Common use of Brokers Clause in Contracts

Brokers. Except as set forth on Section 3.27 of the Disclosure Schedule, no broker, finder or investment banker is entitled to any brokerage, finder’s or other fee or commission in connection with the transactions contemplated by this Agreement or any Ancillary Document based upon arrangements made by or on behalf of the Target Company.

Appears in 7 contracts

Samples: Equity Purchase Agreement (AIRO Group, Inc.), Agreement and Plan of Merger (AIRO Group, Inc.), Agreement and Plan of Merger (AIRO Group, Inc.)

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Brokers. Except as set forth on Section 3.27 4.21 of the Company Disclosure Schedule, no broker, finder or investment banker is entitled to any brokerage, finder’s or other fee or commission in connection with the transactions contemplated by this Agreement or any Ancillary Document Transactions based upon arrangements made by or on behalf of the Target Company.

Appears in 5 contracts

Samples: Merger Agreement and Plan of Reorganization (Progressive Care Inc.), Merger Agreement and Plan of Reorganization (NextPlat Corp), Merger Agreement and Plan of Reorganization (NextPlat Corp)

Brokers. Except as set forth on in the Company Disclosure Schedule at Section 3.27 of the Disclosure Schedule2.24, no broker, finder finder, or investment banker is entitled to any brokerage, finder’s ’s, or other fee or commission in connection with the transactions contemplated by this Agreement or any Ancillary Document based upon arrangements made by or on behalf of the Target CompanyCompany or any of the Company Subsidiaries.

Appears in 5 contracts

Samples: Agreement and Plan of Merger (Associated Banc-Corp), Agreement and Plan of Merger (State Financial Services Corp), Agreement and Plan of Merger (State Financial Services Corp)

Brokers. Except as set forth on Section 3.27 Part 3.7 of the Disclosure ScheduleLetter, no broker, finder or investment banker is entitled to any brokerage, finder’s or other fee or commission in connection with the transactions contemplated by this Agreement or any Ancillary Document other Transactional Agreement based upon arrangements made by or on behalf of the Target CompanyPurchaser.

Appears in 5 contracts

Samples: Asset Purchase Agreement (Oclaro, Inc.), Option Agreement (Oclaro, Inc.), Asset Purchase Agreement (Ii-Vi Inc)

Brokers. Except as set forth on Section 3.27 3.19 of the TME Disclosure ScheduleLetter, no broker, finder or investment banker is entitled to any brokerage, finder’s or other fee or commission in connection with the transactions contemplated by this Agreement or any Ancillary Document based upon arrangements made by or on behalf of the Target any TME Group Company.

Appears in 5 contracts

Samples: Subscription Agreement, Subscription Agreement (Tencent Music Entertainment Group), Subscription Agreement (Tencent Music Entertainment Group)

Brokers. Except as set forth on in Section 3.27 3.16 of the Company Disclosure ScheduleLetter, no broker, finder or investment banker is entitled to any brokerage, finder’s or other fee or commission or expense reimbursement in connection with the transactions Transactions contemplated by this Agreement or any Ancillary Document based upon arrangements made by or and on behalf of the Target Companyany Acquisition Entity or any of its Affiliates.

Appears in 5 contracts

Samples: Business Combination Agreement (Lanvin Group Holdings LTD), Business Combination Agreement (Primavera Capital Acquisition Corp.), Subscription Agreement (Grab Holdings LTD)

Brokers. Except as set forth on in the Associated Disclosure Schedule at Section 3.27 of the Disclosure Schedule3.13, no broker, finder finder, or investment banker is entitled to any brokeragebrokerage fee, finder’s fee, or other fee or commission in connection with the transactions contemplated by this Agreement or any Ancillary Document based upon arrangements made by or on behalf of the Target CompanyAssociated.

Appears in 4 contracts

Samples: Agreement and Plan of Merger (State Financial Services Corp), Agreement and Plan of Merger (Associated Banc-Corp), Agreement and Plan of Merger (State Financial Services Corp)

Brokers. Except as set forth on specified in Section 3.27 3.21 of the Company Disclosure Schedule, no broker, finder or investment banker is entitled to any brokerage, finder’s or other fee or commission in connection with the transactions contemplated by this Agreement or any Ancillary Document Transactions based upon arrangements made by or on behalf of the Target any Acquired Company.

Appears in 4 contracts

Samples: Agreement and Plan of Merger (NCR Corp), Agreement and Plan of Merger (Retalix LTD), Agreement and Plan of Merger (Retalix LTD)

Brokers. Except as set forth on in Section 3.27 4.06 of the Acquisition Corp. Disclosure Schedule, no broker, finder finder, financial adviser or investment banker is entitled to any brokerage, finder’s or other fee or commission in connection with the transactions contemplated by this Agreement or any Ancillary Document Transactions based upon arrangements made by by, or on behalf of, Parent or any of the Target Companyits Subsidiaries.

Appears in 4 contracts

Samples: Agreement and Plan of Merger (National Home Health Care Corp), Agreement and Plan of Merger (National Home Health Care Corp), Agreement and Plan of Merger (National Home Health Care Corp)

Brokers. Except as set forth on described in Section 3.27 4.21 of the Company Disclosure Schedule, no broker, finder or investment banker is entitled to any brokerage, finder’s 's or other fee or commission in connection with the transactions contemplated by this Agreement or any Ancillary Document based upon arrangements made by or on behalf of the Target CompanyCompany or any of the Company Shareholders.

Appears in 3 contracts

Samples: Share Acquisition Agreement, Share Acquisition Agreement (Sollensys Corp.), Agreement and Plan of Reorganization (Tradeshow Products, Inc.)

Brokers. Except as set forth on Section 3.27 in Schedule 4.25 of the Company Disclosure Schedule, no broker, finder or investment banker is entitled to any brokerage, finder’s or other fee or commission in connection with the transactions contemplated by this Agreement or any Ancillary Document Transactions based upon arrangements made by or on behalf of the Target CompanyCompany or any Company Subsidiary.

Appears in 3 contracts

Samples: Business Combination Agreement (Qt Imaging Holdings, Inc.), Business Combination Agreement (Anzu Special Acquisition Corp I), Stockholder Support Agreement (GigCapital5, Inc.)

