Common use of Changes in Affiliation or Financial Condition Clause in Contracts

Changes in Affiliation or Financial Condition. Except as disclosed in your application, you certify that you are not an employee or affiliate of any securities exchange or FINRA, or of any member firm of a securities exchange or FINRA, or an officer, director, or 10% stockholder of any publicly traded company. You agree to inform Xxxxxx Xxxxxxx & Co., Inc. immediately of any change in this regard. You also agree to advise Xxxxxx Xxxxxxx & Co., Inc. of any material change in your financial condition or investment objectives, prior to entering any order after such change takes place.

Changes in Affiliation or Financial Condition. Except as disclosed in your application, you certify that you are not an employee or affiliate of any securities exchange or FINRA, or of any member firm of a securities exchange or FINRA, or an officer, director, or 10% stockholder of any publicly traded company. You agree to inform Xxxxxx Xxxxxxx & Co., Inc. StockCross immediately of any change in this regard. You also agree to advise Xxxxxx Xxxxxxx & Co., Inc. StockCross of any material change in your financial condition or investment objectives, prior to entering any order after such change takes place.