Brokers. No broker, finder or investment banker is entitled to any brokerage, finder’s or other fee or commission in connection with the Transactions based upon arrangements made by or on behalf of the Company.
Appears in 37 contracts
Samples: Business Combination Agreement (ShoulderUP Technology Acquisition Corp.), Letter Agreement (ESGEN Acquisition Corp), Letter Agreement (ESGEN Acquisition Corp)
Brokers. No broker, finder or investment banker is entitled to receive from any Group Company any brokerage, finder’s or other fee or commission in connection with the Transactions transactions contemplated by this Agreement or any other Transaction Document based upon arrangements made by or on behalf of the any Group Company.
Appears in 17 contracts
Samples: Share Purchase Agreement (Lufax Holding LTD), Share Purchase Agreement, Share Purchase Agreement (NaaS Technology Inc.)
Brokers. No broker, finder or investment banker is entitled to any brokerage, finder’s 's or other fee or commission in connection with the Transactions Merger based upon arrangements made by or on behalf of the Company.
Appears in 14 contracts
Samples: Agreement and Plan of Merger (Mangapets, Inc.), Agreement and Plan of Merger and Reorganization (Sun Healthcare Group Inc), Agreement and Plan of Merger (K N Energy Inc)
Brokers. No broker, finder or investment banker is entitled to any brokerage, finder’s or other fee or commission in connection with the Transactions Transaction based upon arrangements made by or on behalf of the CompanyBuyer.
Appears in 12 contracts
Samples: Stock Purchase and Sale Agreement (Transportation & Logistics Systems, Inc.), Stock Purchase Agreement (Bespoke Extracts, Inc.), Asset Purchase Agreement (CFN Enterprises Inc.)
Brokers. No broker, finder or investment banker is entitled to any brokerage, finder’s or other fee or commission in connection with the Transactions based upon arrangements made by or on behalf of the CompanyCompany or any Company Subsidiary.
Appears in 11 contracts
Samples: Business Combination Agreement (Oxus Acquisition Corp.), Business Combination Agreement (ITHAX Acquisition Corp.), Joinder Agreement (Foresight Acquisition Corp.)
Brokers. No broker, finder or investment banker is entitled to any brokerage, finder’s or other fee or commission in connection with the Transactions based upon arrangements made by or on behalf of the CompanyBuyer.
Appears in 11 contracts
Samples: Asset Purchase Agreement (808 Renewable Energy Corp), Membership Interest Purchase Agreement (Computer Programs & Systems Inc), Membership Interest Purchase Agreement (Sunworks, Inc.)
Brokers. No broker, finder or investment banker is entitled to any brokerage, finder’s 's or other fee or commission in connection with the Transactions transactions contemplated hereby based upon arrangements made by or on behalf of the CompanyStockholders.
Appears in 11 contracts
Samples: Stock Option Agreement (Sulphco Inc), Stock Option Agreement (Sulphco Inc), Stock Option Agreement (Sulphco Inc)
Brokers. No broker, finder or investment banker is entitled to any brokerage, finder’s 's or other fee or commission in connection with the Transactions based upon arrangements made by or on behalf of the CompanyPurchaser.
Appears in 9 contracts
Samples: Stock Purchase Agreement (Shelbourne Properties I Inc), Asset Purchase and Sale Agreement (Candlewood Hotel Co Inc), Stock Purchase Agreement (Shelbourne Properties Iii Inc)
Brokers. No broker, finder or investment banker is entitled to any brokerage, finder’s or other fee or commission in connection with the Transactions based upon arrangements made by or on behalf of the CompanyPurchaser.
Appears in 9 contracts
Samples: Stock Purchase Agreement (Lexeo Therapeutics, Inc.), Share Purchase Agreement (Renren Inc.), Share Purchase Agreement (Kaixin Auto Holdings)
Brokers. No broker, finder or investment banker is entitled to any brokerage, finder’s or other fee or commission in connection with the Transactions based upon arrangements made by or on behalf of the CompanyPurchaser.
Appears in 8 contracts
Samples: Asset Purchase Agreement (Avient Corp), Asset Purchase Agreement (Allscripts Healthcare Solutions, Inc.), Purchase Agreement (Allscripts Healthcare Solutions, Inc.)
Brokers. No broker, finder or investment banker is entitled to any brokerage, finder’s or other fee or commission in connection with the Contemplated Transactions based upon arrangements made by or on behalf of the CompanyBuyer.
Appears in 8 contracts
Samples: Stock Purchase Agreement (Leonardo DRS, Inc.), Equity Purchase Agreement (Amneal Pharmaceuticals, Inc.), Asset and Share Purchase Agreement (Milacron Holdings Corp.)
Brokers. No broker, finder or investment banker is entitled to any brokerage, finder’s or other fee or commission in connection with the Transactions transactions contemplated hereby based upon arrangements made by or on behalf of the Company.