Brokers. Except as set forth on Section 3.27 in Schedule 3.20 of the Disclosure ScheduleSchedules, no broker, finder or investment banker is entitled to any brokerage, finder’s or other fee or commission in connection with the transactions contemplated by this Agreement or any Ancillary Document hereby based upon arrangements made by or on behalf of the Target CompanyCompany or any of its Subsidiaries.

Appears in 3 contracts

Samples: Agreement and Plan of Merger, Agreement and Plan of Merger (Infospace Inc), Agreement and Plan of Merger (H&r Block Inc)

Brokers. Except as set forth on described in Section 3.27 5.12 of the TARGET Disclosure Schedule, no broker, finder or investment banker is entitled to any brokerage, finder’s 's or other fee or commission in connection with the transactions contemplated by this Agreement or any Ancillary Document based upon arrangements made by or on behalf of the Target CompanyTARGET.

Appears in 3 contracts

Samples: Agreement and Plan of Merger (Ophidian Pharmaceuticals Inc), Agreement and Plan of Merger (Ophidian Pharmaceuticals Inc), Agreement and Plan of Merger (Hemoxymed Inc)

Brokers. Except as set forth on Section 3.27 4.22 of the Company Disclosure Schedule, no broker, finder or investment banker is entitled to any brokerage, finder’s or other fee or commission in connection with the transactions contemplated by this Agreement or any Ancillary Document Transactions based upon arrangements made by or on behalf of the Target CompanyCompany or any Company Subsidiary.

Appears in 3 contracts

Samples: Registration Rights Agreement (Rosecliff Acquisition Corp I), Business Combination Agreement (Rosecliff Acquisition Corp I), Merger Agreement and Plan of Reorganization (Isleworth Healthcare Acquisition Corp.)

Brokers. Except as set forth on in Section 3.27 4.26 of the Disclosure Schedule, no broker, finder or investment banker is entitled to any brokerage, finder’s or other fee or commission in connection with the transactions contemplated by this Agreement or any Ancillary Document based upon arrangements made by or on behalf of the Target CompanySeller.

Appears in 3 contracts

Samples: Asset Purchase Agreement (Grilled Cheese Truck, Inc.), Asset Purchase Agreement (Grilled Cheese Truck, Inc.), Asset Purchase Agreement (Grilled Cheese Truck, Inc.)

Brokers. Except as set forth on Section 3.27 3.19 of the Disclosure ScheduleSchedules, no broker, finder or investment banker is entitled to any brokeragebrokerage commissions, finder’s finders’ fees or other fee or commission similar compensation in connection with the transactions contemplated by this Agreement based on any arrangement or agreement to which any Ancillary Document based upon arrangements made by Company Party is a party or on behalf of to which such Company Party is subject for which Investor or its Affiliates (including the Target Company) could become obligated after the Closing.

Appears in 3 contracts

Samples: Investment Agreement (MedMen Enterprises, Inc.), Investment Agreement, Investment Agreement

Brokers. Except as set forth on in Section 3.27 2.05 of the Disclosure ScheduleSchedules, no broker, finder or investment banker is entitled to any brokerage, finder’s or other fee or commission in connection with the transactions contemplated by this Agreement or any Ancillary Document based upon arrangements made by or on behalf of the Target CompanyManager, CCIA, Colony OP or their respective controlled Affiliates.

Appears in 3 contracts

Samples: Termination Agreement (Colony Capital, Inc.), Termination Agreement (Colony Capital, Inc.), Termination Agreement (Colony Credit Real Estate, Inc.)

Brokers. Except as set forth on Section 3.27 of the Disclosure Scheduledisclosed in Schedule 3.21, no broker, finder or investment banker is entitled to any brokerage, finder’s or other fee or commission from Company in connection with the transactions contemplated by this Agreement or any Ancillary Document based upon arrangements made by or on behalf of the Target CompanyAgreement.

Appears in 3 contracts

Samples: Membership Interest Purchase Agreement (Assure Holdings Corp.), Membership Interest Purchase Agreement (TRxADE HEALTH, INC), Membership Interest Purchase Agreement (TRxADE HEALTH, INC)

Brokers. Except as for those Persons set forth on Section 3.27 Schedule 4.26 of the Company Disclosure ScheduleSchedules, no broker, finder or investment banker is entitled to any brokerage, finder’s or other fee or commission in connection with the transactions contemplated by this Agreement or any Ancillary Document Transactions based upon arrangements made by or on behalf of the Target Company.

Appears in 3 contracts

Samples: Agreement and Plan of Merger (Parsec Capital Acquisitions Corp.), Agreement and Plan of Merger (Alset Capital Acquisition Corp.), Agreement and Plan of Merger (American Acquisition Opportunity Inc.)

Brokers. Except as set forth on in Section 3.27 2.14 of the Seller Disclosure Schedule, no broker, finder or investment banker is entitled to any brokerage, finder’s or other similar fee or commission in connection with the transactions contemplated by this Agreement or any Ancillary Document Transactions based upon arrangements made by or on behalf of Seller and any such fee or commission shall be borne by the Target CompanySeller.

Appears in 3 contracts

Samples: Asset Purchase Agreement (Corporate Resource Services, Inc.), Asset Purchase Agreement (Corporate Resource Services, Inc.), Asset Purchase Agreement (Corporate Resource Services, Inc.)

Brokers. Except as set forth on in Section 3.27 3.05 of the Disclosure ScheduleSchedules, no broker, finder or investment banker is entitled to any brokerage, finder’s or other fee or commission in connection with the transactions contemplated by this Agreement or any Ancillary Document based upon arrangements made by or on behalf of CLNC, CLNC OP, their respective subsidiaries or the Target CompanySpecial Committee.

Appears in 3 contracts

Samples: Termination Agreement (Colony Capital, Inc.), Termination Agreement (Colony Capital, Inc.), Termination Agreement (Colony Credit Real Estate, Inc.)

Brokers. Except as set forth on Section 3.27 4.10 of the Sellers Disclosure Schedule, no broker, finder or investment banker is entitled to any brokerage, finder’s or other fee or commission in connection with any of the transactions contemplated by this Agreement or any Ancillary Document Transactions based upon arrangements made by or on behalf of the Target Companysuch Seller.

