CERTIFICATIONS; DISCLOSURE CONTROLS AND PROCEDURES. The Sub-Advisor acknowledges that, in compliance with the Xxxxxxxx-Xxxxx Act, and the implementing regulations promulgated thereunder, the Fund is required to make certain certifications and has adopted disclosure controls and procedures. To the extent reasonably requested by the Advisor, the Sub-Advisor agrees to use its best efforts to assist the Advisor and the Fund in complying with the Xxxxxxxx-Xxxxx Act and implementing the Fund’s disclosure controls and procedures. The Sub-Advisor agrees to inform the Fund of any material development related to the Allocated Portion that the Sub-Advisor reasonably believes is relevant to the Fund’s certification obligations under the Xxxxxxxx-Xxxxx Act.
Appears in 46 contracts
Samples: Investment Sub Advisory Agreement (Litman Gregory Funds Trust), Investment Sub Advisory Agreement (Litman Gregory Funds Trust), Investment Sub Advisory Agreement (Litman Gregory Funds Trust)
CERTIFICATIONS; DISCLOSURE CONTROLS AND PROCEDURES. The Sub-Advisor acknowledges that, in compliance with the XxxxxxxxSxxxxxxx-Xxxxx Act, and the implementing regulations promulgated thereunder, the Fund is required to make certain certifications and has adopted disclosure controls and procedures. To the extent reasonably requested by the Advisor, the Sub-Advisor agrees to use its best efforts to assist the Advisor and the Fund in complying with the XxxxxxxxSxxxxxxx-Xxxxx Act and implementing the Fund’s disclosure controls and procedures. The Sub-Advisor agrees to inform the Fund of any material development related to the Allocated Portion that the Sub-Advisor reasonably believes is relevant to the Fund’s certification obligations under the XxxxxxxxSxxxxxxx-Xxxxx Act.
Appears in 13 contracts
Samples: Investment Sub Advisory Agreement (Litman Gregory Funds Trust), Investment Sub Advisory Agreement (Litman Gregory Funds Trust), Investment Sub Advisory Agreement (Litman Gregory Funds Trust)
CERTIFICATIONS; DISCLOSURE CONTROLS AND PROCEDURES. The Sub-Advisor acknowledges that, in compliance with the Xxxxxxxx-Xxxxx Act, and the implementing regulations promulgated thereunder, the Fund is required to make certain certifications and has adopted disclosure controls and procedures. To the extent reasonably requested by the Advisor, the Sub-Advisor agrees to use its best efforts to assist the Advisor and the Fund in complying with the Xxxxxxxx-Xxxxx Act and implementing the Fund’s disclosure controls and procedures. The Sub-Advisor agrees to inform the Fund of any material development related to the Allocated Portion Fund that the Sub-Advisor reasonably believes is relevant to the Fund’s certification obligations under the Xxxxxxxx-Xxxxx Act.
Appears in 10 contracts
Samples: Investment Sub Advisory Agreement (Litman Gregory Funds Trust), Investment Sub Advisory Agreement (Litman Gregory Funds Trust), Investment Sub Advisory Agreement (Litman Gregory Funds Trust)
CERTIFICATIONS; DISCLOSURE CONTROLS AND PROCEDURES. The Sub-Advisor acknowledges that, in compliance with the Xxxxxxxx-Xxxxx Act, and the implementing regulations promulgated thereunder, the Fund is required to make certain certifications and has adopted disclosure controls and procedures. To the extent reasonably requested by the Advisor, the Sub-Advisor agrees to use its best efforts to assist the Advisor and the Fund in complying with the Xxxxxxxx-Xxxxx Act and implementing the Fund’s disclosure controls and procedures. The Sub-Advisor agrees to inform the Fund of any material development related to the Allocated Portion that the Sub-Advisor reasonably believes is relevant to the Fund’s certification obligations (as identified in writing to Sub-Advisor) under the Xxxxxxxx-Xxxxx Act.
