 13 contracts

Samples: Merger Agreement (Green Dragon Wood Products, Inc.), Plan and Agreement of Reorganization (Global Resource CORP), Plan and Agreement of Reorganization (Global Resource CORP)

Broker’s or Finder’s Fees. No investment banker, broker, finder, investment banker finder or other Person is entitled to any brokerage, brokerage or finder’s or other fee or similar commission from the Company in connection with the transactions contemplated respect thereof based in any way on agreements, arrangements or understandings made by the Transaction Agreementsor on behalf of HOLDINGS or any of its Affiliates.

Appears in 8 contracts

Samples: Contribution Agreement, Contribution Agreement (DCP Midstream Partners, LP), Contribution Agreement (DCP Midstream Partners, LP)

Broker’s or Finder’s Fees. No agent, broker, finder, investment banker or other Person acting on behalf of or under the authority of Purchaser is or will be entitled to any brokerage, broker’s or finder’s or other fee or any other commission or similar fee, directly or indirectly, from the Company Seller in connection with the transactions contemplated by the Transaction Agreementsthis Agreement.

Appears in 7 contracts

Samples: Purchase and Sale Agreement (CNL Growth Properties, Inc.), Purchase and Sale Agreement (CNL Lifestyle Properties Inc), Purchase and Sale Agreement (CNL Lifestyle Properties Inc)

Broker’s or Finder’s Fees. No investment banker, broker, finder, investment banker finder or other Person is entitled to any brokerage, brokerage or finder’s or other fee or similar commission from in respect thereof based in any way on agreements, arrangements or understandings made by or on behalf of MLP or any of its Affiliates which is, or following the Company in connection with the transactions contemplated by the Transaction AgreementsClosing would be, an obligation of HOLDINGS or any of its Affiliates.

Appears in 7 contracts

Samples: Contribution Agreement (DCP Midstream Partners, LP), Contribution Agreement (DCP Midstream Partners, LP), Contribution Agreement (DCP Midstream Partners, LP)

Broker’s or Finder’s Fees. No broker, finder, investment banker or other Person is entitled to any brokerage, finder’s or other fee or commission from the Company in connection with the transactions contemplated by the Transaction Agreementsthis Agreement.

Appears in 6 contracts

Samples: Subscription Agreement (Fortress Investment Group LLC), Ordinary Share Purchase Agreement (Stealth BioTherapeutics Corp), Stock Purchase Agreement (Alnylam Pharmaceuticals, Inc.)

Broker’s or Finder’s Fees. No broker, finder, investment banker or other Person is entitled to any brokerage, finder’s or other fee or commission from the Company in connection with the transactions contemplated by the Transaction Agreementsthis Agreement.

Appears in 5 contracts

Samples: Stock Purchase Agreement, Share Purchase Agreement (Axovant Sciences Ltd.), Share Purchase Agreement (Roivant Sciences Ltd.)

Broker’s or Finder’s Fees. No There is no broker, finder, investment banker finder or other Person party that is entitled to receive from the Company any brokerage, brokerage or finder’s fee or other fee or commission from the Company in connection with the as a result of any transactions contemplated by this Agreement or the Transaction AgreementsCollaboration Agreement.

Appears in 4 contracts

Samples: Share Purchase Agreement (Xenon Pharmaceuticals Inc.), Share Purchase Agreement (Xenon Pharmaceuticals Inc.), License and Collaboration Agreement (Xenon Pharmaceuticals Inc.)

Broker’s or Finder’s Fees. No agent, broker, person or firm acting on behalf of PROVIDENCE or under its authority is or will be entitled to any commission, broker, finder, investment banker or other Person is entitled to financial advisory fees from any brokerage, finder’s or other fee or commission from of the Company parties hereto in connection with any of the transactions contemplated by the Transaction Agreementsherein.

Appears in 3 contracts

Samples: Merger Agreement (Gourmet Station Inc), Merger Agreement (United American Companies Inc), Merger Agreement (Providence Capital I Inc)

Broker’s or Finder’s Fees. No broker, finder, investment banker or other Person is entitled to any brokerage, finder’s or other fee or commission from the Company in connection with the transactions contemplated by the Transaction AgreementsTransactions.

Appears in 3 contracts

Samples: Share Issuance Agreement (Dicerna Pharmaceuticals Inc), Share Issuance Agreement (Dicerna Pharmaceuticals Inc), Share Issuance Agreement (Lilly Eli & Co)

Broker’s or Finder’s Fees. No broker, finderinvestment banker, investment banker financial advisory or other Person Person, is entitled to any brokeragebroker’s, finder’s, financial advisor’s or other similar fee or commission from the Company in connection with this Agreement, the other Transaction Documents or the transactions contemplated hereby or thereby based upon arrangements made by the Transaction Agreementsor on behalf of Seller or any of its Affiliates.