Appears in 3 contracts

Samples: Amended and Restated Agreement and Plan of Merger (TILT Holdings Inc.), Amended and Restated Agreement and Plan of Merger (TILT Holdings Inc.), Agreement and Plan of Merger

Brokers. Except as set forth on in Section 3.27 2.17 of the Company Disclosure Schedule, no broker, finder or investment banker is entitled to any brokerage, finder’s 's or other fee or commission in connection with the transactions contemplated by this Agreement or any Ancillary Document based upon arrangements made by or on behalf of the Target Company.

Appears in 3 contracts

Samples: Agreement and Plan of Merger (Safeway Inc), Agreement and Plan of Merger (Vons Companies Inc), Agreement and Plan of Merger (Safeway Inc)

Brokers. Except as set forth on Section 3.27 2.21 of the Disclosure ScheduleSchedules, no broker, finder or investment banker is entitled to any brokerage, finder’s or other fee or commission in connection with the transactions contemplated by this Agreement or any Ancillary Document Transaction based upon or pursuant to arrangements made by or on behalf of any member of the Target CompanySeller Group.

Appears in 2 contracts

Samples: Asset Purchase Agreement, Asset Purchase Agreement (SpartanNash Co)

Brokers. Except as set forth on in Section 3.27 4.04 of the Disclosure ScheduleSchedules, no broker, finder or investment banker is entitled to any brokerage, finder’s or other fee or commission in connection with the transactions contemplated by this Agreement or any Ancillary Document based upon arrangements made by or on behalf of the Target CompanyAspen or Newco.

Appears in 2 contracts

Samples: Asset Purchase Agreement, Asset Purchase Agreement (Aspen Group, Inc.)

Brokers. Except as set forth on Section Schedule 3.27 of the Company Disclosure Schedule, no broker, finder or investment banker is entitled to any brokerage, finder’s or other fee or commission in connection with the transactions contemplated by this Agreement or any Ancillary Document Transactions based upon arrangements made by or on behalf of the Target CompanyCompany or any Company Subsidiary.

Appears in 2 contracts

Samples: Business Combination Agreement (Bellevue Life Sciences Acquisition Corp.), Business Combination Agreement (Bellevue Life Sciences Acquisition Corp.)

Brokers. Except as set forth on in Section 3.27 4.20 of the Disclosure ScheduleSchedules, no broker, finder or investment banker is entitled to any brokerage, finder’s or other fee or commission in connection with the transactions contemplated by this Agreement or any Ancillary other Transaction Document based upon arrangements made by or on behalf of Seller or the Target CompanyStockholders.

Appears in 2 contracts

Samples: Asset Purchase Agreement (RE/MAX Holdings, Inc.), Asset Purchase Agreement (RE/MAX Holdings, Inc.)

Brokers. Except as set forth on in Section 3.27 4.08 of the Disclosure ScheduleSchedules, no broker, finder or investment banker is entitled to any brokerage, finder’s or other fee or commission in connection with the transactions contemplated by this Agreement or any Ancillary other Transaction Document based upon arrangements made by or on behalf of the Target CompanySeller.

Appears in 2 contracts

Samples: Asset Purchase Agreement (Impac Mortgage Holdings Inc), Asset Purchase Agreement (Impac Mortgage Holdings Inc)

Brokers. Except as set forth on Section 3.27 4.04 of the Disclosure ScheduleSchedules, no broker, finder or investment banker is entitled to any brokerage, finder’s or other fee or commission in connection with the transactions contemplated by this Agreement or any Ancillary other Transaction Document based upon arrangements made by or on behalf of the Target CompanySchurz or Buyer.

Appears in 2 contracts

Samples: Asset Purchase Agreement, Asset Purchase Agreement

Brokers. Except as set forth on Section 3.27 4.05 of the Disclosure Schedule, no broker, finder or investment banker is entitled to any brokerage, finder’s or other fee or commission in connection with the transactions contemplated by this Agreement or any Ancillary Document Agreement based upon arrangements made by or on behalf of the Target Companysuch Seller Party.

Appears in 2 contracts

Samples: Stock Purchase Agreement (Benson Hill, Inc.), Stock Purchase Agreement (Benson Hill, Inc.)

Brokers. Except as set forth on Section 3.27 Schedule 3.9 of the Company Disclosure ScheduleLetter, no broker, finder or investment banker is entitled to any brokerage, finder’s or other fee or commission in connection with the transactions contemplated by this Agreement or any Ancillary Document Transactions based upon arrangements made by or on behalf of any of the Target CompanyAcquired Companies.

Appears in 2 contracts

Samples: Agreement and Plan of Merger, Agreement and Plan of Merger (Phillips Edison Grocery Center Reit Ii, Inc.)

Brokers. Except as set forth on in Section 3.27 3.31 of the Disclosure Schedule, no broker, finder or investment banker is entitled to any brokerage, finder’s 's or other fee or commission in connection with the transactions contemplated by this Agreement or any the Ancillary Document Agreements based upon arrangements made by or on behalf of the Target CompanySeller.

Appears in 2 contracts

Samples: Investment Agreement (Henry Birks & Sons Inc), Investment Agreement (Mayors Jewelers Inc/De)

Brokers. Except as set forth on Section 3.27 4.4 of the Disclosure Schedule, no broker, finder or investment banker is or may be entitled to any brokerage, finder’s or other fee or commission in connection with the transactions contemplated by this Agreement or any Ancillary Document based upon arrangements made by or on behalf of either of the Target CompanyBuyer Parties.

Appears in 2 contracts

Samples: Asset Purchase and Sale Agreement, Asset Purchase and Sale Agreement (Zovio Inc)

Brokers. Except as set forth on Section 3.27 4.23 of the Company Disclosure Schedule, no broker, finder or investment banker is entitled to any brokerage, finder’s or other fee or commission in connection with the transactions contemplated by this Agreement or any Ancillary Document Transactions based upon arrangements made by or on behalf of the Target CompanyCompany or any Company Subsidiary.

Appears in 2 contracts

Samples: Merger Agreement and Plan of Reorganization (Hennessy Capital Investment Corp. V), Merger Agreement and Plan of Reorganization (Hennessy Capital Investment Corp. V)

Brokers. Except as set forth on for such persons listed in Section 3.27 3.18 of the Disclosure ScheduleSchedules, no broker, finder or investment banker is entitled to any brokerage, finder’s or other fee or commission in connection with the transactions contemplated by this Agreement or any Ancillary Document based upon arrangements made by or on behalf of the Target Company.

