Common use of Brokers or Finders Clause in Contracts

Brokers or Finders. The Company has not incurred, and will not incur, directly or indirectly, as a result of any action taken by the Company, any liability for brokerage or finders’ fees or agents’ commissions or any similar charges in connection with this Agreement or any of the transactions contemplated hereby.

Appears in 37 contracts

Samples: Securities Purchase Agreement (Opti-Harvest, Inc.), Securities Purchase Agreement (Opti-Harvest, Inc.), Note and Warrant Purchase Agreement (Opti-Harvest, Inc.)

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Brokers or Finders. The Company has not incurred, and will not incur, directly or indirectly, as a result of any action taken by the Company, any liability for brokerage or finders' fees or agents' commissions or any similar charges in connection with this Agreement or any of the transactions transaction contemplated hereby.

Appears in 25 contracts

Samples: Series D Preferred Stock Purchase Agreement (Argonaut Technologies Inc), Securities Purchase Agreement (Computron Software Inc), Securities Purchase Agreement (London Merchant Securities PLC)

Brokers or Finders. The Company has not incurrednot, and will not not, incur, directly or indirectly, as a result of any action taken by the Companysuch Investor, any liability for brokerage or finders’ fees or agents’ commissions or any similar charges in connection with this Agreement or any of the transactions contemplated herebyAgreement.

Appears in 19 contracts

Samples: Note and Warrant Purchase Agreement (Miso Robotics, Inc.), Senior Secured Promissory Note (Miso Robotics, Inc.), Senior Secured Promissory Note (Miso Robotics, Inc.)

Brokers or Finders. The Company has not incurred, and will not incur, directly or indirectly, as a result of any action taken by the Company, any liability for brokerage or finders' fees or agents' commissions or any similar charges in connection with this Agreement or any of the transactions contemplated herebyAgreement.

Appears in 19 contracts

Samples: Common Stock and Warrant Purchase Agreement (Oryx Technology Corp), Merger Agreement (Rf Micro Devices Inc), Investment Agreement (Las Vegas Discount Golf & Tennis Inc)

Brokers or Finders. The Company has not incurred, and will not incur, directly or indirectly, as a result of any action taken by the Companysuch Holder, any liability for brokerage or finders’ fees or agents’ commissions or any similar charges in connection with this Agreement Warrant or any of the transactions transaction contemplated hereby.

Appears in 14 contracts

Samples: Asset Purchase Agreement (Macrogenics Inc), License Agreement, Asset Purchase Agreement (Provention Bio, Inc.)

Brokers or Finders. The Company has not dealt with any broker or finder in connection with the transactions contemplated by this Agreement, and the Company has not incurred, and will shall not incur, directly or indirectly, as a result of any action taken by the Company, any liability for any brokerage or finders' fees or agents’ agents commissions or any similar charges in connection with this Agreement or any of the transactions transaction contemplated hereby.

Appears in 12 contracts

Samples: Securities Purchase Agreement (Coastal Pacific Mining Corp), Stock Purchase Agreement (Leukosite Inc), Stock Purchase Agreement (Perseus Capital LLC)

Brokers or Finders. The Company has not incurred, and will shall not incur, directly or indirectly, as a result of any action taken by the Company, any liability for any brokerage or finders’ fees or agents’ agents commissions or any similar charges in connection with this Agreement or any of the transactions transaction contemplated hereby.

Appears in 12 contracts

Samples: Share Purchase Agreement (Airnet Technology Inc.), Share Purchase Agreement (China Jo-Jo Drugstores, Inc.), Share Purchase Agreement (China Jo-Jo Drugstores, Inc.)

Brokers or Finders. The Company has and Acquisition have not incurredincurred any obligation or liability, and will not incurcontingent or otherwise, directly or indirectly, as a result of any action taken by the Company, any liability for brokerage or finders' fees or agents' commissions or any other similar charges payment in connection with this Agreement or any of the transactions contemplated herebyAgreement.

Appears in 12 contracts

Samples: Merger Agreement (Insite Vision Inc), Merger Agreement (Scores Holding Co Inc), Merger Agreement (Empire Energy Corp)

Brokers or Finders. The Company has not incurred, and will not incur, directly or indirectly, as a result of any action taken by the Company, any liability for brokerage or finders’ fees or agents’ commissions or any similar charges in connection with this Agreement or any the sale of the transactions Shares contemplated herebyby this Agreement.

Appears in 11 contracts

Samples: Ordinary Shares Purchase Agreement (Zhonghuan Singapore Investment & Development Pte. Ltd.), Ordinary Shares Purchase Agreement (Maxeon Solar Technologies, Ltd.), Common Stock Purchase Agreement (Black Knight, Inc.)

Brokers or Finders. The Company has not incurredincurred any obligation or liability, and will not incurcontingent or otherwise, directly or indirectly, as a result of any action taken by the Company, any liability for brokerage or finders' fees or agents' commissions or any other similar charges payment in connection with this Agreement or any of the transactions contemplated herebyAgreement.

Appears in 10 contracts

Samples: Merger Agreement (Hy Tech Technology Group Ing), Merger Agreement (Greenshift Corp), Asset Purchase Agreement (Per Se Technologies Inc)

Brokers or Finders. The Company has not incurred, incurred and will not incur, directly or indirectly, as a result of any action taken by the Companysuch Purchaser, any liability for brokerage or finders’ fees or agents’ commissions or any similar charges changes in connection with this Agreement or any of the transactions contemplated herebyAgreement.

Appears in 9 contracts

Samples: Series E Preferred Stock Purchase Agreement (Fluidigm Corp), Series E Preferred Stock Purchase Agreement (Fluidigm Corp), Series E Preferred Stock Purchase Agreement (Fluidigm Corp)

Brokers or Finders. The Company has not incurred, and will not incur, directly or indirectly, as a result of any action taken by the Company, any liability for brokerage or finders’ fees or agents’ commissions or any similar charges in connection with this Agreement or any of the transactions contemplated herebyAgreement.

