Common use of Certain Trading Activities Clause in Contracts

Certain Trading Activities. The Buyer has not directly or indirectly, nor has any Person acting on behalf of or pursuant to any understanding with the Buyer, engaged in any transactions in the securities of the Company (including, without limitation, any Short Sales (as defined below) involving the Company's securities) during the period commencing as of the time that the Buyer first contacted the Company or the Company's agents regarding the specific investment in the Company contemplated by this Agreement and ending immediately prior to the execution of this Agreement by such Buyer.

Appears in 7 contracts

Samples: Securities Purchase Agreement (EShallGo Inc.), Securities Purchase Agreement (Canoo Inc.), Securities Purchase Agreement (Cardio Diagnostics Holdings, Inc.)

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Certain Trading Activities. The Buyer has not directly or indirectly, nor has any Person acting on behalf of or pursuant to any understanding with the Buyer, engaged in any transactions in the securities of the Company (including, without limitation, any Short Sales (as defined below) involving the Company's ’s securities) during the period commencing as of the time that the Buyer first contacted the Company or the Company's ’s agents regarding the specific investment in the Company contemplated by this Agreement and ending immediately prior to the execution of this Agreement by such Buyer.

Appears in 6 contracts

Samples: Securities Purchase Agreement (Beneficient), Securities Purchase Agreement (Kidpik Corp.), Securities Purchase Agreement (Niocorp Developments LTD)

Certain Trading Activities. The Such Buyer has not not, directly or indirectly, nor has any Person person acting on behalf of or pursuant to any understanding with the such Buyer, engaged in any transactions in the securities of the Company (including, without limitation, any Short Sales (as defined below) involving the Company's ’s securities) during the period commencing as of the time that the such Buyer first contacted the Company or the Company's ’s agents regarding the specific investment in the Company contemplated by this Agreement and ending immediately prior to the execution of this Agreement by such Buyer.

Appears in 3 contracts

Samples: Securities Purchase Agreement (Near Intelligence, Inc.), Securities Purchase Agreement (Near Intelligence, Inc.), Securities Purchase Agreement (Near Intelligence, Inc.)

Certain Trading Activities. The Such Buyer has not directly or indirectly, nor has any Person acting on behalf of or pursuant to any understanding with the such Buyer, engaged in any transactions in the securities of the Company (Company, including, without limitation, any Short Sales (as defined below) short sales or “derivative” transactions involving the Company's ’s securities) , or any other action designed to cause or to result in the manipulation of the price of any security of the Company during the period commencing as of the time that the Buyer first contacted the Company or the Company's agents regarding the specific investment in the Company contemplated by this Agreement July 22, 2017 and ending immediately prior to on the execution of this Agreement by such Buyerdate hereof or on the Closing Date, as applicable.

Appears in 1 contract

Samples: Securities Purchase Agreement (Altimmune, Inc.)

Certain Trading Activities. The Buyer has not directly or indirectly, nor has any Person acting on behalf of or pursuant to any understanding with the Buyer, engaged in any transactions in the securities of the Company (including, without limitation, any Short Sales (as defined below) involving the Company's ’s securities) during the period commencing as of the time that the Buyer first contacted the Company or the Company's ’s agents regarding the specific investment in the Company contemplated by this Agreement and ending immediately prior to the execution of this Agreement by such Buyer.

Appears in 1 contract

Samples: Securities Purchase Agreement (Taronis Technologies, Inc.)

Certain Trading Activities. The Buyer has not directly or indirectly, nor has any Person acting on behalf of or pursuant to any understanding with the Buyer, engaged in any transactions in the securities of the Company (including, without limitation, any Short Sales (as defined below) involving the Company's ’s securities) during the period commencing as of the time that the Buyer first contacted the Company or the Company's ’s agents regarding the specific investment in the Company contemplated by this Agreement and ending immediately prior to the execution of this Agreement by such the Buyer.

Appears in 1 contract

Samples: Securities Purchase Agreement (Scilex Holding Co)

Certain Trading Activities. The Buyer has not directly or indirectly, nor has any Person acting on behalf of or pursuant to any understanding with the Buyer, engaged in any transactions in the securities of the Company (including, without limitation, any Short Sales (as defined below) involving the Company's securities) during the period commencing as of the time that the Buyer first contacted the Company or the Company's agents regarding the specific investment in the Company contemplated by this Agreement and ending immediately prior to the execution of this Agreement by such Buyer.regarding

Appears in 1 contract

Samples: Securities Purchase Agreement (Top Ships Inc.)

Certain Trading Activities. The Buyer has not directly or indirectly, nor has any Person acting on behalf of or pursuant to any understanding with the Buyer, including its affiliates, engaged in any transactions in the securities of the Company (Company, including, without limitation, any Short Sales (as defined below) short sales, open short positions or “derivative” transactions involving the Company's ’s securities) during , or any other action designed to cause or to result in the period commencing as manipulation of the time that the Buyer first contacted the Company or price of any security of the Company's agents regarding the specific investment in the Company contemplated by this Agreement and ending immediately prior to the execution of this Agreement by such Buyer.

Appears in 1 contract

Samples: Securities Purchase Agreement (Cleanspark, Inc.)

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Certain Trading Activities. The Such Buyer has not directly or indirectly, nor has any Person acting on behalf of or pursuant to any understanding with the such Buyer, engaged in any transactions in the securities of the Company (including, including without limitation, any Short Sales (as defined below) involving the Company's ’s securities) during the period commencing as of since the time that the such Buyer first contacted and the Company or the Company's agents regarding the specific investment in the Company contemplated by this Agreement and ending immediately prior to the execution of this Agreement by such Buyer.first

Appears in 1 contract

Samples: Securities Purchase Agreement (Pokertek Inc)

Certain Trading Activities. The Buyer has not directly or indirectly, nor has any Person acting on behalf of or pursuant to any understanding with the Buyer, engaged in any transactions in the securities of the Company (including, without limitation, any Short Sales (as defined below) involving the Company's securities) during the period commencing as of the time that the Buyer first contacted the Company or the Company's agents regarding the specific investment in the Company contemplated by this Agreement and ending immediately prior to the execution of this Agreement by such Buyer.ending

Appears in 1 contract

Samples: Securities Purchase Agreement (Us Nuclear Corp.)

Certain Trading Activities. The Buyer has not directly or indirectly, nor has any Person acting on behalf of or pursuant to any understanding with the Buyer, engaged in any transactions in the securities of the Company (including, without limitation, any Short Sales (as defined belowabove) involving the Company's ’s securities) during the period commencing as of the time that the Buyer first contacted the Company or the Company's ’s agents regarding the specific investment in the Company contemplated by this Agreement and ending immediately prior to the execution of this Agreement by such the Buyer.

Appears in 1 contract

Samples: Securities Purchase Agreement (VinFast Auto Ltd.)

Certain Trading Activities. The Buyer has not directly or indirectly, nor has any Person acting on behalf of or pursuant to any understanding with the Buyer, engaged in any transactions in the securities of the Company (including, without limitation, any Short Sales (as defined below) involving the Company's securities) during the period commencing as of the time that the Buyer first contacted the Company or the Company's agents regarding the specific investment in the Company contemplated by this Agreement and ending immediately prior to the execution of this Agreement by such the Buyer.

Appears in 1 contract

Samples: Securities Purchase Agreement (Sono Group N.V.)

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