Appears in 2 contracts

Samples: Agreement and Plan of Merger (Argo Blockchain PLC), Agreement and Plan of Merger (Argo Blockchain PLC)

Brokers. Except as set forth on Section 3.27 5.24 of the Disclosure Schedule, no broker, finder or investment banker is entitled to any brokerage, finder’s or other fee or commission in connection with the transactions contemplated by this Agreement or any Ancillary Document based upon arrangements made by or on behalf of the Company or any other Target Company.

Appears in 2 contracts

Samples: Stock Purchase Agreement, Stock Purchase Agreement (Harte Hanks Inc)

Brokers. Except as set forth on Section 3.27 2.23 of the Company Disclosure Schedule, no broker, finder or investment banker is entitled to any brokerage, finder’s or other fee or commission in connection with the transactions contemplated by this Agreement or any Ancillary Document Transactions based upon arrangements made by or on behalf of the Target CompanyCompany or any of the Company Subsidiaries.

Appears in 2 contracts

Samples: Agreement and Plan of Merger (Greenrose Acquisition Corp.), Agreement and Plan of Merger (Greenrose Acquisition Corp.)

Brokers. Except as set forth on Section 3.27 in Part 2.23 of the Company Disclosure Schedule, no broker, finder or investment banker is entitled to any brokerage, finder’s or other similar fee or commission in connection with the transactions contemplated by this Agreement or any Ancillary Document Merger based upon arrangements made by or on behalf of the Target Company.

Appears in 2 contracts

Samples: Agreement and Plan of Merger (RigNet, Inc.), Agreement and Plan of Merger (Viasat Inc)

Brokers. Except as set forth on Section 3.27 in Part 2.25 of the Disclosure Schedule, no broker, finder or investment banker is entitled to any brokerage, finder’s 's or other fee or commission in connection with the Merger or the transactions contemplated by this Agreement or any Ancillary Document based upon arrangements made by or on behalf of the Target Company.

Appears in 2 contracts

Samples: Escrow Agreement (Siebel Systems Inc), Agreement and Plan of Merger and Reorganization (Siebel Systems Inc)

Brokers. Except as set forth on Section 3.27 of in the Disclosure ScheduleSchedules, no broker, finder or investment banker is entitled to any brokerage, finder’s or other fee or commission in connection with the transactions contemplated by this Agreement or any Ancillary other Transaction Document based upon arrangements made by or on behalf of the Target CompanySeller.

Appears in 2 contracts

Samples: Asset Purchase Agreement (ARC Group Worldwide, Inc.), Asset Purchase Agreement

Brokers. Except as set forth on in Section 3.27 4.24 of the Disclosure ScheduleSchedules, no broker, finder or investment banker is entitled to any brokerage, finder’s 's or other fee or commission in connection with the transactions contemplated by this Agreement or any Ancillary Document based upon arrangements made by or on behalf of the Target CompanyXxxxxx.

Appears in 2 contracts

Samples: Agreement and Plan of Merger (Digital Brands Group, Inc.), Agreement and Plan of Merger (Denim LA, Inc.)

Brokers. Except as set forth on in Section 3.27 4.04 of the Disclosure ScheduleSchedules, no broker, finder or investment banker is entitled to any brokerage, finder’s or other fee or commission in connection with the transactions contemplated by this Agreement or any Ancillary other Transaction Document based upon arrangements made by or on behalf of the Target CompanyBuyer.

Appears in 2 contracts

Samples: Membership Interest Purchase Agreement (IDI, Inc.), Unit Purchase Agreement (Myers Industries Inc)

Brokers. Except as set forth on Section 3.27 3.18 of the Disclosure ScheduleSchedules, no broker, finder or investment banker is entitled to any brokerage, finder’s or other fee or commission in connection with the transactions contemplated by this Agreement or any Ancillary Document hereby based upon arrangements made by or on behalf of the Target CompanySeller.

Appears in 2 contracts

Samples: Asset Purchase Agreement (Mirum Pharmaceuticals, Inc.), Asset Purchase Agreement (Travere Therapeutics, Inc.)

Brokers. Except as set forth disclosed on Section 3.27 4.21 of the Company Disclosure Schedule, no broker, finder or investment banker is entitled to any brokerage, finder’s or other fee or commission in connection with the transactions contemplated by this Agreement or any Ancillary Document Transactions based upon arrangements made by or on behalf of the Target CompanyCompany or any of its Subsidiaries.

Appears in 2 contracts

Samples: Business Combination Agreement (Insight Acquisition Corp. /DE), Business Combination Agreement (Growth Capital Acquisition Corp.)

Brokers. Except as set forth on Section 3.27 of the Disclosure Schedule, no broker, finder or investment banker is entitled to any brokerage, finder’s or other fee or commission in connection with the transactions contemplated by this Agreement or any Ancillary Document based upon arrangements made by or on behalf of the Target Companysuch Seller.

Appears in 2 contracts

Samples: Equity Purchase Agreement (AIRO Group, Inc.), Equity Purchase Agreement (AIRO Group, Inc.)

Brokers. Except as set forth on described in Section 3.27 4.6 of the Disclosure ScheduleSchedules, no broker, finder or investment banker is entitled to any brokerage, finder’s or other fee or commission in connection with the transactions contemplated by this Agreement or any Ancillary other Transaction Document based upon arrangements made by or on behalf of the Target CompanyBuyer.

Appears in 2 contracts

Samples: Assignment and Exchange Agreement (Adhera Therapeutics, Inc.), Assignment and Exchange Agreement (Biodexa Pharmaceuticals PLC)

Brokers. Except as set forth on described in Section 3.27 5.03 of the Disclosure ScheduleSchedules, no broker, finder or investment banker is entitled to any brokerage, finder’s or other fee or commission in connection with the transactions contemplated by this Agreement or any Ancillary other Transaction Document based upon arrangements made by or on behalf of the Target CompanyBuyer.

Appears in 2 contracts

Samples: Share Purchase Agreement (Xenetic Biosciences, Inc.), Share Purchase Agreement (Xenetic Biosciences, Inc.)

Brokers. Except Other than as set forth on in Section 3.27 3.07 of the Disclosure Schedule, no broker, finder or investment banker is entitled to any brokerage, finder’s or other fee or commission in connection with the transactions contemplated by this Agreement or any Ancillary Document based upon arrangements made by or on behalf of the Target CompanySellers.

