Changes in Equipment, Systems, Etc Sample Clauses
Changes in Equipment, Systems, Etc. USBFS reserves the right to make changes from time to time, as it deems advisable, relating to its systems, programs, rules, operating schedules and equipment, so long as such changes do not adversely affect the services provided to the Trust under this Agreement.
Changes in Equipment, Systems, Etc. Fund Services reserves the right to make changes from time to time, as it deems advisable, relating to its systems, programs, rules, operating schedules and equipment, so long as such changes do not adversely affect the services provided to the Trust under this Agreement.
Changes in Equipment, Systems, Etc. Fund Services reserves the right to make changes from time to time, as it deems advisable, relating to its systems, programs, rules, operating schedules and equipment, so long as such changes do not adversely affect the services provided to a Fund under this Agreement. Xxxxxxxx Marketfield L/S Fund Xxxxxxxx CenterSquare Real Estate Fund Xxxxxxxx Xxxx Sustainable Focused Fund $_____ per project – one fund $_____ per project – two funds $_____ per project – three funds Negotiated Fee – four funds and above (Includes MST external counsel fee, subject to services provided; if applicable) • Additional fee of $_____ per sub-adviser • Additional fee of $_____ per drafting multi-manager exemptive application (does not include outside legal costs) • MST may require up to $_____ in escrow • Subsequent new fund launch – $_____ per fund or as negotiated • Subsequent new share class launch – $_____ per project • Multi-managed funds – as negotiated based upon specific requirements • Proxy – as negotiated based upon specific requirements All other miscellaneous fees and expenses, including but not limited to the following, will be separately billed as incurred: Postage, Federal and state filing fees, expenses from Board of Trustee meetings, third party auditing and legal expenses, XXXXX/iXBRL filing. The Fund start-up and registration services project fee is paid for by the adviser and not the Fund(s). This non-refundable fee is not able to be recouped by the adviser under an expense waiver limitation or similar agreement. Fund startup and registration service fees are billed 50% following the selection of U.S. Bank and 50% 75 days after the preliminary registration statement is filed with the SEC. Extraordinary services – negotiated based upon specific requirements • Multi-managed funds, proxy, expedited filings, asset conversion, fulcrum fee, other exemptive applications. Annual Fee Based Upon Average Net Assets per Fund*+ _____ basis points on the first $_____ _____ basis points on the next $_____ _____ basis points on the next $_____ _____ basis points on the balance Minimum Annual Fee: $_____ per fund+ • Additional fee of $_____ for each additional class, Controlled Foreign Corporation (CFC), and/or sub-advisor • Additional fee of $_____ for each intraday NAV calculations in excess of one strike per day • Advisor Information Source – On-line access to portfolio management and compliance information. • Daily Performance Reporting – Daily pre and post-tax fund and/or ...
Changes in Equipment, Systems, Etc. Fund Services reserves the right to make changes from time to time, as it deems advisable, relating to its systems, programs, rules, operating schedules and equipment, so long as such changes do not adversely affect the services provided to the Trust under this Agreement. Separate Series of ETF Managers Trust ETFMG Prime Junior Silver Miners ETF ETFMG Prime Cyber Security ETF ETFMG Prime Mobile Payments ETF BlueStar Israel Technology ETF Etho Climate Leadership U.S. ETF Wedbush ETFMG Global Cloud Technology ETF Wedbush ETFMG Video Game Tech ETF AI Powered Equity ETF ETFMG Sit Ultra Short ETF ETFMG Travel Tech ETF ETFMG Treatments, Testing and Advancements ETF ETFMG Alternative Harvest ETFMG U.S. Alternative Harvest ETF ETFMG 2X Alternative Harvest ETF ETFMG Prime 2X Daily Junior Silver Miners ETF ETFMG Prime 2X Daily Inverse Junior Silver Miners ETF ETFMG 2X Daily Travel Tech ETF ETFMG 2X Daily Video Game Tech ETF U.S. Bank Global Fund Services (“GFS”) and U.S. Bank National Association Combined Fee schedule1 for: Annual Minimum Per Fund3 Basis Points on AUM of the Funds3 Per Fund $[ ] $0 - $2 billion [ ] bps $2 - $3 billion [ ] bps $3 - $4 billion [ ] bps $4 - $5 billion [ ] bps greater than$5 billion [ ] bps Each month, fees will initially be calculated (the “Initial Amount”) based on the net assets of the series of ETF Managers Trust and the above “Basis Points on AUM of the Funds” schedule. The Initial Amount will be allocated to each fund pro rata based on its month-end net assets (the “Pro Rata Amount”). Each fund will be charged the greater of the fund’s Pro Rata Amount or 1/12 of the “Annual Minimum Per Fund”. 1 This is a combined fee schedule that will cover all services provided by U.S. Bank Global Fund Services (“GFS”) pursuant to the applicable Fund Servicing Agreement, as well as the services provided by U.S. Bank National Association to the Trust pursuant to the Custody Servicing Agreement. Fees with respect to services provided by U.S. Bank National Association to the Trust pursuant to the Securities Lending Agreement are in addition to this fee schedule and as set forth in such agreement, as amended. Fees are calculated and billed monthly - Extraordinary services quoted separately
Changes in Equipment, Systems, Etc. USBFS reserves the right to make changes from time to time, as it deems advisable, relating to its systems, programs, rules, operating schedules and equipment, so long as such changes do not adversely affect the services provided to the Trust under this Agreement. During the term of the Agreement, USBFS may not change locations that provide Services to the Trust outside the United States without prior written notice to the Trust. The Trust shall have 60 calendar days to determine whether to continue service with USBFS.