Appears in 4 contracts
Samples: Investment Sub Advisory Agreement (Litman Gregory Funds Trust), Investment Sub Advisory Agreement (Litman Gregory Funds Trust), Investment Sub Advisory Agreement (Masters Select Funds Trust)
CERTIFICATIONS; DISCLOSURE CONTROLS AND PROCEDURES. The Sub-Advisor Adviser acknowledges that, in compliance with the XxxxxxxxSxxxxxxx-Xxxxx Act of 2002 (the “Sxxxxxxx-Xxxxx Act”), and the implementing regulations promulgated thereunder, the Fund is required to make certain certifications and has have adopted disclosure controls and procedures. To the extent reasonably requested by the AdvisorFund, the Sub-Advisor Adviser agrees to use its best efforts to assist the Advisor and the Fund in complying with the XxxxxxxxSxxxxxxx-Xxxxx Act and implementing the Fund’s disclosure controls and procedures. The Sub-Advisor Adviser agrees to inform the Fund of any material development related to the Allocated Portion Fund that the Sub-Advisor Adviser reasonably believes is relevant to the Fund’s certification obligations under the XxxxxxxxSxxxxxxx-Xxxxx Act.
Appears in 4 contracts
Samples: Investment Sub Advisory Agreement (AFA Multi-Manager Credit Fund), Investment Sub Advisory Agreement (AFA Multi-Manager Credit Fund), Investment Sub Advisory Agreement (Cliffwater Corporate Lending Fund)
CERTIFICATIONS; DISCLOSURE CONTROLS AND PROCEDURES. The Sub-Advisor acknowledges that, in compliance with the Xxxxxxxx-Xxxxx Act, and the implementing regulations promulgated thereunder, the Fund is required to make certain certifications and has adopted disclosure controls and procedures. To the extent reasonably requested by the Advisor, the Sub-Advisor agrees to use its best efforts to assist the Advisor and the Fund in complying with the Xxxxxxxx-Xxxxx Act and implementing the Fund’s disclosure controls and procedures. The Sub-Advisor agrees to inform the Fund of any material development related to the Allocated Portion that the Advisor notifies the Sub-Advisor reasonably believes is relevant to the Fund’s certification obligations under the Xxxxxxxx-Xxxxx Act.
Appears in 3 contracts
Samples: Investment Sub Advisory Agreement (Litman Gregory Funds Trust), Investment Sub Advisory Agreement (Litman Gregory Funds Trust), Investment Sub Advisory Agreement (Litman Gregory Funds Trust)
CERTIFICATIONS; DISCLOSURE CONTROLS AND PROCEDURES. The Sub-Advisor acknowledges that, in compliance with the Xxxxxxxx-Xxxxx Act, and the implementing regulations promulgated thereunder, the Fund is required to make certain certifications and has adopted disclosure controls and procedures. To the extent reasonably requested by the Advisor, the Sub-Advisor agrees to use its best efforts to assist the Advisor and the Fund in complying with the Xxxxxxxx-Xxxxx Act and implementing the Fund’s disclosure controls and procedures. The Sub-Advisor agrees to inform the Fund of any material development related to the Allocated Portion Fund that the Advisor notifies the Sub-Advisor reasonably believes is relevant to the Fund’s certification obligations under the Xxxxxxxx-Xxxxx Act.
Appears in 2 contracts
Samples: Investment Sub Advisory Agreement (Litman Gregory Funds Trust), Investment Sub Advisory Agreement (Litman Gregory Funds Trust)
CERTIFICATIONS; DISCLOSURE CONTROLS AND PROCEDURES. The Sub-Advisor acknowledges that, in compliance with the Xxxxxxxx-Xxxxx Act, and the implementing regulations promulgated thereunder, the Fund is required to make certain certifications and has adopted disclosure controls and procedures. To the extent reasonably requested by the Advisor, the Sub-Advisor agrees to use its best efforts to assist the Advisor and the Fund in complying with the Xxxxxxxx-Xxxxx Act and implementing the Fund’s disclosure controls and procedures. The Sub-Advisor agrees to inform the Fund of any material development related to the Allocated Portion that the Sub-Advisor reasonably believes is materially relevant to the Fund’s certification obligations under the Xxxxxxxx-Xxxxx Act.