Appears in 2 contracts

Samples: Membership Interest Purchase Agreement (Medbox, Inc.), Membership Interest Purchase Agreement (Medbox, Inc.)

Brokers. Except as Other than Dain Xxxxxxxx Xxxxxxx (xx accordance with the arrangement set forth on in Section 3.27 6.01(f) of the Disclosure Schedule), no broker, finder or investment banker is entitled to any brokerage, finder’s 's or other fee or commission in connection with the transactions contemplated by this Agreement or any Ancillary Document based upon arrangements made by or on behalf of the Target Companysuch Stockholder.

Appears in 2 contracts

Samples: Stockholder Agreement (Cardiac Pathways Corp), Stockholders Agreement (Cardiac Pathways Corp)

Brokers. Except as set forth on Section 3.27 of in Schedule 3.15 to the Company Disclosure Schedule, no broker, finder or investment banker is entitled to any brokerage, finder’s 's or other fee or commission payable by the Company or any of its subsidiaries in connection with the transactions contemplated by this Agreement or any Ancillary Document based upon arrangements made by or on behalf of the Target CompanyCompany or any of its subsidiaries.

Appears in 2 contracts

Samples: Agreement and Plan of Merger (GRC International Inc), Agreement and Plan of Merger (McNichols Gerald R)

Brokers. Except as set forth on Section 3.27 in Schedule 3.18 of the Disclosure Schedule, no broker, finder or investment banker is entitled to any brokerage, finder’s or other fee or commission in connection with the transactions contemplated by this Agreement or any Ancillary Document the Transactions based upon arrangements made by or on behalf of the Target CompanyCompany or the Members.

Appears in 2 contracts

Samples: Membership Interest Purchase Agreement (890 5th Avenue Partners, Inc.), Membership Interest Purchase Agreement (890 5th Avenue Partners, Inc.)

Brokers. Except as set forth on in Section 3.27 5.08 of the Disclosure ScheduleSchedules, no broker, finder or investment banker is entitled to any brokerage, finder’s or other fee or commission in connection with the transactions contemplated by this Agreement or any Ancillary Document based upon arrangements made by or on behalf of any of the Target CompanyAcquired Companies or any of its Affiliates or any of their respective officers or managers.

Appears in 2 contracts

Samples: Stock Purchase Agreement (Benson Hill, Inc.), Stock Purchase Agreement (Benson Hill, Inc.)

Brokers. Except as set forth on in Section 3.27 3.21 of the Company Disclosure Schedule, no broker, finder or investment banker is entitled to any brokerage, finder’s or other fee or commission in connection with the transactions contemplated by this Agreement or any Ancillary Document Transactions based upon arrangements made by or on behalf of the Target Company.

Appears in 2 contracts

Samples: Letter Agreement (Climate Change Crisis Real Impact I Acquisition Corp), Business Combination Agreement (Cambridge Capital Acquisition Corp)

Brokers. Except as set forth on disclosed in Section 3.27 3.22 of the Company Disclosure ScheduleSchedule and the Financial Advisor, no broker, finder or investment banker is entitled to any brokerage, finder’s or other fee or commission in connection with the transactions contemplated by this Agreement or any Ancillary Document Transactions based upon arrangements made by or on behalf of the Target Company.

Appears in 2 contracts

Samples: Agreement and Plan of Merger (Yan Rick), Agreement and Plan of Merger (51job, Inc.)

Brokers. Except as set forth on Section 3.27 5.11 of the WinVest Disclosure Schedule, no broker, finder or investment banker is entitled to any brokerage, finder’s or other fee or commission in connection with the transactions contemplated by this Agreement or any Ancillary Document Transactions based upon arrangements made by or on behalf of WinVest or the Target CompanyMerger Subs.

Appears in 2 contracts

Samples: Business Combination Agreement (WinVest Acquisition Corp.), Business Combination Agreement (WinVest Acquisition Corp.)

Brokers. Except as set forth on in Section 3.27 4.18 of the Disclosure ScheduleSchedules, no broker, finder or investment banker is entitled to any brokerage, finder’s or other fee or commission in connection with the transactions contemplated by this Agreement or any Ancillary other Transaction Document based upon arrangements made by or on behalf of the Target CompanySellers.

Appears in 2 contracts

Samples: Master Transaction Agreement (Changyou.com LTD), Master Transaction Agreement (Sohu Com Inc)

Brokers. Except as set forth on Section 3.27 4.21 of the Company Disclosure Schedule, no broker, finder or investment banker is entitled to any brokerage, finder’s or other fee or commission in connection with the transactions contemplated by this Agreement or any Ancillary Document Transactions based upon arrangements made by or on behalf of the Target CompanyCompany or any Company Subsidiary.

Appears in 2 contracts

Samples: Merger Agreement and Plan of Reorganization (Breeze Holdings Acquisition Corp.), Merger Agreement and Plan of Reorganization (Breeze Holdings Acquisition Corp.)

Brokers. Except as set forth on Section 3.27 3.26 of the Seller Disclosure Schedule, no broker, finder or investment banker is entitled to any brokerage, finder’s or other similar fee or commission in connection with the transactions contemplated by this Agreement or any Ancillary Document based upon arrangements made by or on behalf of the Target Companyany Seller.

Appears in 2 contracts

Samples: Asset Purchase Agreement (Digital Media Solutions, Inc.), Asset Purchase Agreement (Digital Media Solutions, Inc.)

Brokers. Except as set forth on described in Section 3.27 4.21 of the Company Disclosure Schedule, no broker, finder or investment banker is entitled to any brokerage, finder’s 's or other fee or commission in connection with the transactions contemplated by this Agreement or any Ancillary Document based upon arrangements made by or on behalf of the Target Company.

Appears in 2 contracts

Samples: Common Stock Purchase Agreement (Corporate Outfitters, Inc.), Share Exchange Agreement (Shearson Financial Network Inc)

Brokers. Except as set forth on Section 3.27 Schedule 4.8 of the Disclosure Schedule, no broker, finder or investment banker is entitled to any brokerage, finder’s 's or other fee or commission in connection with the transactions contemplated by this Agreement or any Ancillary Document based upon arrangements made by or on behalf of ICS, that is or will be payable by the Target CompanyCompany or any of its Subsidiaries. No fee is due to any such person if the transactions contemplated hereby are not consummated.

