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Common use of ¨ Check if Transfer is Pursuant to Other Exemption Clause in Contracts

¨ Check if Transfer is Pursuant to Other Exemption. (i) The Transfer is being effected pursuant to and in compliance with an exemption from the registration requirements of the Securities Act other than Rule 144 and in compliance with the transfer restrictions contained in the Indenture and any applicable blue sky securities laws of any State of the United States and (ii) the restrictions on transfer contained in the Indenture and the Restricted Securities Legend are not required in order to maintain compliance with the Securities Act. Upon consummation of the proposed Transfer in accordance with the terms of the Indenture, the transferred beneficial interest or definitive Note will not be subject to the restrictions on transfer enumerated in the Restricted Securities Legend printed on the Restricted Global Note or Restricted Definitive Notes and in the Indenture. This certificate and the statements contained herein are made for your benefit and the benefit of the Issuers. [Insert Name of Transferor] By: [●] Name:[●] Title:[●] Dated: [●] 1. The Transferor owns and proposes to transfer the following: (a) ¨ a beneficial interest in the

Appears in 1 contract

Samples: Third Supplemental Indenture (Owl Rock Technology Finance Corp.)

¨ Check if Transfer is Pursuant to Other Exemption. (i) The Transfer is being effected pursuant to and in compliance with an exemption from the registration requirements of the Securities Act other than Rule 144 144, Rule 903 or Rule 904 and in compliance with the transfer restrictions contained in the Indenture and any applicable blue sky securities laws of any State of the United States and (ii) the restrictions on transfer contained in the Indenture and the Restricted Securities Private Placement Legend are not required in order to maintain compliance with the Securities Act. Upon consummation of the proposed Transfer in accordance with the terms of the Indenture, the transferred beneficial interest or definitive Definitive Note will not be subject to the restrictions on transfer enumerated in the Restricted Securities Private Placement Legend printed on the Restricted Global Note Notes or Restricted Definitive Notes and in the Indenture. This certificate and the statements contained herein are made for your benefit and the benefit of the IssuersCompany. --------------------------------- Dated: [Insert Name of Transferor] ---------------------------- By: [●] ------------------------------------ Name:[●] : Title:[●] Dated: [●] 1. The Transferor owns and proposes to transfer the following: (a) ¨ a beneficial interest in the

Appears in 1 contract

Samples: Indenture (Herbalife International Inc)

¨ Check if Transfer is Pursuant to Other Exemption. (i) The Transfer is being effected pursuant to and in compliance with an exemption from the registration requirements of the Securities Act other than Rule 144 144, Rule 903 or Rule 904 and in compliance with the transfer restrictions ​ B-2 ​ ​ contained in the Indenture and any applicable blue sky securities laws of any State of the United States and (ii) the restrictions on transfer contained in the Indenture and the Restricted Securities Private Placement Legend are not required in order to maintain compliance with the Securities Act. Upon consummation of the proposed Transfer in accordance with the terms of the Indenture, the transferred beneficial interest or definitive Note Definitive Security will not be subject to the restrictions on transfer enumerated in the Restricted Securities Private Placement Legend printed on the Restricted Global Note Security or Restricted Definitive Notes Security and in the Indenture. This certificate and the statements contained herein are made for your benefit and the benefit of the IssuersCompany. [Insert Name of Transferor] By:_______________________________ Name: [●] NameTitle: Dated:[●] Title:[●] Dated: [●] 1. The Transferor owns and proposes to transfer the following: (a) ¨ a beneficial interest in the________________________________ ​ ​ B-3 ​ ​

Appears in 1 contract

Samples: Indenture (Transocean Ltd.)

¨ Check if Transfer is Pursuant to Other Exemption. (i) The Transfer is being effected pursuant to and in compliance with an exemption from the registration requirements of the Securities Act other than Rule 144 144, Rule 903 or Rule 904 and in compliance with the transfer restrictions contained in the Indenture and any applicable blue sky securities laws of any State of the United States and (ii) the restrictions on transfer contained in the Indenture and the Restricted Securities Private Placement Legend are not required in order to maintain compliance with the Securities Act. Upon consummation of the proposed Transfer in accordance with the terms of the Indenture, the transferred beneficial interest or definitive Definitive Note will not be subject to the restrictions on transfer enumerated in the Restricted Securities Private Placement Legend printed on the Restricted Global Note Notes or Restricted Definitive Notes and in the Indenture. This certificate and the statements contained herein are made for your benefit and the benefit of the IssuersCompany. Dated: ------------------------------- ------------------------------ [Insert Name of Transferor] By: [●] ---------------------------- Name:[●] : Title:[●] Dated: [●] 1. The Transferor owns and proposes to transfer the following: (a) ¨ a beneficial interest in the

Appears in 1 contract

Samples: Indenture (CSK Auto Corp)

¨ Check if Transfer is Pursuant to Other Exemption. (i) The Transfer is being effected pursuant to and in compliance with an exemption from the registration requirements of the Securities Act other than Rule 144 144, Rule 903 or Rule 904 and in compliance with the transfer restrictions contained in the Indenture and any applicable blue sky securities laws of any State of the United States and (ii) the restrictions on transfer contained in the Indenture and the Restricted Securities Private Placement Legend are not required in order to maintain compliance with the Securities Act. Upon consummation of the proposed Transfer in accordance with the terms of the Indenture, the transferred beneficial interest or definitive Definitive Note will not be subject to the restrictions on transfer enumerated in the Restricted Securities Private Placement Legend printed on the Restricted Global Note Notes or Restricted Definitive Notes and in the Indenture. This certificate and the statements contained herein are made for your benefit and the benefit of the IssuersCompany. [Insert Name of Transferor] By: [●] Name:[●] : Title:[●] : Dated: [●]_______________________ 1. The Transferor owns and proposes to transfer the following:: [CHECK ONE OF (a) OR (b)] (a) ¨ a beneficial interest in the:

Appears in 1 contract

Samples: Indenture (Vector Group LTD)

¨ Check if Transfer is Pursuant to Other Exemption. (i) The Transfer is being effected pursuant to and in compliance with an exemption from the registration requirements of the Securities Act other than Rule 144 144, Rule 903 or Rule 904 and in compliance with the transfer restrictions contained in the Indenture and any applicable blue sky securities laws of any State of the United States and (ii) the restrictions on transfer contained in the Indenture and the Restricted Securities Private Placement Legend are not required in order to maintain compliance with the Securities Act. Upon consummation of the proposed Transfer in accordance with the terms of the Indenture, the transferred beneficial interest or definitive Definitive Note will not be subject to the restrictions on transfer enumerated in the Restricted Securities Private Placement Legend printed on the Restricted Global Note Notes or Restricted Definitive Notes and in the Indenture. This certificate and the statements contained herein are made for your benefit and the benefit of the IssuersCompany. ---------------------------------------- [Insert Name of Transferor] By: [●] ------------------------------------ Name:[●] : Title:[●] : Dated: [●] 1. ---------------------------- ANNEX A TO CERTIFICATE OF TRANSFER The Transferor owns and proposes to transfer the following: : [CHECK ONE OF (a) ¨ a beneficial interest in theOR (b)]

Appears in 1 contract

Samples: Indenture (Wci Communities Inc)