Appears in 7 contracts
Samples: Security Agreement (Level Brands, Inc.), Share Purchase Agreement (Coeur Mining, Inc.), Stock Purchase Agreement (RXi Pharmaceuticals Corp)
Brokers. No broker, finder or investment banker is entitled to any brokerage, finder’s or other fee or commission in connection with the Transactions Merger based upon arrangements made by or on behalf of the Company.
Appears in 7 contracts
Samples: Agreement and Plan of Merger (RespireRx Pharmaceuticals Inc.), Agreement and Plan of Merger (inContact, Inc.), Agreement and Plan of Merger (Cortex Pharmaceuticals Inc/De/)
Brokers. No broker, finder or investment banker is entitled to any brokerage, finder’s or other fee or commission in connection with the Transactions based upon arrangements made by or on behalf of the CompanySeller.
Appears in 6 contracts
Samples: Asset Purchase Agreement (808 Renewable Energy Corp), Asset Purchase Agreement (Token Communities Ltd.), Asset Purchase Agreement (Token Communities Ltd.)
Brokers. No broker, finder or investment banker is entitled to any brokerage, finder’s or other fee or commission in connection with the Transactions transactions contemplated hereby based upon arrangements made by or on behalf of the CompanyCompany or any of its Subsidiaries.
Appears in 6 contracts
Samples: Agreement and Plan of Merger (Adomani, Inc.), Agreement and Plan of Merger (Infor, Inc.), Agreement and Plan of Merger (Mellanox Technologies, Ltd.)
Brokers. No broker, finder or investment banker is entitled to any brokerage, finder’s or other fee or commission in connection with the Transactions based upon arrangements made by or on behalf of the CompanyInvestor.
Appears in 6 contracts
Samples: Securities Purchase Agreement (Ascent Solar Technologies, Inc.), Securities Purchase Agreement (Ascent Solar Technologies, Inc.), Securities Purchase Agreement (Ascent Solar Technologies, Inc.)
Brokers. No broker, finder or investment banker is entitled to any brokerage, finder’s or other fee or commission in connection with the Transactions Transaction based upon arrangements made by or on behalf of the CompanyCLP or CIG.
Appears in 5 contracts
Samples: Registration Rights Agreement (Cig Media LLC), Registration Rights Agreement (Ion Media Networks Inc.), Master Transaction Agreement (NBC Universal, Inc.)
Brokers. No broker, finder or investment banker is entitled to any brokerage, finder’s or other fee or commission in connection with the Transactions based upon arrangements made by or on behalf of the CompanyPurchaser or any of its Affiliates.
Appears in 5 contracts
Samples: Asset Purchase Agreement (Elutia Inc.), Asset Purchase Agreement (Assertio Therapeutics, Inc), Asset Purchase Agreement (BridgeBio Pharma, Inc.)
Brokers. No broker, finder or investment banker is entitled to any brokerage, finder’s 's or other fee or commission in connection with the Transactions transactions contemplated hereby based upon arrangements made by or on behalf of the CompanyStockholder.
Appears in 5 contracts
Samples: Equity Purchase and Voting Agreement (Infogrames Entertainment Sa), Stock Purchase Agreement (Great Universal Acquisition Corp), Equity Purchase and Voting Agreement (Infogrames Entertainment Sa)
Brokers. No broker, finder finder, adviser or investment banker is entitled to any brokerage, success, finder’s or other similar fee or commission in connection with the Transactions based upon arrangements made by or on behalf of the CompanyCompany or any of its Subsidiaries.
Appears in 5 contracts
Samples: Share Purchase Agreement (Connexa Sports Technologies Inc.), Agreement and Plan of Merger (Vivakor, Inc.), Agreement and Plan of Merger (SilverSun Technologies, Inc.)
Brokers. No broker, finder or investment banker is entitled to any brokerage, finder’s or other fee or commission in connection with the Transactions Transaction based upon arrangements made by or on behalf of the CompanySeller.
Appears in 5 contracts
Samples: Asset Purchase Agreement (CFN Enterprises Inc.), Asset Purchase Agreement, Asset Purchase Agreement (Cardium Therapeutics, Inc.)
Brokers. No broker, finder or investment banker is entitled to any brokerage, finder’s or other fee or commission in connection with the Transactions transactions contemplated by the Transaction Documents based upon arrangements made by or on behalf of the Companyany Purchaser Party.
Appears in 5 contracts
Samples: Share Purchase Agreement, Share Purchase Agreement (Keystone Lodging Holdings LTD), Share Purchase Agreement (Ctrip Com International LTD)
Brokers. No broker, finder or ------- investment banker is entitled to any brokerage, finder’s 's or other fee or commission in connection with the Transactions transactions hereunder based upon arrangements made by or on behalf of the CompanyPurchaser.
Appears in 4 contracts
Samples: Stock Purchase Agreement (Ren Corp Usa), Stock Purchase Agreement (Cobe Laboratories Inc), Stock Purchase Agreement (Ren Corp Usa)
Brokers. No broker, finder finder, financial adviser or investment banker is entitled to any brokerage, finder’s or other fee or commission in connection with the Transactions based upon arrangements made by by, or on behalf of, Parent or any of the Companyits subsidiaries.
