Common use of CERTIFICATIONS; DISCLOSURE CONTROLS AND PROCEDURES Clause in Contracts

CERTIFICATIONS; DISCLOSURE CONTROLS AND PROCEDURES. The Advisor acknowledges that, in compliance with the Xxxxxxxx-Xxxxx Act, and the implementing regulations promulgated thereunder, the Trust and the Fund are required to make certain certifications and have adopted disclosure controls and procedures. To the extent reasonably requested by the Trust, the Advisor agrees to use its best efforts to assist the Trust and the Fund in complying with the Xxxxxxxx-Xxxxx Act and implementing the Trust’s disclosure controls and procedures. The Advisor agrees to inform the Trust of any material development related to the Fund that the Advisor reasonably believes is relevant to the Fund’s certification obligations under the Xxxxxxxx-Xxxxx Act.

Appears in 22 contracts

Samples: Investment Advisory Agreement (Hotchkis & Wiley Funds /De/), Investment Advisory Agreement (Hotchkis & Wiley Funds /De/), Investment Advisory Agreement (Hotchkis & Wiley Funds /De/)

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CERTIFICATIONS; DISCLOSURE CONTROLS AND PROCEDURES. The Advisor acknowledges that, in compliance with the XxxxxxxxSxxxxxxx-Xxxxx Act, and the implementing regulations promulgated thereunder, the Trust and the Fund are required to make certain certifications and have adopted disclosure controls and procedures. To the extent reasonably requested by the Trust, the Advisor agrees to use its best efforts to assist the Trust and the Fund in complying with the XxxxxxxxSxxxxxxx-Xxxxx Act and implementing the Trust’s disclosure controls and procedures. The Advisor agrees to inform the Trust of any material development related to the Fund that the Advisor reasonably believes is relevant to the Fund’s certification obligations under the XxxxxxxxSxxxxxxx-Xxxxx Act.

Appears in 16 contracts

Samples: Investment Advisory Agreement (Hotchkis & Wiley Funds /De/), Investment Advisory Agreement (Hotchkis & Wiley Funds /De/), Investment Advisory Agreement (Hotchkis & Wiley Funds /De/)

CERTIFICATIONS; DISCLOSURE CONTROLS AND PROCEDURES. The Advisor Adviser acknowledges that, in compliance with the Xxxxxxxx-Xxxxx Act, and the implementing regulations promulgated thereunder, the Trust and the Fund are required to make certain certifications and have adopted disclosure controls and procedures. To the extent reasonably requested by the Trust, the Advisor Adviser agrees to use its best efforts to assist the Trust and the Fund in complying with the Xxxxxxxx-Xxxxx Act and implementing the Trust’s disclosure controls and procedures. The Advisor Adviser agrees to inform the Trust of any material development related to the Fund that the Advisor Adviser reasonably believes is relevant to the Fund’s certification obligations under the Xxxxxxxx-Xxxxx Act.

Appears in 6 contracts

Samples: Investment Advisory Agreement (Smead Funds Trust), Investment Advisory Agreement (Trust for Professional Managers), Investment Advisory Agreement (Smead Funds Trust)

CERTIFICATIONS; DISCLOSURE CONTROLS AND PROCEDURES. The Advisor Adviser acknowledges that, in compliance with the Xxxxxxxx-Xxxxx ActAct of 2002, and the implementing regulations promulgated thereunder, the Trust and the Fund are is required to make certain certifications and have adopted disclosure controls and procedures. To the extent reasonably requested by the TrustTrust or the Fund, the Advisor Adviser agrees to use its best efforts to assist the Trust and the Fund in complying with the Xxxxxxxx-Xxxxx Act and implementing the TrustFund’s disclosure controls and procedures. The Advisor Adviser agrees to inform the Trust and the Fund of any material development related to the Trust or the Fund that the Advisor Adviser reasonably believes is relevant to the Fund’s certification obligations of the Fund under the Xxxxxxxx-Xxxxx Act.