Appears in 8 contracts

Samples: Series a and a 1 Preferred Stock Purchase Agreement, Series B Preferred Stock Purchase Agreement, Series a Preferred Stock Purchase Agreement

Brokers or Finders. The Company has not incurred, and will not incur, directly or indirectly, as a result of any action taken by or on behalf of the Company, any liability for brokerage or finders' fees or agents' commissions or any similar charges in connection with this Agreement or any of the transactions transaction contemplated hereby.

Appears in 8 contracts

Samples: Stock Purchase Agreement (Centerspan Communications Corp), Unit Purchase Agreement (Centerspan Communications Corp), Stock Purchase Agreement (Network Commerce Inc)

Brokers or Finders. The Company has not incurred, and will not incur, directly or indirectly, as a result of any action taken by the Company, any liability for brokerage or finders’ fees or agents’ commissions or any similar charges in connection with the execution and delivery of this Agreement or any of the transactions contemplated herebyAgreement.

Appears in 7 contracts

Samples: Note and Share Purchase Agreement (India Globalization Capital, Inc.), Note and Share Purchase Agreement (India Globalization Capital, Inc.), Note and Share Purchase Agreement (India Globalization Capital, Inc.)

Brokers or Finders. The Company has not incurrednot, and will not incur, directly or indirectly, as a result of any action taken by the Company, any liability for brokerage or finders' fees or agents' commissions or any similar charges in connection with the execution and delivery of this Agreement or any of the transactions contemplated herebyAgreement.

Appears in 6 contracts

Samples: Note Purchase Agreement (Tree Roots Entertainment Group Co LTD), Note Purchase Agreement (Tree Roots Entertainment Group Co LTD), Note Purchase Agreement (Tree Roots Entertainment Group Co LTD)

Brokers or Finders. The Company has not incurred, and will not incur, directly or indirectly, as a result of any action taken by the Company, any liability for brokerage or finders’ fees or agents’ commissions or any similar charges in connection with this Agreement Agreement, the Transaction Agreements or any of the transactions contemplated herebyhereby or thereby. The Company shall indemnify, protect and hold Lender harmless from all claims for brokerage or finders’ fees or agents’ commissions or any similar charges in connection with this Agreement, the Transaction Agreements or any of the transactions contemplated hereby or thereby.

Appears in 6 contracts

Samples: Revolving Credit Facility Loan and Security Agreement (C-Bond Systems, Inc), Loan and Warrant Purchase Agreement (Omni Bio Pharmaceutical, Inc.), Loan Agreement (Westmountain Gold, Inc.)

Brokers or Finders. The Company has not dealt with any broker or finder in connection with the transactions contemplated hereby. The Company has not incurred, and will not nor shall it incur, directly or indirectly, as a result of any action taken by the Company, any liability for any brokerage or finders’ fees or agents’ fees, agent commissions or any similar charges in connection with this Agreement or any of the transactions transaction contemplated hereby.

Appears in 6 contracts

Samples: Merger Agreement (Rubicon Financial Inc), Merger Agreement (Issg, Inc.), Merger Agreement (Rubicon Financial Inc)

Brokers or Finders. The Company has not dealt with any broker or finder in connection with the transactions contemplated by this Agreement, and the Company has not incurred, and will shall not incur, directly or indirectly, as a result of any action taken by the Company, any liability for any brokerage or finders’ fees or agents’ commissions or any similar charges in connection with this Agreement or any of the transactions transaction contemplated hereby.

Appears in 5 contracts

Samples: Subscription Agreement (Talon International, Inc.), Subscription Agreement (Perrtech PTY LTD), Subscription Agreement (Dyne Mark)

Brokers or Finders. The Company has not incurredincurred any obligation or liability, and will not incurcontingent or otherwise, directly or indirectly, as a result of any action taken by the Company, any liability for brokerage or finders’ fees or agents’ commissions or any other similar charges payment in connection with this Agreement or any of the transactions contemplated hereby.

Appears in 5 contracts

Samples: Contribution and Exchange Agreement, Membership Interest Purchase Agreement (Liquid Holdings Group LLC), Membership Interest Purchase Agreement (Liquid Holdings Group LLC)

Brokers or Finders. The Company Such Shareholder has not incurred, and will not incur, directly or indirectly, as a result of any action taken by the Companysuch Shareholder, any liability for brokerage or finders’ fees or agents’ commissions or any similar charges in connection with this Agreement or any of the transactions contemplated herebyAgreement.

Appears in 5 contracts

Samples: Asset Purchase Agreement, Asset Purchase Agreement, Asset Purchase Agreement (SolarWinds, Inc.)

Brokers or Finders. The Company has not incurred, and will not incur, directly or indirectly, as a result of any agreement entered into or action taken by the CompanyBioceres, any liability for brokerage or finders’ fees or agents’ commissions or any similar charges in connection with this Agreement or any of the transactions contemplated herebyAgreement.

Appears in 5 contracts

Samples: Letter Agreement (Bioceres S.A.), Letter Agreement (Bioceres S.A.), Letter Agreement (Bioceres S.A.)

Brokers or Finders. The Company has not incurred, and will not incur, directly or indirectly, as a result of any action taken by the Company, Purchaser any liability for brokerage or finders' fees or agents' commissions or any similar charges in connection with this Agreement or any of the transactions contemplated herebyAgreement.

Appears in 5 contracts

Samples: Master Agreement (Sonoma Systems), Preferred Stock Purchase Agreement (Reckson Services Industries Inc), Preferred Stock Purchase Agreement (Sonoma Systems)

Brokers or Finders. The Company has does not incurred, and will not incurhave, directly or indirectly, as a result of any action taken by the Company, any liability for brokerage or finders’ fees or agents’ commissions or any similar charges in connection with this Agreement or any of the transactions transaction contemplated hereby.

Appears in 4 contracts

Samples: Merger Agreement, Agreement and Plan of Merger, Merger Agreement (Zillow Inc)

Brokers or Finders. The Company has not incurrednot, and will not not, incur, directly or indirectly, as a result of any action taken by the CompanyPurchaser, any liability for brokerage or finders' fees or agents' commissions or any similar charges in connection with this Agreement or any of the transactions contemplated herebyAgreement.