Appears in 4 contracts
Samples: Agreement and Plan of Merger (MLE Holdings, Inc.), Agreement and Plan of Merger (Mapics Inc), Agreement and Plan of Merger (Magellan Holdings, Inc.)
Brokers. No broker, finder or investment banker is entitled to any brokerage, finder’s 's or other fee or commission in connection with the Transactions transactions contemplated hereby based upon arrangements made by or on behalf of Shareholder or the Company.
Appears in 4 contracts
Samples: Side Letter Agreement (Mvii LLC), Side Letter Agreement (Dsi Toys Inc), Side Letter Agreement (Dsi Toys Inc)
Brokers. No broker, finder or investment banker is entitled to any brokerage, finder’s or other fee or commission in connection with the Transactions transactions contemplated hereby based upon arrangements made by or on behalf of the CompanyStockholders.
Appears in 4 contracts
Samples: Stock Option Agreement (Gunnerman Rudolf W), Stock Option Agreement (Gunnerman Rudolf W), Stock Option Agreement (Gunnerman Rudolf W)
Brokers. No broker, finder or investment banker is entitled to any brokerage, finder’s or other fee or commission from Acquirer or the Company in connection with the Contemplated Transactions based upon arrangements made by or on behalf of the CompanyContributor Parties.
Appears in 4 contracts
Samples: Contribution, Conveyance and Assumption Agreement, Contribution, Conveyance and Assumption Agreement (Dominion Midstream Partners, LP), Registration Rights Agreement (Dominion Midstream Partners, LP)
Brokers. No broker, finder or investment banker is entitled to any brokerage, finder’s or other fee or commission in connection with the Transactions based upon arrangements made by or on behalf of the CompanyBuyer.
Appears in 4 contracts
Samples: Purchase Agreement (Cornerstone OnDemand Inc), Asset Purchase Agreement (New Media Investment Group Inc.), Asset Purchase Agreement (A. H. Belo Corp)
Brokers. No agent, broker, finder or investment banker is entitled to any brokerage, finder’s or other fee or commission in connection with the Transactions based upon arrangements made by any such Person for which the Company or on behalf of the Companyits officers or directors could have any liability.
Appears in 4 contracts
Samples: Agreement and Plan of Merger (Connecture Inc), Agreement and Plan of Merger (Bazaarvoice Inc), Agreement and Plan of Merger (SolarWinds, Inc.)
Brokers. No agent, broker, finder or investment banker is entitled to any brokerage, finder’s or other similar fee or commission from the Buyer in connection with the Transactions based upon arrangements made by or on behalf of the CompanyBuyer.
Appears in 4 contracts
Samples: Asset Purchase Agreement (MDWerks, Inc.), Asset Purchase Agreement (MDWerks, Inc.), Asset Purchase Agreement (C-Bond Systems, Inc)
Brokers. No broker, finder or investment banker is entitled to any brokerage, finder’s or other fee or commission in connection with the Transactions based upon arrangements made by or on behalf of the Companysuch Blocker.
Appears in 4 contracts
Samples: Business Combination Agreement (TPG Pace Solutions Corp.), Transaction and Combination Agreement (Foresight Acquisition Corp.), Business Combination Agreement (TPG Pace Tech Opportunities Corp.)
Brokers. No broker, finder or finder, investment banker or other Person is entitled to any brokerage, finder’s or other fee or commission in connection with the Contemplated Transactions based upon arrangements made by or on behalf of the Company.
Appears in 4 contracts
Samples: Share Purchase and Transfer Agreement (Cohu Inc), Preferred Stock Purchase Agreement (Nuvasive Inc), Preferred Stock Purchase Agreement (Nuvasive Inc)
Brokers. No broker, finder or investment banker is entitled to any brokerage, finder’s or other fee or commission in connection with the Transactions based upon arrangements made by or on behalf of the CompanySeller or any of its Subsidiaries.
Appears in 4 contracts
Samples: Asset Purchase Agreement (Qlogic Corp), Asset Purchase Agreement (Cray Inc), Asset Purchase Agreement (Realnetworks Inc)
Brokers. No agent, broker, finder or investment banker is entitled to any brokerage, finder’s or other similar fee or commission from the Company or the Company Securityholders in connection with the Transactions based upon arrangements made by or on behalf of the CompanyCompany or any Company Securityholder.
Appears in 3 contracts
Samples: Agreement and Plan of Merger (Helix TCS, Inc.), Agreement and Plan of Merger (Helix TCS, Inc.), Agreement and Plan of Merger (Helix TCS, Inc.)
Brokers. No broker, finder or investment banker is entitled to any brokerage, finder’s finders or other fee or commission in connection with the Transactions Offer or the Merger based upon arrangements made by or on behalf of the CompanyOfferors.
