Common use of Certain Court Injunctions and Restraining Orders Clause in Contracts

Certain Court Injunctions and Restraining Orders. Are you subject to any order, judgment or decree of any court of competent jurisdiction that was entered within the past five (5) years and currently restrains or enjoins you from engaging in any conduct or practice: ☐ in connection with the purchase or sale of any security; ☐ involving the making of any false filing with the SEC; or ☐ arising out of the conduct of the business of an underwriter, broker, dealer, municipal securities dealer, investment adviser or paid solicitor of purchasers of securities? ☐ Yes. If yes, please explain: _____________________________________________________________________________________________ _____________________________________________________________________________________________ _____________________________________________________________________________________________ ☐ No.

Certain Court Injunctions and Restraining Orders. Are you subject to any order, judgment or decree of any court of competent jurisdiction that was entered within the past five (5) years and currently restrains or enjoins you from engaging in any conduct or practice: ☐ ● in connection with the purchase or sale of any security; ☐ ● involving the making of any false filing with the SEC; or ☐ ● arising out of the conduct of the business of an underwriter, broker, dealer, municipal securities dealer, investment adviser or paid solicitor of purchasers of securities? ☐ Yes. If yes, please explain: __________________________________________________________ __________________________________________________________________________________ _____________________________________________________________________________________________ _____________________________________________________________________________________________ ☐ No.

Certain Court Injunctions and Restraining Orders. Are you subject to any order, judgment or decree of any court of competent jurisdiction that was entered within the past five (5) years and currently restrains or enjoins you from engaging in any conduct or practice: ☐ in connection with the purchase or sale of any security; ☐ involving the making of any false filing with the SEC; or ☐ arising out of the conduct of the business of an underwriter, broker, dealer, municipal securities dealer, investment adviser or paid solicitor of purchasers of securities? ☐ Yes. If yes, please explain: _____________________________________________________________________________________________ _____________________________________________________________________________________________ _____________________________________________________________________________________________ ☐ No.

Certain Court Injunctions and Restraining Orders. Are you subject to any order, judgment or decree of any court of competent jurisdiction that was entered within the past five (5) years and currently restrains or enjoins you from engaging in any conduct or practice: ☐ ¨ in connection with the purchase or sale of any security; ☐ ¨ involving the making of any false filing with the SEC; or ☐ ¨ arising out of the conduct of the business of an underwriter, broker, dealer, municipal securities dealer, investment adviser or paid solicitor of purchasers of securities? ☐ ¨ Yes. If yes, please explain: _____________________________________________________________________________________________ _____________________________________________________________________________________________ _____________________________________________________________________________________________ ☐ No¨ Nx.

Certain Court Injunctions and Restraining Orders. Are you subject to any order, judgment or decree of any court of competent jurisdiction that was entered within the past five (5) years and currently restrains or enjoins you from engaging in any conduct or practice: ☐ in connection with the purchase or sale of any security; ☐ involving the making of any false filing with the SEC; or ☐ arising out of the conduct of the business of an underwriter, broker, dealer, municipal securities dealer, investment adviser or paid solicitor of purchasers of securities? ☐ ☐Yes. If yes, please explain: _____________________________________________________________________________________________ _____________________________________________________________________________________________ _____________________________________________________________________________________________ ☐ ☐No.