Appears in 3 contracts

Samples: Purchase and Sale Agreement, Purchase and Sale Agreement (CONSOL Energy Inc), Purchase and Sale Agreement (CONSOL Energy Inc)

Broker’s or Finder’s Fees. No investment banker, broker, finder, investment banker finder or other Person is entitled to any brokerage, brokerage or finder’s or other fee or similar commission from in respect thereof based in any way on agreements, arrangements or understandings made by or on behalf of BUYER which following the Company in connection with the transactions contemplated by the Transaction AgreementsClosing would be an obligation of SELLER.

Appears in 3 contracts

Samples: Purchase and Sale Agreement, Purchase and Sale Agreement (American Midstream Partners, LP), Purchase and Sale Agreement (American Midstream Partners, LP)

Broker’s or Finder’s Fees. No investment banker, broker, finder, investment banker finder or other Person is entitled to any brokerage, brokerage or finder’s or other fee or similar commission from in respect thereof based in any way on agreements, arrangements or understandings made by or on behalf of SELLER or any of its Affiliates that following the Company in connection with the transactions contemplated by the Transaction AgreementsClosing would be an obligation of any Controlled Entity or BUYER.

Appears in 3 contracts

Samples: Purchase and Sale Agreement, Purchase and Sale Agreement (American Midstream Partners, LP), Purchase and Sale Agreement (American Midstream Partners, LP)

Broker’s or Finder’s Fees. No investment banker, broker, finder, investment banker finder or other Person is entitled to any brokerage, brokerage or finder’s or other fee or similar commission from the Company in connection with the transactions contemplated respect thereof based in any way on agreements, arrangements or understandings made by the Transaction Agreementsor on behalf of HOLDINGS, MIDSTREAM or any of their Affiliates.

Appears in 2 contracts

Samples: Contribution Agreement, Contribution Agreement (DCP Midstream Partners, LP)

Broker’s or Finder’s Fees. No broker, finder, investment banker or other Person is entitled to any brokerage, finder’s or other fee or commission from the Company in connection with the transactions contemplated by the Transaction AgreementsAgreements and the Collaboration Agreement.

Appears in 2 contracts

Samples: Stock Purchase Agreement (Macrogenics Inc), Stock Purchase Agreement (Alnylam Pharmaceuticals, Inc.)

Broker’s or Finder’s Fees. No broker, finder, investment banker or other Person is entitled to any brokerage, finder’s or other fee or commission from the Company in connection with the transactions contemplated by the Transaction Equity Agreements.

Appears in 2 contracts

Samples: Share Purchase Agreement, Share Purchase Agreement (Nektar Therapeutics)

Broker’s or Finder’s Fees. No broker, finder, finder or investment banker or other Person is entitled to any brokerage, brokerage or finder’s 's fee or other fee or commission from the Company in connection with the transactions contemplated hereby based upon the arrangements made by or on behalf of the Transaction AgreementsCompany.

Appears in 1 contract

Samples: Stock Redemption Agreement (Tidel Technologies Inc)

Broker’s or Finder’s Fees. No broker, finder, finder or investment banker or other Person is entitled to any brokerage, brokerage or finder’s fee or other fee or commission from the Company in connection with the transactions contemplated hereby based upon the arrangements made by or on behalf of the Transaction AgreementsCompany.

Appears in 1 contract

Samples: Stock Redemption Agreement (Tidel Technologies Inc)

Broker’s or Finder’s Fees. No investment banker, broker, finder, investment banker or other Person is entitled to any brokerage, brokerage or finder’s or other fee or similar commission from the Company in connection with respect to the transactions contemplated by the Transaction Agreementsthis Agreement based in any way on agreements, arrangements, or understandings made by or on behalf of NWS.

Appears in 1 contract

Samples: Merger Agreement (Tyler Technologies Inc)

Broker’s or Finder’s Fees. No broker, finder, investment banker banker, or other Person is entitled to any brokerage, finder’s ’s, or other fee or commission from the Company in connection with the transactions contemplated by the Transaction Agreementsthis Agreement.

Appears in 1 contract

Samples: Stock Purchase Agreement (Intellia Therapeutics, Inc.)

Broker’s or Finder’s Fees. No broker, finder, investment banker banker, or other Person is entitled to any brokerage, finder’s or other similar fee or commission from the Company ProQR in connection with the transactions contemplated by this Agreement or the Transaction AgreementsCollaboration Agreement.

Appears in 1 contract

Samples: Share Purchase Agreement (ProQR Therapeutics N.V.)