Appears in 3 contracts
Samples: Agreement and Plan of Merger (Atalanta Acquisition Co), Agreement and Plan of Merger (Steinberg Craig B), Agreement and Plan of Merger (Atalanta Acquisition Co)
Brokers. No broker, finder or investment banker is entitled to any brokerage, finder’s or other fee or commission in connection with the Transactions based upon arrangements made by or on behalf of the CompanyOpCo Buyer.
Appears in 3 contracts
Samples: Transaction Agreement (Vici Properties Inc.), Transaction Agreement (Vici Properties Inc.), Transaction Agreement (Penn National Gaming Inc)
Brokers. No Except for Maxim Group LLC, no broker, finder or investment banker is entitled to any brokerage, finder’s or other fee or commission in connection with the Transactions based upon arrangements made by or on behalf of the Company.
Appears in 3 contracts
Samples: Business Combination Agreement (Aurora Technology Acquisition Corp.), Business Combination Agreement (OTR Acquisition Corp.), Business Combination Agreement (OTR Acquisition Corp.)
Brokers. No broker, finder or investment banker is entitled to any brokerage, finder’s or other fee or commission in connection with the Transactions transactions contemplated hereby based upon arrangements made by or on behalf of the CompanySeller or the Company or any of its Subsidiaries.
Appears in 3 contracts
Samples: Share Purchase and Shareholders’ Rights Agreement (K Swiss Inc), Share Purchase and Shareholders’ Rights Agreement (K Swiss Inc), Share Purchase and Shareholders’ Rights Agreement (K Swiss Inc)
Brokers. No broker, finder or investment banker is entitled to any brokerage, finder’s or other fee or commission in connection with the Transactions Transaction based upon arrangements made by or on behalf of the CompanyBuyer.
Appears in 3 contracts
Samples: Membership Interests Purchase Agreement (Nikola Corp), Stock Purchase Agreement (Tattooed Chef, Inc.), Share Purchase Agreement (Usana Health Sciences Inc)
Brokers. No broker, finder finder, or investment banker or other party is entitled to any brokerage, finder’s 's or other similar fee or commission in connection with the Transactions Transaction Documents, based upon arrangements made by or on behalf of the Companyeach Purchaser or any of its Affiliates.
Appears in 3 contracts
Samples: Stock Purchase Agreement (Displaytech Inc), Stock Purchase Agreement (Displaytech Inc), Stock Purchase Agreement (Displaytech Inc)
Brokers. No broker, finder or investment banker is entitled to any brokerage, finder’s or other fee or commission in connection with the Transactions based upon arrangements made by or on behalf of the CompanyCompany or any of its Affiliates.
Appears in 3 contracts
Samples: Agreement and Plan of Merger (Timco Aviation Services Inc), Agreement and Plan of Merger (UpSnap, Inc.), Agreement and Plan of Merger (Harber Lacy J)
Brokers. No broker, finder or investment banker is entitled to any brokerage, finder’s or other fee or commission in connection with the Contemplated Transactions based upon arrangements made by or on behalf of the Companyany Acquirer Party.
Appears in 3 contracts
Samples: Contribution Agreement (Dominion Midstream Partners, LP), Contribution Agreement (New Jersey Resources Corp), Contribution Agreement (Dominion Midstream Partners, LP)
Brokers. No broker, finder or finder, investment banker or other Person is entitled to any brokerage, finder’s or other fee or commission in connection with the Contemplated Transactions based upon arrangements made by or on behalf of the Acquired Company.
Appears in 3 contracts
Samples: Option Purchase Agreement (Nuvasive Inc), Option Purchase Agreement (Nuvasive Inc), Option Purchase Agreement (Nuvasive Inc)
Brokers. No broker, finder or investment banker is entitled to any brokerage, finder’s 's or other fee or commission in connection with the Transactions based upon arrangements made by or on behalf of the CompanyCRI, Holdings or Purchaser.
Appears in 3 contracts
Samples: Agreement and Plan of Merger (Devx Energy Inc), Agreement and Plan of Merger (Comstock Resources Inc), Agreement and Plan of Merger (Comstock Resources Inc)
Brokers. No broker, finder or investment banker is entitled to any brokerage, finder’s 's or other fee or commission in connection with the Transactions based upon arrangements made by or on behalf of the CompanyTNCL or NPAL.
Appears in 3 contracts
Samples: Agreement and Plan of Merger (Liberty Media Corp /De/), Agreement and Plan of Merger (Sky Global Networks Inc), Agreement and Plan of Merger (Liberty Media Corp /De/)
Brokers. No broker, finder or investment banker is entitled to any brokerage, finder’s 's or other fee or commission in connection with the Transactions based upon on arrangements made by or on behalf of the CompanyPurchaser or any of its affiliates.
Appears in 2 contracts
Samples: Stock Purchase Agreement (Dualstar Technologies Corp), Stock Purchase Agreement (Dualstar Technologies Corp)
Brokers. No broker, finder or investment banker is entitled to any brokerage, finder’s or other fee or commission in connection with the Transactions Merger based upon arrangements made by or on behalf of the CompanyCompany or any Securityholder.
