Changes in Equipment, Systems, Etc. USBFS reserves the right to make changes from time to time, as it deems advisable, relating to its systems, programs, rules, operating schedules and equipment, so long as such changes do not adversely affect the services provided to the Trust under this Agreement.
Changes in Equipment, Systems, Etc. Fund Services reserves the right to make changes from time to time, as it deems advisable, relating to its systems, programs, rules, operating schedules and equipment, so long as such changes do not adversely affect the services provided to the Trust under this Agreement.
Changes in Equipment, Systems, Etc. USBGFS reserves the right to make changes from time to time, as it deems advisable, relating to its systems, programs, rules, operating schedules and equipment, so long as such changes do not adversely affect the services provided to the Fund under this Agreement.
Changes in Equipment, Systems, Etc. Fund Services reserves the right to make changes from time to time, as it deems advisable, relating to its systems, programs, rules, operating schedules and equipment, so long as such changes do not adversely affect the services provided to a Fund under this Agreement. 41 Appendix Name of Adviser Corresponding Exhibit # Xxxxxxxx Investment Advisers LLC A 42 Exhibit A to the Fund Services Agreement – Xxxxxxxx Investment Advisers Xxxxxxxx Marketfield L/S Fund Xxxxxxxx CenterSquare Real Estate Fund Xxxxxxxx Xxxx Focused Fund Fund Start-up & Registration Services Project Fee Schedule Regulatory Administration Service Proposal – In support of external legal counsel $_____ per project – one fund $_____ per project – two funds $_____ per project – three funds Negotiated Fee – four funds and above (Includes MST external counsel fee, subject to services provided; if applicable) • Additional fee of $_____ per sub-adviser • Additional fee of $_____ per drafting multi-manager exemptive application (does not include outside legal costs) • MST may require up to $_____ in escrow Additional Regulatory Administration Services • Subsequent new fund launch – $_____ per fund or as negotiated • Subsequent new share class launch – $_____ per project • Multi-managed funds – as negotiated based upon specific requirements • Proxy – as negotiated based upon specific requirements All other miscellaneous fees and expenses, including but not limited to the following, will be separately billed as incurred: Postage, Federal and state filing fees, expenses from Board of Trustee meetings, third party auditing and legal expenses, XXXXX/iXBRL filing. The Fund start-up and registration services project fee is paid for by the adviser and not the Fund(s). This non-refundable fee is not able to be recouped by the adviser under an expense waiver limitation or similar agreement. Fund startup and registration service fees are billed 50% following the selection of U.S. Bank and 50% 75 days after the preliminary registration statement is filed with the SEC. Extraordinary services – negotiated based upon specific requirements • Multi-managed funds, proxy, expedited filings, asset conversion, fulcrum fee, other exemptive applications. Exhibit A (continued) to the Fund Services Agreement – Xxxxxxxx Investment Advisers Fund Administration, Fund Accounting & Portfolio Compliance Services Fee Schedule Annual Fee Based Upon Average Net Assets per Fund*+ _____ basis points on the first $_____ _____ basis po...
Changes in Equipment, Systems, Etc. Fund Services reserves the right to make changes from time to time, as it deems advisable, relating to its systems, programs, rules, operating schedules and equipment, so long as such changes do not adversely affect the services provided to the Trust under this Agreement. Exhibit A to the Fund Services Agreement Separate Series of ETF Managers Trust ETFMG Prime Junior Silver Miners ETF ETFMG Prime Cyber Security ETF ETFMG Prime Mobile Payments ETF BlueStar Israel Technology ETF Etho Climate Leadership U.S. ETF Wedbush ETFMG Global Cloud Technology ETF Wedbush ETFMG Video Game Tech ETF AI Powered Equity ETF ETFMG Sit Ultra Short ETF ETFMG Travel Tech ETF ETFMG Treatments, Testing and Advancements ETF ETFMG Alternative Harvest ETFMG U.S. Alternative Harvest ETF ETFMG 2X Alternative Harvest ETF ETFMG Prime 2X Daily Junior Silver Miners ETF ETFMG Prime 2X Daily Inverse Junior Silver Miners ETF ETFMG 2X Daily Travel Tech ETF ETFMG 2X Daily Video Game Tech ETF Exhibit B to the Fund Services Agreement U.S. Bank Global Fund Services (“GFS”) and U.S. Bank National Association Combined Fee schedule1 for: Fund Administration Fund Accounting Transfer Agent Custody Services Annual fee schedule based upon the aggregate net assets of the Trust, as described below. The following applies to each series of ETF Managers Trust operational during the applicable billing period: Annual Minimum Per Fund3 Basis Points on AUM of the Funds3 Per Fund $[ ] $0 - $2 billion [ ] bps $2 - $3 billion [ ] bps $3 - $4 billion [ ] bps $4 - $5 billion [ ] bps greater than$5 billion [ ] bps Each month, fees will initially be calculated (the “Initial Amount”) based on the net assets of the series of ETF Managers Trust and the above “Basis Points on AUM of the Funds” schedule. The Initial Amount will be allocated to each fund pro rata based on its month-end net assets (the “Pro Rata Amount”). Each fund will be charged the greater of the fund’s Pro Rata Amount or 1/12 of the “Annual Minimum Per Fund”. 1 This is a combined fee schedule that will cover all services provided by U.S. Bank Global Fund Services (“GFS”) pursuant to the applicable Fund Servicing Agreement, as well as the services provided by U.S. Bank National Association to the Trust pursuant to the Custody Servicing Agreement. Fees with respect to services provided by U.S. Bank National Association to the Trust pursuant to the Securities Lending Agreement are in addition to this fee schedule and as set forth in such agreement, as amende...
