Common use of Certain Documents; Changes in Law Clause in Contracts

Certain Documents; Changes in Law. (a) Contemporaneous with the Effective Date, the Client shall deliver to Foreside copies of the following documents: (i) the Client’s Organic Documents; (ii) the current Prospectus for the Client and (iii) any relevant policies and procedures adopted by the Client pursuant to Rule 38a-1 of the 1940 Act that are applicable to the services provided by Foreside. The Client shall also deliver to Foreside: (x) a copy of the resolution of the Governing Body appointing Foreside and authorizing the execution and delivery of this Agreement; and (y) any other documents, materials or information that Foreside shall reasonably request to enable it to perform its duties pursuant to this Agreement. (b) Client shall deliver to Foreside as soon as is reasonably practical any and all amendments to the documents required to be delivered under Section 2.5(a). (c) In the event there is a change in Law related to or affecting the Services, Foreside shall begin performing new service(s) as soon as such change is effective or enforceable. If such new service(s) are materially different or more burdensome than the current level of service(s), the parties shall agree to mutually acceptable policies and procedures for such new service(s).

Appears in 1 contract

Samples: Distribution Agreement (Central Park Group Multi-Event Fund)

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Certain Documents; Changes in Law. (a) Contemporaneous with the Effective Date, the Client shall deliver to Foreside copies of the following documents: (i) the Client’s Organic Documents; (ii) the current Prospectus Prospectuses for the Funds and Classes thereof (each, a “Prospectus”); (iii) each current plan of distribution or similar document adopted by the Client under Rule 12b-1 under the 1940 Act (“Plan”) and each current shareholder service plan or similar document adopted by the Client (“Service Plan”) and (iiiiv) any relevant policies and procedures adopted by the Client pursuant to Rule 38a-1 of the 1940 Act that are applicable to the services provided by Foreside. The Client shall also deliver to Foreside: (x) a copy of the resolution of the Governing Body Board of Directors of the Client (the “Board”) appointing Foreside and authorizing the execution and delivery of this Agreement; and (y) any other documents, materials or information that Foreside shall reasonably request to enable it to perform its duties pursuant to this Agreement. (b) Client shall deliver to Foreside as soon as is reasonably practical any and all amendments to the documents required to be delivered under Section 2.5(a). (c) In the event there is a change in Law related to or affecting the Services, Foreside shall begin performing new service(s) as soon as such change is effective or enforceable. If such new service(s) are materially different or more burdensome than the current level of service(s), the parties shall agree to mutually acceptable policies and procedures for such new service(s).

Appears in 1 contract

Samples: Distribution Agreement (Wintergreen Fund, Inc.)

Certain Documents; Changes in Law. (a) Contemporaneous with the Effective Date, the Client shall deliver to Foreside copies of the following documents: (i) the Client’s 's Organic Documents; (ii) the current Prospectus Prospectuses for the Funds and Classes thereof (each, a "PROSPECTUS"); (iii) each current plan of distribution or similar document adopted by the Client under Rule 12b-1 under the 1940 Act ("PLAN") and each current shareholder service plan or similar document adopted by the Client ("SERVICE PLAN") and (iiiiv) any relevant policies and procedures adopted by the Client pursuant to Rule 38a-1 of the 1940 Act that are applicable to the services provided by Foreside. The Client shall also deliver to Foreside: (x) a copy of the resolution of the Governing Body Board of Directors of the Client (the "Board") appointing Foreside and authorizing the execution and delivery of this Agreement; and (y) any other documents, materials or information that Foreside shall reasonably request to enable it to perform its duties pursuant to this Agreement. (b) Client shall deliver to Foreside as soon as is reasonably practical any and all amendments to the documents required to be delivered under Section 2.5(a). (c) In the event there is a change in Law related to or affecting the Services, Foreside shall begin performing new service(s) as soon as such change is effective or enforceable. If such new service(s) are materially different or more burdensome than the current level of service(s), the parties shall agree to mutually acceptable policies and procedures for such new service(s).

Appears in 1 contract

Samples: Distribution Agreement (Wintergreen Fund, Inc.)

Certain Documents; Changes in Law. (a) Contemporaneous with the Effective Date, the Client shall deliver to Foreside copies of the following documents: (i) the Client’s 's Organic Documents; (ii) the current Prospectus Prospectuses for the Funds and Classes thereof (each, a "Prospectus"); (iii) each current plan of distribution or similar document adopted by the Client under Rule 12b-1 under the 1940 Act ("Plan") and each current shareholder service plan or similar document adopted by the Client ("Service Plan") and (iiiiv) any relevant policies and procedures adopted by the Client pursuant to Rule 38a-1 38a-l of the 1940 Act that are applicable to the services provided by Foreside. The Client shall also deliver to Foreside: (x) a copy of the resolution of the Governing Body Board of Trustees of the Client (the "Board") appointing Foreside and authorizing the execution and delivery of this Agreement; and (y) any other documents, materials or information that Foreside shall reasonably request to enable it to perform its duties pursuant to this Agreement. (b) Client shall deliver to Foreside as soon as is reasonably practical any and all amendments to the documents required to be delivered under Section 2.5(a). (c) In the event there is a change in Law related to or affecting the Services, Foreside shall begin performing new service(s) as soon as such change is effective or enforceable. If such new service(s) are materially different or more burdensome than the current level of service(s), the parties shall agree in writing to mutually acceptable policies and procedures for such new service(s).

Appears in 1 contract

Samples: Distribution Agreement (RMR Funds Series Trust)

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Certain Documents; Changes in Law. (a) Contemporaneous with the Effective Date, the Client shall deliver to Foreside copies of the following documents: (i) the Client’s Organic Documents; (ii) the current Prospectus for the Client Prospectus; and (iii) any relevant policies and procedures adopted by the Client pursuant to Rule 38a-1 of the 1940 Act that are applicable to the services provided by Foreside. The Client shall also deliver to Foreside: (x) a copy of the resolution of the Governing Body appointing Foreside and authorizing the execution and delivery of this Agreement; and (y) any other documents, materials or information that Foreside shall reasonably request to enable it to perform its duties pursuant to this Agreement. (b) Client shall deliver to Foreside as soon as is reasonably practical any and all amendments to the documents required to be delivered under Section 2.5(a). (c) In the event there is a change in Law related to or affecting the Services, Foreside shall begin performing new service(s) as soon as such change is effective or enforceable. If such new service(s) are materially different or more burdensome than the current level of service(s), the parties shall agree to mutually acceptable policies and procedures for such new service(s).

Appears in 1 contract

Samples: Distribution Agreement (CPG FrontPoint MultiStrat Fund)

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