Common use of Charges Paid by Investors Clause in Contracts

Charges Paid by Investors. Shareholder accounts will be charged based upon the type of activity and type of account, including the following: § $__ /qualified plan account or Cxxxxxxxx ESA account (Cap at $__ /SSN) § $__ /transfer to successor trustee § $__ /participant distribution (Excluding SWPs) § $__ /refund of excess contribution § $__ /reconversion/recharacterization § $__ /outgoing wire transfer or overnight delivery § $__ /telephone exchange § $__ /return check or ACH or stop payment § $__/research request per account (Cap at $__/request) (This fee applies to requests for statements older than the prior year)

Charges Paid by Investors. Shareholder accounts will be charged based upon the type of activity and type of account, including the following: § $__ [ ] /qualified plan account or Cxxxxxxxx ESA account (Cap at $__ 30.00 /SSN) § $__ [ ] /transfer to successor trustee § $__ [ ] /participant distribution (Excluding SWPs) § $__ [ ] /refund of excess contribution § $__ [ ] /reconversion/recharacterization § $__ [ ] /outgoing wire transfer or overnight delivery § $__ [ ] /telephone exchange § $__ [ ] /return check or ACH or stop payment § $__[ ] /research request per account (Cap at $__25.00 /request) (This fee applies to requests for statements older than the prior year)

Charges Paid by Investors. Shareholder accounts will be charged based upon the type of activity and type of account, including the following: § $__ […] /qualified plan account or Cxxxxxxxx ESA account (Cap at $__ 30.00 /SSN) for accounts valued at less than $[…] § $__ […] /transfer to successor trustee § $__ […] /participant distribution (Excluding SWPs) § $__ […] /refund of excess contribution § $__ […] /reconversion/recharacterization § $__ […] /outgoing wire transfer or overnight delivery § $__ […] /telephone exchange § $__ […] /return check or ACH or stop payment § $__[…] /research request per account (Cap at $__/request[…] per request) (This fee applies to requests for statements older than the prior year)

Charges Paid by Investors. Shareholder accounts will be charged based upon the type of activity and type of account, including the following: § $__ […] /qualified plan account or Cxxxxxxxx ESA account (Cap at $__ […] /SSN) § $__ […] /transfer to successor trustee § $__ […] /participant distribution (Excluding SWPs) § $__ […] /refund of excess contribution § $__ […] /reconversion/recharacterization § $__ […] /outgoing wire transfer or overnight delivery § $__ […] /telephone exchange § $__ […] /return check or ACH or stop payment § $__[…] /research request per account (Cap at $__[…] /request) (This fee applies to requests for statements older than the prior year)

Charges Paid by Investors. Shareholder accounts will be charged based upon the type of activity and type of account, including the following: § $__ […]/qualified plan account or Cxxxxxxxx ESA account (Cap at $__ […]/SSN) § $__ […]/transfer to successor trustee § $__ […]/participant distribution (Excluding SWPs) § $__ […]/refund of excess contribution § $__ […]/reconversion/recharacterization § $__ […]/outgoing wire transfer or overnight delivery § $__ […]/telephone exchange § $__ […]/return check or ACH or stop payment § $__[…]/research request per account (Cap at $__[…]/request) (This fee applies to requests for statements older than the prior year)

Charges Paid by Investors. Shareholder accounts will be charged based upon the type of activity and type of account, including the following: § $__ _/qualified plan account or Cxxxxxxxx Xxxxxxxxx ESA account (Cap at $__ 30.00 /SSN) § $__ _/transfer to successor trustee § $__ _/participant distribution (Excluding SWPs) § $__ _/refund of excess contribution § $__ _/reconversion/recharacterization § $__ /outgoing _outgoing wire transfer or overnight delivery § $__ _/telephone exchange § $__ _/return check or ACH or stop payment § $__/research search request per account (Cap at $__/request) (This fee applies to requests for statements older than the prior year)

Charges Paid by Investors. Shareholder accounts will be charged based upon the type of activity and type of account, including the following: § ■ $___ /qualified plan account or Cxxxxxxxx ESA account (Cap at $___ /SSN) § ■ $___ /transfer to successor trustee § ■ $___ /participant distribution (Excluding SWPs) § ■ $__ __/refund of excess contribution § ■ $___ /reconversion/recharacterization § ■ $___ /outgoing wire transfer or overnight delivery § ■ $___ /telephone exchange § ■ $___ /return check or ACH or stop payment § ■ $___ /research request per account (Cap at $___ /request) (This fee applies to requests for statements older than the prior year)

Charges Paid by Investors. Shareholder accounts will be charged based upon the type of activity and type of account, including the following: § $_____ /qualified per qualified plan account or Cxxxxxxxx Xxxxxxxxx ESA account (Cap at $__ /SSN30.00 per SSN) § $_____ /transfer per transfer to successor trustee § $_____ /participant per participant distribution (Excluding SWPs) § $_____ /refund per refund of excess contribution § $_____ /reconversionper reconversion/recharacterization re-characterization § $_____ /outgoing per outgoing wire transfer or overnight delivery § $_____ /telephone per telephone exchange § $_____ /return per return check or ACH or stop payment § $__/research ___ per research request per account (Cap at $__/request) (This fee applies to requests for statements older than the prior year)