¨ Check if Transfer is Pursuant to Other Exemption. (i) The Transfer is being effected pursuant to and in compliance with an exemption from the registration requirements of the Securities Act other than Rule 144 144, Rule 903 or Rule 904 and in compliance with the transfer restrictions contained in the Indenture and any applicable blue sky securities laws of any State of the United States and (ii) the restrictions on transfer contained in the Indenture and the Restricted Securities Private Placement Legend are not required in order to maintain compliance with the Securities Act. Upon consummation of the proposed Transfer in accordance with the terms of the Indenture, the transferred beneficial interest or definitive Definitive Note will not be subject to the restrictions on transfer enumerated in the Restricted Securities Private Placement Legend printed on the Restricted Global Note Notes or Restricted Definitive Notes and in the Indenture. This certificate and the statements contained herein are made for your benefit and the benefit of the Issuers. ______________________________________ [Insert Name of Transferor] By: [●] _________________________________ Name:[●] : Title:[●] : Dated: [●]ANNEX A TO CERTIFICATE OF TRANSFER 1. The Transferor owns and proposes to transfer the following: : [CHECK ONE OF (a) ¨ a beneficial interest in theOR (b)]

Appears in 1 contract

Samples: Indenture (Emergency Medical Services CORP)

¨ Check if Transfer is Pursuant to Other Exemption. (i) The Transfer is being effected pursuant to and in compliance with an exemption from the registration requirements of the Securities Act other than Rule 144 144, Rule 903 or Rule 904 and in compliance with the transfer restrictions contained in the Indenture and any applicable blue sky securities laws of any State of the United States and (ii) the restrictions on transfer contained in the Indenture and the Restricted Securities Private Placement Legend are not required in order to maintain compliance with the Securities Act. Upon consummation of the proposed Transfer in accordance with the terms of the Indenture, the transferred beneficial interest or definitive Definitive Note will not be subject to the restrictions on transfer enumerated in the Restricted Securities Private Placement Legend printed on the Restricted Global Note Notes or Restricted Definitive Notes and in the Indenture. This certificate and the statements contained herein are made for your benefit and the benefit of the IssuersCompany. Dated: --------------------------------- ---------------------------- [Insert Name of Transferor] By: [●] ----------------------------- Name:[●] : Title:[●] Dated: [●] 1. The Transferor owns and proposes to transfer the following: (a) ¨ a beneficial interest in the

Appears in 1 contract

Samples: Indenture (Ceridian Corp)

¨ Check if Transfer is Pursuant to Other Exemption. (i) The Transfer is being effected pursuant to and in compliance with an exemption from the registration requirements of the Securities Act other than Rule 144 144, Rule 903 or Rule 904 and in compliance with the transfer restrictions contained in the Indenture and any applicable blue sky securities laws of any State of the United States and (ii) the restrictions on transfer contained in the Indenture and the Restricted Securities Private Placement Legend are not required in order to maintain compliance with the Securities Act. Upon consummation of the proposed Transfer in accordance with the terms of the Indenture, the transferred beneficial interest or definitive Definitive Note will not be subject to the restrictions on transfer enumerated in the Restricted Securities Private Placement Legend printed on the Restricted Global Note Notes or Restricted Definitive Notes and in the Indenture. This certificate and the statements contained herein are made for your benefit and the benefit of the IssuersCompany. [Insert Name of Transferor] By: [●] Name:[●] : Title:[●] : Dated: [●]_______________________ ANNEX A TO CERTIFICATE OF TRANSFER 1. The Transferor owns and proposes to transfer the following:: [CHECK ONE OF (a) OR (b)] (a) ¨ a beneficial interest in the:

Appears in 1 contract

Samples: Indenture (Osullivan Industries Inc)

¨ Check if Transfer is Pursuant to Other Exemption. (i) The Transfer is being effected pursuant to and in compliance with an exemption from the registration requirements of the Securities Act other than Rule 144 144, Rule 903 or Rule 904 and in compliance with the transfer restrictions contained in the Indenture and any applicable blue sky securities laws of any State of the United States and (ii) the restrictions on transfer contained in the Indenture and the Restricted Securities Private Placement Legend are not required in order to maintain compliance with the Securities Act. Upon consummation of the proposed Transfer in accordance with the terms of the Indenture, the transferred beneficial interest or definitive Definitive Note will not be subject to the restrictions on transfer enumerated in the Restricted Securities Private Placement Legend printed on the Restricted Global Note Notes or the Restricted Definitive Notes Notes, as the case may be, and contained in the Indenture. This certificate and the statements contained herein are made for your benefit and the benefit of the IssuersIssuer. [Insert Name of Transferor] By: [●] ____________________________ Name:[●] : Title:[●] : Dated: [●] 1. The Transferor owns and proposes to transfer the following: (a) ¨ a beneficial interest in the__________________

Appears in 1 contract

Samples: Indenture (Intl Fcstone Inc.)

¨ Check if Transfer is Pursuant to Other Exemption. (i) The Transfer is being effected pursuant to and in compliance with an exemption from the registration requirements of the Securities Act other than Rule 144 144, Rule 903 or Rule 904 and in compliance with the transfer restrictions contained in the Indenture and any applicable blue sky securities laws of any State of the United States and (iiB) the restrictions on transfer contained in the Indenture and the Restricted Securities Private Placement Legend are not required in order to maintain compliance with the Securities Act. Upon consummation of the proposed Transfer in accordance with the terms of the Indenture, the transferred beneficial interest or definitive Definitive Note will not be subject to the restrictions on transfer enumerated in the Restricted Securities Private Placement Legend printed on the Restricted Global Note Notes or Restricted Definitive Notes and in the Indenture. This certificate and the statements contained herein are made for your benefit and the benefit of the IssuersCompany. --------------------------------------------- [Insert Name of Transferor] By: [●] ---------------------------------------- Name:[●: [ ] Title:[●: [ ] Dated: [●] 1. The Transferor owns and proposes to transfer the following: (a) ¨ a beneficial interest in the[ ] ANNEX A TO CERTIFICATE OF TRANSFER

Appears in 1 contract

Samples: Indenture (Remington Arms Co Inc/)

¨ Check if Transfer is Pursuant to Other Exemption. (i) The Transfer is being effected pursuant to and in compliance with an exemption from the registration requirements of the Securities Act other than Rule 144 144, Rule 903 or Rule 904 and in compliance with the transfer restrictions contained in the Indenture and any applicable blue sky securities laws of any State of the United States and (ii) the restrictions on transfer contained in the Indenture and the Restricted Securities Private Placement Legend are not required in order to maintain compliance with the Securities Act. Upon consummation of the proposed Transfer in accordance with the terms of the Indenture, the transferred beneficial interest or definitive Definitive Note will shall not be subject to the restrictions on transfer enumerated in the Restricted Securities Private Placement Legend printed on the Restricted Global Note Notes or Restricted Definitive Notes and in the Indenture. This certificate and the statements contained herein are made for your benefit and the benefit of the IssuersCompany. ___________________________________ [Insert Name of Transferor] By:_________________________________ Name: [●] NameTitle: Dated:[●] Title:[●] Dated: [●] _______,____ 1. The Transferor owns and proposes to transfer the following: (a) ¨ a beneficial interest in the

Appears in 1 contract

Samples: Indenture (Superior Energy Services Inc)

¨ Check if Transfer is Pursuant to Other Exemption. (i) The Transfer is being effected pursuant to and in compliance with an exemption from the registration requirements of the Securities Act other than Rule 144 144, Rule 903 or Rule 904 and in compliance with the transfer restrictions contained in the Indenture and any applicable blue sky securities laws of any State of the United States and (ii) the restrictions on transfer contained in the Indenture and the Restricted Securities Private Placement Legend are not required in order to maintain compliance with the Securities Act. Upon consummation of the proposed Transfer in accordance with the terms of the Indenture, the transferred beneficial interest or definitive Definitive Note will not be subject to the restrictions on transfer enumerated in the Restricted Securities Private Placement Legend printed on the Restricted Global Note Notes or Restricted Definitive Notes and in the Indenture. This certificate and the statements contained herein are made for your benefit and the benefit of the IssuersCompany. [Insert Name of Transferor] Name: Title: By: [●] Name:[●] : Title:[●] : Dated: [●]_______________________ 1. The Transferor owns and proposes to transfer the following: (a) ¨ a beneficial interest in the:

Appears in 1 contract

Samples: Indenture (Alta Equipment Group Inc.)