Appears in 2 contracts
Samples: Agreement and Plan of Merger (Instructure Inc), Agreement and Plan of Merger (Instructure Inc)
Brokers. No broker, finder finder, or investment banker is entitled to any brokerage, finder’s ’s, or other fee or commission in connection with the Transactions based upon arrangements made by or on behalf of the CompanyBuyer.
Appears in 2 contracts
Samples: Equity Purchase Agreement, Equity Purchase Agreement (Davita Inc.)
Brokers. No broker, finder or investment banker is entitled to any brokerage, finder’s or other fee or commission in connection with the Transactions based upon arrangements made by or on behalf of Seller or any of the CompanyDivesting Entities.
Appears in 2 contracts
Samples: Asset Purchase Agreement (BridgeBio Pharma, Inc.), Asset Purchase Agreement (Vivus Inc)
Brokers. No broker, finder or investment banker is entitled to any brokerage, finder’s or other similar fee or commission in connection with any of the Transactions based upon arrangements made by or on behalf of any of the CompanySeller.
Appears in 2 contracts
Samples: Asset Purchase Agreement (Ideal Power Inc.), Asset Purchase Agreement (Ideal Power Inc.)
Brokers. No agent, broker, finder or finder, investment banker or other firm or Person is or will be entitled to any brokerage, broker's or finder’s 's fee or other similar commission or fee or commission in connection with the Transactions based upon arrangements made by or on behalf of the CompanyBrands.
Appears in 2 contracts
Samples: Agreement and Plan of Merger (Brands Shopping Network Inc), Agreement and Plan of Merger (Brands Shopping Network Inc)
Brokers. No broker, finder or investment banker is entitled to any brokerage, finder’s or other fee or commission in connection with the Transactions transactions contemplated hereby based upon arrangements made by or on behalf of the Sellers or the Company.
Appears in 2 contracts
Samples: Purchase Agreement, Purchase Agreement (Sequential Brands Group, Inc.)
Brokers. No broker, finder or investment banker is entitled to any brokerage, finder’s or other fee or commission in connection with the Contemplated Transactions based upon arrangements made by or on behalf of the CompanyContributor.
Appears in 2 contracts
Samples: Contribution Agreement (New Jersey Resources Corp), Contribution Agreement (Dominion Midstream Partners, LP)
Brokers. No broker, finder or investment banker is entitled to any brokerage, finder’s fee or other fee or commission payable by the Company or any of its Subsidiaries in connection with the Transactions based upon arrangements made by or and on behalf of the CompanyCompany or any of its Subsidiaries.
Appears in 2 contracts
Samples: Asset Purchase Agreement, Asset Purchase Agreement (Bering Exploration, Inc.)
Brokers. No broker, finder finder, or investment banker is entitled to any brokerage, finder’s ’s, or other fee or commission in connection with the Contemplated Transactions based upon arrangements made by or on behalf of the Company.
Appears in 2 contracts
Samples: Share Purchase Agreement (Ampco Pittsburgh Corp), Purchase Agreement (Ampco Pittsburgh Corp)
Brokers. No broker, finder or investment banker is entitled to any brokerage, finder’s or other fee or commission in connection with the Transactions Transaction based upon arrangements made by or on behalf of the Company.
Appears in 2 contracts
Samples: Stock Purchase Agreement (Tattooed Chef, Inc.), Asset Purchase Agreement (Eastside Distilling, Inc.)
Brokers. No broker, finder or investment banker is entitled to any brokerage, finder’s 's or other fee or commission in connection with the Transactions transactions hereunder based upon arrangements made by or on behalf of the Companyeach Purchaser.
Appears in 2 contracts
Samples: Purchase Agreement (Discovery Zone Inc), Purchase Agreement (Discovery Zone Inc)
Brokers. No broker, finder or investment banker is entitled to any brokerage, finder’s or other fee or commission in connection with the Transactions based upon on arrangements made by or on behalf of the CompanyBuyer or any of their Affiliates.
Appears in 2 contracts
Samples: Security and Asset Purchase Agreement (Arthur J. Gallagher & Co.), Security and Asset Purchase Agreement (Willis Towers Watson PLC)
Brokers. No broker, finder or investment banker is entitled to any brokerage, finder’s 's or other fee or commission in connection with the Transactions transactions hereunder based upon arrangements made by or on behalf of the CompanyPurchaser.
Appears in 2 contracts
Samples: Stock Purchase Agreement (Wasteco Ventures LTD), Stock Purchase Agreement (Compost America Holding Co Inc)
Brokers. No broker, finder or investment banker banker, other than Xxxxxxxx Xxxxx, the fees and expenses of which will be paid by the Company, is entitled to any brokerage, finder’s or other fee or commission in connection with the Transactions based upon arrangements made by or on behalf of the Company.
Appears in 2 contracts
Samples: Agreement and Plan of Merger (Sl Industries Inc), Agreement and Plan of Merger (Handy & Harman Ltd.)