Appears in 2 contracts
Samples: Investment Sub Advisory Agreement (Litman Gregory Funds Trust), Sub Advisory Agreement (Litman Gregory Funds Trust)
CERTIFICATIONS; DISCLOSURE CONTROLS AND PROCEDURES. The Sub-Advisor Adviser acknowledges that, in compliance with the XxxxxxxxSxxxxxxx-Xxxxx Act of 2002 (the “Sxxxxxxx-Xxxxx Act”), and the implementing regulations promulgated thereunder, the Fund is required to make certain certifications and has have adopted disclosure controls and procedures. To the extent reasonably requested by the AdvisorFund, the Sub-Advisor Adviser agrees to use its best commercially reasonable efforts to assist the Advisor and the Fund in complying with the XxxxxxxxSxxxxxxx-Xxxxx Act and implementing the Fund’s disclosure controls and procedures. The Sub-Advisor Adviser agrees to inform the Fund of any material development related to the Allocated Portion Fund that the Sub-Advisor Adviser reasonably believes is relevant to the Fund’s certification obligations under the XxxxxxxxSxxxxxxx-Xxxxx Act.
Appears in 2 contracts
Samples: Investment Sub Advisory Agreement (Cliffwater Corporate Lending Fund), Investment Sub Advisory Agreement (Cliffwater Corporate Lending Fund)
CERTIFICATIONS; DISCLOSURE CONTROLS AND PROCEDURES. The Sub-Advisor acknowledges that, in compliance with the Xxxxxxxx-Xxxxx Act, and the implementing regulations promulgated thereunder, the Fund is required to make certain certifications and has adopted disclosure controls and procedures. To the extent reasonably requested by the Advisor, the Sub-Advisor agrees to use its best all reasonable commercial efforts to assist the Advisor and the Fund in complying with the Xxxxxxxx-Xxxxx Act and implementing the Fund’s disclosure controls and procedures. The Sub-Advisor agrees to inform the Fund of any material development related to the Allocated Portion that the Sub-Advisor reasonably believes is relevant to the Fund’s certification obligations under the Xxxxxxxx-Xxxxx Act.
Appears in 1 contract
Samples: Investment Sub Advisory Agreement (Masters Select Funds Trust)
CERTIFICATIONS; DISCLOSURE CONTROLS AND PROCEDURES. The Sub-Advisor Adviser acknowledges that, in compliance with the XxxxxxxxSxxxxxxx-Xxxxx Act of 2002 (the “Sxxxxxxx-Xxxxx Act”), and the implementing regulations promulgated thereunder, the Fund is required to make certain certifications and has have adopted disclosure controls and procedures. To the extent reasonably requested by the AdvisorFund, the Sub-Advisor Adviser agrees to use its reasonable best efforts to assist the Advisor and the Fund in complying with the XxxxxxxxSxxxxxxx-Xxxxx Act and implementing the Fund’s disclosure controls and procedures. The Sub-Advisor Adviser agrees to inform the Fund of any material development related to the Allocated Portion Fund that the Sub-Advisor Adviser reasonably believes is relevant to the Fund’s certification obligations under the XxxxxxxxSxxxxxxx-Xxxxx Act.