¨ Check if Transfer is Pursuant to Other Exemption. (i) The Transfer is being effected pursuant to and in compliance with an exemption from the registration requirements of the Securities Act other than Rule 144 144, Rule 903 or Rule 904 and in compliance with the transfer restrictions contained in the Indenture and any applicable blue sky securities laws of any State of the United States and (ii) the restrictions on transfer contained in the Indenture and the Restricted Securities Private Placement Legend are not required in order to maintain compliance with the Securities Act. Upon consummation of the proposed Transfer in accordance with the terms of the Indenture, the transferred beneficial interest or definitive Definitive Note will not be subject to the restrictions on transfer enumerated in the Restricted Securities Private Placement Legend printed on the Restricted Global Note Notes or Restricted Definitive Notes and in the Indenture. This certificate and the statements contained herein are made for your benefit and the benefit of the IssuersCompany. ____________________________________________ [Insert Name of Transferor] By:_________________________________________ Name: [●] NameTitle: Dated:[●] Title:[●] Dated: [●] 1. The Transferor owns and proposes to transfer the following: (a) ¨ a beneficial interest in the______________ ANNEX A TO CERTIFICATE OF TRANSFER

Appears in 1 contract

Samples: Indenture (Renal Care Group Inc)

¨ Check if Transfer is Pursuant to Other Exemption. (i) The Transfer is being effected pursuant to and in compliance with an exemption from the registration requirements of the Securities Act other than Rule 144 144, Rule 903 or Rule 904 and in compliance with the transfer restrictions contained in the Indenture and any applicable blue sky securities laws of any State of the United States and (ii) the restrictions on transfer contained in the Indenture and the Restricted Securities Private Placement Legend are not required in order to maintain compliance with the Securities Act. Upon consummation of the proposed Transfer in accordance with the terms of the Indenture, the transferred beneficial interest or definitive Definitive Note will not be subject to the restrictions on transfer enumerated in the Restricted Securities Private Placement Legend printed on the Restricted Global Note Notes or Restricted Definitive Notes and in the Indenture. This certificate and the statements contained herein are made for your benefit and the benefit of the IssuersIssuer. [Insert Name of Transferor] By: [●] Name:[●] : Title:[●] : Dated: [●] 1. The Transferor owns and proposes to transfer the following: (a) ¨ a beneficial interest in the_______________________

Appears in 1 contract

Samples: Indenture (Nesco Holdings, Inc.)

¨ Check if Transfer is Pursuant to Other Exemption. (i) The Transfer is being effected pursuant to and in compliance with an exemption from the registration requirements of the Securities Act other than Rule 144 and in compliance with the transfer restrictions contained in the Indenture and any applicable blue sky securities laws of any State of the United States and (ii) the restrictions on transfer contained in the Indenture and the Restricted Securities Private Placement Legend are not required in order to maintain compliance with the Securities Act. Upon consummation of the proposed Transfer in accordance with the terms of the Indenture, the transferred beneficial interest or definitive Certificated Note will not be subject to the restrictions on transfer enumerated in the Restricted Securities Private Placement Legend printed on the Restricted Global Note Notes or Restricted Definitive Certificated Notes and in the Indenture. This certificate and the statements contained herein are made for your benefit and the benefit of the IssuersCompany. ___________________________________ Dated:_________________________ [Insert Name of Transferor] By:__________________________ Name: [●] Name:[●] Title:[●] Dated: [●]ANNEX A TO CERTIFICATE OF TRANSFER 1. The Transferor owns and proposes to transfer the following: : [CHECK ONE OF (a) ¨ a beneficial interest in theOR (b)]

Appears in 1 contract

Samples: Fourth Supplemental Indenture (HMC Swiss Holdings LLC)

¨ Check if Transfer is Pursuant to Other Exemption. (i) The Transfer is being effected pursuant to and in compliance with an exemption from the registration requirements of the Securities Act other than Rule 144 144, Rule 903 or Rule 904 and in compliance with the transfer restrictions contained in the Indenture and any applicable blue sky securities laws of any State of the United States and (ii) the restrictions on transfer contained in the Indenture and the Restricted Securities Private Placement Legend are not required in order to maintain compliance with the Securities Act. Upon consummation of the proposed Transfer in accordance with the terms of the Indenture, the transferred beneficial interest or definitive Definitive Note will not be subject to the restrictions on transfer enumerated in the Restricted Securities Private Placement Legend printed on the Restricted Global Note Notes or Restricted Definitive Notes and in the Indenture. This certificate and the statements contained herein are made for your benefit and the benefit of the IssuersCompany. ------------------------------------ [Insert Name of Transferor] By: [●] -------------------------------- Name:[●] : Title:[●] : Dated: [●] 1. The Transferor owns and proposes to transfer the following: (a) ¨ a beneficial interest in the, ------------ ----

Appears in 1 contract

Samples: Indenture (Mail Well Inc)

¨ Check if Transfer is Pursuant to Other Exemption. (i) The Transfer is being effected pursuant to and in compliance with an exemption from the registration requirements of the Securities Act other than Rule 144 144, Rule 903 or Rule 904 and in compliance with the transfer restrictions contained in the Indenture and any applicable blue sky securities laws of any State of the United States and (ii) the restrictions on transfer contained in the Indenture and the Restricted Securities Private Placement Legend are not required in order to maintain compliance with the Securities Act. Upon consummation of the proposed Transfer in accordance with the terms of the Indenture, the transferred beneficial interest or definitive Note Physical Bond will not be subject to the restrictions on transfer enumerated in the Restricted Securities Private Placement Legend printed on the Restricted Global Note Bond or Restricted Definitive Notes Physical Bond and in the Indenture. This certificate and the statements contained herein are made for your benefit and the benefit of the IssuersCompany. [Insert Name of Transferor] By:_______________________________ Name: [●] NameTitle: Dated:[●] Title:[●] Dated: [●] 1. The Transferor owns and proposes to transfer the following: (a) ¨ a beneficial interest in the________________________________ ​ ​ Appendix B - 3 ​ ​ ​

Appears in 1 contract

Samples: Indenture (Transocean Ltd.)