Appears in 4 contracts

Samples: Note and Warrant Purchase Agreement (Thomas Group Inc), Note and Warrant Purchase Agreement (Thomas Group Inc), Series D Preferred Stock Purchase Agreement (First Virtual Holding Inc)

Brokers or Finders. The Company has not dealt with any broker or finder in connection with the transactions contemplated hereby. The Company has not incurred, and will not nor shall it incur, directly or indirectly, as a result of any action taken by the Company, any liability for any brokerage or finders’ fees or agents’ ' fees, agent commissions or any similar charges in connection with this Agreement or any of the transactions transaction contemplated hereby.

Appears in 4 contracts

Samples: Securities Purchase Agreement (Tillman International Inc), Securities Purchase Agreement (Newcom International Inc), Stock Purchase Agreement (Tillman International Inc)

Brokers or Finders. The Neither the Company has not nor its Subsidiary have incurred, and neither will not incur, directly or indirectly, as a result of any action taken by the CompanyCompany or its Subsdiairy, any liability for brokerage or finders’ fees or agents’ commissions or any similar charges in connection with this Agreement or any of the transactions contemplated hereby.

Appears in 4 contracts

Samples: Series C Preferred Stock Purchase Agreement (Prosper Marketplace Inc), Series B Preferred Stock Purchase Agreement (Prosper Marketplace Inc), Series B Preferred Stock Purchase Agreement (Prosper Marketplace Inc)

Brokers or Finders. The Company has Purchasers have not incurred, incurred and will not incur, directly or indirectly, as a result of any action taken by the Company, Company any liability for any brokerage or finders’ fees fees, finder's fees, or agents' commissions or any other similar charges in connection with this Agreement or any of the transactions contemplated herebyAgreement.

Appears in 4 contracts

Samples: Debenture Put Right Agreement (Touchtunes Music Corp), Stock Exchange Agreement (Compositech LTD), Stock Exchange Agreement (H Power Corp)

Brokers or Finders. The Company has not incurred, and will not incur, directly or indirectly, as a result of any action taken by the CompanyPurchaser, any liability for brokerage or finders’ fees or agents’ commissions or any similar charges in connection with this Agreement or any of the transactions contemplated hereby.

Appears in 4 contracts

Samples: Series E Preferred Stock Purchase Agreement (SuccessFactors, Inc.), Series D Preferred Stock Purchase Agreement (SuccessFactors, Inc.), Series C Preferred Stock Purchase Agreement (SuccessFactors, Inc.)

Brokers or Finders. The Company has not incurred, incurred and will not incur, directly or indirectly, as a result of any action taken by the CompanyPurchaser, any liability for brokerage or finders’ finder's fees or agents' commissions or any similar charges in connection with this Agreement or any of the transactions contemplated herebyAgreement.

Appears in 4 contracts

Samples: Investment and Voting Agreement (Asi Group LLC), Investment Agreement (Saint Andrews Golf Corp), Investment and Voting Agreement (Las Vegas Discount Golf & Tennis Inc)

Brokers or Finders. The Company has not incurred, and will not incur, directly or indirectly, as a result of any action taken by the Company, any liability for brokerage or finders’ fees or agents’ commissions or any similar charges charge in connection with this Agreement or any of the transactions contemplated herebyAgreement.

Appears in 4 contracts

Samples: Stock Purchase Agreement (Syntroleum Corp), Stock Purchase Agreement (Syntroleum Corp), Securities Purchase Agreement (Syntroleum Corp)

Brokers or Finders. The Company has not incurred, and will not incur, directly or indirectly, as a result of any action taken by the Company, any liability for brokerage or finders’ fees or agents’ commissions or any similar charges in connection with this Agreement any of the Transaction Documents or any of the transactions contemplated herebyhereby and thereby.

Appears in 4 contracts

Samples: Common Stock Purchase Agreement (TechCare Corp.), Common Stock Purchase Agreement (TechCare Corp.), Common Stock Purchase Agreement (Enterprise Networks Holdings, Inc.)

Brokers or Finders. The Company has not incurred, and will not incur, directly or indirectly, as a result of any action taken by or on behalf of the Company, any liability for brokerage or finders' fees or agents' commissions or any similar charges in connection with this Agreement or any of the transactions contemplated herebyAgreement.

Appears in 4 contracts

Samples: Joint Development Agreement (Bioject Medical Technologies Inc), Agreement I (Bioject Medical Technologies Inc), Agreement I (Bioject Medical Technologies Inc)

Brokers or Finders. The Company has not incurred, and will not incur, directly or indirectly, as a result of any action taken by the Companyany Purchaser, any liability for brokerage or finders' fees or agents' commissions or any similar charges in connection with this Agreement or any of the transactions contemplated hereby.

Appears in 3 contracts

Samples: Securities Purchase Agreement (Novatel Wireless Inc), Securities Purchase Agreement (Cornerstone Iv LLC), Stock Purchase Agreement (First Connecticut Capital Corp/New/)

Brokers or Finders. The Company has not incurredincurred no obligation or liability, and will not incurcontingent or otherwise, directly or indirectly, as a result of any action taken by the Company, any liability for brokerage or finders’ fees or agents’ commissions or any other similar charges payment in connection with this Agreement or any of the transactions contemplated hereby.

Appears in 3 contracts

Samples: Stock Purchase Agreement (NewGen Technologies, Inc), Stock Purchase Agreement (Titan Global Holdings, Inc.), Stock Purchase Agreement (Titan Global Holdings, Inc.)

Brokers or Finders. The Company has not incurred, and will not incur, ------------------ directly or indirectly, as a result of any action taken by the Company, any liability for brokerage or finders' fees or agents' commissions or any similar charges in connection with this Agreement or any of the transactions transaction contemplated hereby.

