CCO Responsibilities. The CCO shall periodically sample transactions subject to this policy to test for non-compliance. If during the sampling process non compliance is found, further testing will be conducted. All findings of non-compliance shall immediately be brought to the attention of the Investment Adviser and reported to the Board of Directors at the next quarterly meeting.
Appears in 12 contracts
Samples: Dealer Agreement (Tax-Free High Grade Portfolio Target Maturity Fund for Puerto Rico Residents, Inc.), Dealer Agreement (Tax-Free Fixed Income Fund for Puerto Rico Residents, Inc.), Dealer Agreement (Tax-Free Fixed Income Fund IV for Puerto Rico Residents, Inc.)