Appears in 2 contracts

Samples: Agreement and Plan of Merger (Integrated Circuit Systems Inc), Agreement and Plan of Merger (Microclock Inc)

Brokers. Except as set forth on in Section 3.27 3.6 of the Disclosure Schedule, no broker, finder or investment banker is entitled to any brokerage, finder’s or other fee or commission in connection with the transactions contemplated by this Agreement or any Ancillary Document based upon arrangements made by or on behalf of the Target CompanySeller.

Appears in 2 contracts

Samples: Asset Purchase Agreement (Elite Pharmaceuticals Inc /Nv/), Asset Purchase Agreement (Elite Pharmaceuticals Inc /Nv/)

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Brokers. Except as set forth on in Section 3.27 4.10 of the Disclosure ScheduleSchedules, no broker, finder or investment banker is entitled to any brokerage, finder’s or other fee or commission in connection with the transactions contemplated by this Agreement or any Ancillary Document Transaction Documents based upon arrangements made by or on behalf of the Target CompanyBuyer.

Appears in 2 contracts

Samples: Stock Purchase Agreement (BurgerFi International, Inc.), Stock Purchase Agreement (BurgerFi International, Inc.)

Brokers. Except as set forth on in Section 3.27 4.15 of the Disclosure ScheduleSchedules, no broker, finder or investment banker is entitled to any brokerage, finder’s or other fee or commission in connection with the transactions contemplated by this Agreement or any Ancillary other Transaction Document based upon arrangements made by or on behalf of the Target CompanyCompany or its Subsidiaries.

Appears in 2 contracts

Samples: Share Purchase Agreement (Xenetic Biosciences, Inc.), Share Purchase Agreement (Xenetic Biosciences, Inc.)

Brokers. Except as set forth on described in Section 3.27 4.03 of the Disclosure ScheduleSchedules, no broker, finder or investment banker is entitled to any brokerage, finder’s or other fee or commission in connection with the transactions contemplated by this Agreement or any Ancillary other Transaction Document based upon arrangements made by or on behalf of the Target CompanyBuyer.

Appears in 2 contracts

Samples: Assignment Agreement (Xenetic Biosciences, Inc.), Assignment Agreement (Xenetic Biosciences, Inc.)

Brokers. Except as set forth on in Section 3.27 2.17 of the Disclosure ScheduleSchedules, no broker, finder finder, advisor or investment banker is entitled to any brokerage, finder’s or other fee or commission in connection with the transactions contemplated by this Agreement or any Ancillary Document based upon arrangements made by or on behalf of the Target CompanyCompany or Seller.

Appears in 2 contracts

Samples: Securities Purchase Agreement (GlassBridge Enterprises, Inc.), Securities Purchase Agreement (GlassBridge Enterprises, Inc.)

Brokers. Except as set forth on described in Section 3.27 3.8 of the Disclosure ScheduleSchedules, no broker, finder or investment banker is entitled to any brokerage, finder’s or other fee or commission in connection with the transactions contemplated by this Agreement or any Ancillary other Transaction Document based upon arrangements made by or on behalf of the Target Company.

Appears in 2 contracts

Samples: Assignment and Exchange Agreement (Adhera Therapeutics, Inc.), Assignment and Exchange Agreement (Biodexa Pharmaceuticals PLC)

Brokers. Except as set forth on in Section 3.27 3.18 of the Seller Disclosure Schedule, no broker, finder or investment banker is entitled to any brokerage, finder’s or other fee or commission in connection with the transactions contemplated by this Agreement or any Ancillary Document the other Transaction Documents based upon arrangements made by or on behalf of the Target CompanySeller or any member of the Xxxxxx Group. The Seller shall be solely responsible for the fees, expenses and liabilities of any Person identified in Section 3.18 of the Seller Disclosure Schedule.

Appears in 2 contracts

Samples: Sale and Purchase Agreement, Sale and Purchase Agreement (Trinseo S.A.)

Brokers. Except as set forth on in Section 3.27 2.18 of the Company Disclosure Schedule, no broker, finder or investment banker is entitled to any brokerage, finder’s 's or other fee or commission in connection with the transactions contemplated by this Agreement or any Ancillary Document based upon arrangements made by or on behalf of the Target CompanyCompany or any of its stockholders.

Appears in 2 contracts

Samples: Agreement and Plan of Merger (Scientific Games Holdings Corp), Agreement and Plan of Merger (Autotote Corp)

Brokers. Except as set forth on in Section 3.27 3.25 of the Disclosure ScheduleSchedules, no broker, finder or investment banker is entitled to any brokerage, finder’s or other fee or commission in connection with the transactions contemplated by this Agreement or any Ancillary Document the Transaction Documents based upon arrangements made by or on behalf of the Target CompanySeller.

Appears in 2 contracts

Samples: Stock Purchase Agreement (BurgerFi International, Inc.), Stock Purchase Agreement (BurgerFi International, Inc.)

Brokers. Except as set forth disclosed on Section 3.27 5.22 of the Disclosure Schedule, no broker, finder or investment banker is entitled to any brokerage, finder’s or other fee or commission in connection with the transactions contemplated by this Agreement or any Ancillary Document based upon arrangements made by or on behalf of the Target CompanyShareholder or any Company Payee.

Appears in 2 contracts

Samples: Agreement and Plan of Merger, Agreement and Plan of Merger (Organogenesis Holdings Inc.)

Brokers. Except as set forth on Section 3.27 4.18 of the Seller Disclosure Schedule, no broker, finder or investment banker is entitled to any brokerage, finder’s or other fee or commission in connection with the transactions contemplated by this Agreement or any Ancillary Document Agreement based upon arrangements made by or on behalf of the Target CompanySeller.

Appears in 1 contract

Samples: Asset Purchase Agreement (Salon Media Group Inc)

Brokers. Except as set forth on disclosed in Section 3.27 3.22 of the Disclosure Schedule, no broker, finder or investment banker is entitled to receive from any Group Company any brokerage, finder’s or other fee or commission in connection with the transactions contemplated by this Agreement or any Ancillary other Transaction Document based upon arrangements made by or on behalf of the Target Companysuch Selling Shareholder.

Appears in 1 contract

Samples: Share Purchase Agreement (58.com Inc.)

Brokers. Except as set forth on disclosed in Section 3.27 3.03 of the Disclosure Schedule, no broker, finder or investment banker is entitled to any brokerage, finder’s or other fee or commission in connection with the transactions contemplated by this Agreement or any Ancillary other Transaction Document based upon arrangements made by or on behalf of the Target Companyany Seller.