Changes in Equipment, Systems, Etc. Fund Services reserves the right to make changes from time to time, as it deems advisable, relating to its systems, programs, rules, operating schedules and equipment, so long as such changes do not adversely affect the services provided to a Fund under this Agreement. Congress Large Cap Growth ETF Congress XXxx Growth ETF § Subsequent new fund launch – $[__] per fund or as negotiated § Drafting SEC exemptive order application for required relief, as negotiated Add the following for regulatory administration services in support of external legal counsel, including annual registration statement update and drafting of supplements § $[__] for first three active or inactive funds in same statutory prospectus § $[__] for each additional active or inactive fund in the same statutory prospectus All other miscellaneous fees and expenses, including but not limited to the following, will be separately billed as incurred: § Postage, if necessary § Federal and state regulatory filing fees § Expenses from Board of Trustee meetings § Third party auditing § XXXXX/XBRL filing (may be charged by third-party or U.S. Bank) § All other Miscellaneous expenses Fund startup and registration fees are billed 50% following the selection of U.S. Bank and 50% 75 days after the preliminary registration statement is filed with the SEC. Extraordinary services – negotiated based upon specific requirements § Multi-managed funds, proxy, expedited filings, asset conversion, fulcrum fee, other exemptive applications The following reflects the greater of the basis point fee or annual minimum1 where Congress Asset Management Company, LLP (the “Adviser”) acts as investment adviser to the fund(s) in the same registered investment company.
Changes in Equipment, Systems, Etc. Fund Services reserves the right to make changes from time to time, as it deems advisable, relating to its systems, programs, rules, operating schedules and equipment, so long as such changes do not adversely affect the services provided to a Fund under this Agreement. Xxxxx & Power Minnesota Municipal Bond ETF $[...] per project – one fund $[...] per project – two funds $[...] per project – three funds $[...] per project – four funds Negotiated Fee – five funds and above Additional fee of $[...] per sub-adviser for 2 or more sub-advisers Note: External legal costs are included in the above fee, unless otherwise stated, for the first fund(s) launched by adviser. Additional reviews by Trust counsel for extraordinary circumstances are billed at cost. ▪ Subsequent new fund launch – $[...] per fund or as negotiated ▪ Drafting SEC exemptive order application for requested relief – Negotiated fee Add the following for regulatory administration services in support of external legal counsel, including annual registration statement update and drafting of supplements: ▪ $[...] for first three funds in same statutory prospectus ▪ Fees will be negotiated for fund 4+ All other miscellaneous fees and expenses, including but not limited to the following, will be separately billed as incurred: ▪ Postage, if necessary ▪ Federal and state regulatory filing fees ▪ Expenses from Board of Trustee meetings ▪ Third party auditing ▪ XXXXX/XBRL filing ▪ All other Miscellaneous expenses Fund startup and registration services project fee is paid for by the adviser and not the Fund(s). This fee is not able to be recouped by the adviser under the expense waiver limitation or similar agreement. Fund startup and registration fees are billed 50% following the selection of U.S. Bank and 50% 75 days after the preliminary registration statement is filed with the SEC filings. The following reflects the greater of the basis point fee or annual minimum1 where Xxxxx and Power (the “Adviser”) acts as investment adviser to the fund(s) in the same registered investment company. Annual Minimum per Fund2 Basis Points on Trust AUM2 Funds 1-5 $[...] First $250m [...] bps Funds 6-10 $[...] Next $250m [...] bps Funds 11+ $[...] Next $2b [...] bps Balance [...] bp *Complex Annual Fee based upon an annual rate of average daily market value of all long securities and cash held in the portfolio. 1 Each fund, regardless of asset size, will have fees allocated to it equal to the per fund minimum. Should the c...
Changes in Equipment, Systems, Etc. USBFS reserves the right to make changes from time to time, as it deems advisable, relating to its systems, programs, rules, operating schedules and equipment, so long as such changes do not adversely affect the services provided to the Company under this Agreement. The Company will receive 60 days prior notice to any major system conversion.
Changes in Equipment, Systems, Etc. Fund Services reserves the right to make changes from time to time, as it deems advisable, relating to its systems, programs, rules, operating schedules and equipment, so long as such changes do not adversely affect the services provided to the Trust under this Agreement. The following reflects the greater of the basis point fee or annual minimum1 where Wahed Invest LLC acts as Adviser to a Quadratic fund in the Listed Funds Trust (LFT).