Broker’s or Finder’s Fees. No agent, broker, finder, investment banker or other Person firm, entity or individual is entitled to any brokerage, broker's or finder’s or other 's fee or any other commission or similar fee from the Company Purchaser or Parent in connection with the transactions contemplated by the Transaction Agreementspursuant to this Agreement.

Appears in 1 contract

Samples: Asset Purchase Agreement (Integrated Biopharma Inc)

Broker’s or Finder’s Fees. No agent, broker, finder, investment banker or other Person firm, entity or individual is entitled to any brokerage, broker's or finder’s or other 's fee or any other commission or similar fee from the Company Seller in connection with the transactions contemplated by the Transaction Agreementspursuant to this Agreement.

Appears in 1 contract

Samples: Asset Purchase Agreement (Integrated Biopharma Inc)

Broker’s or Finder’s Fees. No investment banker, broker, finder, investment banker finder or other Person is entitled to any brokerage, brokerage or finder’s or other fee or similar commission from the Company in connection with respect of the transactions contemplated by the this Agreement or any Transaction AgreementsDocument based in any way on agreements, arrangements or understandings made by or on behalf of Sellers or either FrontStreet Company.

Appears in 1 contract

Samples: Contribution Agreement (Regency Energy Partners LP)

Broker’s or Finder’s Fees. No broker, finder, investment banker or other Person is entitled to any brokerage, finder’s or other fee or commission from the Company in connection with the transactions contemplated by the Transaction Agreementsthis Agreement and the Collaboration Agreement.

Appears in 1 contract

Samples: Stock Purchase Agreement (Macrogenics Inc)

Broker’s or Finder’s Fees. No investment banker, broker, finder, investment banker finder or other Person is entitled to any brokerage, brokerage or finder’s or other fee or similar commission from the Company in connection with respect of the transactions contemplated by the this Agreement or any Transaction AgreementsDocument based in any way on agreements, arrangements or understandings made by or on behalf of Buyer or any of its Affiliates.

Appears in 1 contract

Samples: Equity Purchase Agreement (Approach Resources Inc)

Broker’s or Finder’s Fees. No broker, finderinvestment banker, investment banker financial advisor or other Person is entitled to any brokeragebroker’s, finder’s, financial advisor’s or other similar fee or commission from the Company in connection with the transactions contemplated by the Transaction Agreementsthis Agreement based upon arrangements made by Buyer or any of its Affiliates.

Appears in 1 contract

Samples: Asset Purchase Agreement (First Western Financial Inc)

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Broker’s or Finder’s Fees. No investment banker, broker, finder, investment banker finder or other Person is entitled to any brokerage, brokerage or finder’s or other fee or similar commission from the Company in connection with the transactions contemplated respect thereof based in any way on agreements, arrangements or understandings made by the Transaction Agreementsor on behalf of MIDSTREAM or any of its Affiliates.

Appears in 1 contract

Samples: Contribution Agreement (DCP Midstream Partners, LP)

Broker’s or Finder’s Fees. No brokerage or finder’s fee or commissions are payable by the Company to any broker, financial advisor, consultant, finder, placement agent, investment banker or other Person is entitled or entity with respect to any brokerage, finder’s or other fee or commission from the Company in connection with the transactions contemplated by the Transaction AgreementsAgreements and the Collaboration Agreement.

Appears in 1 contract

Samples: Stock Purchase Agreement (Arrowhead Pharmaceuticals, Inc.)

Broker’s or Finder’s Fees. No broker, finder, investment banker banker, or other Person is entitled to any brokerage, finder’s or other similar fee or commission from the Company ProQR in connection with the transactions contemplated by the Transaction Agreementsthis Agreement.

Appears in 1 contract

Samples: Share Purchase Agreement (ProQR Therapeutics N.V.)

Broker’s or Finder’s Fees. No investment banker, broker, finder, investment banker finder or other Person is entitled to any brokerage, brokerage or finder’s or other fee or similar commission from in respect thereof based in any way on agreements, arrangements or understandings made by or on behalf of Buyer or Buyer Parent that following the Company in connection with the transactions contemplated by the Transaction AgreementsClosing would be an obligation of Sellers.

Appears in 1 contract

Samples: Purchase and Sale Agreement (American Midstream Partners, LP)

Broker’s or Finder’s Fees. No broker, finder, investment banker banker, or other Person is entitled to any brokerage, finder’s or other similar fee or commission from the Company ProQR in connection with the transactions contemplated by this Agreement or the Transaction AgreementsAmended and Restated Collaboration Agreement.

Appears in 1 contract

Samples: Share Purchase Agreement (ProQR Therapeutics N.V.)

