CFTC Registration. Sponsor represents and warrants that it is registered with the CFTC as a commodity pool operator.
Appears in 3 contracts
Samples: Sponsor Agreement (Dynamic Shares Trust), Sponsor Agreement (Dynamic Shares Trust), Sponsor Agreement (Metaurus Equity Component Trust)
CFTC Registration. Sponsor represents and warrants that it is registered with the CFTC as a commodity pool operatoroperator and a commodity trading advisor.
Appears in 3 contracts
Samples: Sponsor Agreement (Direxion Shares ETF Trust II), Sponsor Agreement (Direxion Shares ETF Trust II), Sponsor Agreement (ProShares Trust II)
CFTC Registration. Sponsor represents and warrants that it (i) is registered with the CFTC as a commodity pool operator; (ii) is exempt from registration with the CFTC as a commodity trading advisor pursuant to CFTC Rule 4.14(a)(4); and (iii) is not registered as an investment adviser under the Investment Advisers Act of 1940, as amended, and is not required to register thereunder.
Appears in 1 contract
Samples: Sponsor Agreement (Metaurus Equity Component Trust)
CFTC Registration. Sponsor represents and warrants that it is registered with the CFTC or National Futures Association, as applicable, as a commodity pool operator.
Appears in 1 contract
Samples: Sponsor Agreement (Vs Trust)