¨ Check if Transfer is Pursuant to Other Exemption. (i) The Transfer is being effected pursuant to and in compliance with an exemption from the registration requirements of the Securities Act other than Rule 144 144, Rule 903 or Rule 904 and in compliance with the transfer restrictions contained in the Indenture and any applicable blue sky securities laws of any State of the United States and (ii) the restrictions on transfer contained in the Indenture and the Restricted Securities Private Placement Legend are not required in order to maintain compliance with the Securities Act. Upon consummation of the proposed Transfer in accordance with the terms of the Indenture, the transferred beneficial interest or definitive Definitive Note will not be subject to the restrictions on transfer enumerated in the Restricted Securities Private Placement Legend printed on the Restricted Global Note Notes or Restricted Definitive Notes and in the Indenture. This certificate and the statements contained herein are made for your benefit and the benefit of the IssuersCompany. Dated: , 20 ------------------- -- -------------------------------- [Insert Name of Transferor] By: [●] ------------------------------ Name:[●] : Title:[●] Dated: [●] 1. The Transferor owns and proposes to transfer the following: (a) ¨ a beneficial interest in the

Appears in 1 contract

Samples: Indenture (Advance Paradigm Inc)

¨ Check if Transfer is Pursuant to Other Exemption. (i) The Transfer is being effected pursuant to and in compliance with an exemption from the registration requirements of the Securities Act other than Rule 144 144, Rule 903 or Rule 904 and in compliance with the transfer restrictions contained in the Indenture and any applicable blue sky securities laws of any State of the United States and (ii) the restrictions on transfer contained in the Indenture and the Restricted Securities Private Placement Legend are not required in order to maintain compliance with the Securities Act. Upon consummation of the proposed Transfer in accordance with the terms of the Indenture, the transferred beneficial interest or definitive Definitive Note will not be subject to the restrictions on transfer enumerated in the Restricted Securities Private Placement Legend printed on the Restricted Global Note Notes or Restricted Definitive Notes and in the Indenture. This certificate and the statements contained herein are made for your benefit and the benefit of the IssuersCompany. [Insert Name of Transferor] By:______________________________ Name: [●] Name:[●] Title:[●] : Dated: [●]______________, _____ ANNEX A TO CERTIFICATE OF TRANSFER 1. The Transferor owns and proposes to transfer the following: : [CHECK ONE OF (a) ¨ a beneficial interest in theOR (b)]

Appears in 1 contract

Samples: Indenture (Global Crossing LTD)

¨ Check if Transfer is Pursuant to Other Exemption. (i) The Transfer is being effected pursuant to and in compliance with an exemption from the registration requirements of the Securities Act other than Rule 144 144, Rule 903 or Rule 904 and in compliance with the transfer restrictions contained in the Indenture and any applicable blue sky securities laws of any State of the United States and (ii) the restrictions on transfer contained in the Indenture and the Restricted Securities Private Placement Legend are not required in order to maintain compliance with the Securities Act. Upon consummation of the proposed Transfer in accordance with the terms of the Indenture, the transferred beneficial interest or definitive Note Physical Bond will not be subject to the restrictions on transfer enumerated in the Restricted Securities Private Placement Legend printed on the Restricted Global Note Bond or Restricted Definitive Notes Physical Bond and in the Indenture. This certificate and the statements contained herein are made for your benefit and the benefit of the IssuersCompany. [Insert Name of Transferor] By:_______________________________ Name: [●] NameTitle: Dated:[●] Title:[●] Dated: [●] 1. The Transferor owns and proposes to transfer the following: (a) ¨ a beneficial interest in the________________________________ ​ ​ ​ Appendix B - 3 ​ ​ ​

Appears in 1 contract

Samples: Indenture (Transocean Ltd.)

¨ Check if Transfer is Pursuant to Other Exemption. (i) The Transfer is being effected pursuant to and in compliance with an exemption from the registration requirements of the Securities Act other than Rule 144 144, Rule 903 or Rule 904 and in compliance with the transfer restrictions contained in the Indenture and any applicable blue sky securities laws of any State of the United States and (ii) the restrictions on transfer contained in the Indenture and the Restricted Securities Private Placement Legend are not required in order to maintain compliance with the Securities Act. Upon consummation of the proposed Transfer in accordance with the terms of the Indenture, the transferred beneficial interest or definitive Definitive Note will not be subject to the restrictions on transfer enumerated in the Restricted Securities Private Placement Legend printed on the Restricted Global Note Notes or Restricted Definitive Notes and in the Indenture. This certificate and the statements contained herein are made for your benefit and the benefit of the IssuersCompany. ___________________________ [Insert Name of Transferor] By: [●] __________________________ Name:[●] : Title:[●] : Dated: [●] 1. The Transferor owns and proposes to transfer the following: (a) ¨ a beneficial interest in the_______________________ ANNEX A TO CERTIFICATE OF TRANSFER

Appears in 1 contract

Samples: Indenture (Stewart Enterprises Inc)

¨ Check if Transfer is Pursuant to Other Exemption. (i) The Transfer is being effected pursuant to and in compliance with an exemption from the registration requirements of the Securities Act other than Rule 144 144, Rule 903 or Rule 904 and in compliance with the transfer restrictions contained in the Indenture and any applicable blue sky securities laws of any State of the United States and (ii) the restrictions on transfer contained in the Indenture and the Restricted Securities Private Placement Legend are not required in order to maintain compliance with the Securities Act. Upon consummation of the proposed Transfer in accordance with the terms of the Indenture, the transferred beneficial interest or definitive Definitive Note will not be subject to the restrictions on transfer enumerated in the Restricted Securities Private Placement Legend printed on the Restricted Global Note Notes or Restricted Definitive Notes and in the Indenture. This certificate and the statements contained herein are made for your benefit and the benefit of the IssuersCompany. -------------------------------- [Insert Name of Transferor] By: [●] ----------------------------- Name:[●] : Title:[●] : Dated: [●] 1. The Transferor owns and proposes to transfer the following: (a) ¨ a beneficial interest in the---------------, -------- B-4 ANNEX A TO CERTIFICATE OF TRANSFER

Appears in 1 contract

Samples: Indenture (Sun Medical Technologies Inc /Ca/)

¨ Check if Transfer is Pursuant to Other Exemption. (i) The Transfer is being effected pursuant to and in compliance with an exemption from the registration requirements of the Securities Act other than Rule 144 144, Rule 903 or Rule 904 and in compliance with the transfer restrictions contained in the Indenture and any applicable blue sky securities laws of any State of the United States and (ii) the restrictions on transfer contained in the Indenture and the Restricted Securities Private Placement Legend are not required in order to maintain compliance with the Securities Act. Upon consummation of the proposed Transfer in accordance with the terms of the Indenture, the transferred beneficial interest or definitive Unrestricted Definitive Note will not be subject to the restrictions on transfer enumerated in the Restricted Securities Private Placement Legend printed on the Restricted Global Note Notes or Restricted Definitive Notes and in the Indenture. This certificate and the statements contained herein are made for your benefit and the benefit of the IssuersCompany. [Insert Name of Transferor] By: [●] ------------------- Name: Title: Dated:[●] Title:[●] Dated: [●] 1. The Transferor owns and proposes to transfer the following: (a) ¨ a beneficial interest in the____________,______ ANNEX A TO CERTIFICATE OF TRANSFER

Appears in 1 contract

Samples: Indenture (KSL Recreation Group Inc)

¨ Check if Transfer is Pursuant to Other Exemption. (i) The Transfer is being effected pursuant to and in compliance with an exemption from the registration requirements of the Securities Act other than Rule 144 144, Rule 903 or Rule 904 and in compliance with the transfer restrictions contained in the Indenture and any applicable blue sky securities laws of any State of the United States and (ii) the restrictions on transfer contained in the Indenture and the Restricted Securities Private Placement Legend are not required in order to maintain compliance with the Securities Act. Upon consummation of the proposed Transfer in accordance with the terms of the Indenture, the transferred beneficial interest or definitive Definitive Note will not be subject to the restrictions on transfer enumerated in the Restricted Securities Private Placement Legend printed on the Restricted Global Note Notes or Restricted Definitive Notes and in the Indenture. This certificate and the statements contained herein are made for your benefit and the benefit of the IssuersCompany. [Insert Name of Transferor] By: [●] ______________________ Name: Title: Dated:[●] Title:[●] Dated: [●]_____________, ____ ANNEX A TO CERTIFICATE OF TRANSFER 1. The Transferor owns and proposes to transfer the following:: [CHECK ONE OF (a) OR (b)] (a) ¨ a beneficial interest in the:

