Common use of CAT Reporting Agent Compliance Clause in Contracts

CAT Reporting Agent Compliance. CAT Reporting Agent shall ensure that it and each of its Authorized Users: (a) use appropriate safeguards to ensure the confidentiality of CAT Data and (b) do not use CAT Data stored in the Central Repository for any purpose other than a purpose expressly authorized by this Agreement. Without limiting the foregoing, CAT Reporting Agent shall comply with the applicable security obligations set forth from time to time on the Website . CAT Reporting Agent shall comply with all applicable Laws, and CAT Reporting Agent shall obtain (or shall ensure that the CAT Reporter that engaged CAT Reporting Agent has obtained) all necessary consents from any Person, including any of its employees, customers or other third parties from whom CAT Reporting Agent collects information or data, if any, regarding the collection, use and distribution of such information or data to the CAT System. The information or data may include personal or other information about CAT Reporting Agent, or any of its employees, customers or other third parties. CAT Reporting Agent agrees that CATLLC may use this information or data to carry out its obligations with respect to the operation of the CAT System, including, to the extent necessary to carry out its obligations under the CAT NMS Plan and only to such extent, the provision of such information or data to the Plan Processor, the Participants, other subcontractors or any Governmental Entity.

Appears in 5 contracts

Samples: Consolidated Audit Trail Reporting Agent Agreement, Consolidated Audit Trail Reporting Agent Agreement, Consolidated Audit Trail Reporting Agent Agreement

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CAT Reporting Agent Compliance. CAT Reporting Agent shall ensure that it and each of its Authorized Users: (a) use appropriate safeguards to ensure the confidentiality of CAT Data and (b) do not use CAT Data stored in the Central Repository for any purpose other than a purpose expressly authorized by this Agreement. Without limiting the foregoing, CAT Reporting Agent shall comply with the applicable security obligations set forth from time to time on the Website . CAT Reporting Agent shall comply with all applicable Laws, and CAT Reporting Agent shall obtain (or shall ensure that the CAT Reporter that engaged CAT Reporting Agent has obtained) all necessary consents from any Person, including any of its employees, customers or other third parties from whom CAT Reporting Agent collects information or data, if any, regarding the collection, use and distribution of such information or data to the CAT System. The information or data may include personal or other information about CAT Reporting Agent, or any of its employees, customers or other third parties. CAT Reporting Agent agrees that CATLLC may use this information or data to carry out its obligations with respect to the operation of the CAT System, including, to the extent necessary to carry out its obligations under the CAT NMS Plan and only to such extent, including the provision of such information or data to the Plan Processor, the Participants, other subcontractors or any Governmental Entity.

Appears in 1 contract

Samples: Consolidated Audit Trail Reporting Agent Agreement

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