Common use of Certain Offerings by Treasury Clause in Contracts

Certain Offerings by Treasury. An “underwritten” offering or other disposition shall include any distribution of such securities on behalf of Treasury by one or more broker-dealers, an “underwriting agreement” shall include any purchase agreement entered into by such broker-dealers, and any “registration statement” or “prospectus” shall include any offering document approved by the Company and used in connection with such distribution. In connection with that certain Securities Purchase Agreement, dated [ ], 2011 (the “Agreement”) by and between [COMPANY] (the “Company”) and the Secretary of the Treasury, the undersigned does hereby certify as follows: 1. I am a duly elected/appointed [ ] of the Company.

Appears in 8 contracts

Sources: Securities Purchase Agreement (Live Oak Bancshares, Inc.), Securities Purchase Agreement (Live Oak Bancshares, Inc.), Securities Purchase Agreement (Avenue Financial Holdings, Inc.)

Certain Offerings by Treasury. An “underwritten” offering or other disposition shall include any distribution of such securities on behalf of Treasury by one or more broker-broker- dealers, an “underwriting agreement” shall include any purchase agreement entered into by such broker-dealers, and any “registration statement” or “prospectus” shall include any offering document approved by the Company and used in connection with such distribution. In connection with that certain Securities Purchase Agreement, dated [ ], 2011 (the “Agreement”) by and between [COMPANY] (the “Company”) and the Secretary of the Treasury, the undersigned does hereby certify as follows: 1. I am a duly elected/appointed [ ] of the Company.

Appears in 4 contracts

Sources: Securities Purchase Agreement, Securities Purchase Agreement, Securities Purchase Agreement

Certain Offerings by Treasury. An “underwritten” offering or other disposition shall include any distribution of such securities on behalf of Treasury by one or more broker-dealers, an “underwriting agreement” shall include any purchase agreement entered into by such broker-dealers, and any “registration statement” or “prospectus” shall include any offering document approved by the Company and used in connection with such distribution. In connection with that certain Securities Purchase Agreement, dated [ [____________], 2011 (the “Agreement”) by and between [COMPANY] (the “Company”) and the Secretary of the Treasury, the undersigned does hereby certify as follows: 1. I am a duly elected/appointed [ [____________] of the Company.

Appears in 2 contracts

Sources: Securities Purchase Agreement (Heartland Financial Usa Inc), Securities Purchase Agreement (Central Bancorp Inc /Ma/)

Certain Offerings by Treasury. An “underwritten” offering or other disposition shall include any distribution of such securities on behalf of Treasury by one or more broker-dealers, an “underwriting agreement” shall include any purchase agreement entered into by such broker-dealers, and any “registration statement” or “prospectus” shall include any offering document approved by the Company and used in connection with such distribution. In connection with that certain Securities Purchase Agreement, dated [ [________], 2011 (the “Agreement”) by and between [COMPANY] Birmingham Bloomfield Bancshares, Inc. (the “Company”) and the Secretary of the Treasury, the undersigned does hereby certify as follows: 1. I am a duly elected/appointed [ [________] of the Company.

Appears in 1 contract

Sources: Securities Purchase Agreement (Birmingham Bloomfield Bancshares)

Certain Offerings by Treasury. An “underwritten” offering or other disposition shall include any distribution of such securities on behalf of Treasury by one or more broker-dealers, an “underwriting agreement” shall include any purchase agreement entered into by such broker-dealers, and any “registration statement” or “prospectus” shall include any offering document approved by the Company and used in connection with such distribution. In connection with that certain Securities Purchase Agreement, dated [ ], 2011 (the “Agreement”) by and between [COMPANY] (the “Company”) and the Secretary of the Treasury (“Treasury”), the undersigned does hereby certify as follows: 1. I am a duly elected/appointed [ ] of the Company.

Appears in 1 contract

Sources: Securities Purchase Agreement (Bank of Commerce Holdings)