Appears in 3 contracts

Samples: Series a Preferred Stock Purchase Agreement (MMC Networks Inc), Common Stock Purchase Agreement (Cornerstone Brands Inc), Series B Preferred Stock Purchase Agreement (MMC Networks Inc)

Brokers or Finders. The Company has not incurrednot, and will not not, incur, directly or indirectly, as a result of any action taken by the CompanySubscriber, any liability for brokerage or finders’ fees or agents’ commissions or any similar charges in connection with this Agreement or any of the transactions contemplated herebyAgreement.

Appears in 3 contracts

Samples: Subscription Agreement (PPT Vision Inc), Subscription Agreement (PPT Vision Inc), Subscription Agreement (PPT Vision Inc)

Brokers or Finders. The Company It has not incurred, and will not incur, directly or indirectly, as a result of any action taken by the Company, any liability for brokerage or finders' fees or agents' commissions or any similar charges in connection with this Agreement or any of the transactions transaction contemplated hereby.;

Appears in 3 contracts

Samples: Annual Report, Operating Agreement (Autobytel Com Inc), Operating Agreement (Autobytel Inc)

Brokers or Finders. The Company has not incurred, and will not agreed to incur, directly or indirectly, as a result of any action taken by the Company, any liability for brokerage or finders’ fees or fees, agents’ commissions or any other similar charges in connection with this Agreement the Transaction Documents or any of the transactions contemplated herebyhereby or thereby.

Appears in 3 contracts

Samples: Stock Purchase Agreement (Universal Energy Corp.), Stock Purchase Agreement (Inverted Paradigms Corp), Stock Purchase Agreement (Universal Tanning Ventures Inc)

Brokers or Finders. The Company has not incurred, and will not incur, directly or indirectly, as a result of any action taken by the Company, any liability for brokerage or finders’ fees or agents’ commissions or any similar charges in connection with this Agreement or any of the transactions contemplated herebyAgreement.

Appears in 3 contracts

Samples: Class a Common Stock Issuance Agreement (Green Dot Corp), Collaboration Agreement (Applied Neurosolutions Inc), Series B Preferred Stock Purchase and Recapitalization Agreement (Quantum Corp /De/)

Brokers or Finders. The Company has not incurred, and will not agreed to incur, directly or indirectly, as a result of any action taken by the Company, any liability for brokerage or finders’ fees or fees, agents’ commissions or any other similar charges in connection with this Agreement or any of the transactions contemplated herebyhereby or thereby.

Appears in 3 contracts

Samples: Stock Purchase Agreement (Western Gaming Corp), Stock Purchase Agreement (Skreem Entertainment Corp), Stock Purchase Agreement (Western Gaming Corp)

Brokers or Finders. The Company has not incurred, and will not incur, directly or ------------------ indirectly, as a result of any action taken by the Company, any liability for brokerage or finders’ fees ' fees, agent's commission, or agents’ commissions or any other similar charges in connection with this Agreement or any of the transactions contemplated hereby.

Appears in 3 contracts

Samples: Series E Preferred Stock Purchase Agreement (Quicklogic Corporation), Common Stock Purchase Agreement (Quicklogic Corporation), Series F Preferred Stock Purchase Agreement (Quicklogic Corporation)

Brokers or Finders. The Company has not incurrednot, and will not not, incur, directly or indirectly, as a result of any action taken by the Companysuch Investor, any liability for brokerage or finders' fees or agents' commissions or any similar charges in connection with this Agreement or any of the transactions contemplated herebyAgreement.

Appears in 3 contracts

Samples: Securities Purchase Agreement (Asi Technology Corp), Warrant and Common Stock Purchase Agreement (Enova Systems Inc), Securities Purchase Agreement (Asi Technology Corp)

Brokers or Finders. The Company has not incurred, and will shall not incur, directly or indirectly, as a result of any action taken by the Company, any liability for any brokerage or finders' fees or agents' commissions or any similar charges in connection with this Agreement or any of the transactions transaction contemplated hereby.

Appears in 3 contracts

Samples: Securities Purchase Agreement (Photomedex Inc), Securities Purchase Agreement (Sipex Corp), Securities Purchase Agreement (Sipex Corp)

Brokers or Finders. The Company has not incurred, and will shall not incur, directly or indirectly, as a result of any action taken by the Company, any liability for any brokerage or finders’ fees or agents’ commissions or any similar charges in connection with this Agreement or any of the transactions transaction contemplated hereby.

Appears in 3 contracts

Samples: Securities Purchase Agreement (Sipex Corp), Note Purchase Agreement (Flextronics International LTD), Securities Purchase Agreement (Sipex Corp)

Brokers or Finders. The Company has not incurrednot, and will not not, incur, directly or indirectly, as a result of any action taken alone by the Companysuch Purchaser, any liability for brokerage or finders' fees or agents' commissions or any similar charges in connection with this Agreement or any of the transactions contemplated herebyAgreement.

Appears in 3 contracts

Samples: Securities Purchase Agreement (Spectrx Inc), Stock Purchase Agreement (Spectrx Inc), Stock Purchase Agreement (Spectrx Inc)

Brokers or Finders. The Company has not incurred, and will not incur, directly or indirectly, as a result of any action taken by the Company, any liability for brokerage or finders' fees or agents' commissions or any similar charges in connection with this Agreement or any of the transactions contemplated hereby.

Appears in 3 contracts

Samples: Class C Non Incentive Unit Purchase Agreement (Align Technology Inc), Series D Preferred Stock Purchase Agreement (Merriman Curhan Ford Group, Inc.), Series D Preferred Stock Purchase Agreement (Merriman Curhan Ford Group, Inc.)

Brokers or Finders. The Company has not incurred, and will not incur, ------------------ directly or indirectly, as a result of any action taken by the Companysuch Investor, any liability for brokerage or finders' fees or agents' commissions or any similar charges in connection with this Agreement agreement or any of the transactions transaction contemplated hereby.

