CCO Responsibilities. The CCO shall periodically sample transactions subject to this policy to test for non-compliance. If during the sampling process non compliance is found, further testing will be conducted. All findings of non-compliance shall immediately be brought to the attention of the Investment Adviser and reported to the Board of Directors at the next quarterly meeting. EXHIBIT C TO DEALER AGREEMENT DEPOSITARY AND PLEDGE AGREEMENT EXHIBIT D TO DEALER AGREEMENT
Appears in 12 contracts
Samples: Terms Agreement (Tax-Free High Grade Portfolio Target Maturity Fund for Puerto Rico Residents, Inc.), Terms Agreement (Tax-Free Fixed Income Fund for Puerto Rico Residents, Inc.), Terms Agreement (Tax-Free Fixed Income Fund III for Puerto Rico Residents, Inc.)