Brokers. No broker, finder or investment banker is entitled to any brokerage, finder’s or other fee or commission in connection with the Transactions based upon arrangements made Transaction or any other Transaction Document payable by or on behalf any of the CompanyGroup Companies.
Appears in 2 contracts
Samples: Interest Purchase Agreement, Share and Partnership (Convergys Corp)
Brokers. No broker, finder or investment banker is entitled to any brokerage, finder’s 's or other fee or commission in connection with the Transactions transactions contemplated hereby based upon arrangements made by or on behalf of the CompanyNewco.
Appears in 2 contracts
Samples: Transaction Agreement (Progressive Food Concepts Inc), Transaction Agreement (Harrys Farmers Market Inc)
Brokers. No broker, finder or investment banker is entitled to any brokerage, finder’s or other fee or commission in connection with the Transactions transactions contemplated by the Transaction Documents based upon arrangements made by or on behalf of the CompanyInvestor.
Appears in 2 contracts
Samples: Investment Agreement (Corautus Genetics Inc), Investment Agreement (Corautus Genetics Inc)
Brokers. No broker, finder or investment banker is entitled to any brokerage, brokerage or finder’s or other fee or commission in connection with the Transactions based upon arrangements made by or on behalf of the Company.
Appears in 2 contracts
Samples: Business Combination Agreement and Plan of Reorganization (DHC Acquisition Corp.), Letter Agreement (BioPlus Acquisition Corp.)
Brokers. No broker, finder or investment banker is entitled to any brokerage, finder’s or other fee or commission in connection with the Transactions based upon arrangements made by or on behalf of the CompanyTAS or any of its Affiliates.
Appears in 2 contracts
Samples: Agreement and Plan of Merger (Timco Aviation Services Inc), Agreement and Plan of Merger (Harber Lacy J)
Brokers. No broker, finder or investment banker is entitled to any brokerage, finder’s or other fee or commission in connection with the Contemplated Transactions based upon arrangements made by or on behalf of the CompanySeller Parties.
Appears in 2 contracts
Samples: Purchase, Sale and Contribution Agreement (Dominion Midstream Partners, LP), Purchase, Sale and Contribution Agreement
Brokers. No agent, broker, finder or investment banker is entitled to any brokerage, finder’s or other fee or commission payable by each of the Investors, jointly or severally, in connection with the Transactions based upon arrangements made by or on behalf of the Companytransactions contemplated hereby.
Appears in 2 contracts
Samples: Purchase Agreement (Cyclacel Pharmaceuticals, Inc.), Purchase Agreement (Cyclacel Pharmaceuticals, Inc.)
Brokers. No broker, finder finder, adviser or investment banker is entitled to any brokerage, success, finder’s or other similar fee or commission in connection with the Transactions based upon arrangements made by or on behalf of the Companyany PubCo Entity or any of its Subsidiaries.
Appears in 2 contracts
Samples: Agreement and Plan of Merger (Bruush Oral Care Inc.), Agreement and Plan of Merger (Bruush Oral Care Inc.)
Brokers. No broker, finder or investment banker is entitled to any brokerage, finder’s or other fee or commission in connection with the Transactions transactions contemplated hereby based upon arrangements made by or on behalf of the CompanyBuyer or its Affiliates.
Appears in 2 contracts
Samples: Asset Purchase Agreement (BOVIE MEDICAL Corp), Asset Purchase Agreement (BOVIE MEDICAL Corp)
Brokers. No broker, finder or investment banker is entitled to any brokerage, finder’s or other fee or commission in connection with the Transactions based upon arrangements made by or on behalf of the CompanyHoldings.
Appears in 2 contracts
Samples: Business Combination Agreement (PENSARE ACQUISITION Corp), Contribution Agreement (Deep Down, Inc.)
Brokers. No broker, finder or investment banker is entitled to any brokerage, finder’s or other fee or commission in connection with the Transactions based upon arrangements made by or on behalf of the CompanyXxxxxxxxx.
Appears in 2 contracts
Samples: Stock Purchase Agreement, Stock Purchase Agreement (OMNICELL, Inc)
Brokers. No broker, finder or investment banker is entitled to any brokerage, finder’s or other fee or commission from Buyer or any of Buyer’s Affiliates in connection with the Transactions based upon arrangements made by or on behalf of the Companyany Transaction.
Appears in 2 contracts
Samples: Transaction Agreement (QualityTech, LP), Asset Purchase Agreement (Western Alliance Bancorporation)
Brokers. No broker, finder or investment banker is entitled to any brokerage, finder’s or other fee or commission in connection with the Transactions Merger and the transactions contemplated hereby based upon arrangements made by or on behalf of the CompanyCompany or any of its Subsidiaries.
Appears in 2 contracts
Samples: Agreement and Plan of Merger and Reorganization (Fermavir Pharmaceuticals, Inc.), Agreement and Plan of Merger and Reorganization (Inhibitex, Inc.)
Brokers. No broker, finder or investment banker or other person is entitled to any brokerage, finder’s, financial advisor’s or other fee or commission in connection with the Transactions based upon arrangements made by or on behalf of the CompanyHoldco, Parent or Merger Sub.