Appears in 3 contracts

Samples: Series G Preferred Stock Purchase Agreement (Oni Systems Corp), Series F Preferred Stock Purchase Agreement (Oni Systems Corp), Series E Preferred Stock Purchase Agreement (Oni Systems Corp)

Brokers or Finders. The Company Acquiror has not incurred, and will not incur, directly or indirectly, as a result of any action taken by the Companyor on behalf of Acquiror, any liability for brokerage or finders’ fees or agents’ commissions or any similar charges in connection with the Merger, this Agreement or the other Operative Documents or any of transaction contemplated hereby or thereby that would result in a claim against the transactions contemplated herebyCompany or the Stockholders.

Appears in 2 contracts

Samples: Merger Agreement, Merger Agreement (Gilead Sciences Inc)

Brokers or Finders. The Company has not incurred, incurred and will not incur, directly or indirectly, as a result of any action taken by the Companyit any brokerage fees, any liability for brokerage or finders’ fees or finder's fees, agents' commissions or any other similar charges in connection with this Agreement or any Agreement, other than the commitment fees payable to each of the transactions contemplated herebyPurchasers.

Appears in 2 contracts

Samples: Debenture Put Right Agreement (Touchtunes Music Corp), Debenture Put Right Agreement (Technical Maintenance Corp)

Brokers or Finders. The Except as set forth in Schedule 2.11 hereof, the Company has not incurred, and will not incur, directly or indirectly, as a result of any action taken by the Company, any liability for brokerage or finders’ fees or agents’ commissions or any similar charges in connection with this Agreement or any the sale of the transactions Securities contemplated herebyby this Agreement.

Appears in 2 contracts

Samples: Securities Purchase Agreement (Maxeon Solar Technologies, Ltd.), Securities Purchase Agreement (Zhonghuan Singapore Investment & Development Pte. Ltd.)

Brokers or Finders. The Company has not incurred, and neither the Company nor the Investor will not incur, directly or indirectly, as a result of any action taken by the Company, any liability for brokerage or finders’ fees or agents’ commissions or any similar charges in connection with this Agreement or any the sale of the transactions Shares contemplated herebyby this Agreement.

Appears in 2 contracts

Samples: Common Stock Purchase Agreement (Medallia, Inc.), Common Stock Purchase Agreement (Medallia, Inc.)

Brokers or Finders. The Company has not incurred, and will not incurhave, directly or indirectly, as a result of any action taken by the Company, any liability Liability for brokerage brokers’ or finders’ fees or agents’ commissions fees, commissions, or any similar charges in connection with the origin, negotiation, or execution of this Agreement or in connection with any of the transactions contemplated herebyTransactions.

Appears in 2 contracts

Samples: Merger Agreement (DatChat, Inc.), Merger Agreement (Potlatchdeltic Corp)

Brokers or Finders. The Company has not incurred, and nor will not it incur, directly or indirectly, as a result of any action taken by the Company, any liability for brokerage or finders' fees or agents' commissions or any similar charges in connection with this Agreement or any of and the transactions contemplated hereby, other than to Donaxxxxx, Xxfkxx & Xenrxxxx Xxxurities Corporation.

Appears in 2 contracts

Samples: Stock Purchase Agreement (Aames Financial Corp/De), Stock Purchase Agreement (Aames Financial Corp/De)

Brokers or Finders. The Company Corporation has not incurred, and will not ------------------ incur, directly or indirectly, as a result of any action taken by the Company, any liability for brokerage or finders' fees or agents' commissions or any similar charges in connection with this Agreement or any of the transactions transaction contemplated hereby.

Appears in 2 contracts

Samples: Subscription Agreement (Biomarin Pharmaceutical Inc), Subscription Agreement (Biomarin Pharmaceutical Inc)

Brokers or Finders. The Company has not incurred, and will not incur, directly or indirectly, as a result of any action taken by the CompanyPurchaser, any liability for brokerage or finders' fees or agents' commissions or any similar charges in connection with this Agreement or any of the transactions contemplated hereby.

Appears in 2 contracts

Samples: Series B Convertible Preferred Stock Purchase Agreement (MultiCell Technologies, Inc.), Stock Purchase Agreement (Rational Software Corp)

Brokers or Finders. The Company has not incurred, and will not incur, directly or indirectly, as a result of any action taken by the Company, any liability for brokerage or finders' fees or agents' commissions or any similar charges in connection with this Agreement or any of the transactions contemplated herebyTransaction Documents.

Appears in 2 contracts

Samples: Stock Purchase Agreement (Sykes Enterprises Inc), Stock Purchase Agreement (Systemsoft Corp)

Brokers or Finders. The Company has not incurred, and will shall not incur, directly or indirectly, as a result of any action taken by the Company, any liability for any brokerage or finders’ fees or agents’ agents commissions or any similar charges in connection with this Agreement or any transaction contemplated hereby other than with respect to arrangements with Xxxxxxx Lynch, Pierce, Xxxxxx & Xxxxx Incorporated relating to services provided in connection with the financing of the transactions contemplated herebyCompany consummated by this Agreement.

Appears in 2 contracts

Samples: Common Stock Purchase Agreement (Utstarcom Inc), Common Stock Purchase Agreement (Utstarcom Inc)

Brokers or Finders. The Company has not incurred, incurred and will not incur, directly or indirectly, as a result of any action taken by the Company, any liability for brokerage brokers' or finders’ fees or ' fees, agents' commissions or any other similar charges in connection with this Agreement or any of the transactions contemplated hereby.

Appears in 2 contracts

Samples: Licensing and Manufacturing Agreement (FSC Semiconductor Corp), Licensing and Manufacturing Agreement (FSC Semiconductor Corp)

Brokers or Finders. The Except as set forth in Schedule 2.10 hereto, the Company has not incurred, and will not incur, directly or indirectly, as a result of any action taken by the Company, any liability for brokerage or finders’ fees or agents’ commissions or any similar charges in connection with this Agreement or any the sale of the transactions Additional Existing First Lien Notes contemplated herebyby this Agreement.

Appears in 2 contracts

Samples: Convertible Notes Purchase Agreement (Zhonghuan Singapore Investment & Development Pte. Ltd.), Convertible Notes Purchase Agreement (Maxeon Solar Technologies, Ltd.)

