Certain Court Injunctions and Restraining Orders. Are you subject to any order, judgment or decree of any court of competent jurisdiction that was entered within the past five (5) years and currently restrains or enjoins you from engaging in any conduct or practice: ¨ in connection with the purchase or sale of any security; ¨ involving the making of any false filing with the SEC; or ¨ arising out of the conduct of the business of an underwriter, broker, dealer, municipal securities dealer, investment adviser or paid solicitor of purchasers of securities? ¨ Yes. If yes, please explain: ¨ No.
Appears in 3 contracts
Samples: Amended And (Seven Stars Cloud Group, Inc.), Amended And (Seven Stars Cloud Group, Inc.), Subscription Agreement (Seven Stars Cloud Group, Inc.)
Certain Court Injunctions and Restraining Orders. Are you subject to any order, judgment or decree of any court of competent jurisdiction that was entered within the past five (5) years and currently restrains or enjoins you from engaging in any conduct or practice: ¨ · in connection with the purchase or sale of any security; ¨ · involving the making of any false filing with the SEC; or ¨ · arising out of the conduct of the business of an underwriter, broker, dealer, municipal securities dealer, investment adviser or paid solicitor of purchasers of securities? ¨ Yes. If yes, please explain: __________________________________________________________________ ¨ No.
Appears in 2 contracts
Samples: Private Placement Subscription Agreement (ZK International Group Co., Ltd.), Private Placement Subscription Agreement (ZK International Group Co., Ltd.)
Certain Court Injunctions and Restraining Orders. Are you subject to any order, judgment or decree of any court of competent jurisdiction that was entered within the past five (5) years and currently restrains or enjoins you from engaging in any conduct or practice: ¨ · in connection with the purchase or sale of any security; ¨ · involving the making of any false filing with the SEC; or ¨ · arising out of the conduct of the business of an underwriter, broker, dealer, municipal securities dealer, investment adviser or paid solicitor of purchasers of securities? ¨ Yes. If yes, please explain: ____________________________________________________ ¨ No.
Appears in 2 contracts
Samples: Subscription Agreement (Xg Sciences Inc), Subscription Agreement (Xg Sciences Inc)
Certain Court Injunctions and Restraining Orders. Are you subject to any order, judgment or decree of any court of competent jurisdiction that was entered within the past five (5) years and currently restrains or enjoins you from engaging in any conduct or practice: ¨ ·in connection with the purchase or sale of any security; ¨ ·involving the making of any false filing with the SEC; or ¨ ·arising out of the conduct of the business of an underwriter, broker, dealer, municipal securities dealer, investment adviser or paid solicitor of purchasers of securities? ¨ Yes. YES NO If yes, please explain: ¨ No.:
Appears in 1 contract
Samples: Subscription Agreement (American Battery Metals Corp)
Certain Court Injunctions and Restraining Orders. Are you subject to any order, judgment or decree of any court of competent jurisdiction that was entered within the past five (5) years and currently restrains or enjoins you from engaging in any conduct or practice: ¨ in in connection with the purchase or sale of any security; ¨ involving involving the making of any false filing with the SEC; or ¨ arising arising out of the conduct of the business of an underwriter, broker, dealer, municipal securities dealer, investment adviser or paid solicitor of purchasers of securities? ¨ Yes. YES [ ] NO [ ] If yes, please explain: ¨ No._________________________
Appears in 1 contract
Samples: Subscription Agreement (American Battery Metals Corp)
Certain Court Injunctions and Restraining Orders. Are you subject to any order, judgment or decree of any court of competent jurisdiction that was entered within the past five (5) years and currently restrains or enjoins you from engaging in any conduct or practice: ¨ · in connection with the purchase or sale of any security; ¨ · involving the making of any false filing with the SEC; or ¨ · arising out of the conduct of the business of an underwriter, broker, dealer, municipal securities dealer, investment adviser or paid solicitor of purchasers of securities? ¨ □ Yes. If yes, please explain: ¨ □ No.
Appears in 1 contract
Samples: Private Placement Subscription Agreement (China Xuefeng Environmental Engineering Inc.)
Certain Court Injunctions and Restraining Orders. Are you subject to any order, judgment or decree of any court of competent jurisdiction that was entered within the past five (5) years and currently restrains or enjoins you from engaging in any conduct or practice: ¨ ☐ in connection with the purchase or sale of any security; ¨ ☐ involving the making of any false filing with the SEC; or ¨ ☐ arising out of the conduct of the business of an underwriter, broker, dealer, municipal securities dealer, investment adviser or paid solicitor of purchasers of securities? ¨ ☐Yes. If yes, please explain: ¨ ☐No.
Appears in 1 contract
