Common use of Certain Trading Activities Clause in Contracts

Certain Trading Activities. Such Investor has not directly or indirectly, nor has any Person acting on behalf of or pursuant to any understanding with such Investor, engaged in any transactions in the securities of the Company (including, without limitations, any Short Sales involving the Company’s securities) since the time that such Investor was first contacted by the Company or Xxxx Capital Partners, LLC regarding an investment in the Company. Such Investor covenants that neither it nor any Person acting on its behalf or pursuant to any understanding with it will engage in any transactions in the securities of the Company (including Short Sales) prior to the time that the transactions contemplated by this Agreement are publicly disclosed.

Appears in 4 contracts

Samples: Securities Purchase Agreement (China Public Security Technology, Inc.), Securities Purchase Agreement (Biosphere Medical Inc), Securities Purchase Agreement (I Many Inc)

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Certain Trading Activities. Such Investor has not directly or indirectly, nor has any Person acting on behalf of or pursuant to any understanding with such Investor, engaged in any transactions in the securities of the Company (including, without limitations, any Short Sales involving the Company’s securities) since the time that such Investor was first contacted by the Company or Xxxx Capital Partners, LLC regarding an the investment in the CompanyCompany contemplated by this Agreement. Such Investor covenants that neither it nor any Person acting on its behalf or pursuant to any understanding with it will engage in any transactions in the securities of the Company (including Short Sales) prior to the time that the transactions contemplated by this Agreement are publicly disclosed.

Appears in 4 contracts

Samples: Securities Purchase Agreement (Welund Fund Inc), Securities Purchase Agreement (Solar Power, Inc.), Securities Purchase Agreement (Solar Power, Inc.)

Certain Trading Activities. Such Investor has not directly or indirectly, nor has any Person acting on behalf of or pursuant to any understanding with such Investor, engaged in any transactions in the securities of the Company (including, without limitations, including any Short Sales involving the Company’s securities) since the time that such Investor was first contacted by the Company, any Placement Agent, or any other Person acting on behalf of the Company or Xxxx Capital Partners, LLC regarding an the investment in the CompanyCompany contemplated by this Agreement. Such Investor covenants that neither it nor any Person acting on its behalf or pursuant to any understanding with it will engage in any transactions in the securities of the Company (including Short Sales) prior to the time that the transactions contemplated by this Agreement are publicly disclosed.

Appears in 3 contracts

Samples: Securities Purchase Agreement (8888 Acquisition CORP), Securities Purchase Agreement (8888 Acquisition CORP), Securities Purchase Agreement (Fashion Tech International Inc)

Certain Trading Activities. Such Investor has not directly or indirectly, nor has any Person acting on behalf of or pursuant to any understanding with such Investor, engaged in any transactions in the securities of the Company (including, without limitations, any Short Sales involving the Company’s securities) since the time that such Investor was first contacted by the Company or Xxxx Capital Partners, LLC a Placement Agent regarding an investment in the Company. Such Investor covenants that neither it nor any Person acting on its behalf or pursuant to any understanding with it will engage in any transactions in the securities of the Company (including Short Sales) prior to the time that the transactions contemplated by this Agreement are publicly disclosed.

Appears in 2 contracts

Samples: Securities Purchase Agreement (Real Goods Solar, Inc.), Securities Purchase Agreement (Real Goods Solar, Inc.)

Certain Trading Activities. Such Investor has not directly or indirectly, nor has any Person acting on behalf of or pursuant to any understanding with such Investor, engaged in any transactions in the securities of the Company (including, without limitationslimitation, any Short Sales short sales involving the Company’s securities) since between the time that such Investor was first contacted by the Company or Xxxx Capital Partners, LLC regarding an investment in the CompanyCompany and the date of this Agreement. Such Investor covenants that neither it it, nor any Person person acting on its behalf or pursuant to any understanding with it it, will engage in any transactions in the securities of the Company (including Short Salesshort sales) (a) prior to the time that the transactions contemplated by this Agreement are publicly disclosed, or (b) in violation of any laws or any rules or regulations of the Commission.

Appears in 2 contracts

Samples: Securities Purchase Agreement (Virtus Oil & Gas Corp.), Securities Purchase Agreement (Virtus Oil & Gas Corp.)

Certain Trading Activities. Such Investor has not directly or indirectly, nor has any Person acting on behalf of or pursuant to any understanding with such Investor, engaged in any transactions in the securities of the Company (including, without limitations, any Short Sales involving the Company’s securities) since the time that such Investor was first contacted by the Company or Xxxx Capital Partners, LLC regarding an the investment in the CompanyCompany contemplated by this Agreement. Such Investor covenants that neither it nor any Person acting on its behalf or pursuant to any understanding with it will engage in any transactions in the securities of the Company (including Short Sales) prior to the earlier of the time that (i) the transactions contemplated by this Agreement are publicly discloseddisclosed or (ii) this Agreement is terminated pursuant to the terms hereof.