Brokers or Finders. The Company has not incurred, and will not nor shall it incur, directly or indirectly, as a result of any action taken by the Company, any liability for brokerage or finders’ fees or agents’ commissions or any similar charges in connection with this Agreement or any of the transactions contemplated hereby.

Appears in 2 contracts

Samples: Stock Purchase Agreement (TORtec Group Corp), Stock Purchase Agreement (Geo Point Resources, Inc.)

Brokers or Finders. The Company has not incurred, and will not ------------------ incur, directly or indirectly, as a result of any action taken by the Company, any liability for brokerage or finders' fees or agents' commissions or any similar charges in connection with this Agreement or any of transaction contemplated hereby, except such brokers or finders' fees owed to Agent in connection with the transactions contemplated herebyhereby pursuant to the term of the Agency Agreement.

Appears in 2 contracts

Samples: Convertible Note Purchase Agreement (Biomarin Pharmaceutical Inc), Convertible Note Purchase Agreement (Biomarin Pharmaceutical Inc)

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Brokers or Finders. The Company has not incurrednot, and will not not, incur, directly or indirectly, as a result of any action taken by the CompanyRegent, any liability for brokerage or finders' fees or agents' commissions or any similar charges in connection with this Agreement or any of the transactions contemplated hereby, other than the commitment and related fees payable to Regent under this Agreement.

Appears in 2 contracts

Samples: Convertible Debenture Purchase Agreement (Vycor Medical Inc), Convertible Debenture Purchase Agreement (Vycor Medical Inc)

Brokers or Finders. The Company Corporation has not incurred, and will not incur, directly or indirectly, as a result of any action taken by the CompanyInvestor, any liability for brokerage or finders' fees or agents' commissions or any similar charges in connection with this Agreement or any of the transactions contemplated hereby.

Appears in 2 contracts

Samples: Common Stock Purchase Agreement (Xenonics Holdings, Inc.), Common Stock and Warrant Purchase Agreement (Xenonics Holdings, Inc.)

Brokers or Finders. The Company has not incurred, and will not incur, directly or indirectly, as a result of any action taken by the Company, any liability for brokerage or finders’ fees or agents’ commissions or any similar charges in connection with this Agreement Agreement, the Transaction Agreements or any of the transactions contemplated herebyhereby or thereby. The Company shall indemnify, protect and hold Purchaser harmless from all claims for brokerage or finders’ fees or agents’ commissions or any similar charges in connection with this Agreement, the Transaction Agreements or any of the transactions contemplated hereby or thereby.

Appears in 2 contracts

Samples: Note and Warrant Purchase Agreement (Cyclone Uranium Corp), Note and Warrant Purchase Agreement (Westmountain Index Advisor Inc)

Brokers or Finders. The Except as provided in the Term Sheet, the Company has not incurred, and will not incur, directly or indirectly, as a result of any action taken by or on behalf of the Company, any liability for brokerage or finders’ fees or agents’ commissions or any similar charges in connection with this Agreement or any of the transactions contemplated herebyAgreement.

Appears in 2 contracts

Samples: Subscription Agreement (Ring Energy, Inc.), Subscription Agreement (Ring Energy, Inc.)

Brokers or Finders. The Company has not incurred, and will not ------------------ incur, directly or indirectly, as a result of any action taken by the Company, any liability for brokerage or finders' fees or agents' commissions or any similar charges in connection with this Agreement or any of the transactions contemplated herebyAgreement.

Appears in 2 contracts

Samples: Subordinated Convertible Note Purchase Agreement (Iteris Inc), Subordinated Convertible Note Purchase Agreement (Odetics Inc)

Brokers or Finders. The Company has not incurred, and will not ------------------ incur, directly or indirectly, as a result of any action taken by the Company, any liability for brokerage or finders' fees or agents' commissions or any similar charges in connection with this Agreement or any of the transactions transaction contemplated hereby.

Appears in 2 contracts

Samples: Series D Preferred Stock Purchase Agreement (Iown Holdings Inc), Purchase Agreement (Americas Power Partners Inc)

Brokers or Finders. The Company has not incurred, and will not incur, directly or indirectly, as a result of any action taken by or on behalf of the Company, any liability for brokerage or finders’ fees or agents’ commissions or any similar charges in connection with this Agreement or any of the transactions contemplated herebyAgreement.

Appears in 2 contracts

Samples: Loan Agreement (Desert Hawk Gold Corp.), Subscription Agreement (Nextfit, Inc.)

Brokers or Finders. The Company has not incurrednot, and will not not, incur, directly or indirectly, as a result of any action taken by the CompanyFCP, any liability for brokerage or finders' fees or agents' commissions or any similar charges in connection with this Agreement or any of the transactions contemplated hereby, other than the commitment and related fees payable to FCP under this Agreement.

Appears in 2 contracts

Samples: Convertible Debenture Purchase Agreement (Vycor Medical Inc), Convertible Debenture Purchase Agreement (Vycor Medical Inc)

Brokers or Finders. The Company has not incurrednot, and will not not, incur, directly or indirectly, as a result of any action taken by the CompanyCHS, any liability for brokerage or finders’ fees or agents’ commissions or any similar charges in connection with this Agreement or any of the transactions contemplated herebyAgreement.

Appears in 2 contracts

Samples: Subscription Agreement (US BioEnergy CORP), Subscription Agreement (US BioEnergy CORP)

Brokers or Finders. The Company has not incurred, and will not incur, ------------------ directly or indirectly, as a result of any action taken by the Company, Company any liability for brokerage or finders' fees or agents' commissions or any similar charges in connection with this Agreement or any of the transactions transaction contemplated hereby.

