Common use of By Telephone In Writing Internet Clause in Contracts

By Telephone In Writing Internet. Toll-free 0-000-000-0000 Xxxxxx Funds PO Box 541150 Omaha, NE 68154 xxx.xxxxxxxxxxx.xxx Or Via Overnight Delivery 0000 X. 000xx Xxxxxx, Xxxxx 000 Elkhorn, NE 68022 Distributed by Northern Lights Distributors, LLC PRIVACY NOTICE FACTS WHAT DOES TWO ROADS SHARED TRUST DO WITH YOUR PERSONAL INFORMATION Why? Financial companies choose how they share your personal information. Federal law gives consumers the right to limit some but not all sharing. Federal law also requires us to tell you how we collect, share, and protect your personal information. Please read this notice carefully to understand what we do. What? THE TYPES OF PERSONAL INFORMATION WE COLLECT AND SHARE DEPENDS ON THE PRODUCT OR SERVICE THAT YOU HAVE WITH US. THIS INFORMATION CAN INCLUDE: • Social Security number and income • Account transactions and transaction history • Investment experience and purchase history When you are no longer our customer, we continue to share your information as described in this notice. How? All financial companies need to share customers’ personal information to run their everyday business. In the section below, we list the reasons financial companies can share their customers’ personal information; the reason Two Roads Shared Trust chooses to share and whether you can limit this sharing. Reasons we can share your personal information Does Two Roads Shared Trust share? Can you limit this sharing? For our everyday business purposes – such as to process your transactions, maintain your account(s), respond to court orders and legal investigations, or report to credit bureaus YES NO For our marketing purposes – to offer our products and services to you NO We do not share For joint marketing with other financial companies NO We do not share For our affiliates’ everyday business purposes – information about your transactions and experiences NO We do not share For our affiliates’ everyday business purposes – information about your creditworthiness NO We do not share For our affiliates to market to you NO We do not share For nonaffiliates to market to you NO We do not share Questions? Call 0-000-000-0000 What we do How does Two Roads Shared Trust protect my personal information? To protect your personal information from unauthorized access and use, we use security measures that comply with federal law. These measures include computer safeguards and secured files and buildings. Our service providers are held accountable for adhering to strict policies and procedures to prevent any misuse of your nonpublic personal information.

By Telephone In Writing Internet. Toll-free 0-(000-) 000-0000 Xxxxxx Xxxxx Alpha Funds Trust PO Box 541150 Omaha, NE 68154 xxx.xxxxxxxxxxx.xxx xxx.xxxxxxxxxxxxxxxxxx.xxx/xxxxx Or Via Overnight Delivery 0000 X. 000xx Xxxxxx, Xxxxx 000 Elkhorn, NE 68022 Distributed by Northern Lights Ultimus Fund Distributors, LLC PRIVACY NOTICE XXXXX ALPHA FUNDS TRUST March 2021 FACTS WHAT DOES TWO ROADS SHARED XXXXX ALPHA FUNDS TRUST DO WITH YOUR PERSONAL INFORMATION INFORMATION? Why? Financial companies choose how they share your personal information. Federal law gives consumers the right to limit some some, but not all sharing. Federal law also requires us to tell you how we collect, share, and protect your personal information. Please read this notice carefully to understand what we do. What? THE TYPES OF PERSONAL INFORMATION WE COLLECT AND SHARE DEPENDS ON THE PRODUCT OR SERVICE THAT YOU HAVE WITH USThe types of personal information we collect and share depends on the product or service that you have with us. THIS INFORMATION CAN INCLUDEThis information can include: • Social Security number and income wire transfer instructions • Account account transactions and transaction history • Investment investment experience and purchase history When you are no longer our customer, we continue to share your information as described in this notice. How? All financial companies need to share customers’ personal information to run their everyday business. In the section below, we list the reasons financial companies can share their customers’ personal information; the reason Two Roads Shared reasons Xxxxx Alpha Funds Trust chooses to share share; and whether you can limit this sharing. Reasons we can share your personal information information: Does Two Roads Shared Xxxxx Xxxxx Funds Trust shareshare information? Can you limit this sharing? For our everyday business purposes – - such as to process your transactions, maintain your account(s), respond to court orders and legal investigations, or report to credit bureaus bureaus. YES NO For our marketing purposes – - to offer our products and services to you NO We do not share you. YES YES For joint marketing with other financial companies companies. NO We do not don’t share For our affiliates’ everyday business purposes – - information about your transactions and experiences records. NO We do not don’t share For our affiliates’ everyday business purposes – - information about your creditworthiness credit worthiness. NO We do not share For our affiliates to market to you NO We do not don’t share For nonaffiliates to market to you NO We do not don’t share QuestionsQUESTIONS? Call 0-(000-) 000-0000 What we do do: How does Two Roads Shared Xxxxx Alpha Funds Trust protect my personal information? To protect your personal information from unauthorized access and use, we use security measures that comply with federal law. These measures include computer safeguards and secured files and buildings. Our service providers are held accountable for adhering to strict policies and procedures to prevent any misuse of your nonpublic personal information.

By Telephone In Writing Internet. Toll-free 0(000) 000-0000 Fax 000-000-0000 Xxxxxx Sierra Mutual Funds PO Box 541150 Omaha, NE 68154 xxx.xxxxxxxxxxx.xxx xxx.xxxxxxxxxxxxxxxxx.xxx Or Via Overnight Delivery 0000 X. 000xx Xxxxxx, Xxxxx 000 Elkhorn, NE 68022 Distributed by Northern Lights Distributors, LLC PRIVACY NOTICE Northern Lights Fund Trust Rev. February 2014 FACTS WHAT DOES TWO ROADS SHARED NORTHERN LIGHTS FUND TRUST DO WITH YOUR PERSONAL INFORMATION INFORMATION? Why? Financial companies choose how they share your personal information. Federal law gives consumers the right to limit some some, but not all sharing. Federal law also requires us to tell you how we collect, share, and protect your personal information. Please read this notice carefully to understand what we do. What? THE TYPES OF PERSONAL INFORMATION WE COLLECT AND SHARE DEPENDS ON THE PRODUCT OR SERVICE THAT YOU HAVE WITH USThe types of personal information we collect and share depends on the product or service that you have with us. THIS INFORMATION CAN INCLUDEThis information can include: • Social Security number and income wire transfer instructions • Account account transactions and transaction history • Investment investment experience and purchase history When you are no longer our customer, we continue to share your information as described in this notice. How? All financial companies need to share customers’ personal information to run their everyday business. In the section below, we list the reasons financial companies can share their customers’ personal information; the reason Two Roads Shared reasons Northern Lights Fund Trust chooses to share share; and whether you can limit this sharing. Reasons we can share your personal information information: Does Two Roads Shared Northern Lights Fund Trust shareshare information? Can you limit this sharing? For our everyday business purposes – - such as to process your transactions, maintain your account(s), respond to court orders and legal investigations, or report to credit bureaus bureaus. YES NO For our marketing purposes – - to offer our products and services to you you. NO We do not don’t share For joint marketing with other financial companies companies. NO We do not don’t share For our affiliates’ everyday business purposes – - information about your transactions and experiences records. NO We do not don’t share For our affiliates’ everyday business purposes – - information about your creditworthiness credit worthiness. NO We do not share For our affiliates to market to you NO We do not don’t share For nonaffiliates to market to you NO We do not don’t share QuestionsQUESTIONS? Call 0-000-000-0000 PRIVACY NOTICE Northern Lights Fund Trust What we do do: How does Two Roads Shared Northern Lights Fund Trust protect my personal information? To protect your personal information from unauthorized access and use, we use security measures that comply with federal law. These measures include computer safeguards and secured files and buildings. Our service providers are held accountable for adhering to strict policies and procedures to prevent any misuse of your nonpublic personal information. How does Northern Lights Fund Trust collect my personal information? We collect your personal information, for example, when you • open an account or deposit money • direct us to buy securities or direct us to sell your securities • seek advice about your investments We also collect your personal information from others, such as credit bureaus, affiliates, or other companies. Why can’t I limit all sharing? Federal law gives you the right to limit only: • sharing for affiliates’ everyday business purposes – information about your creditworthiness. • affiliates from using your information to market to you. • sharing for nonaffiliates to market to you. State laws and individual companies may give you additional rights to limit sharing. Definitions Affiliates Companies related by common ownership or control. They can be financial and nonfinancial companies. • Northern Lights Fund Trust does not share with our affiliates. Nonaffiliates Companies not related by common ownership or control. They can be financial and nonfinancial companies. • Northern Lights Fund Trust does not share with nonaffiliates so they can market to you.

By Telephone In Writing Internet. Toll-free 0-000-000-0000 Xxxxxx 877.386.3944 Westwood Funds PO Box 541150 xxxxxxxxxxxxx.xxx Omaha, NE 68154 xxx.xxxxxxxxxxx.xxx Or Via Overnight Delivery 0000 X. 000xx Xxxxxx, Xxxxx 000 Elkhorn, NE 68022 Distributed by Northern Lights Ultimus Fund Distributors, LLC CUSTOMER PRIVACY NOTICE FACTS WHAT DOES TWO ROADS SHARED TRUST THE WESTWOOD FUNDS (the “Fund”) DO WITH YOUR PERSONAL INFORMATION INFORMATION? Why? Financial companies choose how they share your personal information. Federal law gives consumers the right to limit some but not all sharing. Federal law also requires us to tell you how we collect, share, and protect your personal information. Please read this notice carefully to understand what we do. What? THE TYPES OF PERSONAL INFORMATION WE COLLECT AND SHARE DEPENDS ON THE PRODUCT OR SERVICE THAT YOU HAVE WITH USThe types of personal information we collect and share depend on the product or service you have with us. THIS INFORMATION CAN INCLUDEThis information can include: • ▪ Social Security number and income • Number ▪ Assets ▪ Retirement Assets ▪ Transaction History ▪ Checking Account transactions and transaction history • Investment experience and purchase history When Information ▪ Purchase History ▪ Account Balances ▪ Account Transactions ▪ Wire Transfer InstructionsWhen you are no longer our customer, we continue to share your information as described in this notice. How? All financial companies need to share customers’ your personal information to run their everyday business. In the section below, we list the reasons financial companies can share their customers’ personal information; the reason Two Roads Shared Trust reasons the Fund chooses to share share; and whether you can limit this sharing. Reasons we can share your personal information Does Two Roads Shared Trust the Fund share? Can you limit this sharing? For our everyday business purposes – such –Such as to process your transactions, maintain your account(s), respond to court tocourt orders and legal investigations, or report to credit bureaus YES NO Yes No For our marketing purposes – –to offer our products and services to you NO No We do not don’t share For joint marketing with other financial companies NO No We do not don’t share For our affiliates’ everyday business purposes – –information about your transactions and experiences NO No We do not don’t share For our affiliates’ everyday business purposes – –information about your creditworthiness NO No We do not share For our affiliates to market to you NO We do not don’t share For nonaffiliates to market to you NO No We do not don’t share Questions? Call 0-000-000-0000 000.000.0000 Who we are Who is providing this notice? Westwood Funds Ultimus Fund Distributors, LLC (Distributor) Ultimus Fund Solutions, LLC (Administrator) What we do How does Two Roads Shared Trust the Fund protect my personal information? To protect your personal information from unauthorized access and use, we use security measures that comply with federal law. These measures include computer safeguards and secured files and buildings. Our service providers are held accountable for adhering to strict policies and procedures to prevent any misuse of your nonpublic personal information. How does the Fund collect my personal information? We collect your personal information, for example, when you ▪ Open an account ▪ Provide account information ▪ Give us your contact information ▪ Make deposits or withdrawals from your account ▪ Make a wire transfer ▪ Tell us where to send the money ▪ Tell us who receives the money ▪ Show your government-issued ID ▪ Show your driver’s license We also collect your personal information from other companies. Why can’t I limit all sharing? Federal law gives you the right to limit only ▪ Sharing for affiliates’ everyday business purposes – information about your creditworthiness ▪ Affiliates from using your information to market to you ▪ Sharing for nonaffiliates to market to you State laws and individual companies may give you additional rights to limit sharing.