Appears in 2 contracts
Samples: Agreement and Plan of Merger (Chuanwei Zhang), Agreement and Plan of Merger (China Ming Yang Wind Power Group LTD)
Brokers. No broker, finder or investment banker is entitled to any brokerage, finder’s 's or other fee or commission in connection with the Transactions based upon arrangements made by or on behalf of the CompanySeller or any Acquired Entity.
Appears in 2 contracts
Samples: Stock Purchase Agreement (Dualstar Technologies Corp), Stock Purchase Agreement (Dualstar Technologies Corp)
Brokers. No broker, finder finder, or investment banker is entitled to any brokerage, finder’s ’s, or other fee or commission in connection with the Transactions based upon arrangements made by or on behalf of the CompanyPurchaser.
Appears in 2 contracts
Samples: Asset Purchase Agreement (Upd Holding Corp.), Asset Purchase Agreement
Brokers. No broker, finder finder, or investment banker is entitled to any brokerage, finder’s ’s, or other fee or commission in connection with the Transactions transactions contemplated hereby based upon arrangements any contract made by or on behalf of the Company.
Appears in 2 contracts
Samples: Securities Purchase Agreement (Saratoga Resources Inc /Tx), Securities Purchase Agreement (Globetech Environmental, Inc.)
Brokers. No broker, finder or investment banker is entitled to any brokerage, finder’s 's or other fee or commission in connection with the Transactions transactions contemplated by this Agreement based upon arrangements made by or on behalf of the CompanyNetworks.
Appears in 2 contracts
Samples: Merger and Reorganization Agreement (Cherkas Randolph), Merger and Reorganization Agreement (Global Telecommunication Solutions Inc)
Brokers. No broker, finder or investment banker is entitled to any brokerage, finder’s or other fee or commission in connection with the Transactions Acquisition based upon arrangements made by or on behalf of the CompanyBuyer.
Appears in 2 contracts
Samples: Equity and Asset Purchase Agreement (Huntsman International LLC), Stock and Asset Purchase Agreement (Ashland Inc.)
Brokers. No broker, finder or finder, investment banker or other person is entitled to any brokerage, finder’s or other fee or commission in connection with the Transactions Sale based upon arrangements made by or on behalf of the Company.
Appears in 2 contracts
Samples: Convertible Promissory Note (Evolus, Inc.), Transaction Agreement (Ocwen Financial Corp)
Brokers. No broker, finder finder, or investment banker is entitled to any brokerage, finder’s finders, or other fee or commission in connection with the Transactions transactions hereunder based upon arrangements made by or on behalf of the CompanyPurchaser.
Appears in 2 contracts
Samples: Limited Liability Company Member Interest (Jayhawk Energy, Inc.), Limited Liability Company Member Interest (Jayhawk Energy, Inc.)
Brokers. No broker, finder or investment banker is entitled to any brokerage, finder’s finders or other fee or commission in connection with the Transactions based upon arrangements made by or on behalf of the Companyany Depomed Entity.
Appears in 2 contracts
Samples: Commercialization Agreement (Collegium Pharmaceutical, Inc), Commercialization Agreement (Depomed Inc)
Brokers. No broker, finder finder, or investment banker bank is entitled to any brokerage, finder’s ’s, or other similar fee or commission in connection with the Transactions based upon arrangements made by or on behalf of Sellers or the Company.
Appears in 2 contracts
Samples: Stock Purchase Agreement (Proficient Auto Logistics, Inc), Contribution Agreement (Proficient Auto Logistics, Inc)
Brokers. No broker, finder or investment banker is entitled to any brokerage, finder’s or other fee or commission in connection with the Transactions based upon arrangements made by or on behalf of the CompanyPurchaser Parties.
Appears in 2 contracts
Samples: Arrangement Agreement (Acorn Energy, Inc.), Arrangement Agreement (Acorn Energy, Inc.)
Brokers. No broker, finder or investment banker is entitled to any brokerage, finder’s or other fee or commission in connection with the Transactions based upon arrangements made by or on behalf of any of the CompanySeller Corporations or any of their Representatives.
Appears in 2 contracts
Samples: Asset Purchase Agreement (American Medical Technologies Inc/De), Asset Purchase Agreement (Biolase Technology Inc)
Brokers. No broker, finder finder, or investment banker is entitled to any brokerage, finder’s ’s, or other fee or commission in connection with the Transactions transactions hereunder based upon arrangements made by or on behalf of the CompanySeller.
Appears in 2 contracts
Samples: Membership Interest Purchase Agreement (Manufactured Housing Properties Inc.), Membership Interest Purchase Agreement (Legion Works, Inc.)
Brokers. No broker, finder finder, or investment banker bank is entitled to any brokerage, finder’s ’s, or other similar fee or commission in connection with the Transactions based upon arrangements made by or on behalf of any Seller or the Company.