Appears in 1 contract

Samples: Indenture (Just for Feet Specialty Stores Inc)

¨ Check if Transfer is Pursuant to Other Exemption. (i) The Transfer is being effected pursuant to and in compliance with an exemption from the registration requirements of the Securities Act other than Rule 144 144, Rule 903 or Rule 904 and in compliance with the transfer restrictions contained in the Indenture and any applicable blue sky securities laws of any State of the United States and (ii) the restrictions on transfer contained in the Indenture and the Restricted Securities Private Placement Legend are not required in order to maintain compliance with the Securities Act. Upon consummation of the proposed Transfer in accordance with the terms of the Indenture, the transferred beneficial interest or definitive Definitive Note will not be subject to the restrictions on transfer enumerated in the Restricted Securities Private Placement Legend printed on the Restricted Global Note Notes or Restricted Definitive Notes and in the Indenture. This certificate and the statements contained herein are made for your benefit and the benefit of the Issuers. ---------------------------------------- [Insert Name of Transferor] By: [●] ----------------------------------------- Name:[●] : Title:[●] : Dated: [●] 1. The Transferor owns and proposes to transfer the following: (a) ¨ a beneficial interest in the----------------------------- ANNEX A TO CERTIFICATE OF TRANSFER

Appears in 1 contract

Samples: Indenture (Centennial Communications Corp /De)

¨ Check if Transfer is Pursuant to Other Exemption. (i) The Transfer is being effected pursuant to and in compliance with an exemption from the registration requirements of the Securities Act other than Rule 144 144, Rule 903 or Rule 904 and in compliance with the transfer restrictions contained in the Indenture and any applicable blue sky securities laws of any State of the United States and (ii) the restrictions on transfer contained in the Indenture and the Restricted Securities Private Placement Legend are not required in order to maintain compliance with the Securities Act. Upon consummation of the proposed Transfer in accordance with the terms of the Indenture, the transferred beneficial interest or definitive Definitive Note will not be subject to the restrictions on transfer enumerated in the Restricted Securities Private Placement Legend printed on the Restricted Global Note Notes or Restricted Definitive Notes and in the Indenture. This certificate and the statements contained herein are made for your benefit and the benefit of the IssuersCompany. _______________________________ Dated: ____________________________ [Insert Name of Transferor] By: [●] ___________________________ Name:[●] : Title:[●] Dated: [●] 1. The Transferor owns and proposes to transfer the following: (a) ¨ a beneficial interest in theANNEX A TO CERTIFICATE OF TRANSFER

Appears in 1 contract

Samples: Indenture (Panolam Industries Inc)

¨ Check if Transfer is Pursuant to Other Exemption. (i) The Transfer is being effected pursuant to and in compliance with an exemption from the registration requirements of the Securities Act other than Rule 144 144, Rule 903 or Rule 904 and in compliance with the transfer restrictions contained in the Indenture and any applicable blue sky securities laws of any State of the United States and (ii) the restrictions on transfer contained in the Indenture and the Restricted Securities Private Placement Legend are not required in order to maintain compliance with the Securities Act. Upon consummation of the proposed Transfer in accordance with the terms of the Indenture, the transferred beneficial interest or definitive Note Definitive Security will not be subject to the restrictions on transfer enumerated in the Restricted Securities Private Placement Legend printed on the Restricted Global Note Securities or Restricted Definitive Notes Securities and in the Indenture. This certificate and the statements contained herein are made for your benefit and the benefit of the Issuers. [Insert Name of Transferor] By: [●] __________________________________________________ Name:[●] : Title:[●] : Dated: [●]_______________________ 1. The Transferor owns and proposes to transfer the following: (a) ¨ a beneficial interest in the:

Appears in 1 contract

Samples: Indenture (Radio One, Inc.)

¨ Check if Transfer is Pursuant to Other Exemption. (i) The Transfer is being effected pursuant to and in compliance with an exemption from the registration requirements of the Securities Act other than Rule 144 144, Rule 903 or Rule 904 and in compliance with the transfer restrictions contained in the Indenture and any applicable blue sky securities laws of any State of the United States and (ii) the restrictions on transfer contained in the Indenture and the Restricted Securities Private Placement Legend are not required in order to maintain compliance with the Securities Act. Upon consummation of the proposed Transfer in accordance with the terms of the Indenture, the transferred beneficial interest or definitive Definitive Note will not be subject to the restrictions on transfer enumerated in the Restricted Securities Private Placement Legend printed on the Restricted Global Note Notes or Restricted Definitive Notes and in the Indenture. This certificate and the statements contained herein are made for your the benefit of the Trustee and the Registrar and the benefit of the IssuersCompany. ----------------------------------- [Insert Name of Transferor] By: [●] -------------------------------- Name:[●] : Title:[●] : Dated: [●] 1. The Transferor owns and proposes to transfer the following: (a) ¨ a beneficial interest in the-----------------------

Appears in 1 contract

Samples: Indenture (Avista Corp)

¨ Check if Transfer is Pursuant to Other Exemption. (i) The Transfer is being effected pursuant to and in compliance with an exemption from the registration requirements of the Securities Act other than Rule 144 144, Rule 903 or Rule 904 and in compliance with the transfer restrictions contained in the Indenture and any applicable blue sky securities laws of any State of the United States and (ii) the restrictions on transfer contained in the Indenture and the Restricted Securities Private Placement Legend are not required in order to maintain compliance with the Securities Act. Upon consummation of the proposed Transfer in accordance with the terms of the Indenture, the transferred beneficial interest or definitive Dollar Definitive Note will not be subject to the restrictions on transfer enumerated in the Restricted Securities Private Placement Legend printed on the Dollar Restricted Global Note Notes or Dollar Restricted Definitive Notes and in the Indenture. This certificate and the statements contained herein are made for your benefit and the benefit of the IssuersIssuer. [Insert Name of Transferor] By: [●] Name: Title: Dated:[●] Title:[●] Dated__________________________ Signature Guarantee: [●](Signature must be guaranteed) 1. The Transferor owns and proposes to transfer the following: (a) ¨ [ ] a beneficial interest in the:

Appears in 1 contract

Samples: Indenture (Avantor, Inc.)

¨ Check if Transfer is Pursuant to Other Exemption. (i) The Transfer is being effected pursuant to and in compliance with an exemption from the registration requirements of the Securities Act other than Rule 144 144, Rule 903 or Rule 904 and in compliance with the transfer restrictions contained in the Indenture and any applicable blue sky securities laws of any State of the United States and (ii) the restrictions on transfer contained in the Indenture and the Restricted Securities Private Placement Legend are not required in order to maintain compliance with the Securities Act. Upon consummation of the proposed Transfer in accordance with the terms of the Indenture, the transferred beneficial interest or definitive Note Definitive Security will not be subject to the restrictions on transfer enumerated in the Restricted Securities Private Placement Legend printed on the Restricted Global Note Security or Restricted Definitive Notes Security and in the Indenture. This certificate and the statements contained herein are made for your benefit and the benefit of the IssuersCompany. [Insert Name of Transferor] By:_______________________________ Name: [●] NameTitle: Dated:[●] Title:[●] Dated: [●] 1. The Transferor owns and proposes to transfer the following: (a) ¨ a beneficial interest in the________________________________

Appears in 1 contract

Samples: Indenture (Transocean Ltd.)