Appears in 2 contracts

Samples: Series F Preferred Stock Purchase Agreement (Oni Systems Corp), Series E Preferred Stock Purchase Agreement (Oni Systems Corp)

Brokers or Finders. The Company has and Acquisition have not incurredincurred any -------------------- obligation or liability, and will not incurcontingent or otherwise, directly or indirectly, as a result of any action taken by the Company, any liability for brokerage or finders' fees or agents' commissions or any other similar charges payment in connection with this Agreement or any of the transactions contemplated herebyAgreement.

Appears in 2 contracts

Samples: Merger Agreement (Delivery Now Corp), Merger Agreement (Delivery Now Corp)

Brokers or Finders. The Company has not incurredincurred any obligation or liability, and will not incurcontingent or otherwise, directly or indirectly, as a result of any action taken by the Company, any liability for brokerage or finders' fees or agents' commissions or any other similar charges payment in connection with this Agreement or any of the transactions contemplated herebyAgreement.

Appears in 2 contracts

Samples: Merger Agreement (Shaw Industries Inc), Merger Agreement (Saul Julian)

Brokers or Finders. The Company has not incurrednot, and will not not, incur, directly or indirectly, as a result of any action taken by the CompanyInvestor, any liability for brokerage or finders' fees or agents' commissions or any similar charges in connection with this Agreement or any of the transactions contemplated herebyAgreement.

Appears in 2 contracts

Samples: Series a Preferred Stock Purchase Agreement (Introgen Therapeutics Inc), Series a Preferred Stock Purchase Agreement (Introgen Therapeutics Inc)

Brokers or Finders. The Company has not incurred, and will not ------------------ incur, directly or indirectly, as a result of any action taken by the Company, any liability for brokerage or finders' fees or agents' commissions or any similar charges in connection with this Agreement or any the sale of the transactions contemplated herebyNotes and Warrants.

Appears in 2 contracts

Samples: Note and Warrant Purchase Agreement (Cooper Development Co), Note and Warrant Purchase Agreement (Cooper Development Co)

Brokers or Finders. The Company has not incurred, and will not incur, directly or indirectly, as a result of any action taken by the Company, any liability for brokerage or finders’ fees or agents’ commissions or any similar charges in connection with this Agreement or any of the transactions contemplated herebyhereby or any prior issuances of Company stock or warrants.

Appears in 2 contracts

Samples: Securities Purchase Agreement (Myos Rens Technology Inc.), Securities Purchase Agreement (Myos Rens Technology Inc.)

Brokers or Finders. The Company has not incurred, and will not ------------------ incur, directly or indirectly, as a result of any action taken by the Company, Purchaser any liability for brokerage or finders' fees or agents' commissions or any similar charges in connection with this Agreement or any of the transactions contemplated herebyAgreement.

Appears in 2 contracts

Samples: Series C Preferred Stock Purchase Agreement (Northpoint Communications Holdings Inc), Second Series B Preferred Stock Purchase Agreement (Northpoint Communications Holdings Inc)

Brokers or Finders. The Company has not incurred, and will not incur, directly or indirectly, as a result of any action taken by or on behalf of the Company, any liability for brokerage or finders’ fees or agents’ commissions or any similar charges in connection with this Agreement or any of the transactions transaction contemplated hereby.

Appears in 2 contracts

Samples: Share Sale and Purchase Agreement (Playtika Holding Corp.), Unit Purchase Agreement (Centerspan Communications Corp)

Brokers or Finders. The Company has not incurred, and will not incur, directly or indirectly, as a result of any action taken by the CompanySubscriber, any liability for brokerage or finders' fees or agents' commissions or any similar charges in connection with this Agreement or any of the transactions contemplated hereby.

Appears in 1 contract

Samples: Class B Preferred Unit Subscription Agreement (Pegasus Communications Corp)

Brokers or Finders. The Other than Bxxxxxx Hxxx Partners, the Company has not incurred, and will shall not incur, directly or indirectly, as a result of any action taken by the Company, any liability for any brokerage or finders’ fees or agents’ commissions or any similar charges in connection with this Agreement or any of the transactions transaction contemplated hereby.

Appears in 1 contract

Samples: Securities Purchase Agreement (Bookham, Inc.)

Brokers or Finders. The Except for the payments to be made to the Agent, the Company has not incurred, and will not incur, directly or indirectly, as a result of any action taken by the Company, any liability for brokerage or finders’ fees or agents’ commissions or any similar charges in connection with this Agreement or any of the transactions transaction contemplated hereby.

Appears in 1 contract

Samples: Series a Convertible Preferred Stock and Warrant Purchase Agreement (Adex Media, Inc.)

Brokers or Finders. The Company has not incurred, and will not incurred or agreed to incur, directly or indirectly, as a result of any action taken by the Company, any liability for brokerage or finders’ fees or fees, agents’ commissions or any other similar charges in connection with this Agreement or any of the transactions contemplated hereby.

Appears in 1 contract

Samples: Agreement of Investment and Merger (Techne Corp /Mn/)

Brokers or Finders. The Other than the Commitment Fee, the Company has not incurred, and will not incur, directly or indirectly, as a result of any action taken by the Company, Purchaser any liability for brokerage or finders' fees or agents' commissions or any similar charges in connection with this Agreement or any of the transactions contemplated herebyAgreement.

Appears in 1 contract

Samples: Purchase Agreement (Inverness Phoenix Partners Lp)

Brokers or Finders. The Company has not incurred, and will not incur, directly or indirectly, as a result of any action taken by the CompanyCompany or any of its officers or directors, any liability for brokerage or finders’ fees or agents’ commissions or any similar charges in connection with this Agreement or any of the transactions contemplated hereby.

Appears in 1 contract

Samples: Common Stock Purchase Agreement (United Leisure Corp)

Brokers or Finders. The Company has not incurred, and will not incur, directly or indirectly, as a result of any action taken by the Company, any liability for brokerage or finders' fees or agents' commissions or any similar charges in connection with this Agreement Agreement. The Company agrees to indemnify and hold harmless the Purchaser from any damages they incur as a result of any claims for such fees, commissions or any of the transactions contemplated herebycharges.