Appears in 1 contract

Samples: Securities Purchase Agreement (China 3C Group)

Certain Trading Activities. Such Investor has not directly or indirectly, nor has any Person acting on behalf of or pursuant to any understanding with such Investor, engaged in any transactions in the securities of the Company (including, without limitations, any Short Sales involving the Company’s securities) since the time that such Investor was first contacted by the Company or Xxxx Capital Partners, LLC the Placement Agent regarding an investment in the Companytransactions contemplated by this Agreement. Such Investor covenants that neither it nor any Person acting on its behalf or pursuant to any understanding with it will engage in any transactions in the securities of the Company (including Short Sales) prior to the time that the transactions contemplated by this Agreement are publicly discloseddisclosed on the Trading Day following the execution of this Agreement in accordance with Section 4.5.

Appears in 1 contract

Samples: Securities Purchase Agreement (Real Goods Solar, Inc.)

Certain Trading Activities. Such Investor has not directly or indirectly, nor has any Person acting on behalf of or pursuant to any understanding with such Investor, engaged in any transactions in the securities of the Company Issuer (including, without limitations, any Short Sales involving the CompanyIssuer’s securities) since the time that such Investor was first contacted by the Company Issuer or Xxxx Capital Partners, LLC regarding an investment in the CompanyIssuer. Such Investor covenants that neither it nor any Person acting on its behalf or pursuant to any understanding with it will engage in any transactions in the securities of the Company Issuer (including Short Sales) prior to the time that the transactions contemplated by this Agreement are publicly disclosed.

Appears in 1 contract

Samples: Subscription Agreement (Loudeye Corp)

Certain Trading Activities. Such The Investor has not directly or indirectly, nor has any Person acting on behalf of or pursuant to any understanding with such the Investor, engaged in any transactions in the securities of the Company (including, without limitations, any Short Sales involving the Company’s securities) since the time that such the Investor was first contacted by the Company or Xxxx Capital Partners, LLC a Placement Agent regarding an investment in the Company. Such The Investor covenants that neither it nor any Person acting on its behalf or pursuant to any understanding with it will engage in any transactions in the securities of the Company (including Short Sales) prior to the time that the transactions contemplated by this Agreement are publicly disclosed.

Appears in 1 contract

Samples: Securities Purchase Agreement (Ecotality, Inc.)

Certain Trading Activities. Such Investor has not directly or indirectly, nor has any Person acting on behalf of or pursuant to any understanding with such Investor, engaged in any transactions in the securities of the Company (including, without limitations, any Short Sales involving the Company’s securities) since the time that such Investor was first contacted by the Company or Xxxx Rxxx Capital Partners, LLC regarding an investment in the Company. Such Investor covenants that neither it nor any Person acting on its behalf or pursuant to any understanding with it will engage in any transactions in the securities of the Company (including Short Sales) prior to the time that the transactions contemplated by this Agreement are publicly disclosed.

Appears in 1 contract

Samples: Securities Purchase Agreement (Sinobiomed Inc)

Certain Trading Activities. Such Investor has not directly or indirectly, nor has any Person acting on behalf of or pursuant to any understanding with such Investor, engaged in any transactions in the securities of the Company (including, without limitations, any Short Sales involving the Company’s securities) since the time that such Investor was first contacted by the Company or Xxxx Capital Partners, LLC a Placement Agent regarding an the investment in the CompanyCompany contemplated by this Agreement. Such Investor covenants that neither it nor any Person acting on its behalf or pursuant to any understanding with it will engage in any transactions in the securities of the Company (including Short Sales) prior to the time that the transactions contemplated by this Agreement are publicly disclosed.

Appears in 1 contract

Samples: Securities Purchase Agreement (China Security & Surveillance Technology, Inc.)

Certain Trading Activities. Such Investor has not directly or indirectly, nor has any Person acting on behalf of or pursuant to any understanding with such Investor, engaged in any transactions in the securities of the Company (including, without limitations, any Short Sales involving the Company’s securities) since the time that such Investor was first contacted by the Company or Xxxx Capital Partners, LLC regarding an investment in the Company. Such Investor covenants that neither it nor any Person acting on its behalf or pursuant to any understanding with it will engage in any transactions in the securities of the Company (including Short Sales) prior to the time that the transactions contemplated by this Agreement are publicly disclosed. The Company acknowledges and agrees that no Investor makes or has made any representations or warranties with respect to the transactions contemplated hereby other than those specifically set forth in this Section 3.2.

Appears in 1 contract

Samples: Securities Purchase Agreement (Oxygen Biotherapeutics, Inc.)

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Certain Trading Activities. Such Investor has not directly or indirectly, nor has any Person acting on behalf of or pursuant to any understanding with such Investor, engaged in any transactions in the securities of the Company (including, without limitationslimitation, any Short Sales short sales involving the Company’s securities) since between the time that such Investor was first contacted by the Company or Xxxx Capital PartnersCompany, LLC regarding an investment in the CompanyCompany and the date of this Agreement. Such Investor covenants that neither it it, nor any Person person acting on its behalf or pursuant to any understanding with it it, will engage in any transactions in the securities of the Company (including Short Salesshort sales) (a) prior to the time that the transactions contemplated by this Agreement are publicly disclosed, or (b) in violation of any laws or any rules or regulations of the Commission.