By Telephone In Writing Internet. Toll-free 0(000) 000-0000 Fax 000-000-0000 The Xxxxxx Funds Fund PO Box 541150 Omaha, NE 68154 xxx.xxxxxxxxxxx.xxx xxx.xxxxxxxxxx.xxx Or Via Overnight Delivery 0000 X. 000xx Xxxxxx, Xxxxx 000 Elkhorn, NE 68022 Distributed by Northern Lights Distributors, LLC Rev. February 2014 PRIVACY NOTICE FACTS WHAT DOES TWO ROADS SHARED NORTHERN LIGHTS FUND TRUST III DO WITH YOUR PERSONAL INFORMATION INFORMATION? Why? Financial companies choose how they share your personal information. Federal law gives consumers the right to limit some but not all sharing. Federal law also requires us to tell you how we collect, share, and protect your personal information. Please read this notice carefully to understand what we do. What? THE TYPES OF PERSONAL INFORMATION WE COLLECT AND SHARE DEPENDS ON THE PRODUCT OR SERVICE THAT YOU HAVE WITH USThe types of personal information we collect and share depend on the product or service you have with us. THIS INFORMATION CAN INCLUDEThis information can include: • ▪ Social Security number and income • ▪ Purchase History ▪ Assets ▪ Account transactions and transaction history • Investment experience and purchase history Balances ▪ Retirement Assets ▪ Account Transactions ▪ Transaction History ▪ Wire Transfer Instructions ▪ Checking Account Information When you are no longer our customer, we continue to share your information as described in this notice. How? All financial companies need to share customers’ ' personal information to run their everyday business. In the section below, we list the reasons financial companies can share their customers’ ' personal information; the reason Two Roads Shared reasons Northern Lights Fund Trust III chooses to share share; and whether you can limit this sharing. Reasons we can share your personal information Does Two Roads Shared Northern Lights Fund Trust III share? Can you limit this sharing? For our everyday business purposes – such as to process your transactions, maintain your account(s), respond to court orders and legal investigations, or report to credit bureaus YES NO Yes No For our marketing purposes – to offer our products and services to you NO No We do not don't share For joint marketing with other financial companies NO No We do not don't share For our affiliates’ ' everyday business purposes – information about your transactions and experiences NO No We do not don't share For our affiliates’ ' everyday business purposes – information about your creditworthiness NO No We do not share For our affiliates to market to you NO We do not don't share For nonaffiliates to market to you NO No We do not don't share Questions? Call 0-(000-) 000-0000 Who we are Who is providing this notice? Northern Lights Fund Trust III What we do How does Two Roads Shared Northern Lights Fund Trust III protect my personal information? To protect your personal information from unauthorized access and use, we use security measures that comply with federal law. These measures include computer safeguards and secured files and buildings. Our service providers are held accountable for adhering to strict policies and procedures to prevent any misuse of your nonpublic personal information. How does Northern Lights Fund Trust III collect my personal information? We collect your personal information, for example, when you ▪ Open an account ▪ Provide account information ▪ Give us your contact information ▪ Make deposits or withdrawals from your account ▪ Make a wire transfer ▪ Tell us where to send the money ▪ Tells us who receives the money ▪ Show your government-issued ID ▪ Show your driver's license We also collect your personal information from other companies. Why can't I limit all sharing? Federal law gives you the right to limit only ▪ Sharing for affiliates' everyday business purposes – information about your creditworthiness ▪ Affiliates from using your information to market to you ▪ Sharing for nonaffiliates to market to you State laws and individual companies may give you additional rights to limit sharing. Definitions Affiliates Companies related by common ownership or control. They can be financial and nonfinancial companies. ▪ Northern Lights Fund Trust III does not share with our affiliates. Nonaffiliates Companies not related by common ownership or control. They can be financial and nonfinancial companies ▪ Northern Lights Fund Trust III does not share with nonaffiliates so they can market to you.

By Telephone In Writing Internet. Toll-free 0-000-000-0000 Xxxxxx AlphaCentric Funds PO Box 541150 Omaha, NE 68154 xxx.xxxxxxxxxxx.xxx xxx.XxxxxXxxxxxxXxxxx.xxx Or Via Overnight Delivery 0000 X. 000xx Xxxxxx, Xxxxx 000 Elkhorn, NE 68022 Distributed by Northern Lights Distributors, LLC PRIVACY NOTICE FACTS MUTUAL FUND SERIES TRUST Rev. June 2011 WHAT DOES TWO ROADS SHARED MUTUAL FUND SERIES TRUST DO WITH YOUR PERSONAL INFORMATION INFORMATION? Why? Financial companies choose how they share your personal information. Federal law gives consumers the right to limit some some, but not all sharing. Federal law also requires us to tell you how we collect, share, and protect your personal information. Please read this notice carefully to understand what we do. What? THE TYPES OF PERSONAL INFORMATION WE COLLECT AND SHARE DEPENDS ON THE PRODUCT OR SERVICE THAT YOU HAVE WITH USThe types of personal information we collect and share depends on the product or service that you have with us. THIS INFORMATION CAN INCLUDEThis information can include: • Social Security number and income wire transfer instructions • Account account transactions and transaction history • Investment investment experience and purchase history When you are no longer our customer, we continue to share your information as described in this notice. How? All financial companies need to share customers’ ' personal information to run their everyday business. In the section below, we list the reasons financial companies can share their customers’ ' personal information; the reason Two Roads Shared reasons Mutual Fund Series Trust chooses to share share; and whether you can limit this sharing. Reasons we can share your personal information information: Does Two Roads Shared Mutual Fund Series Trust shareshare information? Can you limit this sharing? For our everyday business purposes – - such as to process your transactions, maintain your account(s), respond to court orders and legal investigations, or report to credit bureaus bureaus. YES NO For our marketing purposes – - to offer our products and services to you you. NO We do not don't share For joint marketing with other financial companies companies. NO We do not don't share For our affiliates’ ' everyday business purposes – - information about your transactions and experiences records. NO We do not don't share For our affiliates’ ' everyday business purposes – - information about your creditworthiness credit worthiness. NO We do not don't share For our affiliates to market to you NO We do not don't share For nonaffiliates non-affiliates to market to you NO We do not don't share QuestionsQUESTIONS? Call 0-000-000-0000 PRIVACY NOTICE What we do do: How does Two Roads Shared Mutual Fund Series Trust protect my personal information? To protect your personal information from unauthorized access and use, we use security measures that comply with federal law. These measures include computer safeguards and secured files and buildings. Our service providers are held accountable for adhering to strict policies and procedures to prevent any misuse of your nonpublic personal information. How does Mutual Fund Series Trust collect my personal information? We collect your personal information, for example, when you • open an account or deposit money • direct us to buy securities or direct us to sell your securities • seek advice about your investments We also collect your personal information from others, such as credit bureaus, affiliates, or other companies. Why can't I limit all sharing? Federal law gives you the right to limit only: • sharing for affiliates' everyday business purposes – information about your creditworthiness. • affiliates from using your information to market to you. • sharing for nonaffiliates to market to you. State laws and individual companies may give you additional rights to limit sharing. MUTUAL FUND SERIES TRUST Definitions Affiliates Companies related by common ownership or control. They can be financial and non-financial companies. • Mutual Fund Series Trust has no affiliates. Non-affiliates Companies not related by common ownership or control. They can be financial and non-financial companies. • Mutual Fund Series Trust doesn't share with non-affiliates so they can market to you.

By Telephone In Writing Internet. Toll-free 0(000) 000-0000 Fax 000-000-0000 Xxxxxx Funds The Covered Bridge Fund PO Box 541150 Omaha, NE 68154 xxx.xxxxxxxxxxx.xxx xxx.xxxxxxxxxxxxxxxxxxxx.xxx Or Via Overnight Delivery 0000 X. X 000xx XxxxxxXx, Xxxxx 000 Elkhorn, NE 68022 Distributed by Northern Lights Distributors, LLC Rev. February 2014 PRIVACY NOTICE FACTS WHAT DOES TWO ROADS SHARED NORTHERN LIGHTS FUND TRUST III DO WITH YOUR PERSONAL INFORMATION INFORMATION? Why? Financial companies choose how they share your personal information. Federal law gives consumers the right to limit some but not all sharing. Federal law also requires us to tell you how we collect, share, and protect your personal information. Please read this notice carefully to understand what we do. What? THE TYPES OF PERSONAL INFORMATION WE COLLECT AND SHARE DEPENDS ON THE PRODUCT OR SERVICE THAT YOU HAVE WITH USThe types of personal information we collect and share depend on the product or service you have with us. THIS INFORMATION CAN INCLUDEThis information can include: • ▪ Social Security number and income • ▪ Purchase History ▪ Assets ▪ Account transactions and transaction history • Investment experience and purchase history Balances ▪ Retirement Assets ▪ Account Transactions ▪ Transaction History ▪ Wire Transfer Instructions ▪ Checking Account Information When you are no longer our customer, we continue to share your information as described in this notice. How? All financial companies need to share customers’ ' personal information to run their everyday business. In the section below, we list the reasons financial companies can share their customers’ ' personal information; the reason Two Roads Shared reasons Northern Lights Fund Trust III chooses to share share; and whether you can limit this sharing. Reasons we can share your personal information Does Two Roads Shared Northern Lights Fund Trust III share? Can you limit this sharing? For our everyday business purposes – such as to process your transactions, maintain your account(s), respond to court orders and legal investigations, or report to credit bureaus YES NO Yes No For our marketing purposes – to offer our products and services to you NO No We do not don't share For joint marketing with other financial companies NO No We do not don't share For our affiliates’ ' everyday business purposes – information about your transactions and experiences NO No We do not don't share For our affiliates’ ' everyday business purposes – information about your creditworthiness NO No We do not share For our affiliates to market to you NO We do not don't share For nonaffiliates to market to you NO No We do not don't share Questions? Call 0-(000-) 000-0000 Who we are Who is providing this notice? Northern Lights Fund Trust III What we do How does Two Roads Shared Northern Lights Fund Trust III protect my personal information? To protect your personal information from unauthorized access and use, we use security measures that comply with federal law. These measures include computer safeguards and secured files and buildings. Our service providers are held accountable for adhering to strict policies and procedures to prevent any misuse of your nonpublic personal information. How does Northern Lights Fund Trust III collect my personal information? We collect your personal information, for example, when you ▪ Open an account ▪ Provide account information ▪ Give us your contact information ▪ Make deposits or withdrawals from your account ▪ Make a wire transfer ▪ Tell us where to send the money ▪ Tells us who receives the money ▪ Show your government-issued ID ▪ Show your driver's license We also collect your personal information from other companies. Why can't I limit all sharing? Federal law gives you the right to limit only ▪ Sharing for affiliates' everyday business purposes – information about your creditworthiness ▪ Affiliates from using your information to market to you ▪ Sharing for nonaffiliates to market to you State laws and individual companies may give you additional rights to limit sharing. Definitions Affiliates Companies related by common ownership or control. They can be financial and nonfinancial companies. ▪ Northern Lights Fund Trust III does not share with our affiliates. Nonaffiliates Companies not related by common ownership or control. They can be financial and nonfinancial companies ▪ Northern Lights Fund Trust III does not share with nonaffiliates so they can market to you.

