Certificates and Statements by the Acquired Fund. (a) The Acquired Fund shall have furnished a statement of assets, liabilities and capital, together with a schedule of investments with their respective dates of acquisition and tax costs, certified on its behalf by its President (or any Vice President) and its Treasurer, and a certificate executed by both such officers, dated the Effective Date, certifying that there has been no material adverse change in its financial position since December 31, 201[5], other than changes in its portfolio securities since that date or changes in the market value of its portfolio securities.
Appears in 2 contracts
Samples: Form of Agreement and Plan of Merger (Legg Mason Funds Trust), Agreement and Plan of Merger (LMP Real Estate Income Fund Inc.)
Certificates and Statements by the Acquired Fund. (a) The Acquired Fund shall have furnished a statement of assets, liabilities and capital, together with a schedule of investments with their respective dates of acquisition and tax costs, certified on its behalf by its President (or any Vice President) and its Treasurer, and a certificate executed by both such officers, dated the Effective Date, certifying that there has been no material adverse change in its financial position since December March 31, 201[5]2008, other than changes in its portfolio securities since that date or changes in the market value of its portfolio securities.
Appears in 1 contract
Samples: Zif Agreement and Plan of Merger (Western Asset Zenix Income Fund Inc.)
Certificates and Statements by the Acquired Fund. (a) The Acquired Fund shall have furnished a statement of assets, liabilities and capital, together with a schedule of investments with their respective dates of acquisition and tax costs, certified on its behalf by its President (or any Vice President) and its Treasurer, and a certificate executed by both such officers, dated the Effective Date, certifying that there has been no material adverse change in its financial position since December 31February 29, 201[5]2016, other than changes in its portfolio securities since that date or changes in the market value of its portfolio securities.
Appears in 1 contract
Samples: Agreement and Plan of Merger (Western Asset High Income Opportunity Fund Inc.)
Certificates and Statements by the Acquired Fund. (a) The Acquired Fund shall have furnished a statement of assets, liabilities and capital, together with a schedule of investments with their respective dates of acquisition and tax costs, certified on its behalf by its President (or any Vice President) and its Treasurer, and a certificate executed by both such officers, dated the Effective Date, certifying that there has been no material adverse change in its financial position since December 31November 30, 201[5]2013, other than changes in its portfolio securities since that date or changes in the market value of its portfolio securities.
Appears in 1 contract
Samples: Form of Agreement and Plan of Merger (Tortoise Energy Infrastructure Corp)
