Certain Representations and Warranties of DST. DST represents and warrants to the Fund that: A. It is a corporation duly organized and existing and in good standing under the laws of Delaware. B. It is duly qualified to carry on its business in the State of Missouri. C. It is empowered under applicable laws and by its Articles of Incorporation and Bylaws to enter into and perform the services contemplated in this Agreement. D. It is registered as a transfer agent to the extent required under the Securities Exchange Act of 1934 (the "1934 Act"). E. All requisite corporate proceedings have been taken to authorize it to enter into and perform this Agreement. F. It has and will continue to have and maintain the necessary facilities, equipment and personnel to perform its duties and obligations under this Agreement. G. It is in compliance with Securities and Exchange Commission ("SEC") regulations and is not subject to restrictions under Rule 17Ad. H. Copies of DST's Rule 17Ad-13 reports will be provided to the Fund annually as and to the extent required under Rule 17Ad-13 under the 1934 Act. I. Its fidelity bonding and minimum capital meet the transfer agency requirements of the New York Stock Exchange and the American Stock Exchange.
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Samples: Transfer Agency Agreement (Oak Associates Funds), Agency Agreement (First American Investment Funds Inc), Agency Agreement (First American Funds Inc)
Certain Representations and Warranties of DST. DST represents and warrants to the Fund that:
A. It is a corporation duly organized and existing and in good standing under the laws of Delaware.
B. It is duly qualified to carry on its business in the State of Missouri.
C. It is empowered under applicable laws and by its Articles of Incorporation and Bylaws to enter into and perform the services contemplated in this Agreement.
D. It is registered as a transfer agent to the extent required under the Securities Exchange Act of 1934 (the "" 1934 Act").
E. All requisite corporate proceedings have been taken to authorize it to enter into and perform this Agreement.
F. It has and will continue to have and maintain the necessary facilities, equipment and personnel to perform its duties and obligations under this Agreement.
G. It is in compliance with Securities and Exchange Commission ("SEC") regulations and is not subject to restrictions under Rule 17Ad.
H. Copies of DST's Rule 17Ad-13 reports will be provided to the Fund annually as and to the extent required under Rule 17Ad-13 under the 1934 Act.
I. Its fidelity bonding and minimum capital meet the transfer agency requirements of the New York Stock Exchange and the American Stock Exchange.
Appears in 1 contract
Certain Representations and Warranties of DST. DST represents and warrants to the Fund Trust that:
A. It is a corporation duly organized and existing and in good standing under the laws of Delaware.
B. It is duly qualified to carry on its business in the State of Missouri.
C. It is empowered under applicable laws and by its Articles of Incorporation and Bylaws to enter into and perform the services contemplated in this Agreement.
D. It is registered as a transfer agent to the extent required under the Securities Exchange Act of 1934 (the "1934 Act").
E. All requisite corporate proceedings have been taken to authorize it to enter into and perform this Agreement.
F. It has and will continue to have and maintain the necessary facilities, equipment and personnel to perform its duties and obligations under this Agreement.
G. It is in compliance with Securities and Exchange Commission ("SEC") regulations and is not subject to restrictions under Rule 17Ad17Ad-3, as amended, adopted under the 1934 Act.
H. Copies of DST's Rule 17Ad-13 reports will be provided to the Fund Trust annually as and to the extent required under Rule 17Ad-13 under the 1934 Act.
I. Its fidelity bonding and minimum capital meet the transfer agency requirements of the New York Stock Exchange and the American Stock Exchange.
Appears in 1 contract
Certain Representations and Warranties of DST. DST represents and warrants to the Fund that:
A. It is a corporation duly organized and existing and in good standing under the laws of Delaware.
B. It is duly qualified to carry on its business in the State of Missouri.
C. It is empowered under applicable laws and by its Articles of Incorporation and Bylaws to enter into and perform the services contemplated in this Agreement.
D. It is registered as a transfer agent to the extent required under the Securities Exchange Act of 1934 (the "1934 Act").
E. All requisite corporate proceedings have been taken to authorize it to enter into and perform this Agreement.
F. It has and will continue to have and maintain the necessary facilities, equipment and personnel to perform its duties and obligations under this Agreement.
G. It is in compliance with Securities and Exchange Commission ("SEC") regulations and is not subject to restrictions under Rule 17Adl7Ad.
H. Copies of DST's Rule 17Ad-13 l7Ad-l3 reports will be provided to the Fund annually as and to the extent required under Rule 17Ad-13 1 7Ad-13 under the 1934 Act.
I. Its fidelity bonding and minimum capital meet the transfer agency requirements of the New York Stock Exchange and the American Stock Exchange.
Appears in 1 contract