Appears in 5 contracts

Samples: Investment Management Agreement (Roge Partners Funds), Investment Management Agreement (Advisorone Funds), Investment Management Agreement (Roge Partners Funds)

CERTIFICATIONS; DISCLOSURE CONTROLS AND PROCEDURES. The Advisor acknowledges that, in compliance with the Xxxxxxxx-Xxxxx Act of 2002 (the “Xxxxxxxx-Xxxxx Act”), and the implementing regulations promulgated thereunder, the Trust and the Fund are is required to make certain certifications and have has adopted disclosure controls and procedures. To the extent reasonably requested by the Trust, the Advisor agrees to use its best efforts to assist the Trust and the Fund Funds in complying with the Xxxxxxxx-Xxxxx Act and implementing the Trust’s disclosure controls and procedures. The Advisor agrees to inform the Trust of any material development related to the Fund Funds that the Advisor reasonably believes is relevant to the Fund’s certification obligations under the Xxxxxxxx-Xxxxx Act.

Appears in 3 contracts

Samples: Investment Advisory Agreement (Uncommon Investment Funds Trust), Investment Advisory Agreement (Uncommon Investment Funds Trust), Investment Advisory Agreement (Uncommon Investment Funds Trust)

CERTIFICATIONS; DISCLOSURE CONTROLS AND PROCEDURES. The Advisor Adviser acknowledges that, in compliance with the Xxxxxxxx-Xxxxx Act, and the implementing regulations promulgated thereunder, the Trust and the Fund Funds are required to make certain certifications and have adopted disclosure controls and procedures. To the extent reasonably requested by the Trust, the Advisor Adviser agrees to use its best efforts to assist the Trust and the Fund Funds in complying with the Xxxxxxxx-Xxxxx Act and implementing the Trust’s disclosure controls and procedures. The Advisor Adviser agrees to inform the Trust of any material development related to the a Fund that the Advisor Adviser reasonably believes is relevant to the such Fund’s certification obligations under the Xxxxxxxx-Xxxxx Act.

Appears in 2 contracts

Samples: Investment Advisory Agreement (Trust for Professional Managers), Investment Advisory Agreement (Trust for Professional Managers)

CERTIFICATIONS; DISCLOSURE CONTROLS AND PROCEDURES. The Advisor acknowledges that, in compliance with the XxxxxxxxSxxxxxxx-Xxxxx Act, and the implementing regulations promulgated thereunder, the Trust and the Fund Funds are required to make certain certifications and have adopted disclosure controls and procedures. To the extent reasonably requested by the Trust, the Advisor agrees to use its best efforts to assist the Trust and the Fund Funds in complying with the XxxxxxxxSxxxxxxx-Xxxxx Act and implementing the Trust’s disclosure controls and procedures. The Advisor agrees to inform the Trust of any material development related to the Fund Funds that the Advisor reasonably believes is relevant to the Fund’s Funds’ certification obligations under the XxxxxxxxSxxxxxxx-Xxxxx Act.

Appears in 2 contracts

Samples: Investment Advisory Agreement (Trust for Professional Managers), Investment Advisory Agreement (Advisors Series Trust)

CERTIFICATIONS; DISCLOSURE CONTROLS AND PROCEDURES. The Advisor Adviser acknowledges that, in compliance with the XxxxxxxxSxxxxxxx-Xxxxx Act, and the implementing regulations promulgated thereunder, the Trust and the Fund Funds are required to make certain certifications and have adopted disclosure controls and procedures. To the extent reasonably requested by the Trust, the Advisor Adviser agrees to use its best efforts to assist the Trust and the Fund Funds in complying with the XxxxxxxxSxxxxxxx-Xxxxx Act and implementing the Trust’s disclosure controls and procedures. The Advisor Adviser agrees to inform the Trust of any material development related to the Fund that the Advisor Adviser reasonably believes is relevant to the Fund’s Funds’ certification obligations under the XxxxxxxxSxxxxxxx-Xxxxx Act.