By Telephone In Writing Internet. Toll-free 0-(000-) 000-0000 Xxxxxx Fax (000) 000-0000 Empiric 2500 Funds PO Box 541150 Omaha, NE 68154 xxx.xxxxxxxxxxx.xxx xxx.xxxxxxxxxxxx.xxx Or Via Overnight Delivery Empiric 2500 Funds 0000 X. X 000xx XxxxxxXx., Xxxxx 000 Elkhorn, NE 68022 Distributed by Northern Lights Distributors, LLC PRIVACY NOTICE FACTS Mutual Fund Series Trust Rev. June 2011 WHAT DOES TWO ROADS SHARED MUTUAL FUND SERIES TRUST DO WITH YOUR PERSONAL INFORMATION INFORMATION? Why? Financial companies choose how they share your personal information. Federal law gives consumers the right to limit some some, but not all sharing. Federal law also requires us to tell you how we collect, share, and protect your personal information. Please read this notice carefully to understand what we do. What? THE TYPES OF PERSONAL INFORMATION WE COLLECT AND SHARE DEPENDS ON THE PRODUCT OR SERVICE THAT YOU HAVE WITH USThe types of personal information we collect and share depends on the product or service that you have with us. THIS INFORMATION CAN INCLUDEThis information can include: • Social Security number and income wire transfer instructions • Account account transactions and transaction history • Investment investment experience and purchase history When you are no longer our customer, we continue to share your information as described in this notice. How? All financial companies need to share customers’ ' personal information to run their everyday business. In the section below, we list the reasons financial companies can share their customers’ ' personal information; the reason Two Roads Shared reasons Mutual Fund Series Trust chooses to share share; and whether you can limit this sharing. Reasons we can share your personal information information: Does Two Roads Shared Mutual Fund Series Trust shareshare information? Can you limit this sharing? For our everyday business purposes – - such as to process your transactions, maintain your account(s), respond to court orders and legal investigations, or report to credit bureaus bureaus. YES NO For our marketing purposes – - to offer our products and services to you you. NO We do not don't share For joint marketing with other financial companies companies. NO We do not don't share For our affiliates’ ' everyday business purposes – - information about your transactions and experiences records. NO We do not don't share For our affiliates’ ' everyday business purposes – - information about your creditworthiness credit worthiness. NO We do not don't share For our affiliates to market to you NO We do not don't share For nonaffiliates non-affiliates to market to you NO We do not don't share QuestionsQUESTIONS? Call 0-000-000-0000 PRIVACY NOTICE Mutual Fund Series Trust What we do do: How does Two Roads Shared Mutual Fund Series Trust protect my personal information? To protect your personal information from unauthorized access and use, we use security measures that comply with federal law. These measures include computer safeguards and secured files and buildings. Our service providers are held accountable for adhering to strict policies and procedures to prevent any misuse of your nonpublic personal information. How does Mutual Fund Series Trust collect my personal information? We collect your personal information, for example, when you • open an account or deposit money • direct us to buy securities or direct us to sell your securities • seek advice about your investments We also collect your personal information from others, such as credit bureaus, affiliates, or other companies. Why can't I limit all sharing? Federal law gives you the right to limit only: • sharing for affiliates' everyday business purposes – information about your creditworthiness. • affiliates from using your information to market to you. • sharing for nonaffiliates to market to you. State laws and individual companies may give you additional rights to limit sharing.

By Telephone In Writing Internet. Toll-free 0(000) 000-0000 Fax 000-000-0000 Xxxxxx Xxxxxxxx Funds PO Box 541150 Omaha, NE 68154 xxx.xxxxxxxxxxx.xxx xxx.XxxxxxxxXxxxx.xxx Or Via Overnight Delivery 0000 X. 000xx Xxxxxx, Xxxxx 000 Elkhorn, NE 68022 Distributed by Northern Lights Distributors, LLC PRIVACY NOTICE FACTS WHAT DOES TWO ROADS SHARED XXXXXXXX TRUST DO WITH YOUR PERSONAL INFORMATION INFORMATION? Why? Financial companies choose how they share your personal information. Federal law gives consumers the right to limit some but not all sharing. Federal law also requires us to tell you how we collect, share, and protect your personal information. Please read this notice carefully to understand what we do. What? THE TYPES OF PERSONAL INFORMATION WE COLLECT AND SHARE DEPENDS ON THE PRODUCT OR SERVICE THAT YOU HAVE WITH USThe types of personal information we collect and share depend on the product or service you have with us. THIS INFORMATION CAN INCLUDEThis information can include: • ▪ Social Security number and income • ▪ Purchase History ▪ Assets ▪ Account transactions and transaction history • Investment experience and purchase history Balances ▪ Retirement Assets ▪ Account Transactions ▪ Transaction History ▪ Wire Transfer Instructions ▪ Checking Account Information When you are no longer our customer, we continue to share your information as described in this notice. How? All financial companies need to share customers’ personal information to run their everyday business. In the section below, we list the reasons financial companies can share their customers’ personal information; the reason Two Roads Shared reasons Xxxxxxxx Trust chooses to share share; and whether you can limit this sharing. Reasons we can share your personal information information: Does Two Roads Shared Xxxxxxxx Trust share? Can you limit this sharing? For our everyday business purposes – such as to process your transactions, maintain your account(s), respond to court orders and legal investigations, or report to credit bureaus YES NO Yes No For our marketing purposes – to offer our products and services to you NO No We do not don’t share For joint marketing with other financial companies NO No We do not don’t share For our affiliates’ everyday business purposes – information about your transactions and experiences NO No We do not don’t share For our affiliates’ everyday business purposes – information about your creditworthiness NO No We do not share For our affiliates to market to you NO We do not don’t share For nonaffiliates to market to you NO No We do not don’t share Questions? Call 0-000-0-XXXXXXXX (0-000-0000 000-0000) Who we are: Who is providing this notice? Xxxxxxxx Trust What we do do: How does Two Roads Shared Xxxxxxxx Trust protect my personal information? To protect your personal information from unauthorized access and use, we use security measures that comply with federal law. These measures include computer safeguards and secured files and buildings. Our service providers are held accountable for adhering to strict policies and procedures to prevent any misuse of your nonpublic personal information. How does Xxxxxxxx Trust collect my personal information? We collect your personal information, for example, when you ▪ Open an account ▪ Provide account information ▪ Give us your contact information ▪ Make deposits or withdrawals from your account ▪ Make a wire transfer ▪ Tell us where to send the money ▪ Tells us who receives the money ▪ Show your government-issued ID ▪ Show your driver’s license We also collect your personal information from other companies. Why can’t I limit all sharing? Federal law gives you the right to limit only ▪ Sharing for affiliates’ everyday business purposes – information about your creditworthiness ▪ Affiliates from using your information to market to you ▪ Sharing for nonaffiliates to market to you State laws and individual companies may give you additional rights to limit sharing. Definitions: Affiliates Companies related by common ownership or control. They can be financial and nonfinancial companies. ▪ Xxxxxxxx Trust does not share with our affiliates. Nonaffiliates Companies not related by common ownership or control. They can be financial and nonfinancial companies ▪ Xxxxxxxx Trust does not share with nonaffiliates so they can market to you.

By Telephone In Writing Internet. Toll-free 0-(000-) 000-0000 Xxxxxx Navigator Funds PO Box 541150 Omaha, NE 68154 xxx.xxxxxxxxxxx.xxx xxx.xxxxxxxxxxxxxx.xxx Or Via Overnight Delivery 0000 X. 000xx Xxxxxx, Xxxxx 000 Elkhorn, NE 68022 Distributed by Northern Lights Distributors, LLC PRIVACY NOTICE NORTHERN LIGHTS FUND TRUST Rev. February 2014 FACTS WHAT DOES TWO ROADS SHARED NORTHERN LIGHTS FUND TRUST DO WITH YOUR PERSONAL INFORMATION INFORMATION? Why? Financial companies choose how they share your personal information. Federal law gives consumers the right to limit some some, but not all sharing. Federal law also requires us to tell you how we collect, share, and protect your personal information. Please read this notice carefully to understand what we do. What? THE TYPES OF PERSONAL INFORMATION WE COLLECT AND SHARE DEPENDS ON THE PRODUCT OR SERVICE THAT YOU HAVE WITH USThe types of personal information we collect and share depends on the product or service that you have with us. THIS INFORMATION CAN INCLUDEThis information can include: •  Social Security number and income • Account wire transfer instructions  account transactions and transaction history • Investment  investment experience and purchase history When you are no longer our customer, we continue to share your information as described in this notice. How? All financial companies need to share customers’ personal information to run their everyday business. In the section below, we list the reasons financial companies can share their customers’ personal information; the reason Two Roads Shared reasons Northern Lights Fund Trust chooses to share share; and whether you can limit this sharing. Reasons we can share your personal information information: Does Two Roads Shared Northern Lights Fund Trust shareshare information? Can you limit this sharing? For our everyday business purposes – - such as to process your transactions, maintain your account(s), respond to court orders and legal investigations, or report to credit bureaus bureaus. YES NO For our marketing purposes – - to offer our products and services to you you. NO We do not don’t share For joint marketing with other financial companies companies. NO We do not don’t share For our affiliates’ everyday business purposes – - information about your transactions and experiences records. NO We do not don’t share For our affiliates’ everyday business purposes – - information about your creditworthiness credit worthiness. NO We do not share For our affiliates to market to you NO We do not don’t share For nonaffiliates to market to you NO We do not don’t share QuestionsQUESTIONS? Call 0-000-000-0000 PRIVACY NOTICE NORTHERN LIGHTS FUND TRUST Page 2 What we do do: How does Two Roads Shared Northern Lights Fund Trust protect my personal information? To protect your personal information from unauthorized access and use, we use security measures that comply with federal law. These measures include computer safeguards and secured files and buildings. Our service providers are held accountable for adhering to strict policies and procedures to prevent any misuse of your nonpublic personal information. How does Northern Lights Fund Trust collect my personal information? We collect your personal information, for example, when you  open an account or deposit money  direct us to buy securities or direct us to sell your securities  seek advice about your investments We also collect your personal information from others, such as credit bureaus, affiliates, or other companies. Why can’t I limit all sharing? Federal law gives you the right to limit only:  sharing for affiliates’ everyday business purposes – information about your creditworthiness.  affiliates from using your information to market to you.  sharing for nonaffiliates to market to you. State laws and individual companies may give you additional rights to limit sharing. Definitions Affiliates Companies related by common ownership or control. They can be financial and nonfinancial companies.  Northern Lights Fund Trust does not share with our affiliates. Nonaffiliates Companies not related by common ownership or control. They can be financial and nonfinancial companies.  Northern Lights Fund Trust does not share with nonaffiliates so they can market to you.

