Certain Documents; Changes in Law. (a) Contemporaneous with the Effective Date, the Client shall deliver to Forum copies of the following documents: (i) the Client's Organic Documents; (ii) the offering documents, prospectuses, private placement memoranda, subscription agreements and/or other offering documents for the Funds and Classes thereof (collectively, the "Prospectus"); and (iii) each current plan of distribution or similar document adopted by the Client under Rule 12b-1 under the 1940 Act ("Plan") and each current shareholder service plan or similar document adopted by the Client ("Service Plan"). The Client shall also deliver to Forum: (x) a certified copy of the resolution of the Board of Trustees of the Client (the "Board") appointing Forum and authorizing the execution and delivery of this Agreement; (y) a copy of all proxy statements and related materials relating to the Funds; and (z) any other documents, materials or information that Forum shall reasonably request to enable it to perform its duties pursuant to this Agreement. (b) Client shall deliver to Forum as soon as is reasonably practical any and all amendments to the documents required to be delivered under Section 2.5(a). (c) In the event there is a change in Law related to or affecting the Services, Forum need not begin performing any new service(s), and need not perform any service(s) in a materially different or more burdensome manner, except upon written agreement by Forum and pursuant to mutually acceptable compensation agreements.
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Samples: Distribution Agreement (Bridgeway Fund Inc), Distribution Agreement (Bridgeway Fund Inc)
Certain Documents; Changes in Law. (a) Contemporaneous with As of the Effective Date, Foreside acknowledges that the Client shall deliver has delivered to Forum Foreside copies of the following documents: (i) the Client's Organic Documents; (ii) the offering documents, prospectuses, private placement memoranda, subscription agreements and/or other offering documents for the Funds and Classes thereof (collectively, the "Prospectus"); and (iii) each current plan of distribution or similar document adopted by the Client under Rule 12b-1 12b-l under the 1940 Act ("Plan") and each current shareholder service plan or similar document adopted by the Client ("Service Plan"). The Client shall also deliver to ForumForeside: (x) a certified copy of the resolution resolutions of the Board of Trustees Directors of the Client (the "Board") appointing Forum Foreside and authorizing the execution and delivery of this Agreement; (y) a copy of all proxy statements and related materials relating to the Funds; and (z) any other documents, materials or information that Forum Foreside shall reasonably request to enable it to perform its duties pursuant to this Agreement.
(b) Client shall deliver to Forum Foreside as soon as is reasonably practical any and all amendments to the documents required to be delivered under Section 2.5(a).
(c) In the event there is a change in Law related to or affecting the Services, Forum Foreside need not begin performing any new service(s), and need not perform any service(s) in a materially different or more burdensome manner, except upon written agreement by Forum Foreside and pursuant to mutually acceptable compensation agreements.
Appears in 2 contracts
Samples: Distribution Agreement (Bridgeway Funds Inc), Distribution Agreement (Bridgeway Funds Inc)
Certain Documents; Changes in Law. (a) Contemporaneous with As of the Effective Date, Foreside acknowledges that the Client shall deliver has delivered to Forum Foreside copies of the following documents: (i) the Client's ’s Organic Documents; (ii) the offering documents, prospectuses, private placement memoranda, subscription agreements and/or other offering documents for the Funds and Classes thereof (collectively, the "“Prospectus"”); and (iii) each current plan of distribution or similar document adopted by the Client under Rule 12b-1 under the 1940 Act ("“Plan"”) and each current shareholder service plan or similar document adopted by the Client ("“Service Plan"”). The Client shall also deliver to ForumForeside: (x) a certified copy of the resolution resolutions of the Board of Trustees Directors of the Client (the "“Board"”) appointing Forum Foreside and authorizing the execution and delivery of this Agreement; (y) a copy of all proxy statements and related materials relating to the Funds; and (z) any other documents, materials or information that Forum Foreside shall reasonably request to enable it to perform its duties pursuant to this Agreement.
(b) Client shall deliver to Forum Foreside as soon as is reasonably practical any and all amendments to the documents required to be delivered under Section 2.5(a).
(c) In the event there is a change in Law related to or affecting the Services, Forum Foreside need not begin performing any new service(s), and need not perform any service(s) in a materially different or more burdensome manner, except upon written agreement by Forum Foreside and pursuant to mutually acceptable compensation agreements.
Appears in 1 contract
Certain Documents; Changes in Law. (a) Contemporaneous with the Effective Date, the Client shall deliver to Forum Foreside copies of the following documents: (i) the Client's ’s Organic Documents; (ii) the offering documents, prospectuses, private placement memoranda, subscription agreements and/or other offering documents for the Funds and Classes thereof (collectively, the "“Prospectus"”); and (iii) each current plan of distribution or similar document adopted by the Client under Rule 12b-1 under the 1940 Act ("“Plan"”) and each current shareholder service plan or similar document adopted by the Client ("“Service Plan"”). The Client shall also deliver to ForumForeside: (x) a certified copy of the resolution of the Board of Trustees Directors of the Client (the "“Board"”) appointing Forum Foreside and authorizing the execution and delivery of this Agreement; (y) a copy of all proxy statements and related materials relating to the Funds; and (z) any other documents, materials or information that Forum Foreside shall reasonably request to enable it to perform its duties pursuant to this Agreement.
(b) Client shall deliver to Forum Foreside as soon as is reasonably practical any and all amendments to the documents required to be delivered under Section 2.5(a).
(c) In the event there is a change in Law related to or affecting the Services, Forum Foreside need not begin performing any new service(s), and need not perform any service(s) in a materially different or more burdensome manner, except upon written agreement by Forum Foreside and pursuant to mutually acceptable compensation agreements.
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