Appears in 1 contract

Samples: Subscription Agreement (Netwolves Corp)

Brokers or Finders. The Except as set forth in Disclosure Schedule 3.19, the Company has not incurred, and will not incur, directly or indirectly, as a result of any action taken by or on behalf of the Company, any liability for brokerage or finders’ fees or agents’ commissions or any similar charges in connection with this Agreement or any of the transactions transaction contemplated hereby.

Appears in 1 contract

Samples: Merger Agreement (Captaris Inc)

Brokers or Finders. The Company Corporation has not incurred, incurred and will not ------------------ incur, directly or indirectly, as a result of any action taken by the CompanyPurchaser, any liability for brokerage or finders' fees or agents' commissions or any similar charges in connection with this Agreement or any of the transactions contemplated herebyAgreement.

Appears in 1 contract

Samples: Restricted Stock Purchase Agreement (Data Return Corp)

Brokers or Finders. The Company has not incurred, and will not incur, directly or indirectly, as a result of any action taken by the Company, any liability for brokerage or finders' fees or agents’ commissions ' commissions, or any similar charges charges, in connection with this Agreement or any of the transactions transaction contemplated hereby.

Appears in 1 contract

Samples: Subscription Agreement (Oni Systems Corp)

Brokers or Finders. The Company has not incurred, incurred and will not incur, directly or indirectly, as a result of any action taken by the Company, any liability for brokerage or finders’ fees or agents’ commissions or any similar charges in connection with this Agreement or any of the transactions contemplated hereby.'

Appears in 1 contract

Samples: Series a Preferred Stock Purchase Agreement (Metacreations Corp)

Brokers or Finders. The Company has not incurred, and incurred nor will not incur, directly or indirectly, as a result of any action taken by the Company, any liability for any brokerage or finders’ fees or agents’ agent’s commissions or any similar charges (whether payable in cash, in equity securities or by a combination thereof) in connection with this Agreement or any of the transactions transaction contemplated hereby.

Appears in 1 contract

Samples: Stock Purchase Agreement (Penny Auction Solutions Inc)

Brokers or Finders. The Except as set forth on Annex D hereto, the Company has not incurred, and will not incur, directly or indirectly, as a result of any action taken by the Company, any liability for brokerage or finders' fees or agents' commissions or any similar charges in connection with this Agreement Agreement. The Company agrees to indemnify and hold harmless the Investor from any damages they incur as a result of any claims for such fees, commissions or any of the transactions contemplated herebycharges.

Appears in 1 contract

Samples: Securities Purchase Agreement (Biomarin Pharmaceutical Inc)

Brokers or Finders. The Company has not incurred, incurred and will not incur, directly or indirectly, as a result of any action taken by the Companyit any brokerage fees, any liability for brokerage or finders’ fees or finder's fees, agents' commissions or any other similar charges in connection with this Agreement or any of the transactions contemplated herebyAgreement.

Appears in 1 contract

Samples: Stock Exchange Agreement (H Power Corp)

Brokers or Finders. The Company has not incurred, and will not incur, directly or indirectly, as a result of any action taken by the CompanyPurchaser, any liability for brokerage or finders' fees or agents' commissions or any similar charges in connection with this Agreement or any of the transactions contemplated herebyAgreement.

Appears in 1 contract

Samples: Stock Purchase Agreement (Healthgrades Com Inc)

Brokers or Finders. The Company has not incurred, and will not incur, directly or indirectly, as a result of any action taken by the Company, any liability for brokerage or finders’ fees or agents’ commissions or any similar charges in connection with this Agreement or any the issuance of the transactions contemplated herebyInstrument that are in addition to any fees commissions or charges in connection with the Business Combination Agreement, the Subscription Agreement or the initial public offering of the Company.

Appears in 1 contract

Samples: Convertible Investment Instrument Agreement (Morningside Venture Investments LTD)

Brokers or Finders. The Company has not incurred, and will not incur, directly or indirectly, as a result of any action taken by or on behalf of the Company, any liability for investment banking, brokerage or finders' fees or agents' commissions or any similar charges in connection with the Merger, this Agreement or any of the transactions contemplated hereby.

Appears in 1 contract

Samples: Merger Agreement (Advanced Digital Information Corp)

Brokers or Finders. The Company has not incurred, and will not incur, directly or indirectly, as a result of any action taken by or on behalf of the CompanyCompany (including any member of the Seller Group), any liability for brokerage or finders’ fees or agents’ commissions or any similar charges in connection with this Agreement or any of the transactions contemplated hereby.

Appears in 1 contract

Samples: Purchase and Sale Agreement (Molina Healthcare Inc)

Brokers or Finders. The Company has not incurred, and will not ------------------ incur, directly or indirectly, as a result of any action taken by the Companysuch Purchaser, any liability for brokerage or finders' fees or agents' commissions or any similar charges in connection with this Agreement agreement or any of the transactions transaction contemplated hereby.

Appears in 1 contract

Samples: Stock Purchase Agreement (Xpeed Networks Inc)

Brokers or Finders. The Company has not incurred, and will not incur, directly or indirectly, as a result of any action taken by the Company, Company any liability for brokerage or finders' fees or agents' commissions or any similar charges in connection with this Agreement or any of the transactions transaction contemplated hereby.

Appears in 1 contract

Samples: Series H Preferred Stock Purchase Agreement (Oni Systems Corp)

Brokers or Finders. The Company has not incurred, and will not incur, directly or indirectly, as a result of any action taken by the Company, any liability for brokerage or finders’ fees or agents’ commissions or any similar charges in connection with this Agreement or any the sale of the transactions TZE Notes contemplated herebyby this Agreement.

Appears in 1 contract

Samples: Convertible Notes Purchase Agreement (Maxeon Solar Technologies, Ltd.)

Brokers or Finders. The Company has not incurred, and will not incur, directly or indirectly, as a result of any action taken by the Company, KPCB any liability for brokerage or finders' fees or agents' commissions or any similar charges in connection with this Agreement or any of the transactions contemplated herebyAgreement.

Appears in 1 contract

Samples: Unit Purchase Agreement (Autotrader Com Inc)

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