Appears in 1 contract

Samples: Stock Purchase Agreement (Gulfslope Energy, Inc.)

Certain Trading Activities. Such Investor has not directly or indirectly, nor has any Person acting on behalf of or pursuant to any understanding with such Investor, engaged in any transactions in the securities of the Company (including, without limitations, including any Short Sales involving the Company’s securities) since the time that such Investor was first contacted by the Company or Xxxx Capital Partners, LLC regarding an the investment in the CompanyCompany contemplated by this Agreement. Such Investor covenants that neither it nor any Person acting on its behalf or pursuant to any understanding with it will engage in any transactions in the securities of the Company (including Short Sales) prior to the time that the transactions contemplated by this Agreement are publicly disclosed.

Appears in 1 contract

Samples: Securities Purchase Agreement (China Agritech Inc)

Certain Trading Activities. Such Investor has not directly or indirectly, nor has any Person acting on behalf of or pursuant to any understanding with such Investor, engaged in any transactions in the securities of the Company (including, without limitations, any Short Sales involving the Company’s securities) since the time that such Investor was first contacted by the Company or Company, Xxxx Capital Partners, LLC LLC, or any other Person regarding an investment in the Company. Such Investor covenants that neither it nor any Person acting on its behalf or pursuant to any understanding with it will engage in any transactions in the securities of the Company (including Short Sales) prior to the time that the transactions contemplated by this Agreement are publicly disclosed.

Appears in 1 contract

Samples: Securities Purchase Agreement (Sona Mobile Holdings Corp)

Certain Trading Activities. Such Investor has not not, in violation of the securities laws, directly or indirectly, nor has any Person acting on behalf of or pursuant to any understanding with such Investor, engaged in any transactions in the securities of the Company (including, without limitations, any Short Sales involving the Company’s securities) since the time that such Investor was first contacted by the Company or Xxxx Capital PartnersKxxxxxx Bros., LLC L.P. regarding an the investment in the CompanyCompany contemplated by the Transaction Documents. Such Investor covenants that neither it nor any Person acting on its behalf or pursuant to any understanding with it will engage in any transactions in the securities of the Company (including Short Sales) prior to the time that the transactions contemplated by this Agreement are publicly discloseddisclosed pursuant to Section 4.1(c).

Appears in 1 contract

Samples: Securities Purchase Agreement (Innuity, Inc. /Ut/)

Certain Trading Activities. Such Investor has not directly or indirectly, nor has any Person acting on behalf of or pursuant to any understanding with such Investor, engaged in any transactions in the securities of the Company (including, without limitations, any Short Sales involving the Company’s securities) since the time that such Investor was first contacted by discussed with the Company or Xxxx Capital Partners, LLC regarding an investment in the CompanyCommon Stock of the Company contemplated by this Agreement. Such Investor covenants that neither it nor any Person acting on its behalf or pursuant to any understanding with it will engage in any transactions in the securities of the Company (including Short Sales) prior to the time that the transactions contemplated by this Agreement are publicly disclosed. The Company acknowledges and agrees that no Investor makes or has made any representations or warranties with respect to the transactions contemplated hereby other than those specifically set forth in this Section 3.2.

Appears in 1 contract

Samples: Securities Purchase Agreement (inContact, Inc.)

Certain Trading Activities. Such Investor has not directly or indirectly, nor has any Person acting on behalf of or pursuant to any understanding with such Investor, engaged in any transactions in the securities of the Company (including, without limitations, any Short Sales involving the Company’s securities) since the time that such Investor was first contacted by the Company or Xxxx Rxxx Capital Partners, LLC regarding an this investment in the Company. Such Investor covenants that neither it nor any Person acting on its behalf or pursuant to any understanding with it will engage in any transactions in the securities of the Company (including Short Sales) prior to the time that the transactions contemplated by this Agreement are publicly discloseddisclosed or if doing so would be a violation of applicable securities laws.

Appears in 1 contract

Samples: Securities Purchase Agreement (Emerge Interactive Inc)

Certain Trading Activities. Such Investor has not directly or indirectly, nor has any Person acting on behalf of or pursuant to any understanding with such Investor, engaged in any transactions in the securities of the Company (including, without limitations, any Short Sales involving the Company’s securities) since the time that such Investor was first contacted by the Company or Xxxx Rxxx Capital Partners, LLC regarding an the investment in the CompanyCompany contemplated by this Agreement. Such Investor covenants that neither it nor any Person acting on its behalf or pursuant to any understanding with it will engage in any transactions in the securities of the Company (including Short Sales) prior to the time that the transactions contemplated by this Agreement are publicly disclosed.

Appears in 1 contract

Samples: Securities Purchase Agreement (Metretek Technologies Inc)

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