Certain Registration Matters. Assuming the accuracy of the Investor’s representations and warranties set forth in Section 3.2(b)-(e), no registration under the Securities Act is required for the offer and sale of the Securities by the Company to the Investor under the Transaction Documents.
Appears in 7 contracts
Samples: Warrant Acquisition Agreement (Energy Focus, Inc/De), Securities Purchase Agreement (Axion Power International, Inc.), Securities Purchase Agreement (Thermoenergy Corp)
Certain Registration Matters. Assuming the accuracy of the Investor’s Investors’ representations and warranties set forth in Section 3.2(b)-(eSections 3.2(b)-(d), no registration under the Securities Act is required for the offer purchase and sale of the Securities by the Company Selling Stockholder Shares to the Investor under the Transaction DocumentsInvestors hereunder.
Appears in 4 contracts
Samples: Securities Purchase Agreement (Intra Asia Entertainment Corp), Securities Purchase Agreement (China Biologic Products, Inc.), Securities Purchase Agreement (Metretek Technologies Inc)
Certain Registration Matters. Assuming the accuracy of the Investor’s Investors’ representations and warranties set forth in Section 3.2(b)-(e)3, no registration under the Securities Act is required for the offer and sale of the Securities by the Company to the Investor Investors under the Transaction Documents.
Appears in 4 contracts
Samples: Securities Purchase Agreement (NightCulture, Inc.), Securities Purchase Agreement (Roomlinx Inc), Securities Purchase Agreement (Grill Concepts Inc)
Certain Registration Matters. Assuming the accuracy of the Investor’s Investors’ representations and warranties set forth in Section 3.2(b)-(e)3.2, no registration under the Securities Act is required for the offer and sale of the Securities Shares and Warrants by the Company to the Investor Investors under the Transaction Documents.
Appears in 3 contracts
Samples: Securities Purchase Agreement (Crdentia Corp), Securities Purchase Agreement (FatBoy Capital, L.P.), Securities Purchase Agreement (Crdentia Corp)
Certain Registration Matters. Assuming the accuracy of the each Investor’s representations and warranties set forth in Section 3.2(b)-(e), no registration under the Securities Act is required for the offer and sale of the Securities by the Company to the Investor Investors under the Transaction Documents.
Appears in 3 contracts
Samples: Note Purchase Agreement (Energy Focus, Inc/De), Securities Purchase Agreement (Energy Focus, Inc/De), Securities Purchase Agreement (Energy Focus, Inc/De)
Certain Registration Matters. Assuming the accuracy of the Investor’s Investors’ representations and warranties set forth in Section 3.2(b)-(e)3.2, no registration under the Securities Act is required for the offer and sale of the Securities Shares and Warrant Shares by the Company to the Investor Investors under the Transaction Documents. The Company is eligible to register the resale of its Common Stock for resale by the Investors under Form SB-2 promulgated under the Securities Act.
Appears in 2 contracts
Samples: Securities Purchase Agreement (Wwa Group Inc), Securities Purchase Agreement (Wwa Group Inc)
Certain Registration Matters. Assuming the accuracy of the Investor’s Investors’ representations and warranties set forth in Section 3.2(b)-(e3.2(b)-(d), no registration under the Securities Act is required for the offer and sale of the Securities Selling Stockholder Shares and Warrants by the Company Selling Stockholders to the Investor Investors under the Transaction Documents.
Appears in 2 contracts
Samples: Securities Purchase Agreement (Think Partnership Inc), Securities Purchase Agreement (Magnetar Capital Partners LP)
Certain Registration Matters. Assuming the accuracy of the Investor’s Investors’ representations and warranties set forth in Section 3.2(b)-(e3.2(b)-(d), no registration under the Securities Act is required for the offer and sale of the Securities Shares by the Company such Selling Stockholder to the Investor Investors under the Transaction Documents.
Appears in 2 contracts
Samples: Securities Purchase Agreement (Commerce Planet), Securities Purchase Agreement (Commerce Planet)
Certain Registration Matters. Assuming the accuracy of the Investor’s Purchasers’ representations and warranties set forth in Section 3.2(b)-(e), no registration under the Securities Act is required for the offer and sale of the Securities by the Company to the Investor Purchasers under the Transaction Documents.
Appears in 2 contracts
Samples: Securities Purchase Agreement (National Storm Management Inc.), Securities Purchase Agreement (National Storm Management Inc.)
