CERTIFICATE AND SECURITY ISSUANCE FUNCTIONS. Process all routine transfers · Post all debit and credit certificate transactions · Issue Stock Certificates · Create book entry Direct Registration System (“DRS”) positions · Participate in the DRS profile system, allowing broker “sweeps” of registered positions · Interface electronically with DTC/CEDE & CO. · Mail newly-issued certificates/DRS advices to Shareholders · Replace lost or stolen Stock Certificates upon Shareholder request · Issue and register all Stock Certificates · Issue shares upon exercise of stock options. · Process legal transfers and transactions requiring special handling · Provide, upon request, access to daily reports of processed transfers
Appears in 2 contracts
Samples: Agency and Registrar Services Agreement (Vertical Capital Income Fund), Agency and Registrar Services Agreement (Runway Growth Credit Fund Inc.)
CERTIFICATE AND SECURITY ISSUANCE FUNCTIONS. Process all routine transfers · • Post all debit and credit certificate transactions · • Issue Stock Certificates · stock certificates • Create book entry Direct Registration System (“DRS”) positions · • Participate in the DRS profile system, allowing broker “sweeps” of registered positions · • Interface electronically with DTC/CEDE & CO. · • Mail newly-issued certificates/DRS advices to Shareholders · shareholders • Replace lost or stolen Stock Certificates stock certificates upon Shareholder shareholder request · • Issue and register all Stock Certificates · stock certificates • Issue shares upon exercise of stock options. · • Process legal transfers and transactions requiring special handling · • Provide, upon request, access to daily reports of processed transfers
Appears in 1 contract
Samples: Master Services Agreement (Herzfeld Caribbean Basin Fund Inc)
CERTIFICATE AND SECURITY ISSUANCE FUNCTIONS. Process all routine transfers · • Post all debit and credit certificate transactions · • Issue Stock Certificates · • Create book entry Direct Registration System (“DRS”) positions · • Participate in the DRS profile system, allowing broker “sweeps” of registered positions · • Interface electronically with DTC/CEDE & CO. · • Mail newly-issued certificates/DRS advices to Shareholders · • Replace lost or stolen Stock Certificates upon Shareholder request · • Issue and register all Stock Certificates · • Issue shares upon exercise of stock options. · • Process legal transfers and transactions requiring special handling · • Provide, upon request, access to daily reports of processed transfers
Appears in 1 contract
Samples: Registrar Services Agreement (Guinness Atkinson Funds)
CERTIFICATE AND SECURITY ISSUANCE FUNCTIONS. Process all routine transfers · Post all debit and credit certificate transactions · Issue Stock Certificates · Issue shares upon exercise of stock options · Create book entry Direct Registration System (“DRS”) positions · Participate in the DRS profile system, allowing broker “sweeps” of registered positions · Interface electronically with DTC/CEDE & CO. · Mail newly-issued certificates/DRS advices to Shareholders · Replace lost or stolen Stock Certificates upon Shareholder request · Issue and register all Stock Certificates · Issue shares upon exercise of stock options. · Process legal transfers and transactions requiring special handling · Provide, upon request, access to daily reports of processed transfers
Appears in 1 contract
Samples: Transfer Agency and Registrar Services Agreement (Palmer Square Capital BDC Inc.)