Appears in 1 contract
Samples: Investment Sub Advisory Agreement (Cliffwater Corporate Lending Fund)
CERTIFICATIONS; DISCLOSURE CONTROLS AND PROCEDURES. The Sub-Advisor Adviser acknowledges that, in compliance with the XxxxxxxxSxxxxxxx-Xxxxx Act of 2002 (the “Sxxxxxxx-Xxxxx Act”), and the implementing regulations promulgated thereunder, the Fund is required to make certain certifications and has have adopted disclosure controls and procedures. To the extent reasonably requested by the AdvisorFund, the Sub-Advisor Adviser agrees to use its best commercially reasonable efforts to assist the Advisor and the Fund in complying with the XxxxxxxxSxxxxxxx-Xxxxx Act and implementing the Fund’s disclosure controls and procedures. The Sub-Advisor Adviser agrees to inform the Fund of any material development related to the Allocated Portion Fund that the Sub-Advisor Adviser reasonably believes is relevant to the Fund’s certification obligations under the XxxxxxxxSxxxxxxx-Xxxxx Act.
Appears in 1 contract
Samples: Investment Sub Advisory Agreement (Cliffwater Corporate Lending Fund)
CERTIFICATIONS; DISCLOSURE CONTROLS AND PROCEDURES. The Sub-Advisor acknowledges that, in compliance with the Xxxxxxxx-Xxxxx Act, and the implementing regulations promulgated thereunder, the Trust and the Fund is are required to make certain certifications and has have adopted disclosure controls and procedures. To the extent reasonably requested by the AdvisorTrust, the Sub-Advisor agrees to use its best efforts to assist the Advisor Trust and the Fund in complying with the Xxxxxxxx-Xxxxx Act and implementing the FundTrust’s disclosure controls and procedures. The Sub-Advisor agrees to inform the Fund Trust of any material development related to the Allocated Portion Fund that the Sub-Advisor reasonably believes is relevant to the Fund’s certification obligations under the Xxxxxxxx-Xxxxx Act.
Appears in 1 contract
Samples: Investment Sub Advisory Agreement (Professionally Managed Portfolios)
CERTIFICATIONS; DISCLOSURE CONTROLS AND PROCEDURES. The Sub-Advisor Adviser acknowledges that, in compliance with the Xxxxxxxx-Xxxxx ActAct of 2002, and the implementing regulations promulgated thereunder, the Fund is required to make certain certifications and has have adopted disclosure controls and procedures. To the extent reasonably requested by the AdvisorTrust or the Fund, the Sub-Advisor Adviser agrees to use its best efforts to assist the Advisor Trust and the Fund in complying with the Xxxxxxxx-Xxxxx Act and implementing the Fund’s disclosure controls and procedures. The Sub-Advisor Adviser agrees to inform the Fund Trust, the Fund, and the Manager of any material development related to the Allocated Portion Trust or the Fund that the Sub-Advisor reasonably Adviser believes is relevant to the Fund’s certification obligations of the Fund under the Xxxxxxxx-Xxxxx Act.
Appears in 1 contract
Samples: Sub Advisory Agreement (Northern Lights Fund Trust)
CERTIFICATIONS; DISCLOSURE CONTROLS AND PROCEDURES. The Sub-Advisor acknowledges that, in compliance with the Xxxxxxxx-Xxxxx Act, and the implementing regulations promulgated thereunder, the Fund is required to make certain certifications and has adopted disclosure controls and procedures. To the extent reasonably requested by the Advisor, the Sub-Advisor agrees to use its best efforts to assist the Advisor and the Fund in complying with the Xxxxxxxx-Xxxxx Act and implementing the Fund’s disclosure controls and proceduresprocedures with respect to the Sub-Advisor’s Allocated Portion. The Sub-Advisor agrees to inform the Fund of any material development related to the Allocated Portion that the Sub-Advisor reasonably believes is relevant to the Fund’s certification obligations under the Xxxxxxxx-Xxxxx Act.