By Telephone In Writing Internet. Toll-free 0(000) 000-0000 Fax 000-000-0000 Xxxxxx Fulcrum Funds PO Box 541150 Omaha, NE 68154 xxx.xxxxxxxxxxx.xxx xxx.xxxxxxxxxxxxxxxxx.xxx Or Via Overnight Delivery 0000 X. 000xx Xxxxxx, Xxxxx 000 Elkhorn, NE 68022 Distributed by Northern Lights Distributors, LLC PRIVACY NOTICE Northern Lights Fund Trust IV Rev. August 2015 FACTS WHAT DOES TWO ROADS SHARED NORTHERN LIGHTS FUND TRUST IV DO WITH YOUR PERSONAL INFORMATION INFORMATION? Why? Financial companies choose how they share your personal information. Federal law gives consumers the right to limit some some, but not all sharing. Federal law also requires us to tell you how we collect, share, and protect your personal information. Please read this notice carefully to understand what we do. What? THE TYPES OF PERSONAL INFORMATION WE COLLECT AND SHARE DEPENDS ON THE PRODUCT OR SERVICE THAT YOU HAVE WITH USThe types of personal information we collect and share depends on the product or service that you have with us. THIS INFORMATION CAN INCLUDEThis information can include: • Social Security number and income wire transfer instructions • Account account transactions and transaction history • Investment investment experience and purchase history When you are no longer our customer, we continue to share your information as described in this notice. How? All financial companies need to share customers’ personal information to run their everyday business. In the section below, we list the reasons financial companies can share their customers’ personal information; the reason Two Roads Shared reasons Northern Lights Fund Trust IV chooses to share share; and whether you can limit this sharing. Reasons we can share Does Northern Lights Fund your personal information Does Two Roads Shared Trust shareIV share information? Can you limit this sharing? information: For our everyday business purposes – - such as to process your transactions, maintain your account(s), respond to court orders and legal investigations, or report to credit bureaus bureaus. YES NO For our marketing purposes – - to offer our products and services to you you. NO We do not don’t share For joint marketing with other financial companies companies. NO We do not don’t share For our affiliates’ everyday business purposes – - information about your transactions and experiences records. NO We do not don’t share For our affiliates’ everyday business purposes – - information about your creditworthiness credit worthiness. NO We do not share For our affiliates to market to you NO We do not don’t share For nonaffiliates to market to you NO We do not don’t share QuestionsQUESTIONS? Call 0-000-000-0000 PRIVACY NOTICE Northern Lights Fund Trust IV What we do do: How does Two Roads Shared Northern Lights Fund Trust IV protect my personal information? To protect your personal information from unauthorized access and use, we use security measures that comply with federal law. These measures include computer safeguards and secured files and buildings. Our service providers are held accountable for adhering to strict policies and procedures to prevent any misuse of your nonpublic personal information. How does Northern Lights Fund Trust IV collect my personal information? We collect your personal information, for example, when you • open an account or deposit money • direct us to buy securities or direct us to sell your securities • seek advice about your investments We also collect your personal information from others, such as credit bureaus, affiliates, or other companies. Why can’t I limit all sharing? Federal law gives you the right to limit only: • sharing for affiliates’ everyday business purposes – information about your creditworthiness. • affiliates from using your information to market to you. • sharing for nonaffiliates to market to you. State laws and individual companies may give you additional rights to limit sharing. Definitions Affiliates Companies related by common ownership or control. They can be financial and nonfinancial companies. • Northern Lights Fund Trust IV has no affiliates. Nonaffiliates Companies not related by common ownership or control. They can be financial and nonfinancial companies. • Northern Lights Fund Trust IV does not share with nonaffiliates so they can market to you.

By Telephone In Writing Internet. Toll-free 0-000-000-0000 Xxxxxx Funds 13D Activist Fund PO Box 541150 Omaha, NE 68154 xxx.xxxxxxxxxxx.xxx xxx.00XXxxxxxxxXxxx.xxx Or Via Overnight Delivery 0000 X. 000xx Xxxxxx, Xxxxx 000 Elkhorn, NE 68022 Distributed by Northern Lights Foreside Distributors, LLC PRIVACY NOTICE NORTHERN LIGHTS FUND TRUST Rev. February 2014 FACTS WHAT DOES TWO ROADS SHARED NORTHERN LIGHTS FUND TRUST DO WITH YOUR PERSONAL INFORMATION INFORMATION? Why? Financial companies choose how they share your personal information. Federal law gives consumers the right to limit some some, but not all sharing. Federal law also requires us to tell you how we collect, share, and protect your personal information. Please read this notice carefully to understand what we do. What? THE TYPES OF PERSONAL INFORMATION WE COLLECT AND SHARE DEPENDS ON THE PRODUCT OR SERVICE THAT YOU HAVE WITH USThe types of personal information we collect and share depends on the product or service that you have with us. THIS INFORMATION CAN INCLUDEThis information can include: •  Social Security number and income • Account wire transfer instructions  account transactions and transaction history • Investment  investment experience and purchase history When you are no longer our customer, we continue to share your information as described in this notice. How? All financial companies need to share customers’ personal information to run their everyday business. In the section below, we list the reasons financial companies can share their customers’ personal information; the reason Two Roads Shared reasons Northern Lights Fund Trust chooses to share share; and whether you can limit this sharing. Reasons we can share your personal information information: Does Two Roads Shared Northern Lights Fund Trust shareshare information? Can you limit this sharing? For our everyday business purposes – - such as to process your transactions, maintain your account(s), respond to court orders and legal investigations, or report to credit bureaus bureaus. YES NO For our marketing purposes – - to offer our products and services to you you. NO We do not don’t share For joint marketing with other financial companies companies. NO We do not don’t share For our affiliates’ everyday business purposes – - information about your transactions and experiences records. NO We do not don’t share For our affiliates’ everyday business purposes – - information about your creditworthiness credit worthiness. NO We do not share For our affiliates to market to you NO We do not don’t share For nonaffiliates to market to you NO We do not don’t share QuestionsQUESTIONS? Call 0-000-000-0000 PRIVACY NOTICE NORTHERN LIGHTS FUND TRUST Page 2 What we do do: How does Two Roads Shared Northern Lights Fund Trust protect my personal information? To protect your personal information from unauthorized access and use, we use security measures that comply with federal law. These measures include computer safeguards and secured files and buildings. Our service providers are held accountable for adhering to strict policies and procedures to prevent any misuse of your nonpublic personal information. How does Northern Lights Fund Trust collect my personal information? We collect your personal information, for example, when you  open an account or deposit money  direct us to buy securities or direct us to sell your securities  seek advice about your investments We also collect your personal information from others, such as credit bureaus, affiliates, or other companies. Why can’t I limit all sharing? Federal law gives you the right to limit only:  sharing for affiliates’ everyday business purposes – information about your creditworthiness.  affiliates from using your information to market to you.  sharing for nonaffiliates to market to you. State laws and individual companies may give you additional rights to limit sharing. Definitions Affiliates Companies related by common ownership or control. They can be financial and nonfinancial companies.  Northern Lights Fund Trust does not share with our affiliates. Nonaffiliates Companies not related by common ownership or control. They can be financial and nonfinancial companies.  Northern Lights Fund Trust does not share with nonaffiliates so they can market to you.

By Telephone In Writing Internet. Toll-free 0(000) 000-0000 Fax 000-000-0000 Xxxxxx Funds The Covered Bridge Fund PO Box 541150 Omaha, NE 68154 xxx.xxxxxxxxxxx.xxx xxx.xxxxxxxxxxxxxxxxxxxx.xxx Or Via Overnight Delivery 0000 X. 000xx Xxxxxx, Xxxxx 000 Elkhorn, NE 68022 Distributed by Northern Lights Distributors, LLC Rev. February 2014 PRIVACY NOTICE FACTS WHAT DOES TWO ROADS SHARED NORTHERN LIGHTS FUND TRUST III DO WITH YOUR PERSONAL INFORMATION INFORMATION? Why? Financial companies choose how they share your personal information. Federal law gives consumers the right to limit some but not all sharing. Federal law also requires us to tell you how we collect, share, and protect your personal information. Please read this notice carefully to understand what we do. What? THE TYPES OF PERSONAL INFORMATION WE COLLECT AND SHARE DEPENDS ON THE PRODUCT OR SERVICE THAT YOU HAVE WITH USThe types of personal information we collect and share depend on the product or service you have with us. THIS INFORMATION CAN INCLUDEThis information can include: • ▪ Social Security number and income • ▪ Purchase History ▪ Assets ▪ Account transactions and transaction history • Investment experience and purchase history Balances ▪ Retirement Assets ▪ Account Transactions ▪ Transaction History ▪ Wire Transfer Instructions ▪ Checking Account Information When you are no longer our customer, we continue to share your information as described in this notice. How? All financial companies need to share customers’ ' personal information to run their everyday business. In the section below, we list the reasons financial companies can share their customers’ ' personal information; the reason Two Roads Shared reasons Northern Lights Fund Trust III chooses to share share; and whether you can limit this sharing. Reasons we can share your personal information Does Two Roads Shared Northern Lights Fund Trust III share? Can you limit this sharing? For our everyday business purposes – such as to process your transactions, maintain your account(s), respond to court orders and legal investigations, or report to credit bureaus YES NO Yes No For our marketing purposes – to offer our products and services to you NO No We do not don't share For joint marketing with other financial companies NO No We do not don't share For our affiliates’ ' everyday business purposes – information about your transactions and experiences NO No We do not don't share For our affiliates’ ' everyday business purposes – information about your creditworthiness NO No We do not share For our affiliates to market to you NO We do not don't share For nonaffiliates to market to you NO No We do not don't share Questions? Call 0-(000-) 000-0000 Who we are Who is providing this notice? Northern Lights Fund Trust III What we do How does Two Roads Shared Northern Lights Fund Trust III protect my personal information? To protect your personal information from unauthorized access and use, we use security measures that comply with federal law. These measures include computer safeguards and secured files and buildings. Our service providers are held accountable for adhering to strict policies and procedures to prevent any misuse of your nonpublic personal information. How does Northern Lights Fund Trust III collect my personal information? We collect your personal information, for example, when you ▪ Open an account ▪ Provide account information ▪ Give us your contact information ▪ Make deposits or withdrawals from your account ▪ Make a wire transfer ▪ Tell us where to send the money ▪ Tells us who receives the money ▪ Show your government-issued ID ▪ Show your driver's license We also collect your personal information from other companies. Why can't I limit all sharing? Federal law gives you the right to limit only ▪ Sharing for affiliates' everyday business purposes – information about your creditworthiness ▪ Affiliates from using your information to market to you ▪ Sharing for nonaffiliates to market to you State laws and individual companies may give you additional rights to limit sharing. Definitions Affiliates Companies related by common ownership or control. They can be financial and nonfinancial companies. ▪ Northern Lights Fund Trust III does not share with our affiliates. Nonaffiliates Companies not related by common ownership or control. They can be financial and nonfinancial companies ▪ Northern Lights Fund Trust III does not share with nonaffiliates so they can market to you.

By Telephone In Writing Internet. Toll-free 0-000-000-0000 Xxxxxx Funds PCS Commodity Strategy Fund xxx.xxxxxxxxxxxxxxxxx.xxx c/o Gemini Fund Services, LLC. PO Box 541150 Omaha, NE 68154 xxx.xxxxxxxxxxx.xxx Or Via Overnight Delivery 0000 X. 000xx Xxxxxx, Xxxxx 000 ElkhornXxxxxxx, NE 68022 XX 00000 Distributed by Northern Lights Distributors, LLC PRIVACY NOTICE Privacy Policy Rev. July 2015 FACTS WHAT DOES TWO ROADS SHARED NORTHERN LIGHTS FUND TRUST II (“NLFT II”) DO WITH YOUR PERSONAL INFORMATION INFORMATION? Why? Financial companies choose how they share your personal information. Federal law gives consumers the right to limit some but not all sharing. Federal law also requires us to tell you how we collect, share, and protect your personal information. Please read this notice carefully to understand what we do. What? THE TYPES OF PERSONAL INFORMATION WE COLLECT AND SHARE DEPENDS ON THE PRODUCT OR SERVICE THAT YOU HAVE WITH USThe types of personal information we collect and share depend on the product or service you have with us. THIS INFORMATION CAN INCLUDEThis information can include: •  Social Security number and income •  Account transactions and transaction history •  Employment information  Income  Account balances  Investment experience and purchase history When you are no longer our customer, we continue to share your information as described in this notice. How? All financial companies need to share customers’ a customer’s personal information to run their everyday businessbusiness - to process transactions, maintain customer accounts, and report to credit bureaus. In the section below, we list the reasons financial companies can share their customers’ customer's personal information; the reason Two Roads Shared Trust reasons NLFT II chooses to share share; and whether you can limit this sharing. Reasons we can share your personal information Does Two Roads Shared Trust NLFT II share? Can you limit this sharing? For our everyday business purposes – -- such as to process your transactions, maintain your account(s), respond to court orders and legal investigations, or report to credit bureaus YES NO Yes No For our marketing purposes – -- to offer our products and services to you NO We do not share Yes No For joint marketing with other financial companies NO We do not share Yes No For our affiliates’ everyday business purposes – -- information about your transactions and experiences NO We do not share Yes No For our affiliates’ everyday business purposes – -- information about your creditworthiness NO No We do not share For our affiliates to market to you NO We do not don't share For nonaffiliates to market to you NO No We do not don't share Questions? Call 0-000-000-0000 Who we are Who is providing this notice? Northern Lights Fund Trust II What we do How does Two Roads Shared Trust NLFT II protect my personal information? To protect your personal information from unauthorized access and use, we use security measures that comply with federal law. These measures include computer safeguards and secured files and buildings. Our service providers are held accountable for adhering to strict policies and procedures to prevent any misuse of your nonpublic How does NLFT II collect my personal information? We collect your personal information, for example, when you  open an account  provide account  give us your income information information  provide employment  give us your contact information information We also collect your personal information from others, such as credit bureaus, affiliates, or other companies. Why can’t I limit all sharing? Federal law gives you the right to limit only  sharing for affiliates’ everyday business purposes— information about your creditworthiness  affiliates from using your information to market to you  sharing for nonaffiliates to market to you State laws and individual companies may give you additional rights to limit sharing. Definitions Affiliates Companies related by common ownership or control. They can be financial and nonfinancial companies. The following companies may be considered affiliates of NLFT II:  CLS Investments, LLC  NorthStar Financial Services Group, LLC  NorthStar CTC Holdings, Inc.  NorthStar Topco, LLC  Blu Giant, LLC  Gemini Fund Services, LLC  Gemini Alternative Funds, LLC  Gemini Hedge Fund Services, LLC  Northern Lights Compliance Services, LLC  Northern Lights Distributors, LLC  Orion Advisor Services, LLC  Constellation Trust Company Nonaffiliates Companies not related by common ownership or control. They can be financial and nonfinancial companies.  NLFT II does not share with nonaffiliates so they can market to you.