Appears in 2 contracts

Samples: Investment Advisory Agreement (Trust for Professional Managers), Investment Advisory Agreement (Trust for Professional Managers)

CERTIFICATIONS; DISCLOSURE CONTROLS AND PROCEDURES. The Advisor Adviser acknowledges that, in compliance with the XxxxxxxxSxxxxxxx-Xxxxx Act, and the implementing regulations promulgated thereunder, the Trust and the Fund Funds are required to make certain certifications and have adopted disclosure controls and procedures. To the extent reasonably requested by the Trust, the Advisor Adviser agrees to use its best efforts to assist the Trust and the Fund Funds in complying with the XxxxxxxxSxxxxxxx-Xxxxx Act and implementing the Trust’s disclosure controls and procedures. The Advisor Adviser agrees to inform the Trust of any material development related to the Fund Funds that the Advisor Adviser reasonably believes is relevant to the Fund’s Funds’ certification obligations under the XxxxxxxxSxxxxxxx-Xxxxx Act.

Appears in 2 contracts

Samples: Investment Advisory Agreement (Trust for Professional Managers), Investment Advisory Agreement (Trust for Professional Managers)

CERTIFICATIONS; DISCLOSURE CONTROLS AND PROCEDURES. The Advisor acknowledges that, in compliance with the XxxxxxxxSxxxxxxx-Xxxxx Act, and the implementing regulations promulgated thereunder, the Trust and the Fund are is required to make certain certifications and have adopted disclosure controls and procedures. To the extent reasonably requested by the Trust, the Advisor agrees to use its best efforts to assist the Trust and the Fund in complying with the XxxxxxxxSxxxxxxx-Xxxxx Act and implementing the Trust’s disclosure controls and procedures. The Advisor agrees to inform the Trust of any material development related to the Fund that the Advisor reasonably believes is relevant to the Fund’s certification obligations under the XxxxxxxxSxxxxxxx-Xxxxx Act.

Appears in 2 contracts

Samples: Investment Advisory Agreement (Trust for Professional Managers), Investment Advisory Agreement (Trust for Professional Managers)

CERTIFICATIONS; DISCLOSURE CONTROLS AND PROCEDURES. The Advisor acknowledges that, in compliance with the Xxxxxxxx-Xxxxx Act, and the implementing regulations promulgated thereunder, the Trust and the Fund are required to make certain certifications and have adopted disclosure controls and procedures. To the extent reasonably requested by the Trust, the Advisor agrees to use its best efforts to assist the Trust and the Fund in complying with the Xxxxxxxx-Xxxxx Act and implementing the Trust’s 's disclosure controls and procedures. The Advisor agrees to inform the Trust of any material development related to the Fund that the Advisor reasonably believes is relevant to the Fund’s 's certification obligations under the Xxxxxxxx-Xxxxx Act.

Appears in 2 contracts

Samples: Investment Advisory Agreement (Advisors Series Trust), Investment Advisory Agreement (Hotchkis & Wiley Funds /De/)

CERTIFICATIONS; DISCLOSURE CONTROLS AND PROCEDURES. The Advisor acknowledges that, in compliance with the XxxxxxxxSxxxxxxx-Xxxxx ActAct of 2002, and the implementing regulations promulgated thereunder, the Trust and the Fund Funds are required to make certain certifications and have adopted disclosure controls and procedures. To the extent reasonably requested by the Trust, the Advisor agrees to use its best efforts to assist the Trust and the Fund Funds in complying with the XxxxxxxxSxxxxxxx-Xxxxx Act of 2002 and implementing the Trust’s disclosure controls and procedures. The Advisor agrees to inform the Trust of any material development related to the Fund Funds that the Advisor reasonably believes is relevant to the Fund’s Funds’ certification obligations under the XxxxxxxxSxxxxxxx-Xxxxx ActAct of 2002.