Changes in Equipment, Systems, Etc. USBFS reserves the right to make changes from time to time, as it deems advisable, relating to its systems, programs, rules, operating schedules and equipment, so long as such changes do not adversely affect the services provided to the Trust under this Agreement. During the term of the Agreement, USBFS may not change locations that provide Services to the Trust outside the United States without prior written notice to the Trust. The Trust shall have 60 calendar days to determine whether to continue service with USBFS.
Changes in Equipment, Systems, Etc. Fund Services reserves the right to make changes from time to time, as it deems advisable, relating to its systems, programs, rules, operating schedules and equipment, so long as such changes do not adversely affect the services provided to a Fund under this Agreement. Exhibit for Congress to the Professionally Management Portfolios Fund Servicing Agreement Name of Series Congress Large Cap Growth ETF Congress XXxx Growth ETF Fund Start-up & Registration Services Project Fee Schedule Note: External legal costs are not included in the below fees Additional Regulatory Administration Services § Subsequent new fund launch – $[__] per fund or as negotiated § Drafting SEC exemptive order application for required relief, as negotiated Ongoing Annual Regulatory Administration Services Add the following for regulatory administration services in support of external legal counsel, including annual registration statement update and drafting of supplements § $[__] for first three active or inactive funds in same statutory prospectus § $[__] for each additional active or inactive fund in the same statutory prospectus All other miscellaneous fees and expenses, including but not limited to the following, will be separately billed as incurred: § Postage, if necessary § Federal and state regulatory filing fees § Expenses from Board of Trustee meetings § Third party auditing § XXXXX/XBRL filing (may be charged by third-party or U.S. Bank) § All other Miscellaneous expenses Fund startup and registration fees are billed 50% following the selection of U.S. Bank and 50% 75 days after the preliminary registration statement is filed with the SEC. Extraordinary services – negotiated based upon specific requirements § Multi-managed funds, proxy, expedited filings, asset conversion, fulcrum fee, other exemptive applications Base Fee for Accounting, Administration, Transfer Agent Services The following reflects the greater of the basis point fee or annual minimum1 where Congress Asset Management Company, LLP (the “Adviser”) acts as investment adviser to the fund(s) in the same registered investment company.
Changes in Equipment, Systems, Etc. Fund Services reserves the right to make changes from time to time, as it deems advisable, relating to its systems, programs, rules, operating schedules and equipment, so long as such changes do not adversely affect the services provided to a Fund under this Agreement. Exhibit for Copper Place Global Capital to the 360 FUNDS TRUST Fund Servicing Agreement Name of Series Copper Place Global Dividend Growth ETF
Changes in Equipment, Systems, Etc. Fund Services reserves the right to make changes from time to time, as it deems advisable, relating to its systems, programs, rules, operating schedules and equipment, so long as such changes do not adversely affect the services provided to the Trust under this Agreement. Exhibit 2 to the Listed Funds Trust Fund Servicing Agreement List of Funds and Fee Schedule at April 1, 2019 Name of Series Wahed Sharia ETF Base Fee for Accounting, Administration, Transfer Agent & Account Services The following reflects the greater of the basis point fee or annual minimum1 where Wahed Invest LLC acts as Adviser to a Quadratic fund in the Listed Funds Trust (LFT).
Changes in Equipment, Systems, Etc. Fund Services reserves the right to make changes from time to time, as it deems advisable, relating to its systems, programs, rules, operating schedules and equipment, so long as such changes do not adversely affect the services provided to the Trust under this Agreement. Exhibit A Fund Servicing Agreement List of Funds and Fee Schedule Name of Series Kurv Technology Titans Select ETF Kurv TaxOptimized U.S. Large Cap ETF Kurv Enhanced Short Maturity ETF Base Fee for Accounting, Administration, Transfer Agent & Account Services following reflects the greater of the basis point fee or annual minimum1 where an Adviser acts as the investment adviser to a fund(s) in the SHP Trust. [INSERT FEES] See Appendix A for Services and Associated Fees in addition to the Base Fee See Appendix B for Optional Supplemental Services and Associated in addition to the Base Fee 1 Each fund, regardless of asset size, will have fees allocated to it equal to the per fund minimum. Should the complex level basis point fee calculation exceed the complex level minimum fee level calculation, the fees in excess of the minimum will be allocated to each fund based on the percent on AUM. Once a Fund is operational, should this service agreement with U.S. Bank be terminated prior to the end of the initial two-year period, except if termination is a result of Fund or Funds liquidation, Adviser will be responsible for the balance of the minimum fees for the remainder of the initial two-year period. Following the initial two-year period, this fee schedule will automatically renew (unless otherwise amended or terminated) for successive two-year periods, and should this service agreement with U.S. Bank be terminated prior to the end of such a two-year period, except if termination is a result of Fund or Funds liquidation, Adviser will be responsible for the balance of the minimum fees for the remainder of such two-year period. Additional services not included herein shall be mutually agreed upon at the time of the service being added. In addition to the fees described above, additional fees may be charged to the extent that changes to applicable laws, rules or regulations require additional work or expenses related to services provided (e.g., compliance with new derivatives risk management and reporting requirements) 2 Subject to annual CPI increase: All Urban Consumers – U.S. City Average” index, provided that the CPI adjustment will not decrease the base fees (even if the cumulative CPI rate at...