Appears in 1 contract
Samples: Investment Sub Advisory Agreement (Litman Gregory Funds Trust)
CERTIFICATIONS; DISCLOSURE CONTROLS AND PROCEDURES. The Sub-Advisor acknowledges that, in compliance with the Xxxxxxxx-Xxxxx Act, and the implementing regulations promulgated thereunder, the Fund is required to make certain certifications and has adopted disclosure controls and procedures. To the extent reasonably requested by the Advisor, the Sub-Advisor agrees to use its best efforts to assist the Advisor and the Fund in complying with the Xxxxxxxx-Xxxxx Act and implementing the Fund’s disclosure controls and proceduresprocedures to the extent applicable to the Sub-Advisor or related to the performance of the Sub-Advisor’s duties hereunder. The Sub-Advisor agrees to inform the Fund of any material development related to the Allocated Portion that the Sub-Advisor reasonably believes is relevant to the Fund’s certification obligations under the Xxxxxxxx-Xxxxx Act.
Appears in 1 contract
Samples: Investment Sub Advisory Agreement (Masters Select Funds Trust)
CERTIFICATIONS; DISCLOSURE CONTROLS AND PROCEDURES. The Sub-Advisor Adviser acknowledges that, in compliance with the Xxxxxxxx-Xxxxx Act of 2002 (the “Xxxxxxxx-Xxxxx Act”), and the implementing regulations promulgated thereunder, the Fund is required to make certain certifications and has have adopted disclosure controls and procedures. To the extent reasonably requested by the AdvisorFund, the Sub-Advisor Adviser agrees to use its best efforts to assist the Advisor and the Fund in complying with the Xxxxxxxx-Xxxxx Act and implementing the Fund’s disclosure controls and procedures. The Sub-Advisor Adviser agrees to inform the Fund of any material development related to the Allocated Portion Fund that the Sub-Advisor Adviser reasonably believes is relevant to the Fund’s certification obligations under the Xxxxxxxx-Xxxxx Act.
Appears in 1 contract
Samples: Investment Sub Advisory Agreement (Cliffwater Corporate Lending Fund)
CERTIFICATIONS; DISCLOSURE CONTROLS AND PROCEDURES. The Sub-Advisor Adviser acknowledges that, in compliance with the Xxxxxxxx-Xxxxx Act of 2002 (the “Xxxxxxxx- Xxxxx Act”), and the implementing regulations promulgated thereunder, the Fund is required to make certain certifications and has have adopted disclosure controls and procedures. To the extent reasonably requested by the AdvisorFund, the Sub-Advisor Adviser agrees to use its best efforts to assist the Advisor and the Fund in complying with the Xxxxxxxx-Xxxxx Act and implementing the Fund’s disclosure controls and procedures. The Sub-Advisor Adviser agrees to inform the Fund of any material development related to the Allocated Portion Fund that the Sub-Advisor Adviser reasonably believes is relevant to the Fund’s certification obligations under the Xxxxxxxx-Xxxxx Act.
Appears in 1 contract
Samples: Investment Sub Advisory Agreement (AFA Multi-Manager Credit Fund)
CERTIFICATIONS; DISCLOSURE CONTROLS AND PROCEDURES. The Sub-Advisor Adviser acknowledges that, in compliance with the Xxxxxxxx-Xxxxx Act of 2002 (the “Xxxxxxxx- Xxxxx Act”), and the implementing regulations promulgated thereunder, the Fund is required to make certain certifications and has have adopted disclosure controls and procedures. To the extent reasonably requested by the AdvisorFund, the Sub-Advisor Adviser agrees to use its reasonable best efforts to assist the Advisor and the Fund in complying with the Xxxxxxxx-Xxxxx Act and implementing the Fund’s disclosure controls and procedures. The Sub-Advisor Adviser agrees to inform the Fund of any material development related to the Allocated Portion Fund that the Sub-Advisor Adviser reasonably believes is relevant to the Fund’s certification obligations under the Xxxxxxxx-Xxxxx Act.
