Certain Agreements of the Parties. 33 Section 4.1. Conduct of Business of the Company.......................33 Section 4.2. Approvals, Etc...........................................35 Section 4.3. Access; Non-Solicitation.................................36 Section 4.4. Existing Rights..........................................38 Section 4.5. Proxy Statement; Shareholders' Meeting...................38 Section 4.6. Publicity................................................39 Section 4.7. Warehouse Facilities.....................................39 Section 4.8. NYSE Waiver..............................................39 Section 4.9. Recapitalization; Rights Offering........................39 Section 4.10. Material Developments....................................40 Section 4.11. New Option Plan; Other Employee Arrangements.............40 Section 4.12. Board of Directors.......................................40 Section 4.13. Indemnification and Insurance............................41
Appears in 3 contracts
Samples: Management Investment Agreement (Capital Z Financial Services Fund Ii Lp), Management Investment Agreement (Capital Z Financial Services Fund Ii Lp), Management Investment Agreement (Capital Z Financial Services Fund Ii Lp)
Certain Agreements of the Parties. 33 32 Section 4.1. Conduct of Business of the Company.......................33 ........................... 32 Section 4.2. Approvals, Etc...........................................35 ............................................... 34 Section 4.3. Access; Non-Solicitation.................................36 ..................................... 34 Section 4.4. Existing Rights..........................................38 .............................................. 36 Section 4.5. Proxy Statement; Shareholders' Meeting...................38 ....................... 37 Section 4.6. Publicity................................................39 .................................................... 37 Section 4.7. Warehouse Facilities.....................................39 ......................................... 37 Section 4.8. NYSE Waiver..............................................39 .................................................. 38 Section 4.9. Recapitalization; Rights Offering........................39 ............................ 38 Section 4.10. Material Developments....................................40 ........................................ 38 Section 4.11. New Option Plan; Other Employee Arrangements.............40 ................. 38 Section 4.12. Board of Directors.......................................40 ........................................... 38 Section 4.13. Indemnification and Insurance............................41................................ 40 ARTICLE V.
Appears in 1 contract
Samples: Management Investment Agreement (Aames Financial Corp/De)