¨ Check if Transfer is Pursuant to Other Exemption. (i) The Transfer is being effected pursuant to and in compliance with an exemption from the registration requirements of the Securities Act other than Rule 144 144, Rule 903 or Rule 904 and in compliance with the transfer restrictions contained in the Indenture and any applicable blue sky securities laws of any State of the United States and (ii) the restrictions on transfer contained in the Indenture and the Restricted Securities Private Placement Legend are not required in order to maintain compliance with the Securities Act. Upon consummation of the proposed Transfer in accordance with the terms of the Indenture, the transferred beneficial interest or definitive Definitive Note will not be subject to the restrictions on transfer enumerated in the Restricted Securities Private Placement Legend printed on the Restricted Global Note Notes or Restricted Definitive Notes and in the Indenture. This certificate and the statements contained herein are made for your benefit and the benefit of the Issuers. --------------------------------------------- [Insert Name of Transferor] By: [●] ------------------------------------------ Name:[●] : Title:[●] : Dated: [●] 1. The Transferor owns and proposes to transfer the following: (a) ¨ a beneficial interest in the-----------------------

Appears in 1 contract

Samples: Indenture (Centennial Communications Corp /De)

¨ Check if Transfer is Pursuant to Other Exemption. (i) The Transfer is being effected pursuant to and in compliance with an exemption from the registration requirements of the Securities Act other than Rule 144 144, Rule 903 or Rule 904 and in compliance with the transfer restrictions contained in the Indenture and any applicable blue sky securities laws of any State of the United States and (ii) the restrictions on transfer contained in the Indenture and the Restricted Securities Private Placement Legend are not required in order to maintain compliance with the Securities Act. Upon consummation of the proposed Transfer in accordance with the terms of the Indenture, the transferred beneficial interest or definitive Definitive Note will shall not be subject to the restrictions on transfer enumerated in the Restricted Securities Private Placement Legend printed on the Restricted Global Note Notes or Restricted Definitive Notes and in the Indenture. This certificate and the statements contained herein are made for your benefit and the benefit of the IssuersCompany. ----------------------------------------- [Insert Name of Transferor] By: [●] ---------------------------------- Name:[●] : Title:[●] : Dated: [●], -------------- ---- ANNEX A TO CERTIFICATE OF TRANSFER 1. The Transferor owns and proposes to transfer the following:: [CHECK ONE] (a) ¨ a beneficial interest in the:

Appears in 1 contract

Samples: Indenture (Grant Prideco Inc)

¨ Check if Transfer is Pursuant to Other Exemption. (i) The Transfer is being effected pursuant to and in compliance with an exemption from the registration requirements of the Securities Act other than Rule 144 144, Rule 903 or Rule 904 and in compliance with the transfer restrictions contained in the Indenture and any applicable blue sky securities laws of any State of the United States and (ii) the restrictions on transfer contained in the Indenture and the Restricted Securities Private Placement Legend are not required in order to maintain compliance with the Securities Act. Upon consummation of the proposed Transfer in accordance with the terms of the Indenture, the transferred beneficial interest or definitive Certificated Note will shall not be subject to the restrictions on transfer enumerated in the Restricted Securities Private Placement Legend printed on the Restricted Global Note Notes or Restricted Definitive Certificated Notes and in the Indenture. This certificate and the statements contained herein are made for your benefit and the benefit of the IssuersCompany. [Insert Name of Transferor] By: [●] ----------------------------------------- Name:[●] : Title:[●] : Dated: [●] 1. The Transferor owns and proposes to transfer the following: (a) ¨ a beneficial interest in the-------------, ------ EXHIBIT D FORM OF CERTIFICATE OF EXCHANGE XXXX Re: 7-3/8% Senior Subordinated Notes due 2014

Appears in 1 contract

Samples: Indenture (Amida Industries Inc)

¨ Check if Transfer is Pursuant to Other Exemption. (i) The Transfer is being effected pursuant to and in compliance with an exemption from the registration requirements of the ​ ​ ​ ​ B-2 ​ ​ ​ Securities Act other than Rule 144 144, Rule 903 or Rule 904 and in compliance with the transfer restrictions contained in the Indenture and any applicable blue sky securities laws of any State of the United States and (ii) the restrictions on transfer contained in the Indenture and the Restricted Securities Private Placement Legend are not required in order to maintain compliance with the Securities Act. Upon consummation of the proposed Transfer in accordance with the terms of the Indenture, the transferred beneficial interest or definitive Note Definitive Security will not be subject to the restrictions on transfer enumerated in the Restricted Securities Private Placement Legend printed on the Restricted Global Note Security or Restricted Definitive Notes Security and in the Indenture. This certificate and the statements contained herein are made for your benefit and the benefit of the IssuersCompany. [Insert Name of Transferor] By:_______________________________ Name: [●] NameTitle: Dated:[●] Title:[●] Dated: [●] 1. The Transferor owns and proposes to transfer the following: (a) ¨ a beneficial interest in the________________________________ ​ ​ ​ ​ ​ B-3 ​ ​ ​

Appears in 1 contract

Samples: Indenture (Transocean Ltd.)

¨ Check if Transfer is Pursuant to Other Exemption. (i) The Transfer is being effected pursuant to and in compliance with an exemption from the registration requirements of the Securities Act other than Rule 144 144, Rule 903 or Rule 904 and in compliance with the transfer restrictions contained in the Indenture and any applicable blue sky securities laws of any State of the United States and (ii) the restrictions on transfer contained in the Indenture and the Restricted Securities Private Placement Legend are not required in order to maintain compliance with the Securities Act. Upon consummation of the proposed Transfer in accordance with the terms of the Indenture, the transferred beneficial interest or definitive Definitive Note will not be subject to the restrictions on transfer enumerated in the Restricted Securities Private Placement Legend printed on the Restricted Global Note Notes or Restricted Definitive Notes and in the Indenture. This certificate and the statements contained herein are made for your benefit and the benefit of the IssuersCompany. _______________________ [Insert Name of Transferor] By: [●] ______________________ Name:[●] : Title:[●] : Dated: [●]_______________________ 1. The Transferor owns and proposes to transfer the following: (a) ¨ a beneficial interest in the

Appears in 1 contract

Samples: Indenture (Radio One, Inc.)