By Telephone In Writing Internet. Toll-free 0(000) 000-0000 Fax 000-000-0000 Xxxxxx Sierra Mutual Funds PO Box 541150 Omaha, NE 68154 xxx.xxxxxxxxxxx.xxx xxx.xxxxxxxxxxxxxxxxx.xxx Or Via Overnight Delivery 0000 X. 000xx Xxxxxx, Xxxxx 000 Elkhorn, NE 68022 Distributed by Northern Lights Distributors, LLC PRIVACY NOTICE Northern Lights Fund Trust Rev. February 2014 FACTS WHAT DOES TWO ROADS SHARED NORTHERN LIGHTS FUND TRUST DO WITH YOUR PERSONAL INFORMATION INFORMATION? Why? Financial companies choose how they share your personal information. Federal law gives consumers the right to limit some some, but not all sharing. Federal law also requires us to tell you how we collect, share, and protect your personal information. Please read this notice carefully to understand what we do. What? THE TYPES OF PERSONAL INFORMATION WE COLLECT AND SHARE DEPENDS ON THE PRODUCT OR SERVICE THAT YOU HAVE WITH USThe types of personal information we collect and share depends on the product or service that you have with us. THIS INFORMATION CAN INCLUDEThis information can include: • Social Security number and income wire transfer instructions • Account account transactions and transaction history • Investment investment experience and purchase history When you are no longer our customer, we continue to share your information as described in this notice. How? All financial companies need to share customers’ personal information to run their everyday business. In the section below, we list the reasons financial companies can share their customers’ personal information; the reason Two Roads Shared reasons Northern Lights Fund Trust chooses to share share; and whether you can limit this sharing. Reasons we can share your personal information information: Does Two Roads Shared Northern Lights Fund Trust shareshare information? Can you limit this sharing? For our everyday business purposes – - such as to process your transactions, maintain your account(s), respond to court orders and legal investigations, or report to credit bureaus bureaus. YES NO For our marketing purposes – - to offer our products and services to you you. NO We do not don’t share For joint marketing with other financial companies companies. NO We do not don’t share For our affiliates’ everyday business purposes – - information about your transactions and experiences records. NO We do not don’t share For our affiliates’ everyday business purposes – - information about your creditworthiness credit worthiness. NO We do not share For our affiliates to market to you NO We do not don’t share For nonaffiliates to market to you NO We do not don’t share QuestionsQUESTIONS? Call 0-000-000-0000 PRIVACY NOTICE Northern Lights Fund Trust Page 2 What we do do: How does Two Roads Shared Northern Lights Fund Trust protect my personal information? To protect your personal information from unauthorized access and use, we use security measures that comply with federal law. These measures include computer safeguards and secured files and buildings. Our service providers are held accountable for adhering to strict policies and procedures to prevent any misuse of your nonpublic personal information. How does Northern Lights Fund Trust collect my personal information? We collect your personal information, for example, when you • open an account or deposit money • direct us to buy securities or direct us to sell your securities • seek advice about your investments We also collect your personal information from others, such as credit bureaus, affiliates, or other companies. Why can’t I limit all sharing? Federal law gives you the right to limit only: • sharing for affiliates’ everyday business purposes – information about your creditworthiness. • affiliates from using your information to market to you. • sharing for nonaffiliates to market to you. State laws and individual companies may give you additional rights to limit sharing. Definitions Affiliates Companies related by common ownership or control. They can be financial and nonfinancial companies. • Northern Lights Fund Trust does not share with our affiliates. Nonaffiliates Companies not related by common ownership or control. They can be financial and nonfinancial companies. • Northern Lights Fund Trust does not share with nonaffiliates so they can market to you.

By Telephone In Writing Internet. Toll-free 0-(000-) 000-0000 Xxxxxx Xxxxxxxx Funds PO Box 541150 Omaha, NE 68154 xxx.xxxxxxxxxxx.xxx xxx.XxxxxxxxXxxxx.xxx Or Via Overnight Delivery 0000 X. 000xx Xxxxxx, Xxxxx 000 Elkhorn, NE 68022 Distributed by Northern Lights Distributors, LLC PRIVACY NOTICE FACTS WHAT DOES TWO ROADS SHARED XXXXXXXX TRUST DO WITH YOUR PERSONAL INFORMATION INFORMATION? Why? Financial companies choose how they share your personal information. Federal law gives consumers the right to limit some but not all sharing. Federal law also requires us to tell you how we collect, share, and protect your personal information. Please read this notice carefully to understand what we do. What? THE TYPES OF PERSONAL INFORMATION WE COLLECT AND SHARE DEPENDS ON THE PRODUCT OR SERVICE THAT YOU HAVE WITH USThe types of personal information we collect and share depend on the product or service you have with us. THIS INFORMATION CAN INCLUDEThis information can include: • ▪ Social Security number and income • ▪ Purchase History ▪ Assets ▪ Account transactions and transaction history • Investment experience and purchase history Balances ▪ Retirement Assets ▪ Account Transactions ▪ Transaction History ▪ Wire Transfer Instructions ▪ Checking Account Information When you are no longer our customer, we continue to share your information as described in this notice. How? All financial companies need to share customers’ personal information to run their everyday business. In the section below, we list the reasons financial companies can share their customers’ personal information; the reason Two Roads Shared reasons Xxxxxxxx Trust chooses to share share; and whether you can limit this sharing. Reasons we can share your personal information information: Does Two Roads Shared Xxxxxxxx Trust share? Can you limit this sharing? For our everyday business purposes – such as to process your transactions, maintain your account(s), respond to court orders and legal investigations, or report to credit bureaus YES NO Yes No For our marketing purposes – to offer our products and services to you NO No We do not don’t share For joint marketing with other financial companies NO No We do not don’t share For our affiliates’ everyday business purposes – information about your transactions and experiences NO No We do not don’t share For our affiliates’ everyday business purposes – information about your creditworthiness NO No We do not share For our affiliates to market to you NO We do not don’t share For nonaffiliates to market to you NO No We do not don’t share Questions? Call 0-000-0-XXXXXXXX (0-000-0000 000-0000) Who we are: Who is providing this notice? Xxxxxxxx Trust What we do do: How does Two Roads Shared Xxxxxxxx Trust protect my personal information? To protect your personal information from unauthorized access and use, we use security measures that comply with federal law. These measures include computer safeguards and secured files and buildings. Our service providers are held accountable for adhering to strict policies and procedures to prevent any misuse of your nonpublic personal information. How does Xxxxxxxx Trust collect my personal information? We collect your personal information, for example, when you ▪ Open an account ▪ Provide account information ▪ Give us your contact information ▪ Make deposits or withdrawals from your account ▪ Make a wire transfer ▪ Tell us where to send the money ▪ Tells us who receives the money ▪ Show your government-issued ID ▪ Show your driver’s license We also collect your personal information from other companies. Why can’t I limit all sharing? Federal law gives you the right to limit only ▪ Sharing for affiliates’ everyday business purposes – information about your creditworthiness ▪ Affiliates from using your information to market to you ▪ Sharing for nonaffiliates to market to you State laws and individual companies may give you additional rights to limit sharing. Definitions: Affiliates Companies related by common ownership or control. They can be financial and nonfinancial companies. ▪ Xxxxxxxx Trust does not share with our affiliates. Nonaffiliates Companies not related by common ownership or control. They can be financial and nonfinancial companies ▪ Xxxxxxxx Trust does not share with nonaffiliates so they can market to you.

By Telephone In Writing Internet. Toll-free 0-(000-) 000-0000 Xxxxxx Red Cedar Funds PO Box 541150 c/o Ultimus Fund Solutions, LLC Omaha, NE 68154 xxx.xxxxxxxxxxx.xxx xxx.xxxxxxxxxxxxx.xxx PO Box 541150 Or Via Overnight Delivery 0000 X. 000xx 00000 Xxxxxx Xxxxxx, Xxxxx 000 ElkhornSuite 2 Omaha, NE 68022 68130 Distributed by Northern Lights Ultimus Fund Distributors, LLC CUSTOMER PRIVACY NOTICE FACTS WHAT DOES TWO ROADS SHARED TRUST DO THE RED CEDAR FUNDS (the “Funds”) DO WITH YOUR PERSONAL INFORMATION INFORMATION? Why? Financial companies choose how they share your personal information. Federal law gives consumers the right to limit some but not all sharing. Federal law also requires us to tell you how we collect, share, and protect your personal information. Please read this notice carefully to understand what we do. What? THE TYPES OF PERSONAL INFORMATION WE COLLECT AND SHARE DEPENDS ON THE PRODUCT OR SERVICE THAT YOU HAVE WITH USThe types of personal information we collect and share depend on the product or service you have with us. THIS INFORMATION CAN INCLUDEThis information can include: • ▪ Social Security number and income • ▪ Assets ▪ Retirement Assets ▪ Transaction History ▪ Checking Account transactions and transaction history • Investment experience and purchase history Information ▪ Purchase History ▪ Account Balances ▪ Account Transactions ▪ Wire Transfer Instructions When you are no longer our customer, we continue to share your information as described in this notice. How? All financial companies need to share customers’ your personal information to run their everyday business. In the section below, we list the reasons financial companies can share their customers’ personal information; the reason Two Roads Shared Trust chooses reasons the Funds choose to share share; and whether you can limit this sharing. Reasons we can share your personal information Does Two Roads Shared Trust Do the Funds share? Can you limit this sharing? For our everyday business purposes – such Such as to process your transactions, maintain your account(s), respond to court orders and legal investigations, or report to credit bureaus YES NO Yes No For our marketing purposes – to offer our products and services to you NO No We do not don’t share For joint marketing with other financial companies NO No We do not don’t share For our affiliates’ everyday business purposes – information about your transactions and experiences NO No We do not don’t share For our affiliates’ everyday business purposes – information about your creditworthiness NO No We do not don’t share For our non-affiliates to market to you NO No We do not share For nonaffiliates to market to you NO We do not don’t share Questions? Call 0-000-000-0000 Who we are Who is providing this notice? Red Cedar Funds Ultimus Fund Distributors, LLC (Distributor) Ultimus Fund Solutions, LLC (Administrator) What we do How does Two Roads Shared Trust do the Funds protect my personal information? To protect your personal information from unauthorized access and use, we use security measures that comply with federal law. These measures include computer safeguards and secured files and buildings. Our service providers are held accountable for adhering to strict policies and procedures to prevent any misuse of your nonpublic non-public personal information. How do the Funds collect my personal information? We collect your personal information, for example, when you ▪ Open an account ▪ Provide account information ▪ Give us your contact information ▪ Make deposits or withdrawals from your account ▪ Make a wire transfer ▪ Tell us where to send the money ▪ Tell us who receives the money ▪ Show your government-issued ID ▪ Show your driver’s license We also collect your personal information from other companies. Why can’t I limit all sharing? Federal law gives you the right to limit only ▪ Sharing for affiliates’ everyday business purposes – information about your creditworthiness ▪ Affiliates from using your information to market to you ▪ Sharing for non-affiliates to market to you State laws and individual companies may give you additional rights to limit sharing.