Appears in 1 contract

Samples: Investment Advisory Agreement (Advisors Series Trust)

CERTIFICATIONS; DISCLOSURE CONTROLS AND PROCEDURES. The Advisor acknowledges that, in compliance with the Xxxxxxxx-Xxxxx Act, and the implementing regulations promulgated thereunder, the Trust and the Fund Funds are required to make certain certifications and have adopted disclosure controls and procedures. To the extent reasonably requested by the Trust, the Advisor agrees to use its best efforts to assist the Trust and the Fund Funds in complying with the Xxxxxxxx-Xxxxx Act and implementing the Trust’s disclosure controls and procedures. The Advisor agrees to inform the Trust of any material development related to the Fund that the Advisor reasonably believes is relevant to the Fund’s Funds’ certification obligations under the Xxxxxxxx-Xxxxx Act.

Appears in 1 contract

Samples: Investment Advisory Agreement (Advisors Series Trust)

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CERTIFICATIONS; DISCLOSURE CONTROLS AND PROCEDURES. The Advisor acknowledges that, in compliance with the Xxxxxxxx-Xxxxx ActAct of 2002, and the implementing regulations promulgated thereunder, the Trust and the Fund Funds are required to make certain certifications and have adopted disclosure controls and procedures. To the extent reasonably requested by the Trust, the Advisor agrees to use its best efforts to assist the Trust and the Fund Funds in complying with the Xxxxxxxx-Xxxxx Act of 2002 and implementing the Trust’s disclosure controls and procedures. The Advisor agrees to inform the Trust of any material development related to the Fund Funds that the Advisor reasonably believes is relevant to the Fund’s Funds’ certification obligations under the Xxxxxxxx-Xxxxx ActAct of 2002.

Appears in 1 contract

Samples: Investment Advisory Agreement (Advisors Series Trust)

CERTIFICATIONS; DISCLOSURE CONTROLS AND PROCEDURES. The Advisor Adviser acknowledges that, in compliance with the Xxxxxxxx-Xxxxx Act, and the implementing regulations promulgated thereunder, the Trust and the Fund are is required to make certain certifications and have adopted disclosure controls and procedures. To the extent reasonably requested by the Trust, the Advisor Adviser agrees to use its best efforts to assist the Trust and the Fund in complying with the Xxxxxxxx-Xxxxx Act and implementing the Trust’s disclosure controls and procedures. The Advisor Adviser agrees to inform the Trust of any material development related to the Fund that the Advisor Adviser reasonably believes is relevant to the Fund’s certification obligations under the Xxxxxxxx-Xxxxx Act.

Appears in 1 contract

Samples: Investment Advisory Agreement (Trust for Professional Managers)

CERTIFICATIONS; DISCLOSURE CONTROLS AND PROCEDURES. The Advisor Adviser acknowledges that, in compliance with the XxxxxxxxSxxxxxxx-Xxxxx Act, and the implementing regulations promulgated thereunder, the Trust and the Fund Funds are required to make certain certifications and have adopted disclosure controls and procedures. To the extent reasonably requested by the Trust, the Advisor Adviser agrees to use its best efforts to assist the Trust and the Fund Funds in complying with the XxxxxxxxSxxxxxxx-Xxxxx Act and implementing the Trust’s disclosure controls and procedures. The Advisor Adviser agrees to inform the Trust of any material development related to the a Fund that the Advisor Adviser reasonably believes is relevant to the such Fund’s certification obligations under the XxxxxxxxSxxxxxxx-Xxxxx Act.

Appears in 1 contract

Samples: Investment Advisory Agreement (Trust for Professional Managers)

CERTIFICATIONS; DISCLOSURE CONTROLS AND PROCEDURES. The Advisor acknowledges that, in compliance with the XxxxxxxxSxxxxxxx-Xxxxx Act, and the implementing regulations promulgated thereunder, the Trust and the Fund Funds are required to make certain certifications and have adopted disclosure controls and procedures. To the extent reasonably requested by the TrustTrust or the Funds, the Advisor agrees to use its best efforts to assist the Trust and the Fund Funds in complying with the XxxxxxxxSxxxxxxx-Xxxxx Act and implementing the Trust’s Funds’ disclosure controls and procedures. The Advisor agrees to inform the Trust and the Funds of any material development related to the Fund Trust or the Funds that the Advisor reasonably believes is relevant to the Fund’s certification obligations of the Funds under the XxxxxxxxSxxxxxxx-Xxxxx Act.