Appears in 1 contract

Samples: Stock Purchase Agreement (Meridian Bioscience Inc)

Brokers. Except as set forth on in Section 3.27 3.5 of the Disclosure ScheduleSchedules, no broker, finder or investment banker is entitled to any brokerage, finder’s or other similar fee or commission in connection with the transactions contemplated by this Agreement or any Ancillary other Transaction Document based upon arrangements made by or on behalf of the Target CompanySeller.

Appears in 1 contract

Samples: Acquisition Agreement (Acutus Medical, Inc.)

Brokers. Except as set forth on in Section 3.27 3.20 of the Disclosure Schedule, no broker, finder or investment banker financial advisor or other Person is entitled to any brokeragebrokerage fees, finder’s commissions, finders’ fees or other fee or commission financial advisory fees in connection with the transactions contemplated hereby by this Agreement reason of any action taken by the Company or any Ancillary Document based upon arrangements made by of its directors, officers, employees, representatives or on behalf of the Target Companyagents.

Appears in 1 contract

Samples: Stock Purchase Agreement (Stewart Information Services Corp)

Brokers. Except as set forth on in Section 3.27 4.03 of the Disclosure ScheduleSchedules, no broker, finder or investment banker is entitled to any brokerage, finder’s 's or other fee or commission in connection with the transactions contemplated by this Agreement or the Escrow Agreement/any Ancillary Document based upon arrangements made by or on behalf of the Target CompanyBuyer.

Appears in 1 contract

Samples: Stock Purchase Agreement (Ufp Technologies Inc)

Brokers. Except Other than as set forth on Section 3.27 out in Schedule 4.2(dd) of the Ample Disclosure ScheduleLetter, no broker, finder or investment banker is entitled to any brokerage, finder’s or other fee or commission from, or to the reimbursement of any of its expenses by, Ample in connection with the transactions contemplated by this Agreement or any Ancillary Document based upon arrangements made by or on behalf of the Target CompanyArrangement.

Appears in 1 contract

Samples: Arrangement Agreement (Akerna Corp.)

Brokers. Except as set forth on Section 3.27 3.22 of the Disclosure ScheduleSchedules, no broker, finder or investment banker is entitled to any brokerage, finder’s or other fee or commission in connection with the transactions contemplated by this Agreement or any Ancillary other Transaction Document based upon arrangements made by or on behalf of the Target CompanySellers.

Appears in 1 contract

Samples: Membership Interest Purchase Agreement (Legend Oil & Gas, Ltd.)

Brokers. Except as set forth on in Section 3.27 3.24 of the Disclosure ScheduleSchedules, no broker, finder or investment banker is entitled to any brokerage, finder’s or other fee or commission in connection with the transactions contemplated by this Agreement or any Ancillary Document Transactions based upon arrangements made by or on behalf of the Target Companyany Seller Party.

Appears in 1 contract

Samples: Membership Interest Purchase Agreement (PLAYSTUDIOS, Inc.)

Brokers. Except as set forth on in Section 3.27 3.26 of the Company Disclosure Schedule, no broker, finder or investment banker is entitled to any brokerage, finder’s or other fee or commission in connection with the transactions contemplated by this Agreement or any Ancillary Document Transactions based upon arrangements made by or on behalf of the Target any Group Company.

Appears in 1 contract

Samples: Business Combination Agreement (Tastemaker Acquisition Corp.)

Brokers. Except as set forth on Section 3.27 of the Disclosure Scheduledisclosed in Schedule 3.23, no broker, finder or investment banker is entitled to any brokerage, finder’s or other fee or commission from Company in connection with the transactions contemplated by this Agreement or any Ancillary Document based upon arrangements made by or on behalf of the Target CompanyAgreement.

Appears in 1 contract

Samples: Stock Purchase Agreement (Zanett Inc)

Brokers. Except as set forth on in Section 3.27 3.14 of the Obligor Disclosure Schedule, no broker, finder or investment banker is entitled to any brokerage, finder’s or other similar fee or commission in connection with the transactions contemplated by this Agreement or any Ancillary Document Transactions based upon arrangements made by or on behalf of the Target CompanyObligors and any such fee or commission shall be borne by Obligors.

Appears in 1 contract

Samples: Foreclosure and Asset Purchase Agreement (Corporate Resource Services, Inc.)

Brokers. Except as set forth on in Section 3.27 3.15 of the Company Disclosure Schedule, no broker, finder finder, investment banker, or investment banker any other third party is entitled to any brokerage, finder’s or other fee or commission in connection with the transactions contemplated by this Agreement or any Ancillary Document the Transaction Documents based upon arrangements made by or on behalf of the Target CompanyCompany or Selling Group Companies.

Appears in 1 contract

Samples: Asset Purchase Agreement (Nur Macroprinters LTD)

Brokers. Except as set forth on in Section 3.27 3.25 of the Disclosure ScheduleSchedules, no broker, finder or investment banker or other Person is directly or indirectly entitled to any brokerage, finder’s or other similar contingent fee or commission or any similar charge in connection with the transactions contemplated by this Agreement or any Ancillary Document Contemplated Transactions based upon arrangements made by or on behalf of the Target CompanyCompany or any of its Affiliates.

Appears in 1 contract

Samples: Equity Purchase Agreement (ICF International, Inc.)

Brokers. Except as set forth on in Section 3.27 4.28 of the EnTrust Disclosure Schedule, no broker, finder or investment banker is entitled to any brokerage, finder’s or other fee or commission in connection with the transactions contemplated by this Agreement or any Ancillary Document Transactions based upon on arrangements made by or on behalf of the Target CompanyEnTrust Contributor or the EnTrust Entities.

Appears in 1 contract

Samples: Transaction Agreement (Legg Mason, Inc.)

Brokers. Except as set forth on in Section 3.27 4.21 of the Disclosure ScheduleSchedules, no broker, finder or investment banker is entitled to any brokerage, finder’s or other similar fee or commission in connection with the transactions contemplated by this Agreement or 36 any Ancillary other Transaction Document based upon arrangements made by or on behalf of the Target CompanyCompany or the Members.