By Telephone In Writing Internet. Toll-free 0(000) 000-0000 Fax 000-000-0000 Xxxxxx Xxxx Family of Funds PO Box 541150 Omaha46707 Cincinnati, NE 68154 xxx.xxxxxxxxxxx.xxx Or OH 45246 xxx.xxxxxxxxxxxxxxx.xxx or Via Overnight Delivery 0000 X. 000xx Xxxxxx000 Xxxxxxxx Xx, Xxxxx 000 ElkhornCincinnati, NE 68022 OH 45246 Distributed by Northern Lights Ultimus Fund Distributors, LLC PRIVACY NOTICE Privacy Notice Rev. November 2017 FACTS WHAT DOES TWO ROADS SHARED UNIFIED SERIES TRUST DO WITH YOUR PERSONAL INFORMATION INFORMATION? Why? Financial companies choose how they share your personal information. Federal law gives consumers the right to limit some but not all sharing. Federal law also requires us to tell you how we collect, share, and protect your personal information. Please read this notice carefully to understand what we do. What? THE TYPES OF PERSONAL INFORMATION WE COLLECT AND SHARE DEPENDS ON THE PRODUCT OR SERVICE THAT YOU HAVE WITH USThe types of personal information we collect and share depend on the product or service you have with us. THIS INFORMATION CAN INCLUDEThis information can include: • ▪ Social Security number and income • ▪ Assets ▪ Retirement Assets ▪ Transaction History ▪ Checking Account transactions and transaction history • Investment experience and purchase history Information ▪ Purchase History ▪ Account Balances ▪ Account Transactions ▪ Wire Transfer Instructions When you are no longer our customer, we continue to share your information as described in this notice. How? All financial companies need to share customers’ your personal information to run their everyday business. In the section below, we list the reasons financial companies can share their customers’ personal information; the reason Two Roads Shared reasons Unified Series Trust chooses to share share; and whether you can limit this sharing. Reasons we can share your personal information Does Two Roads Shared Unified Series Trust share? Can you limit this sharing? For our everyday business purposes – such Such as to process your transactions, maintain your account(s), respond to court orders and legal investigations, or report to credit bureaus YES NO Yes No For our marketing purposes – to offer our products and services to you NO No We do not don’t share For joint marketing with other financial companies NO No We do not don’t share For our affiliates’ everyday business purposes – information about your transactions and experiences NO No We do not don’t share For our affiliates’ everyday business purposes – information about your creditworthiness NO No We do not share For our affiliates to market to you NO We do not don’t share For nonaffiliates to market to you NO No We do not don’t share Questions? Call Call: 0-000-000-0000 Who we are Who is providing this notice? Unified Series Trust Xxxx Investment Associates, LLC (Adviser) Unified Financial Securities, LLC (Distributor) Ultimus Fund Solutions, LLC and Affiliates (Administrator) What we do How does Two Roads Shared Unified Series Trust protect my personal information? To protect your personal information from unauthorized access and use, we use security measures that comply with federal law. These measures include computer safeguards and secured files and buildings. Our service providers are held accountable for adhering to strict policies and procedures to prevent any misuse of your nonpublic personal information. How does Unified Series Trust collect my personal information? We collect your personal information, for example, when you ▪ Open an account ▪ Provide account information ▪ Give us your contact information ▪ Make deposits or withdrawals from your account ▪ Make a wire transfer ▪ Tell us where to send the money ▪ Tells us who receives the money ▪ Show your government-issued ID ▪ Show your driver’s license We also collect your personal information from other companies. Why can’t I limit all sharing? Federal law gives you the right to limit only ▪ Sharing for affiliates’ everyday business purposes – information about your creditworthiness ▪ Affiliates from using your information to market to you ▪ Sharing for nonaffiliates to market to you State laws and individual companies may give you additional rights to limit sharing.

By Telephone In Writing Internet. Toll-free 0-(000-) 000-0000 Xxxxxx Fax (000) 000-0000 Leader Funds PO Box 541150 Omaha, NE 68154 xxx.xxxxxxxxxxx.xxx xxx.Xxxxxxxxxxxxx.xxx Or Via Overnight Delivery 0000 X. 000xx Xxxxxx, Xxxxx 000 Elkhorn, NE 68022 Distributed by Northern Lights DistributorsCeros Financial Services, LLC Inc. PRIVACY NOTICE LEADER FUNDS TRUST March 2019 FACTS WHAT DOES TWO ROADS SHARED LEADER FUNDS TRUST DO WITH YOUR PERSONAL INFORMATION INFORMATION? Why? Financial companies choose how they share your personal information. Federal law gives consumers the right to limit some some, but not all sharing. Federal law also requires us to tell you how we collect, share, and protect your personal information. Please read this notice carefully to understand what we do. What? THE TYPES OF PERSONAL INFORMATION WE COLLECT AND SHARE DEPENDS ON THE PRODUCT OR SERVICE THAT YOU HAVE WITH USThe types of personal information we collect and share depends on the product or service that you have with us. THIS INFORMATION CAN INCLUDEThis information can include: • Social Security number and income wire transfer instructions • Account account transactions and transaction history • Investment investment experience and purchase history When you are no longer our customer, we continue to share your information as described in this notice. How? All financial companies need to share customers’ personal information to run their everyday business. In the section below, we list the reasons financial companies can share their customers’ personal information; the reason Two Roads Shared reasons Leader Funds Trust chooses to share share; and whether you can limit this sharing. Reasons we can share your personal information information: Does Two Roads Shared Leader Funds Trust shareshare information? Can you limit this sharing? For our everyday business purposes – - such as to process your transactions, maintain your account(s), respond to court orders and legal investigations, or report to credit bureaus bureaus. YES NO For our marketing purposes – - to offer our products and services to you you. NO We do not don’t share For joint marketing with other financial companies companies. NO We do not don’t share For our affiliates’ everyday business purposes – - information about your transactions and experiences records. NO We do not don’t share For our affiliates’ everyday business purposes – - information about your creditworthiness credit worthiness. NO We do not share For our affiliates to market to you NO We do not don’t share For nonaffiliates to market to you NO We do not don’t share QuestionsQUESTIONS? Call 0-000-0-(000) 000-0000 What we do do: How does Two Roads Shared Leader Funds Trust protect my personal information? To protect your personal information from unauthorized access and use, we use security measures that comply with federal law. These measures include computer safeguards and secured files and buildings. Our service providers are held accountable for adhering to strict policies and procedures to prevent any misuse of your nonpublic personal information. How does Leader Funds Trust collect my personal information? We collect your personal information, for example, when you • open an account or deposit money • direct us to buy securities or direct us to sell your securities • seek advice about your investments We also collect your personal information from others, such as credit bureaus, affiliates, or other companies. Why can’t I limit all sharing? Federal law gives you the right to limit only: • sharing for affiliates’ everyday business purposes – information about your creditworthiness. • affiliates from using your information to market to you. • sharing for nonaffiliates to market to you. State laws and individual companies may give you additional rights to limit sharing. Definitions Affiliates Companies related by common ownership or control. They can be financial and nonfinancial companies. • Leader Funds Trust does not share with our affiliates. Nonaffiliates Companies not related by common ownership or control. They can be financial and nonfinancial companies. • Leader Funds Trust does not share with nonaffiliates so they can market to you.

By Telephone In Writing Internet. Toll-free 0(000) 000-0000 Fax 000-000-0000 Xxxxxx Fulcrum Funds PO Box 541150 Omaha, NE 68154 xxx.xxxxxxxxxxx.xxx xxx.xxxxxxxxxxxxxxxxx.xxx Or Via Overnight Delivery 0000 X. X 000xx XxxxxxXx, Xxxxx 000 Elkhorn, NE 68022 Distributed by Northern Lights Distributors, LLC PRIVACY NOTICE Northern Lights Fund Trust IV Rev. August 2015 FACTS WHAT DOES TWO ROADS SHARED NORTHERN LIGHTS FUND TRUST IV DO WITH YOUR PERSONAL INFORMATION INFORMATION? Why? Financial companies choose how they share your personal information. Federal law gives consumers the right to limit some some, but not all sharing. Federal law also requires us to tell you how we collect, share, and protect your personal information. Please read this notice carefully to understand what we do. What? THE TYPES OF PERSONAL INFORMATION WE COLLECT AND SHARE DEPENDS ON THE PRODUCT OR SERVICE THAT YOU HAVE WITH USThe types of personal information we collect and share depends on the product or service that you have with us. THIS INFORMATION CAN INCLUDEThis information can include: • Social Security number and income wire transfer instructions • Account account transactions and transaction history • Investment investment experience and purchase history When you are no longer our customer, we continue to share your information as described in this notice. How? All financial companies need to share customers’ personal information to run their everyday business. In the section below, we list the reasons financial companies can share their customers’ personal information; the reason Two Roads Shared reasons Northern Lights Fund Trust IV chooses to share share; and whether you can limit this sharing. Reasons we can share Does Northern Lights Fund your personal information Does Two Roads Shared Trust shareIV share information? Can you limit this sharing? information: For our everyday business purposes – - such as to process your transactions, maintain your account(s), respond to court orders and legal investigations, or report to credit bureaus bureaus. YES NO For our marketing purposes – - to offer our products and services to you you. NO We do not don’t share For joint marketing with other financial companies companies. NO We do not don’t share For our affiliates’ everyday business purposes – - information about your transactions and experiences records. NO We do not don’t share For our affiliates’ everyday business purposes – - information about your creditworthiness credit worthiness. NO We do not share For our affiliates to market to you NO We do not don’t share For nonaffiliates to market to you NO We do not don’t share QuestionsQUESTIONS? Call 0-000-000-0000 PRIVACY NOTICE Northern Lights Fund Trust IV What we do do: How does Two Roads Shared Northern Lights Fund Trust IV protect my personal information? To protect your personal information from unauthorized access and use, we use security measures that comply with federal law. These measures include computer safeguards and secured files and buildings. Our service providers are held accountable for adhering to strict policies and procedures to prevent any misuse of your nonpublic personal information. How does Northern Lights Fund Trust IV collect my personal information? We collect your personal information, for example, when you • open an account or deposit money • direct us to buy securities or direct us to sell your securities • seek advice about your investments We also collect your personal information from others, such as credit bureaus, affiliates, or other companies. Why can’t I limit all sharing? Federal law gives you the right to limit only: • sharing for affiliates’ everyday business purposes – information about your creditworthiness. • affiliates from using your information to market to you. • sharing for nonaffiliates to market to you. State laws and individual companies may give you additional rights to limit sharing. Definitions Affiliates Companies related by common ownership or control. They can be financial and nonfinancial companies. • Northern Lights Fund Trust IV has no affiliates. Nonaffiliates Companies not related by common ownership or control. They can be financial and nonfinancial companies. • Northern Lights Fund Trust IV does not share with nonaffiliates so they can market to you.