Broker’s or Finder’s Fees. No investment banker, broker, finder, investment banker finder or other Person is entitled to any brokerage, brokerage or finder’s or other fee or similar commission from the Company in connection with the transactions contemplated respect thereof based in any way on agreements, arrangements or understandings made by the Transaction Agreementsor on behalf of GSR HOLDINGS or any of its Affiliates.

Appears in 1 contract

Samples: Contribution and Sale Agreement (DCP Midstream Partners, LP)

Broker’s or Finder’s Fees. No agent, broker, finder, investment banker or other Person firm, entity or individual is entitled to any brokerage, broker's or finder’s or other 's fee or any other commission or similar fee from the Company Purchaser in connection with the transactions contemplated by the Transaction Agreementspursuant to this Agreement.

Appears in 1 contract

Samples: Asset Purchase Agreement (Integrated Biopharma Inc)

Broker’s or Finder’s Fees. No broker, finder, investment banker or other Person is entitled to any brokerage, finder’s or other fee or commission from the Company Investor in connection with the transactions contemplated by the Transaction Agreements.

Appears in 1 contract

Samples: Stock Purchase Agreement (Jounce Therapeutics, Inc.)

Broker’s or Finder’s Fees. No broker, finder, finder or investment banker or other Person is entitled to any brokerage, brokerage or finder’s 's fee or other fee or commission from the Company in connection with the transactions contemplated hereby based on the arrangements made by or on behalf of the Transaction AgreementsSeller.

Appears in 1 contract

Samples: Stock Redemption Agreement (Tidel Technologies Inc)

Broker’s or Finder’s Fees. No investment banker, broker, finder, investment banker finder or other Person is entitled to any brokerage, brokerage or finder’s or other fee or similar commission from the Company in connection with respect of the transactions contemplated by the this Agreement or any Transaction AgreementsDocument based in any way on agreements, arrangements or understandings made by or on behalf of Buyer or any of its respective Affiliates.

Appears in 1 contract

Samples: Membership Interest Purchase Agreement (Nine Energy Service, Inc.)

Broker’s or Finder’s Fees. No investment banker, broker, finder, investment banker finder or other Person is entitled to any brokerage, brokerage or finder’s or other 's fee or similar commission from the Company in connection with the transactions contemplated respect thereof based in any way on agreements, arrangements or understandings made by the Transaction Agreements.or on behalf of HOLDINGS, or any of its Affiliates

Appears in 1 contract

Samples: Contribution Agreement (DCP Midstream Partners, LP)

Broker’s or Finder’s Fees. No broker, finder, finder or investment banker or other Person is entitled to any brokerage, brokerage or finder’s fee or other fee or commission from the Company in connection with the transactions contemplated hereby based on the arrangements made by or on behalf of the Transaction AgreementsSeller.

Appears in 1 contract

Samples: Stock Redemption Agreement (Tidel Technologies Inc)

Broker’s or Finder’s Fees. No broker, finder, finder or investment banker or other Person is entitled to any brokerage, finder’s or other fee or commission from the Company in connection with the transactions contemplated by the Transaction Agreementsthis Agreement based upon any arrangements made by or on behalf of Parent or Merger Sub.

Appears in 1 contract

Samples: Merger Agreement (Roadrunner Transportation Systems, Inc.)

Broker’s or Finder’s Fees. No investment banker, broker, finder, investment banker finder or other Person is entitled to any brokerage, brokerage or finder’s or other 's fee or similar commission from the Company in connection with the transactions contemplated respect thereof based in any way on agreements, arrangements or understandings made by the Transaction Agreementsor on behalf of MIDSTREAM or any of its Affiliates.

Appears in 1 contract

Samples: Purchase and Sale Agreement (DCP Midstream Partners, LP)

Broker’s or Finder’s Fees. No broker, finder, investment banker banker, or other Person is entitled to any brokerage, finder’s or other similar fee or commission from the Company Precision in connection with the transactions contemplated by this Agreement or the Transaction AgreementsDevelopment and License Agreement.

Appears in 1 contract

Samples: Stock Purchase Agreement (Precision Biosciences Inc)

Broker’s or Finder’s Fees. No broker, finder, investment banker or other Person is entitled to any brokerage, finder’s or other fee or commission from the Company in connection with the transactions contemplated by this Agreement or by the Transaction AgreementsOption Agreement.

Appears in 1 contract

Samples: Ordinary Share Purchase Agreement (Stealth BioTherapeutics Corp)

Broker’s or Finder’s Fees. No broker, finder, investment banker or other Person is entitled to any brokerage, finder’s 's or other fee or commission from the Company in connection with the transactions contemplated by the Transaction Agreementsthis Agreement.

Appears in 1 contract

Samples: Stock Purchase Agreement (Regeneron Pharmaceuticals Inc)

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