Certain Registration Matters. Assuming the accuracy of the Investor’s Investors’ representations and warranties set forth in Section 3.2(b)-(e3.2(b)-(f), no registration under the Securities Act is required for the offer and sale of the Securities by the Company to the Investor Investors under the Transaction Documents.
Appears in 2 contracts
Samples: Securities Purchase Agreement (Zoo Entertainment, Inc), Securities Purchase Agreement (Zoo Entertainment, Inc)
Certain Registration Matters. Assuming the accuracy of the Investor’s representations and warranties set forth in Section 3.2(b)-(e), no registration under the Securities Act is required for the offer and sale of the Securities by the Company to the Investor under the Transaction DocumentsDocuments and the Asset Purchase Agreement.
Appears in 2 contracts
Samples: Warrant Acquisition Agreement (Energy Focus, Inc/De), Warrant Acquisition Agreement (Energy Focus, Inc/De)
Certain Registration Matters. Assuming the accuracy of the Investor’s Investors’ representations and warranties set forth in Section 3.2(b)-(e3.2(b)-(d), no registration under the Securities Act is required for the offer and sale of the Securities Selling Stockholder Shares and Warrants and the offer of Conversion Shares by the Company Selling Stockholders to the Investor Investors under the Transaction Documents.Transaction
Appears in 2 contracts
Samples: Securities Purchase Agreement (Magnetar Capital Partners LP), Securities Purchase Agreement (Think Partnership Inc)
Certain Registration Matters. Assuming the accuracy of the Investor’s Investors' representations and warranties set forth in Section 3.2(b)-(e), no registration under the Securities Act is required for the offer and sale of the Securities by the Company to the Investor Investors under the Transaction Documents. The Company has not granted or agreed to grant to any Person any rights (including "piggy back" registration rights) to have any securities of the Company registered with the Commission or any other governmental authority that have not been satisfied.
Appears in 1 contract
Samples: Securities Purchase Agreement (Generex Biotechnology Corp)
Certain Registration Matters. Assuming the accuracy of the Investor’s Investors' representations and warranties set forth in Section 3.2(b)-(e), no registration under the Securities Act is required for the offer and sale of the Securities Shares by the Company to the Investor Investors under the Transaction Documents. The Company has not granted or agreed to grant to any Person any rights (including "piggy-back" registration rights) to have any securities of the Company registered with the Commission or any other governmental authority.
Appears in 1 contract
Certain Registration Matters. Assuming the accuracy of the Investor’s representations and warranties set forth in Section 3.2(b)-(e), no registration under the Securities Act is required for the offer and sale of the Securities Shares by the Company to the Investor under the Transaction Documents.
Appears in 1 contract
Certain Registration Matters. Assuming the accuracy of the Investor’s Investors’ representations and warranties set forth in Section 3.2(b)-(e), no registration under the Securities Act is required for the offer and sale of the Securities Shares by the Company to the Investor Investors under the Transaction Documents.
Appears in 1 contract
Samples: Securities Purchase Agreement (China Natural Gas, Inc.)
Certain Registration Matters. Assuming the accuracy of the Investor’s Investors’ representations and warranties set forth in Section 3.2(b)-(e), no registration under the Securities Act is required for the offer and sale of the Securities Shares and Warrants and the offer of the Conversion Shares and the Warrant Shares by the Company to the Investor Investors under the Transaction Documents.
Appears in 1 contract
Samples: Securities Purchase Agreement (Crown Electrokinetics Corp.)
Certain Registration Matters. Assuming the accuracy of the Investor’s Investors’ representations and warranties set forth in Section 3.2(b)-(e3.3(b)-(e), no registration under the Securities Act is required for the offer and sale of the Securities Shares by the Company to the Investor Investors under the Transaction Documents.
Appears in 1 contract
Samples: Securities Purchase Agreement (Data443 Risk Mitigation, Inc.)
Certain Registration Matters. Assuming the accuracy of the Investor’s Investors’ representations and warranties set forth in Section 3.2(b)-(e), no registration under the Securities Act is required for the offer and sale of the Securities Shares by the Company to the Investor Investors under the Transaction Documents.
Appears in 1 contract
Certain Registration Matters. Assuming the accuracy of the Investor’s 's representations and warranties set forth in Section 3.2(b)-(e)4.2, no registration under the Securities Act is required for the offer and sale of the Securities by the Company to the Investor under the Transaction Documents.
Appears in 1 contract
Certain Registration Matters. Assuming the accuracy of the Investor’s Investors’ representations and warranties set forth in Section 3.2(b)-(e)Sections 3.3(b)-(d) and in the Investors’ Questionnaires, no registration under the Securities Act is required for the offer purchase and sale of the Securities by the Company Selling Stockholder Shares to the Investor under the Transaction DocumentsInvestors hereunder.