By Telephone In Writing Internet. Toll-free 0-(000-) 000-0000 Xxxxxx Sierra Mutual Funds PO Box 541150 Omaha, NE 68154 xxx.xxxxxxxxxxx.xxx xxx.xxxxxxxxxxxxxxxxx.xxx Or Via Overnight Delivery 0000 X. 000xx Xxxxxx, Xxxxx 000 Elkhorn, NE 68022 Distributed by Northern Lights Distributors, LLC PRIVACY NOTICE Northern Lights Fund Trust Rev. February 2014 FACTS WHAT DOES TWO ROADS SHARED NORTHERN LIGHTS FUND TRUST DO WITH YOUR PERSONAL INFORMATION INFORMATION? Why? Financial companies choose how they share your personal information. Federal law gives consumers the right to limit some some, but not all sharing. Federal law also requires us to tell you how we collect, share, and protect your personal information. Please read this notice carefully to understand what we do. What? THE TYPES OF PERSONAL INFORMATION WE COLLECT AND SHARE DEPENDS ON THE PRODUCT OR SERVICE THAT YOU HAVE WITH USThe types of personal information we collect and share depends on the product or service that you have with us. THIS INFORMATION CAN INCLUDEThis information can include: • Social Security number and income wire transfer instructions • Account account transactions and transaction history • Investment investment experience and purchase history When you are no longer our customer, we continue to share your information as described in this notice. How? All financial companies need to share customers’ personal information to run their everyday business. In the section below, we list the reasons financial companies can share their customers’ personal information; the reason Two Roads Shared reasons Northern Lights Fund Trust chooses to share share; and whether you can limit this sharing. Reasons we can share your personal information information: Does Two Roads Shared Northern Lights Fund Trust shareshare information? Can you limit this sharing? For our everyday business purposes – - such as to process your transactions, maintain your account(s), respond to court orders and legal investigations, or report to credit bureaus bureaus. YES NO For our marketing purposes – - to offer our products and services to you you. NO We do not don’t share For joint marketing with other financial companies companies. NO We do not don’t share For our affiliates’ everyday business purposes – - information about your transactions and experiences records. NO We do not don’t share For our affiliates’ everyday business purposes – - information about your creditworthiness credit worthiness. NO We do not share For our affiliates to market to you NO We do not don’t share For nonaffiliates to market to you NO We do not don’t share QuestionsQUESTIONS? Call 0-000-000-0000 PRIVACY NOTICE Northern Lights Fund Trust What we do do: How does Two Roads Shared Northern Lights Fund Trust protect my personal information? To protect your personal information from unauthorized access and use, we use security measures that comply with federal law. These measures include computer safeguards and secured files and buildings. Our service providers are held accountable for adhering to strict policies and procedures to prevent any misuse of your nonpublic personal information. How does Northern Lights Fund Trust collect my personal information? We collect your personal information, for example, when you • open an account or deposit money • direct us to buy securities or direct us to sell your securities • seek advice about your investments We also collect your personal information from others, such as credit bureaus, affiliates, or other companies. Why can’t I limit all sharing? Federal law gives you the right to limit only: • sharing for affiliates’ everyday business purposes – information about your creditworthiness. • affiliates from using your information to market to you. • sharing for nonaffiliates to market to you. State laws and individual companies may give you additional rights to limit sharing. Definitions Affiliates Companies related by common ownership or control. They can be financial and nonfinancial companies. • Northern Lights Fund Trust does not share with our affiliates. Nonaffiliates Companies not related by common ownership or control. They can be financial and nonfinancial companies. • Northern Lights Fund Trust does not share with nonaffiliates so they can market to you.

By Telephone In Writing Internet. Toll-free 0-(000-) 000-0000 Xxxxxx Red Cedar Funds xxx.xxxxxxxxxxxxx.xxx c/o Ultimus Fund Solutions, LLC PO Box 541150 Omaha, NE 68154 xxx.xxxxxxxxxxx.xxx Or Via Overnight Delivery 0000 X. 000xx 00000 Xxxxxx Xxxxxx, Xxxxx 000 ElkhornSuite 2 Omaha, NE 68022 68130 Distributed by Northern Lights Ultimus Fund Distributors, LLC CUSTOMER PRIVACY NOTICE FACTS WHAT DOES TWO ROADS SHARED TRUST DO THE RED CEDAR FUNDS (the “Funds”) DO WITH YOUR PERSONAL INFORMATION INFORMATION? Why? Financial companies choose how they share your personal information. Federal law gives consumers the right to limit some but not all sharing. Federal law also requires us to tell you how we collect, share, and protect your personal information. Please read this notice carefully to understand what we do. What? THE TYPES OF PERSONAL INFORMATION WE COLLECT AND SHARE DEPENDS ON THE PRODUCT OR SERVICE THAT YOU HAVE WITH USThe types of personal information we collect and share depend on the product or service you have with us. THIS INFORMATION CAN INCLUDEThis information can include: • ▪ Social Security number and income • ▪ Assets ▪ Retirement Assets ▪ Transaction History ▪ Checking Account transactions and transaction history • Investment experience and purchase history Information ▪ Purchase History ▪ Account Balances ▪ Account Transactions ▪ Wire Transfer Instructions When you are no longer our customer, we continue to share your information as described in this notice. How? All financial companies need to share customers’ your personal information to run their everyday business. In the section below, we list the reasons financial companies can share their customers’ personal information; the reason Two Roads Shared Trust chooses reasons the Funds choose to share share; and whether you can limit this sharing. Reasons we can share your personal information Does Two Roads Shared Trust Do the Funds share? Can you limit this sharing? For our everyday business purposes – such Such as to process your transactions, maintain your account(s), respond to court orders and legal investigations, or report to credit bureaus YES NO Yes No For our marketing purposes – to offer our products and services to you NO No We do not don’t share For joint marketing with other financial companies NO No We do not don’t share For our affiliates’ everyday business purposes – information about your transactions and experiences NO No We do not don’t share For our affiliates’ everyday business purposes – information about your creditworthiness NO No We do not don’t share For our non-affiliates to market to you NO No We do not share For nonaffiliates to market to you NO We do not don’t share Questions? Call 0-000-000-0000 Who we are Who is providing this notice? Red Cedar Funds Ultimus Fund Distributors, LLC (Distributor) Ultimus Fund Solutions, LLC (Administrator) What we do How does Two Roads Shared Trust do the Funds protect my personal information? To protect your personal information from unauthorized access and use, we use security measures that comply with federal law. These measures include computer safeguards and secured files and buildings. Our service providers are held accountable for adhering to strict policies and procedures to prevent any misuse of your nonpublic non-public personal information. How do the Funds collect my personal information? We collect your personal information, for example, when you ▪ Open an account ▪ Provide account information ▪ Give us your contact information ▪ Make deposits or withdrawals from your account ▪ Make a wire transfer ▪ Tell us where to send the money ▪ Tell us who receives the money ▪ Show your government-issued ID ▪ Show your driver’s license We also collect your personal information from other companies. Why can’t I limit all sharing? Federal law gives you the right to limit only ▪ Sharing for affiliates’ everyday business purposes – information about your creditworthiness ▪ Affiliates from using your information to market to you ▪ Sharing for non-affiliates to market to you State laws and individual companies may give you additional rights to limit sharing.

By Telephone In Writing Internet. Toll-free 01-000877-000-0000 Xxxxxx Funds BTS-9820 BTS FUNDS PO Box 541150 Omaha, NE 68154 xxx.xxxxxxxxxxx.xxx xxx.xxxxxxxx.xxx Or Via Overnight Delivery 0000 X. 000xx Xxxxxx, Xxxxx 000 Elkhorn, NE 68022 Distributed by Northern Lights Distributors, LLC PRIVACY NOTICE Northern Lights Fund Trust Rev. February 2014 FACTS WHAT DOES TWO ROADS SHARED NORTHERN LIGHTS FUND TRUST DO WITH YOUR PERSONAL INFORMATION INFORMATION? Why? Financial companies choose how they share your personal information. Federal law gives consumers the right to limit some some, but not all sharing. Federal law also requires us to tell you how we collect, share, and protect your personal information. Please read this notice carefully to understand what we do. What? THE TYPES OF PERSONAL INFORMATION WE COLLECT AND SHARE DEPENDS ON THE PRODUCT OR SERVICE THAT YOU HAVE WITH USThe types of personal information we collect and share depends on the product or service that you have with us. THIS INFORMATION CAN INCLUDEThis information can include: • Social Security number and income wire transfer instructions • Account account transactions and transaction history • Investment investment experience and purchase history When you are no longer our customer, we continue to share your information as described in this notice. How? All financial companies need to share customers’ personal information to run their everyday business. In the section below, we list the reasons financial companies can share their customers’ personal information; the reason Two Roads Shared reasons Northern Lights Fund Trust chooses to share share; and whether you can limit this sharing. Reasons we can share your personal information information: Does Two Roads Shared Northern Lights Fund Trust shareshare information? Can you limit this sharing? For our everyday business purposes – - such as to process your transactions, maintain your account(s), respond to court orders and legal investigations, or report to credit bureaus bureaus. YES NO For our marketing purposes – - to offer our products and services to you you. NO We do not don’t share For joint marketing with other financial companies companies. NO We do not don’t share For our affiliates’ everyday business purposes – - information about your transactions and experiences records. NO We do not don’t share For our affiliates’ everyday business purposes – - information about your creditworthiness credit worthiness. NO We do not share For our affiliates to market to you NO We do not don’t share For nonaffiliates to market to you NO We do not don’t share QuestionsQUESTIONS? Call 0-000-000-0000 PRIVACY NOTICE Northern Lights Fund Trust What we do do: How does Two Roads Shared Northern Lights Fund Trust protect my personal information? To protect your personal information from unauthorized access and use, we use security measures that comply with federal law. These measures include computer safeguards and secured files and buildings. Our service providers are held accountable for adhering to strict policies and procedures to prevent any misuse of your nonpublic personal information. How does Northern Lights Fund Trust collect my personal information? We collect your personal information, for example, when you • open an account or deposit money • direct us to buy securities or direct us to sell your securities • seek advice about your investments We also collect your personal information from others, such as credit bureaus, affiliates, or other companies. Why can’t I limit all sharing? Federal law gives you the right to limit only: • sharing for affiliates’ everyday business purposes – information about your creditworthiness. • affiliates from using your information to market to you. • sharing for nonaffiliates to market to you. State laws and individual companies may give you additional rights to limit sharing. Definitions Affiliates Companies related by common ownership or control. They can be financial and nonfinancial companies. • Northern Lights Fund Trust does not share with our affiliates. Nonaffiliates Companies not related by common ownership or control. They can be financial and nonfinancial companies. • Northern Lights Fund Trust does not share with nonaffiliates so they can market to you.