Appears in 1 contract
Samples: Investment Sub Advisory Agreement (Cliffwater Corporate Lending Fund)
CERTIFICATIONS; DISCLOSURE CONTROLS AND PROCEDURES. The Sub-Advisor Subadviser acknowledges that, in compliance with the Xxxxxxxx-Xxxxx Act, and the implementing regulations promulgated thereunder, the Fund is required to make certain certifications and has adopted disclosure controls and procedures. To the extent reasonably requested by the AdvisorAdviser, the Sub-Advisor Subadviser agrees to use its best efforts to assist the Advisor Adviser and the Fund in complying with the Xxxxxxxx-Xxxxx Act and implementing the Fund’s 's disclosure controls and procedures. The Sub-Advisor Subadviser agrees to inform the Fund of any material development related to the Allocated Portion that the Sub-Advisor Subadviser reasonably believes is relevant to the Fund’s 's certification obligations under the Xxxxxxxx-Xxxxx Act.
Appears in 1 contract
Samples: Interim Subadvisory Agreement (Montgomery Funds Iii)
CERTIFICATIONS; DISCLOSURE CONTROLS AND PROCEDURES. The Sub-Advisor acknowledges that, in compliance with the Xxxxxxxx-Xxxxx Act, and the implementing regulations promulgated thereunder, the Fund is required to make certain certifications and has adopted disclosure controls and procedures. To the extent reasonably requested by the Advisor, the Sub-Advisor agrees to use its best efforts to assist the Advisor and the Fund in complying with the Xxxxxxxx-Xxxxx Act and implementing the Fund’s 's disclosure controls and procedures. The Sub-Advisor agrees to inform the Fund of any material development related to the Allocated Portion that the Sub-Advisor reasonably believes is relevant to the Fund’s 's certification obligations under the Xxxxxxxx-Xxxxx Act.
Appears in 1 contract
Samples: Investment Sub Advisory Agreement (Masters Select Funds Trust)
CERTIFICATIONS; DISCLOSURE CONTROLS AND PROCEDURES. The Sub-Advisor acknowledges that, in compliance with the XxxxxxxxSxxxxxxx-Xxxxx Act, and the implementing regulations promulgated thereunder, the Fund is required to make certain certifications and has adopted disclosure controls and procedures. To the extent reasonably requested by the Advisor, the Sub-Advisor agrees to use its best efforts to assist the Advisor and the Fund in complying with the XxxxxxxxSxxxxxxx-Xxxxx Act and implementing the Fund’s disclosure controls and procedures. The Sub-Advisor agrees to inform the Fund of any material development related to the Allocated Portion that the Advisor notifies the Sub-Advisor reasonably believes is relevant to the Fund’s certification obligations under the XxxxxxxxSxxxxxxx-Xxxxx Act.
Appears in 1 contract
Samples: Investment Sub Advisory Agreement (Litman Gregory Funds Trust)
CERTIFICATIONS; DISCLOSURE CONTROLS AND PROCEDURES. The Sub-Advisor Adviser acknowledges that, in compliance with the Xxxxxxxx-Xxxxx Act of 2002 (the “Xxxxxxxx-Xxxxx Act”), and the implementing regulations promulgated thereunder, the Fund is required to make certain certifications and has have adopted disclosure controls and procedures. To the extent reasonably requested by the AdvisorFund, the Sub-Advisor Adviser agrees to use its best commercially reasonable efforts to assist the Advisor and the Fund in complying with the Xxxxxxxx-Xxxxx Act and implementing the Fund’s disclosure controls and procedures. The Sub-Advisor Adviser agrees to inform the Fund of any material development related to the Allocated Portion Fund that the Sub-Advisor Adviser reasonably believes is relevant to the Fund’s certification obligations under the Xxxxxxxx-Xxxxx Act.
Appears in 1 contract
Samples: Investment Sub Advisory Agreement (Cliffwater Corporate Lending Fund)