Appears in 2 contracts
Samples: Agreement and Plan of Merger (Proficient Auto Logistics, Inc), Stock Purchase Agreement (Proficient Auto Logistics, Inc)
Brokers. No broker, finder or investment banker is entitled to any brokerage, finder’s or other fee or commission in connection with the Transactions based upon arrangements made by or on behalf of the CompanyPubCo.
Appears in 2 contracts
Samples: Business Combination Agreement (Kensington Capital Acquisition Corp. V), Business Combination Agreement (Arrival)
Brokers. No broker, finder or investment banker is entitled to any brokerage, finder’s or other fee or commission in connection with the Transactions based upon arrangements made by or on behalf of the CompanyXxxxx.
Appears in 2 contracts
Samples: Asset Purchase Agreement (Janus International Group, Inc.), Asset Purchase Agreement (Insignia Systems Inc/Mn)
Brokers. No broker, finder or finder, investment banker or other Person is entitled to any brokerage, finder’s or other fee or commission in connection with the Transactions based upon arrangements made by or on behalf of the CompanyState Street.
Appears in 2 contracts
Samples: Ifds Purchase Agreement (DST Systems Inc), BFDS Reorganization Agreement (DST Systems Inc)
Brokers. No broker, finder or investment banker is entitled to any brokerage, finder’s finders or other fee or commission in connection with the Transactions based upon arrangements made by or on behalf of the CompanyCollegium or any of its Affiliates.
Appears in 2 contracts
Samples: Commercialization Agreement (Collegium Pharmaceutical, Inc), Commercialization Agreement (Depomed Inc)
Brokers. No broker, finder or investment banker is entitled to any brokerage, finder’s 's or other fee or commission in connection with the Transactions transactions contemplated by this Agreement based upon arrangements made by or on behalf of the CompanyMS.
Appears in 2 contracts
Samples: Stock Purchase Agreement (Aetna Industries Inc), Stock Purchase Agreement (MS Acquisition)
Brokers. No broker, finder or investment banker (other than the Financial Advisors) is entitled to any brokerage, finder’s finders’ or other fee or commission in connection with the Transactions transactions contemplated hereby based upon arrangements made by or on behalf of the Company.
Appears in 2 contracts
Samples: Agreement and Plan of Merger (Chiron Corp), Agreement and Plan of Merger (Novartis Ag)
Brokers. No broker, finder finder, or investment banker bank is entitled to any brokerage, finder’s ’s, or other similar fee or commission in connection with the Transactions based upon arrangements made by or on behalf of the CompanyShareholders, other than Fidus Partners, LLC, the fees and expenses of which shall constitute Transaction Expenses.
Appears in 2 contracts
Samples: Stock Purchase Agreement (Proficient Auto Logistics, Inc), Contribution Agreement (Proficient Auto Logistics, Inc)
Brokers. No broker, finder finder, or investment banker bank is entitled to any brokerage, finder’s ’s, or other similar fee or commission in connection with the Transactions based upon arrangements made by or on behalf of Seller or the Company.
Appears in 2 contracts
Samples: Agreement and Plan of Merger (Proficient Auto Logistics, Inc), Stock Purchase Agreement (Proficient Auto Logistics, Inc)
Brokers. No broker, finder or investment banker is entitled to any brokerage, finder’s or other fee or commission in connection with the Transactions transactions contemplated hereby based upon arrangements made by or on behalf of the CompanyInvestor.
Appears in 2 contracts
Samples: Securities Purchase Agreement (Sap Se), Securities Purchase Agreement (Castlight Health, Inc.)
Brokers. No broker, finder or investment banker is entitled to any brokerage, finder’s or other fee or commission in connection with the Transactions Transaction based upon arrangements made by or on behalf of the CompanyMedMen.
Appears in 2 contracts
Samples: Business Combination Agreement (MedMen Enterprises, Inc.), Business Combination Agreement
Brokers. No broker, finder or investment banker is entitled to any brokerage, finder’s or other fee or commission in connection with the Transactions transactions contemplated by the Transaction Agreements based upon on arrangements made by or on behalf of the CompanyOne Stop or any of its Affiliates.
Appears in 2 contracts
Samples: Contribution Agreement (One Stop Systems Inc), Contribution Agreement (One Stop Systems Inc)
Brokers. No broker, finder or investment banker is entitled to any brokerage, finder’s finders or other fee fee, commission or commission expenses in connection with the Transactions transactions contemplated by the Transaction Documents based upon arrangements made by or on behalf of the CompanyPurchaser.
Appears in 2 contracts
Samples: Purchase Agreement (M/a-Com Technology Solutions Holdings, Inc.), Purchase Agreement (M/a-Com Technology Solutions Holdings, Inc.)
Brokers. No broker, finder or investment banker is entitled to any brokerage, finder’s or other fee or commission in connection with the Transactions based upon arrangements made by or on behalf of the Company.. 44
Appears in 2 contracts
Samples: Business Combination Agreement (Tailwind Acquisition Corp.), Business Combination Agreement (Tailwind Acquisition Corp.)