¨ Check if Transfer is Pursuant to Other Exemption. (i) The Transfer is being effected pursuant to and in compliance with an exemption from the registration requirements of the Securities Act other than Rule 144 144, Rule 903 or Rule 904 and in compliance with the transfer restrictions contained in the Indenture and any applicable blue sky securities laws of any State of the United States and (ii) the restrictions on transfer contained in the Indenture and the Restricted Securities Private Placement Legend are not required in order to maintain compliance with the Securities Act. Upon consummation of the proposed Transfer in accordance with the terms of the Indenture, the transferred beneficial interest or definitive Definitive Note will not be subject to the restrictions on transfer enumerated in the Restricted Securities Private Placement Legend printed on the Restricted Global Note Notes or Restricted Definitive Notes and in the Indenture. This certificate and the statements contained herein are made for your benefit and the benefit of the Issuers. ____________________________________________ [Insert Name of Transferor] By__________________________________________ Name: [●] Name:[●] Title:[●] : Dated: [●] 1. The Transferor owns and proposes to transfer the following: (a) ¨ a beneficial interest in the______________________________________

Appears in 1 contract

Samples: Indenture (Charter Communications, Inc. /Mo/)

¨ Check if Transfer is Pursuant to Other Exemption. (i) The Transfer is being effected pursuant to and in compliance with an exemption from the registration requirements of the Securities Act other than Rule 144 144, Rule 903 or Rule 904 and in compliance with the transfer restrictions contained in the Indenture and any applicable blue sky securities laws of any State of the United States and (ii) the restrictions on transfer contained in the Indenture and the Restricted Securities Private Placement Legend are not required in order to maintain compliance with the Securities Act. Upon consummation of the proposed Transfer in accordance with the terms of the Indenture, the transferred beneficial interest or definitive Definitive Note will not be subject to the restrictions on transfer enumerated in the Restricted Securities Private Placement Legend printed on the Restricted Global Note Notes or Restricted Definitive Notes and in the Indenture. This certificate and the statements contained herein are made for your benefit and the benefit of the IssuersCompany. --------------------------------------- [Insert Name of Transferor] By: [●] ------------------------------------ Name:[●] : Title:[●] : Dated: [●] ----------, ------ B-3 ANNEX A TO CERTIFICATE OF TRANSFER 1. The Transferor owns and proposes to transfer the following: : [CHECK ONE OF (a) ¨ a beneficial interest in theOR (b)]

Appears in 1 contract

Samples: Indenture (Global Crossing Holdings LTD)

¨ Check if Transfer is Pursuant to Other Exemption. (i) The Transfer is being effected pursuant to and in compliance with an exemption from the registration requirements of the Securities Act other than Rule 144 144, Rule 903 or Rule 904 and in compliance with the transfer restrictions contained in the Indenture and any applicable blue sky securities laws of any State of the United States and (ii) the restrictions on transfer contained in the Indenture and the Restricted Securities Private Placement Legend are not required in order to maintain compliance with the Securities Act. Upon consummation of the proposed Transfer in accordance with the terms of the Indenture, the transferred beneficial interest or definitive Definitive Note will not be subject to the restrictions on transfer enumerated in the Restricted Securities Private Placement Legend printed on the Restricted Regulation S Global Note or Notes, the Rule 144A Global Notes, the Restricted Definitive Notes and in the Indenture. This certificate and the statements contained herein are made for your benefit and the benefit of the IssuersCompany. ------------------------------------ [Insert Name of Transferor] By: [●] --------------------------------- ------------------------------------ Name:[●] : Title:[●] : Dated: [●] 1_____________ __, ____. The Transferor owns and proposes to transfer the following: (a) ¨ a beneficial interest in theANNEX A TO CERTIFICATE OF TRANSFER

Appears in 1 contract

Samples: Supplemental Indenture (Tyco International Group S A)

¨ Check if Transfer is Pursuant to Other Exemption. (i) The Transfer is being effected pursuant to and in compliance with an exemption from the registration requirements of the Securities Act other than Rule 144 144, Rule 903 or Rule 904 and in compliance with the transfer restrictions contained in the Indenture and any applicable blue sky securities laws of any State of the United States and (ii) the restrictions on transfer contained in the Indenture and the Restricted Securities Private Placement Legend are not required in order to maintain compliance with the Securities Act. Upon consummation of the proposed Transfer in accordance with the terms of the Indenture, the transferred beneficial interest or definitive Definitive Note will not be subject to the restrictions on transfer enumerated in the Restricted Securities Private Placement Legend printed on the Restricted Global Note Notes or Restricted Definitive Notes and in the Indenture. This certificate and the statements contained herein are made for your benefit and the benefit of the IssuersCompany. _____________________________________________ [Insert Name of Transferor] By:__________________________________________ Name: [●] Name:[●] Title:[●] : Dated: [●]_______________________ 1. The Transferor owns and proposes to transfer the following: (a) ¨ a beneficial interest in the:

Appears in 1 contract

Samples: Indenture (World Acceptance Corp)

¨ Check if Transfer is Pursuant to Other Exemption. (i) The Transfer is being effected pursuant to and in compliance with an exemption from the registration requirements of the Securities Act other than Rule 144 144, Rule 903 or Rule 904 and in compliance with the transfer restrictions contained in the Indenture and any applicable blue sky securities laws of any State of the United States and (ii) the restrictions on transfer contained in the Indenture and the Restricted Securities Act Legend are not required in order to maintain compliance with the Securities Act. Upon consummation of the proposed Transfer in accordance with the terms of the Indenture, the transferred beneficial interest or definitive Physical Note will not no longer be subject to the restrictions on transfer enumerated in the Restricted Securities Act Legend printed on the Restricted Global Note Notes or Restricted Definitive Physical Notes and in the Indenture. This certificate and the statements contained herein are made for your benefit and the benefit of the IssuersCompany. [Insert Name of Transferor] By: [●] Name:[●] : Title:[●] : Dated: [●] 1. The Transferor owns and proposes to transfer the following: (a) ¨ a beneficial interest in the_______________________

Appears in 1 contract

Samples: Indenture (JinkoSolar Holding Co., Ltd.)

¨ Check if Transfer is Pursuant to Other Exemption. (i) The Transfer is being effected pursuant to and in compliance with an exemption from the registration requirements of the Securities Act other than Rule 144 and in compliance with the transfer restrictions contained in the Indenture and any applicable blue sky securities laws of any State of the United States and (ii) the restrictions on transfer contained in the Indenture and the Restricted Securities Legend are not required in order to maintain compliance with the Securities Act. Upon consummation of the proposed Transfer in accordance with the terms of the Indenture, the transferred beneficial interest or definitive Note will not be subject to the restrictions on transfer enumerated in the Restricted Securities Legend printed on the Restricted Global Note or Restricted Definitive Notes and in the Indenture. This certificate and the statements contained herein are made for your benefit and the benefit of the Issuers. [Insert Name of Transferor] By: [●] Name:: [●] Title:: [●] Dated: [●] 1. The Transferor owns and proposes to transfer the following: (a) ¨ a beneficial interest in the

Appears in 1 contract

Samples: Second Supplemental Indenture (Owl Rock Technology Finance Corp.)

¨ Check if Transfer is Pursuant to Other Exemption. (i) The Transfer is being effected pursuant to and in compliance with an exemption from the registration requirements of the Securities Act other than Rule 144 144, Rule 903 or Rule 904 and in compliance with the transfer restrictions contained in the Indenture and any applicable blue sky securities laws of any State of the United States and (ii) the restrictions on transfer contained in the Indenture and the Restricted Securities Private Placement Legend are not required in order to maintain compliance with the Securities Act. Upon consummation of the proposed Transfer in accordance with the terms of the Indenture, the transferred beneficial interest or definitive Definitive Note will not be subject to the restrictions on transfer enumerated in the Restricted Securities Private Placement Legend printed on the Restricted Global Note Notes or Restricted Definitive Notes and in the Indenture. This certificate and the statements contained herein are made for your benefit and the benefit of the IssuersCompany. [Insert Name of Transferor] B-3|| By:_______________________________________________________________________ Name: [●] NameTitle: Dated/:[●] Title:[●] Dated: [●]____________________________ ANNEX A TO CERTIFICATE OF TRANSFER B-4|| 1. The Transferor owns and proposes to transfer the following: (a) ¨ a beneficial interest in the