Appears in 1 contract
Samples: Securities Purchase Agreement (First Growth Investors Inc)
Certain Registration Matters. Assuming the accuracy of the Investor’s representations and warranties set forth in Section 3.2(b)-(e)3.2, no registration under the Securities Act is required for the offer and sale of the Securities by the Company to the Investor under the Transaction Documents.
Appears in 1 contract
Certain Registration Matters. Assuming the accuracy of the Investor’s Investors’ representations and warranties set forth in Section 3.2(b)-(e2.6(b)-(e), no registration under the Securities Act is required for the offer and sale of the Securities by the Company to the Investor Investors under the Transaction DocumentsDocuments and the Asset Purchase Agreement.
Appears in 1 contract
Samples: Warrant Acquisition Agreement (Energy Focus, Inc/De)
Certain Registration Matters. Assuming the accuracy of the Investor’s Investors’ representations and warranties set forth in Section 3.2(b)-(e3.2(b)-(d), no registration under the Securities Act is required for the offer purchase and sale of the Securities by the Company Selling Stockholder Shares to the Investor under the Transaction DocumentsInvestors hereunder.
Appears in 1 contract
Samples: Selling Stockholder and Securities Purchase Agreement (Xenonics Holdings, Inc.)
Certain Registration Matters. Assuming the accuracy of the Investor’s Investors’ representations and warranties set forth in Section 3.2(b)-(e), no registration under the Securities Act is required for the offer and sale of the Securities Shares and the offer of the Conversion Shares by the Company to the Investor Investors under the Transaction Documents.
Appears in 1 contract
Certain Registration Matters. Assuming the accuracy of the Investor’s Investors’ representations and warranties set forth in Section 3.2(b)-(e), no registration under the Securities Act is required for the offer and sale of the Securities by the Company to the Investor Investors under the Transaction Documents. Except as specified in the Disclosure Materials, the Company has not granted or agreed to grant to any Person any rights (including “piggy-back” registration rights) to have any securities of the Company registered with the Commission or any other governmental authority that have not been satisfied.
Appears in 1 contract
Certain Registration Matters. Assuming the ---------------------------- accuracy of the Investor’s Investors' representations and warranties set forth in Section Sections 3.2(b)-(e), no registration under the Securities Act is required for the offer and sale of the Securities by the Company to the Investor Investors under the Transaction Documents.the
Appears in 1 contract
Samples: Securities Purchase Agreement (Zoltek Companies Inc)
Certain Registration Matters. Assuming the accuracy of the Investor’s 's representations and warranties set forth in Section 3.2(b)-(e)4, no registration under the Securities Act is required for the offer and sale of the Securities Shares by the Company to the Investor under the Transaction Documentshereunder.
Appears in 1 contract
Certain Registration Matters. Assuming the accuracy of the Investor’s Investors’ representations and warranties set forth in Section Sections 3.2(b)-(e), no registration under the Securities Act is required for the offer and sale of the Securities Convertible Notes and Warrants by the Company to the Investor Investors under the Transaction Documents. The Company has not granted or agreed to grant to any Person any rights (including “piggy-back” registration rights) to have any securities of the Company registered with the Commission or any other governmental authority that have not been satisfied.
Appears in 1 contract
Certain Registration Matters. Assuming the accuracy of the Investor’s Investors’ representations and warranties set forth in Section 3.2(b)-(e)3.2, no registration under the Securities Act is required for the offer and sale of the Securities Shares by the Company to the Investor Investors under the Transaction Documentsthis Agreement.
Appears in 1 contract
Certain Registration Matters. Assuming the accuracy of the Investor’s Investors’ representations and warranties set forth in Section 3.2(b)-(e), no registration under the Securities Act is required for the offer and sale of the Securities Shares and Warrant Shares by the Company to the Investor Investors under the Transaction Documents. The Company has not granted or agreed to grant to any Person any rights (including "piggy-back" registration rights) to have any securities of the Company registered with the Commission or any other governmental authority that have not been satisfied.
Appears in 1 contract
Certain Registration Matters. Assuming the accuracy of the Investor’s representations and warranties set forth in Section 3.2(b)-(e)3.2, no registration under the Securities Act is required for the offer and sale of the Securities Units by the Company to the Investor under the Transaction Documentsthis Agreement.
Appears in 1 contract