Appears in 1 contract

Samples: Investment Advisory Agreement (Matthews International Funds)

CERTIFICATIONS; DISCLOSURE CONTROLS AND PROCEDURES. The Advisor acknowledges that, in compliance with the XxxxxxxxSxxxxxxx-Xxxxx Act, and the implementing regulations promulgated thereunder, the Trust and the Fund Funds are required to make certain certifications and have has adopted disclosure controls and procedures. To the extent reasonably requested by the TrustTrust or the Funds, the Advisor agrees to use its best efforts to assist the Trust and the Fund Funds in complying with the XxxxxxxxSxxxxxxx-Xxxxx Act and implementing the Trust’s Funds’ disclosure controls and procedures. The Advisor agrees to inform the Trust and the Funds of any material development related to the Fund Trust or the Funds that the Advisor reasonably believes is relevant to the Fund’s certification obligations of the Funds under the XxxxxxxxSxxxxxxx-Xxxxx Act.

Appears in 1 contract

Samples: Investment Advisory Agreement (Litman Gregory Funds Trust)

CERTIFICATIONS; DISCLOSURE CONTROLS AND PROCEDURES. The Advisor acknowledges that, in compliance with the Xxxxxxxx-Xxxxx Act, and the implementing regulations promulgated thereunder, the Trust and the Fund Funds are required to make certain certifications and have has adopted disclosure controls and procedures. To the extent reasonably requested by the TrustTrust or the Funds, the Advisor agrees to use its best efforts to assist the Trust and the Fund Funds in complying with the Xxxxxxxx-Xxxxx Act and implementing the Trust’s Funds’ disclosure controls and procedures. The Advisor agrees to inform the Trust and the Funds of any material development related to the Fund Trust or the Funds that the Advisor reasonably believes is relevant to the Fund’s certification satisfaction obligations of the Funds under the Xxxxxxxx-Xxxxx Act.

Appears in 1 contract

Samples: Investment Advisory Agreement (Litman Gregory Funds Trust)

CERTIFICATIONS; DISCLOSURE CONTROLS AND PROCEDURES. The Advisor Adviser acknowledges that, in compliance with the XxxxxxxxSxxxxxxx-Xxxxx ActAct of 2002, and the implementing regulations promulgated thereunder, the Trust and the Fund Funds are required to make certain certifications and have adopted disclosure controls and procedures. To the extent reasonably requested by the Trust, the Advisor Adviser agrees to use its best efforts to assist the Trust and the Fund Funds in complying with the XxxxxxxxSxxxxxxx-Xxxxx Act of 2002 and implementing the Trust’s disclosure controls and procedures. The Advisor Adviser agrees to inform the Trust of any material development related to the Fund Funds that the Advisor Adviser reasonably believes is relevant to the Fund’s Funds’ certification obligations under the XxxxxxxxSxxxxxxx-Xxxxx ActAct of 2002.

Appears in 1 contract

Samples: Investment Advisory Agreement (Advisors Series Trust)

CERTIFICATIONS; DISCLOSURE CONTROLS AND PROCEDURES. The Advisor acknowledges that, in compliance with the Xxxxxxxx-Xxxxx Act, and the implementing regulations promulgated thereunder, the Trust and the Fund Funds are required to make certain certifications and have adopted disclosure controls and procedures. To the extent reasonably requested by the Trust, the Advisor agrees to use its best efforts to assist the Trust and the Fund Funds in complying with the Xxxxxxxx-Xxxxx Act and implementing the Trust’s disclosure controls and procedures. The Advisor agrees to inform the Trust of any material development related to the Fund Funds that the Advisor reasonably believes is relevant to the Fund’s Funds’ certification obligations under the Xxxxxxxx-Xxxxx Act.

Appears in 1 contract

Samples: Investment Advisory Agreement (Trust for Professional Managers)

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