Appears in 1 contract

Samples: Indenture (Sabre Corp)

¨ Check if Transfer is Pursuant to Other Exemption. (i) The Transfer is being effected pursuant to and in compliance with an exemption from the registration requirements of the Securities Act other than Rule 144 144, Rule 903 or Rule 904 and in compliance with the transfer restrictions contained in the Indenture and any applicable blue sky securities laws of any State of the United States and (ii) the restrictions on transfer contained in the Indenture and the Restricted Securities Private Placement Legend are not required in order to maintain compliance with the Securities Act. Upon consummation of the proposed Transfer in accordance with the terms of the Indenture, the transferred beneficial interest or definitive Definitive Note will not be subject to the restrictions on transfer enumerated in the Restricted Securities Private Placement Legend printed on the Restricted Global Note Notes or Restricted Definitive Notes and in the Indenture. This certificate and the statements contained herein are made for your benefit and the benefit of the IssuersIssuer. _________________________________________________________ [Insert Name of Transferor] By: [●] ______________________________________ Name:[●] : Title:[●] : Dated: [●] 1. The Transferor owns and proposes to transfer the following: (a) ¨ a beneficial interest in the______________________

Appears in 1 contract

Samples: Indenture (Hanger Orthopedic Group Inc)

¨ Check if Transfer is Pursuant to Other Exemption. (i) The Transfer is being effected pursuant to and in compliance with an exemption from the registration requirements of the Securities Act other than Rule 144 144, Rule 903 or Rule 904 and in compliance with the transfer restrictions contained in the Indenture and any applicable blue sky securities laws of any State of the United States states and (ii) the restrictions on transfer contained in the Indenture and the Restricted Securities Private Placement Legend are not required in order to maintain compliance with the Securities Act. Upon consummation of the proposed Transfer in accordance with the terms of the Indenture, the transferred beneficial interest or definitive of Definitive Note will not be subject to the restrictions on transfer enumerated in the Restricted Securities Private Placement Legend printed on the Restricted Regulation S Global Note or Notes, the Rule 144A Global Notes, the Restricted Definitive Notes and in the Indenture. This certificate and the statements contained herein are made for your benefit and the benefit of the IssuersCompany. --------------------------- [Insert Name of Transferor] By: [●] -------------------------- Name:[●] : Title:[●] : Dated: [●]-------------------- ANNEX A TO CERTIFICATE OF TRANSFER 1. The Transferor owns and proposes to transfer the following: : [CHECK ONE OF (a) ¨ a beneficial interest in theOR 9b)]

Appears in 1 contract

Samples: Seventh Supplemental Indenture (Ccci Capital Trust Iii)

¨ Check if Transfer is Pursuant to Other Exemption. (i) The Transfer is being effected pursuant to and in compliance with an exemption from the registration requirements of the Securities Act other than Rule 144 144, Rule 903 or Rule 904 and in compliance with the transfer restrictions contained in the Indenture and any applicable blue sky securities laws of any State of the United States and (ii) the restrictions on transfer contained in the Indenture and the Restricted Securities Private Placement Legend are not required in order to maintain compliance with the Securities Act. Upon consummation of the proposed Transfer in accordance with the terms of the Indenture, the transferred beneficial interest or definitive Definitive Note will not be subject to the restrictions on transfer enumerated in the Restricted Securities Private Placement Legend printed on the Restricted Global Note Notes or Restricted Definitive Notes and in the Indenture. This certificate and the statements contained herein are made for your benefit and the benefit of the IssuersCompany. ........................... ........................... [Insert Name of Transferor] By: [●] Name:[●] Title:[●] Dated: [●] 1. The Transferor owns and proposes to transfer the following: (a) ¨ a beneficial interest in the

Appears in 1 contract

Samples: Indenture (Fields MRS Original Cookies Inc)

¨ Check if Transfer is Pursuant to Other Exemption. (i) The Transfer is being effected pursuant to and in compliance with an exemption from the registration requirements of the Securities Act other than Rule 144 144, Rule 903 or Rule 904 and in compliance with the transfer restrictions contained in the Indenture and any applicable blue sky securities laws of any State of the United States and (ii) the restrictions on transfer contained in the Indenture and the Restricted Securities Private Placement Legend are not required in order to maintain compliance with the Securities Act. Upon consummation of the proposed Transfer in accordance with the terms of the Indenture, the transferred beneficial interest or definitive Note Physical Bond will not be subject to the restrictions on transfer enumerated in the Restricted Securities Private Placement Legend printed on the Restricted Global Note Bond or Restricted Definitive Notes Physical Bond and in the Indenture. This certificate and the statements contained herein are made for your benefit and the benefit of the IssuersCompany. [Insert Name of Transferor] By:_______________________________ Name: [●] NameTitle: Dated:[●] Title:[●] Dated: [●] 1. The Transferor owns and proposes to transfer the following: (a) ¨ a beneficial interest in the________________________________ ​ ​ Appendix B - 3 ​ ​ ​

Appears in 1 contract

Samples: Indenture (Transocean Ltd.)

¨ Check if Transfer is Pursuant to Other Exemption. (i) The Transfer is being effected pursuant to and in compliance with an exemption from the registration requirements of the Securities Act other than Rule 144 144, Rule 903 or Rule 904 and in compliance with the transfer restrictions contained in the Indenture and any applicable blue sky securities laws of any State of the United States and (ii) the restrictions on transfer contained in the Indenture and the Restricted Securities Private Placement Legend are not required in order to maintain compliance with the Securities Act. Upon consummation of the proposed Transfer in accordance with the terms of the Indenture, the transferred beneficial interest or definitive Note Definitive Bond will not be subject to the restrictions on transfer enumerated in the Restricted Securities Private Placement Legend printed on the Restricted Global Note Bonds or Restricted Definitive Notes Bonds and in the Indenture. This certificate and the statements contained herein are made for your benefit and the benefit of the IssuersCompany. ------------------------------------- [Insert Name of Transferor] By: [●] -------------------------------- Name:[●] : Title:[●] : Dated: [●] 1. The Transferor owns and proposes to transfer the following: (a) ¨ a beneficial interest in the--------------------

Appears in 1 contract

Samples: Supplemental Indenture (Peoples Gas Light & Coke Co)

¨ Check if Transfer is Pursuant to Other Exemption. (i) The Transfer is being effected pursuant to and in compliance with an exemption from the registration requirements of the Securities Act other than Rule 144 144, Rule 903 or Rule 904 and in compliance with the transfer restrictions contained in the Indenture and any applicable blue sky securities laws of any State of the United States and (ii) the restrictions on transfer contained in the Indenture and the Restricted Securities Private Placement Legend are not required in order to maintain compliance with the Securities Act. Upon consummation of the proposed Transfer in accordance with the terms of the Indenture, the transferred beneficial interest or definitive Definitive Note will not be subject to the restrictions on transfer enumerated in the Restricted Securities Private Placement Legend printed on the Restricted Global Note Notes or Restricted Definitive Notes and in the Indenture. This certificate and the statements contained herein are made for your benefit and the benefit of the IssuersCompany. EXHIBIT B B - 4 ______________________________________ [Insert Name of Transferor] By: [●] ________________________________ Name:[●] : Title:[●] : Dated: [●] 1. The Transferor owns and proposes to transfer the following: (a) ¨ a beneficial interest in the___________________

Appears in 1 contract

Samples: Indenture (Allegiant Travel CO)