Common use of CERTIFICATIONS; DISCLOSURE CONTROLS AND PROCEDURES Clause in Contracts

CERTIFICATIONS; DISCLOSURE CONTROLS AND PROCEDURES. The Sub-Adviser acknowledges that, in compliance with the Xxxxxxxx-Xxxxx Act of 2002, and the implementing regulations promulgated thereunder, the Funds are required to make certain certifications and have adopted disclosure controls and procedures. To the extent reasonably requested by the Trust or the Funds, the Sub-Adviser agrees to use its best efforts to assist the Trust and the Funds in complying with the Xxxxxxxx-Xxxxx Act and implementing the Funds’ disclosure controls and procedures. The Sub-Adviser agrees to inform the Trust, the Funds, and the Manager of any material development related to the Trust or the Funds that the Sub-Adviser believes is relevant to the certification obligations of the Funds under the Xxxxxxxx-Xxxxx Act.

Appears in 5 contracts

Samples: Sub Advisory Agreement (New River Funds), Sub Advisory Agreement (New River Funds), Sub Advisory Agreement (New River Funds)

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CERTIFICATIONS; DISCLOSURE CONTROLS AND PROCEDURES. The Sub-Adviser acknowledges that, in compliance with the XxxxxxxxSarbanes-Xxxxx Oxley Act of 2002, and the implementing txx xxxxxxxxxxxg regulations promulgated thereunder, the Funds are required to make certain certifications and have adopted disclosure controls and procedures. To the extent reasonably requested by the Trust or the Funds, the Sub-Adviser agrees to use its best efforts to assist the Trust and the Funds in complying with the XxxxxxxxSarbanes-Xxxxx Oxley Act and implementing the Funds’ implementixx xxx Xxxxx' disclosure controls and procedures. The Sub-Adviser agrees to inform the Trust, the Funds, and the Manager of any material development related to the Trust or the Funds that the Sub-Adviser believes is relevant to the certification obligations of the Funds under the XxxxxxxxSarbanes-Xxxxx Oxley Act.

Appears in 3 contracts

Samples: Sub Advisory Agreement (New River Funds), Sub Advisory Agreement (New River Funds), Sub Advisory Agreement (New River Funds)

CERTIFICATIONS; DISCLOSURE CONTROLS AND PROCEDURES. The Sub-Adviser acknowledges that, in compliance with the Xxxxxxxx-Xxxxx Act of 2002, and the implementing regulations promulgated thereunder, the Funds are required to make certain certifications and have adopted disclosure controls and procedures. To the extent reasonably requested by the Trust or the Funds, the Sub-Adviser agrees to use its best efforts to assist the Trust and the Funds in complying with the Xxxxxxxx-Xxxxx Act and implementing the Funds' disclosure controls and procedures. The Sub-Adviser agrees to inform the Trust, the Funds, and the Manager of any material development related to the Trust or the Funds that the Sub-Adviser believes is relevant to the certification obligations of the Funds under the Xxxxxxxx-Xxxxx Act.

Appears in 2 contracts

Samples: Sub Advisory Agreement (New River Funds), Sub Advisory Agreement (New River Funds)

CERTIFICATIONS; DISCLOSURE CONTROLS AND PROCEDURES. The Sub-Adviser acknowledges that, in compliance with the XxxxxxxxSarbanes-Xxxxx Oxley Act of 2002, and the implementing regulations promulgated thereunderpromxxxxxxx xxxxxxnder, the Funds are required to make certain certifications and have adopted disclosure controls and procedures. To the extent reasonably requested by the Trust or the Funds, the Sub-Adviser agrees to use its best efforts to assist the Trust and the Funds in complying with the XxxxxxxxSarbanes-Xxxxx Oxley Act and implementing the Funds' disclosure controls and procedurescontrolx xxx xxxxxxxxes. The Sub-Adviser agrees to inform the Trust, the Funds, and the Manager of any material development related to the Trust or the Funds that the Sub-Adviser believes is relevant to the certification obligations of the Funds under the XxxxxxxxSarbanes-Xxxxx Oxley Act.

Appears in 1 contract

Samples: Sub Advisory Agreement (New River Funds)

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CERTIFICATIONS; DISCLOSURE CONTROLS AND PROCEDURES. The Sub-Adviser acknowledges that, in compliance with the Xxxxxxxx-Xxxxx Act of 2002, and the implementing regulations promulgated thereunder, the Funds are Fund is required to make certain certifications and have adopted disclosure controls and procedures. To the extent reasonably requested by the Trust or the FundsFund, the Sub-Adviser agrees to use its best efforts to assist the Trust and the Funds Fund in complying with the Xxxxxxxx-Xxxxx Act and implementing the Funds’ Fund’s disclosure controls and procedures. The Sub-Adviser agrees to inform the Trust, the FundsFund, and the Manager of any material development related to the Trust or the Funds Fund that the Sub-Adviser believes is relevant to the certification obligations of the Funds Fund under the Xxxxxxxx-Xxxxx Act.

Appears in 1 contract

Samples: Sub Advisory Agreement (Northern Lights Fund Trust)

CERTIFICATIONS; DISCLOSURE CONTROLS AND PROCEDURES. The Sub-Adviser acknowledges that, in compliance with the Xxxxxxxx-Xxxxx Act of 2002, and the implementing regulations promulgated thereunder, the Funds are required to make certain certifications and have adopted disclosure controls and procedures. To the extent reasonably requested by the Trust or the Funds, the Sub-Adviser agrees to use its best efforts to assist the Trust and the Funds in complying with the Xxxxxxxx-Xxxxx Act and implementing the Funds’ disclosure controls and procedures. The Sub-Adviser agrees to inform the Trust, the Funds, and the Manager of any material development related to the Trust or the Funds that the Sub-Adviser believes is relevant to the certification obligations of the Funds under the Xxxxxxxx-Xxxxx Act.. (signatures on next page)

Appears in 1 contract

Samples: Sub Advisory Agreement (New River Funds)

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