By Telephone In Writing Internet. Toll-free 0-(000-) 000-0000 Xxxxxx Sierra Mutual Funds xxx.xxxxxxxxxxxxxxxxx.xxx c/o Gemini Fund Services, LLC. PO Box 541150 Omaha, NE 68154 xxx.xxxxxxxxxxx.xxx Or Via Overnight Delivery 0000 X. 000xx Xxxxxx, Xxxxx 000 ElkhornXxxxxxx, NE 68022 XX 00000 Distributed by Northern Lights Distributors, LLC PRIVACY NOTICE NORTHERN LIGHTS FUND TRUST Rev. February 2014 FACTS WHAT DOES TWO ROADS SHARED NORTHERN LIGHTS FUND TRUST DO WITH YOUR PERSONAL INFORMATION INFORMATION? Why? Financial companies choose how they share your personal information. Federal law gives consumers the right to limit some some, but not all sharing. Federal law also requires us to tell you how we collect, share, and protect your personal information. Please read this notice carefully to understand what we do. What? THE TYPES OF PERSONAL INFORMATION WE COLLECT AND SHARE DEPENDS ON THE PRODUCT OR SERVICE THAT YOU HAVE WITH USThe types of personal information we collect and share depends on the product or service that you have with us. THIS INFORMATION CAN INCLUDEThis information can include: •  Social Security number and income • Account wire transfer instructions  account transactions and transaction history • Investment  investment experience and purchase history When you are no longer our customer, we continue to share your information as described in this notice. How? All financial companies need to share customers’ personal information to run their everyday business. In the section below, we list the reasons financial companies can share their customers’ personal information; the reason Two Roads Shared reasons Northern Lights Fund Trust chooses to share share; and whether you can limit this sharing. Reasons we can share your personal information information: Does Two Roads Shared Northern Lights Fund Trust shareshare information? Can you limit this sharing? For our everyday business purposes – - such as to process your transactions, maintain your account(s), respond to court orders and legal investigations, or report to credit bureaus bureaus. YES NO For our marketing purposes – - to offer our products and services to you you. NO We do not don’t share For joint marketing with other financial companies companies. NO We do not don’t share For our affiliates’ everyday business purposes – - information about your transactions and experiences records. NO We do not don’t share For our affiliates’ everyday business purposes – - information about your creditworthiness credit worthiness. NO We do not share For our affiliates to market to you NO We do not don’t share For nonaffiliates to market to you NO We do not don’t share QuestionsQUESTIONS? Call 0-000-000-0000 PRIVACY NOTICE NORTHERN LIGHTS FUND TRUST Page 2 What we do do: How does Two Roads Shared Northern Lights Fund Trust protect my personal information? To protect your personal information from unauthorized access and use, we use security measures that comply with federal law. These measures include computer safeguards and secured files and buildings. Our service providers are held accountable for adhering to strict policies and procedures to prevent any misuse of your nonpublic personal information. How does Northern Lights Fund Trust collect my personal information? We collect your personal information, for example, when you  open an account or deposit money  direct us to buy securities or direct us to sell your securities  seek advice about your investments We also collect your personal information from others, such as credit bureaus, affiliates, or other companies. Why can’t I limit all sharing? Federal law gives you the right to limit only:  sharing for affiliates’ everyday business purposes – information about your creditworthiness.  affiliates from using your information to market to you.  sharing for nonaffiliates to market to you. State laws and individual companies may give you additional rights to limit sharing. Definitions Affiliates Companies related by common ownership or control. They can be financial and nonfinancial companies.  Northern Lights Fund Trust does not share with our affiliates. Nonaffiliates Companies not related by common ownership or control. They can be financial and nonfinancial companies.  Northern Lights Fund Trust does not share with nonaffiliates so they can market to you.

By Telephone In Writing Internet. Toll-free 0-(000-) 000-0000 Xxxxxx Xxxxx Alpha Funds Trust PO Box 541150 Omaha, NE 68154 xxx.xxxxxxxxxxx.xxx xxx.xxxxxxxxxxxxxxxxxx.xxx/xxxxx Or Via Overnight Delivery 0000 X. 000xx 00000 Xxxxxx Xxxxxx, Xxxxx 000 ElkhornSuite 2 Omaha, NE 68022 68130 Distributed by Northern Lights Ultimus Fund Distributors, LLC PRIVACY NOTICE XXXXX ALPHA FUNDS TRUST March 2021 FACTS WHAT DOES TWO ROADS SHARED XXXXX ALPHA FUNDS TRUST DO WITH YOUR PERSONAL INFORMATION INFORMATION? Why? Financial companies choose how they share your personal information. Federal law gives consumers the right to limit some some, but not all sharing. Federal law also requires us to tell you how we collect, share, and protect your personal information. Please read this notice carefully to understand what we do. What? THE TYPES OF PERSONAL INFORMATION WE COLLECT AND SHARE DEPENDS ON THE PRODUCT OR SERVICE THAT YOU HAVE WITH USThe types of personal information we collect and share depends on the product or service that you have with us. THIS INFORMATION CAN INCLUDEThis information can include: • Social Security number and income wire transfer instructions • Account account transactions and transaction history • Investment investment experience and purchase history When you are no longer our customer, we continue to share your information as described in this notice. How? All financial companies need to share customers’ personal information to run their everyday business. In the section below, we list the reasons financial companies can share their customers’ personal information; the reason Two Roads Shared reasons Xxxxx Alpha Funds Trust chooses to share share; and whether you can limit this sharing. Reasons we can share your personal information information: Does Two Roads Shared Xxxxx Xxxxx Funds Trust shareshare information? Can you limit this sharing? For our everyday business purposes – - such as to process your transactions, maintain your account(s), respond to court orders and legal investigations, or report to credit bureaus bureaus. YES NO For our marketing purposes – - to offer our products and services to you NO We do not share you. YES YES For joint marketing with other financial companies companies. NO We do not don’t share For our affiliates’ everyday business purposes – - information about your transactions and experiences records. NO We do not don’t share For our affiliates’ everyday business purposes – - information about your creditworthiness credit worthiness. NO We do not share For our affiliates to market to you NO We do not don’t share For nonaffiliates to market to you NO We do not don’t share QuestionsQUESTIONS? Call 0-(000-) 000-0000 What we do do: How does Two Roads Shared Xxxxx Alpha Funds Trust protect my personal information? To protect your personal information from unauthorized access and use, we use security measures that comply with federal law. These measures include computer safeguards and secured files and buildings. Our service providers are held accountable for adhering to strict policies and procedures to prevent any misuse of your nonpublic personal information.

By Telephone In Writing Internet. Toll-free 0(000) 000-0000 Fax 000-000-0000 Xxxxxx XXXX Funds PO Box 541150 Omaha, NE 68154 xxx.xxxxxxxxxxx.xxx xxx.xxxxxxxxx.xxx Or Via Overnight Delivery 0000 X. 000xx Xxxxxx, Xxxxx 000 Elkhorn, NE 68022 Distributed by Northern Lights Ultimus Fund Distributors, LLC CUSTOMER PRIVACY NOTICE FACTS WHAT DOES TWO ROADS SHARED TRUST DO THE XXXX FUNDS (the “Funds”) DO WITH YOUR PERSONAL INFORMATION INFORMATION? Why? Financial companies choose how they share your personal information. Federal law gives consumers the right to limit some but not all sharing. Federal law also requires us to tell you how we collect, share, and protect your personal information. Please read this notice carefully to understand what we do. What? THE TYPES OF PERSONAL INFORMATION WE COLLECT AND SHARE DEPENDS ON THE PRODUCT OR SERVICE THAT YOU HAVE WITH USThe types of personal information we collect and share depend on the product or service you have with us. THIS INFORMATION CAN INCLUDEThis information can include: • ▪ Social Security number and income • ▪ Assets ▪ Retirement Assets ▪ Transaction History ▪ Checking Account transactions and transaction history • Investment experience and purchase history Information ▪ Purchase History ▪ Account Balances ▪ Account Transactions ▪ Wire Transfer Instructions When you are no longer our customer, we continue to share your information as described in this notice. How? All financial companies need to share customers’ your personal information to run their everyday business. In the section below, we list the reasons financial companies can share their customers’ personal information; the reason Two Roads Shared Trust chooses reasons the Funds choose to share share; and whether you can limit this sharing. Reasons we can share your personal information Does Two Roads Shared Trust Do the Funds share? Can you limit this sharing? For our everyday business purposes – such Such as to process your transactions, maintain your account(s), respond to court orders and legal investigations, or report to credit bureaus YES NO Yes No For our marketing purposes – to offer our products and services to you NO No We do not don’t share For joint marketing with other financial companies NO No We do not don’t share For our affiliates’ everyday business purposes – information about your transactions and experiences NO No We do not don’t share For our affiliates’ everyday business purposes – information about your creditworthiness NO No We do not don’t share For our non-affiliates to market to you NO No We do not share For nonaffiliates to market to you NO We do not don’t share Questions? Call 0-000-000-0000 Who we are Who is providing this notice? XXXX Funds Ultimus Fund Solutions, LLC (Administrator) Ultimus Fund Distributors, LLC (Distributor) What we do How does Two Roads Shared Trust do the Funds protect my personal information? To protect your personal information from unauthorized access and use, we use security measures that comply with federal law. These measures include computer safeguards and secured files and buildings. Our service providers are held accountable for adhering to strict policies and procedures to prevent any misuse of your nonpublic personal information. How do the Funds collect my personal information? We collect your personal information, for example, when you ▪ Open an account ▪ Provide account information ▪ Give us your contact information ▪ Make deposits or withdrawals from your account ▪ Make a wire transfer ▪ Tell us where to send the money ▪ Tell us who receives the money ▪ Show your government-issued ID ▪ Show your driver’s license We also collect your personal information from other companies. Why can’t I limit all sharing? Federal law gives you the right to limit only ▪ Sharing for affiliates’ everyday business purposes – information about your creditworthiness ▪ Affiliates from using your information to market to you ▪ Sharing for non-affiliates to market to you State laws and individual companies may give you additional rights to limit sharing.

By Telephone In Writing Internet. Toll-free 01-000877-000-0000 Xxxxxx Funds BTS-9820 BTS FUNDS PO Box 541150 Omaha, NE 68154 xxx.xxxxxxxxxxx.xxx xxx.xxxxxxxx.xxx Or Via Overnight Delivery 0000 X. 000xx Xxxxxx, Xxxxx 000 Elkhorn, NE 68022 Distributed by Northern Lights Distributors, LLC PRIVACY NOTICE NORTHERN LIGHTS FUND TRUST Rev. February 2014 FACTS WHAT DOES TWO ROADS SHARED NORTHERN LIGHTS FUND TRUST DO WITH YOUR PERSONAL INFORMATION INFORMATION? Why? Financial companies choose how they share your personal information. Federal law gives consumers the right to limit some some, but not all sharing. Federal law also requires us to tell you how we collect, share, and protect your personal information. Please read this notice carefully to understand what we do. What? THE TYPES OF PERSONAL INFORMATION WE COLLECT AND SHARE DEPENDS ON THE PRODUCT OR SERVICE THAT YOU HAVE WITH USThe types of personal information we collect and share depends on the product or service that you have with us. THIS INFORMATION CAN INCLUDEThis information can include: •  Social Security number and income • Account wire transfer instructions  account transactions and transaction history • Investment  investment experience and purchase history When you are no longer our customer, we continue to share your information as described in this notice. How? All financial companies need to share customers’ personal information to run their everyday business. In the section below, we list the reasons financial companies can share their customers’ personal information; the reason Two Roads Shared reasons Northern Lights Fund Trust chooses to share share; and whether you can limit this sharing. Reasons we can share your personal information information: Does Two Roads Shared Northern Lights Fund Trust shareshare information? Can you limit this sharing? For our everyday business purposes – - such as to process your transactions, maintain your account(s), respond to court orders and legal investigations, or report to credit bureaus bureaus. YES NO For our marketing purposes – - to offer our products and services to you you. NO We do not don’t share For joint marketing with other financial companies companies. NO We do not don’t share For our affiliates’ everyday business purposes – - information about your transactions and experiences records. NO We do not don’t share For our affiliates’ everyday business purposes – - information about your creditworthiness credit worthiness. NO We do not share For our affiliates to market to you NO We do not don’t share For nonaffiliates to market to you NO We do not don’t share QuestionsQUESTIONS? Call 0-000-000-0000 PRIVACY NOTICE NORTHERN LIGHTS FUND TRUST Page 2 What we do do: How does Two Roads Shared Northern Lights Fund Trust protect my personal information? To protect your personal information from unauthorized access and use, we use security measures that comply with federal law. These measures include computer safeguards and secured files and buildings. Our service providers are held accountable for adhering to strict policies and procedures to prevent any misuse of your nonpublic personal information. How does Northern Lights Fund Trust collect my personal information? We collect your personal information, for example, when you  open an account or deposit money  direct us to buy securities or direct us to sell your securities  seek advice about your investments We also collect your personal information from others, such as credit bureaus, affiliates, or other companies. Why can’t I limit all sharing? Federal law gives you the right to limit only:  sharing for affiliates’ everyday business purposes – information about your creditworthiness.  affiliates from using your information to market to you.  sharing for nonaffiliates to market to you. State laws and individual companies may give you additional rights to limit sharing. Definitions Affiliates Companies related by common ownership or control. They can be financial and nonfinancial companies.  Northern Lights Fund Trust does not share with our affiliates. Nonaffiliates Companies not related by common ownership or control. They can be financial and nonfinancial companies.  Northern Lights Fund Trust does not share with nonaffiliates so they can market to you.