Appears in 1 contract

Samples: Acquisition Option Agreement (Cardiovascular Systems Inc)

Brokers. Except as set forth on Section 3.27 5.23 of the Disclosure Schedule, no broker, finder finder, or investment banker is entitled to any brokerage, finder’s ’s, or other fee or commission in connection with the transactions contemplated by this Agreement or any Ancillary Document Contemplated Transactions based upon arrangements made by or on behalf of the Target Companyany Company or any of its Affiliates.

Appears in 1 contract

Samples: Securities Purchase Agreement (Flora Growth Corp.)

Brokers. Except as set forth on disclosed in Section 3.27 4.10 of the Acquiror Disclosure ScheduleSchedules, no broker, finder or investment banker is entitled to any brokerage, finder’s 's or other fee or commission in connection with the transactions contemplated by this Agreement or any Ancillary Document based upon arrangements made by or on behalf of the Target CompanyAcquiror.

Appears in 1 contract

Samples: Execution Copy (Ha Lo Industries Inc)

Brokers. Except as set forth on in Section 3.27 2.21 of the Disclosure Schedule, no broker, finder or investment banker is entitled to any brokerage, finder’s or other fee or commission in connection with the origination, negotiation or execution of this Agreement or the transactions contemplated by this Agreement or any Ancillary Document based upon arrangements made by or on behalf of the Target CompanyCompany or any of its Subsidiaries.

Appears in 1 contract

Samples: Stock Purchase and Exchange Agreement (Feel the World, Inc.)

Brokers. Except as set forth on Section 3.27 of the Disclosure ScheduleSchedule 2.11, no broker, finder or investment banker is entitled to any brokerage, finder’s or other investment banker’s fee or commission in connection with the transactions contemplated by this Agreement or any Ancillary Document based upon arrangements made by or and on behalf of the Target CompanyBuyer or any of its Affiliates.

Appears in 1 contract

Samples: Asset Purchase Agreement

Brokers. Except as set forth on in Section 3.27 2.27 of the Disclosure Schedule, no broker, finder or investment banker is entitled to any brokerage, finder’s or other fee or commission in connection with the Merger or any of the other transactions contemplated by this Agreement or any Ancillary Document based upon arrangements made by or on behalf of the Target CompanyCompany or any of its Subsidiaries.

Appears in 1 contract

Samples: Agreement and Plan of Merger (Life360, Inc.)

Brokers. Except as set forth for payments due to EVEREN Securities, Inc. disclosed on Section 3.27 of the Disclosure ScheduleSchedule 3.19 hereto, no broker, finder or investment banker is entitled to any brokerage, finder’s 's or other fee or commission in connection with the transactions contemplated by this Agreement or any Ancillary Document based upon arrangements made by or on behalf of the Target Company.

Appears in 1 contract

Samples: Agreement and Plan of Merger And (MSR Exploration LTD)

Brokers. Except as set forth on in Section 3.27 4.23 of the Disclosure ScheduleSchedules, no broker, finder finder, or investment banker is entitled to any brokerage, finder’s or other fee or commission in connection with the transactions contemplated by this Agreement or any Ancillary Document based upon arrangements made by or on behalf of the Target Companyany Seller.

Appears in 1 contract

Samples: Asset Purchase Agreement (HireQuest, Inc.)

Brokers. Except as set forth on Section 3.27 2.18 of the Seller Disclosure Schedule, no broker, finder or investment banker is entitled to any brokerage, finder’s or other similar fee or commission in connection with the transactions contemplated by this Agreement or any Ancillary Document based upon arrangements made by or on behalf of the Target Company.Sellers. Section 2.19

Appears in 1 contract

Samples: Stock Purchase Agreement (Sterling Construction Co Inc)

Brokers. Except as set forth on in Section 3.27 4.20 of the Disclosure ScheduleSchedules, for which Sellers shall be solely responsible, no broker, finder or investment banker is entitled to any brokerage, finder’s or other fee or commission in connection with the transactions contemplated by this Agreement or any Ancillary other Transaction Document based upon arrangements made by or on behalf of the Target CompanySellers.

Appears in 1 contract

Samples: Asset Purchase Agreement (Diversified Restaurant Holdings, Inc.)

Brokers. Except as set forth on Section 3.27 3.23 of the Company Disclosure Schedule, no broker, finder or investment banker is entitled to any brokerage, finder’s or other fee or commission in connection with the transactions contemplated by this Agreement or any Ancillary Document Transactions based upon arrangements made by or on behalf of the Target CompanyCompany or any of its Affiliates.

Appears in 1 contract

Samples: Business Combination Agreement (Pyrophyte Acquisition Corp.)

Brokers. Except as set forth on in Section 3.27 2.26 of the Disclosure Schedule, no broker, finder or investment banker is entitled to any brokerage, finder’s or other fee or commission in connection with the transactions contemplated by this Agreement or any Ancillary Document based upon arrangements made by or on behalf of the Target Company.

Appears in 1 contract

Samples: Asset Purchase Agreement (Forward Industries, Inc.)

Brokers. Except as set forth on Section 3.27 in Schedule 3.19 of the Disclosure ScheduleSchedules, no broker, finder or finder, investment banker or any other Person is entitled to any brokerage, finder’s or other fee or commission in connection with the transactions contemplated by this Agreement or any Ancillary Document based upon arrangements made by or on behalf of Seller or the Target Company.

Appears in 1 contract

Samples: Securities Purchase Agreement (Voyager Oil & Gas, Inc.)

Brokers. Except as set forth on Section 3.27 4.23 of the Disclosure ScheduleSchedules, no broker, finder or finder, investment banker or other Person is entitled to any brokeragebrokerage fee, finder’s finders’ fee or other fee or commission in connection with the transactions contemplated by this Agreement or any Ancillary other Transaction Document based upon arrangements made by TransTex or on behalf any of the Target Companyits Affiliates.

Appears in 1 contract

Samples: Asset Purchase Agreement (Magnum Hunter Resources Corp)

Brokers. Except as set forth on in Section 3.27 2.19 of the Disclosure Schedule, no broker, finder or investment banker or similar party is entitled to any brokeragebroker’s, finder’s or other investment banker’s fee or commission commission, or similar compensation, in connection with the transactions contemplated by this Agreement or any Ancillary Document Contemplated Transactions based upon arrangements made by or on behalf of the Target Seller or any Company.

Appears in 1 contract

Samples: Stock Purchase Agreement (Zomedica Corp.)

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