Common use of CLIENT IDENTITY DISCLOSURES Clause in Contracts

CLIENT IDENTITY DISCLOSURES. Without affecting any other provisions of this Agreement, in connection with any lawful request for information made to GTJAF by Regulator(s) in respect of any transaction relating to the Account:- (a) the Client shall, within two (2) Business Days, upon request by GTJAF, provide GTJAF and/or the Regulator(s) with such information as may be required by it including but not limited to the identity, address, occupation, contact details and other identification particulars of (i) the party on whose account the transaction was effected (so far as known to the Client); (ii) the person who has the ultimate beneficial interest in the transaction; and (iii) any third party who originated the transaction; (b) if the Client effected the transaction for a collective investment scheme, discretionary account or discretionary trust, the Client shall within two (2) Business Days, upon request by GTJAF, inform GTJAF and/or the Regulator(s) of the identity, address and contact details of the scheme, account or trust and, if applicable, the identity, address, occupation and contact details of the person who, on behalf of the scheme, account or trust, instructed the Client to effect the transaction. The Client shall inform GTJAF within twenty-four (24) hours after the Client's discretion to invest on behalf of any scheme, trust or account has been overridden. In such event, the Client shall also inform GTJAF and/or the Regulator(s) within two (2) Business Days upon request by GTJAF, of the identity, address, occupation and contact details of the person(s) who has or have given the instruction in relation to the transaction; and (c) if the Client is aware that the Client's client is acting as intermediary for its underlying client(s), and the Client does not know the identity, address, occupation and contact details of the underlying client for whom the transaction was effected, the Client confirms that:- (i) the Client have arrangements in place with the Client's client which entitle the Client to obtain the information set out in paragraphs (a) and/or (b) above from the Client's client immediately upon request or procure that it be so obtained; and (ii) the Client shall, upon request from GTJAF in relation to a transaction under the Account, promptly request the information set out in paragraphs (a) and/or (b) above from the Client's client on whose instructions the transaction was effected such that the information is provided to GTJAF and/or the Regulator(s) within two (2) Business Days from the date of the request. Without affecting any other provisions of this Agreement, in respect of any transaction relating to the Accounts, the Client shall, within two (2) Business Days, upon request by GTJAF or the Regulator(s), provide GTJAF and/or the Regulator(s) with such information as may be required by it including but not limited to the identity, address, occupation, contact details and other identification particulars of (i) the party on whose account the transaction was effected (so far as known to the Client); (ii) the person who has the ultimate beneficial interest in the transaction; and (iii) any third party who originated the transaction. In addition, the Client hereby authorizes GTJAF to provide the requested information to the Regulator(s) according to the request, where GTJAF already has such information. The Client confirms that neither the Client nor the Client's clients are subject to any law which prohibits the performance by the Client of this Clause 21 or, if the Client or the Client's clients are subject to such law, that the Client or the Client's clients, as may be the case, have waived the benefit of such law or consent in writing to the performance by the Client of these Clauses.

CLIENT IDENTITY DISCLOSURES. 20.1 Without affecting any other provisions of this the Agreement, in connection with any lawful request for information made to GTJAF GTJAFX by Regulator(s) the SFC, the Exchange, or other regulators, exchanges or depositories in Hong Kong or elsewhere in respect of any transaction relating to the Account:-Account: (ai) the Client shall, within two (2) Business Days, Days upon request by GTJAFGTJAFX, provide GTJAF and/or GTJAFX, the Regulator(s) SFC, the Exchange, or other regulators, exchanges or depositories with such information as may be required by it them, including but not limited to the identity, address, occupation, contact details and other identification particulars of (i) the party on whose account the transaction was effected (so far as known to the Client); (iiClient);(ii) the person who has the ultimate beneficial interest in the transaction; and (iii) any third party who originated the transaction; (bii) if the Client effected the transaction for a collective investment scheme, discretionary account or discretionary trust, the Client shall within two (2) Business Days, upon request by GTJAFGTJAFX, inform GTJAF GTJAFX, the SFC and/or the Regulator(s) Exchange or other regulators of the identity, address and contact details of the scheme, account or trust and, if applicable, the identity, address, occupation and contact details of the person who, on behalf of the scheme, account or trust, instructed the Client to effect the transaction. The Client shall inform GTJAF GTJAFX within twenty-four (24) hours after the Client's discretion to invest on behalf of any scheme, trust or account has been overridden. In such event, the Client shall also inform GTJAF GTJAFX, the SFC and/or the Regulator(s) Exchange or other regulators within two (2) Business Days upon request by GTJAFGTJAFX, of the identity, address, occupation and contact details of the person(s) who has or have given the instruction Instruction in relation to the transaction; and (ciii) if the Client is aware that the Client's client is acting as intermediary for its underlying client(s), and the Client does not know the identity, address, occupation and contact details of the underlying client for whom the transaction was effected, the Client confirms that:-that: (ia) the Client have has arrangements in place with the Client's client which entitle the Client to obtain the information set out in paragraphs (ai) and/or (bii) above from the Client's client immediately upon request or procure that it be so obtained; and (iib) the Client shall, upon request from GTJAF GTJAFX in relation to a transaction Transaction under the each Account, promptly request the information set out in paragraphs (ai) and/or and/or (bii) above from the Client's client on whose instructions Instructions the transaction Transaction was effected such that the information is provided to GTJAF and/or GTJAFX, the Regulator(s) SFC, the Exchange, or other regulators, exchanges or depositories within two (2) Business Days from the date of the request. . 20.2 Without affecting any other provisions of this the Agreement, in respect of any transaction relating to the AccountsAccount, the Client shall, within two (2) Business Days, upon request by GTJAF GTJAFX, the SFC, the Exchange or the Regulator(s)other regulators, provide GTJAF and/or GTJAFX, the Regulator(s) SFC, the Exchange, or other regulators with such information as may be required by it including but not limited to the identity, address, occupation, contact details and other identification particulars of (i) the party on whose account the transaction was effected (so far as known to the Client); (ii) the person who has the ultimate beneficial interest in the transaction; and (iii) any third party who originated the transaction. In addition, the Client hereby authorizes GTJAF authorises GTJAFX to provide the requested information to the Regulator(sSFC, the Exchange or other regulator(s) according to the request, where GTJAF GTJAFX already has such information. . 20.3 The Client confirms that neither the Client nor the Client's clients are subject to any law which prohibits the performance by the Client of this Clause 21 20 or, if the Client or the Client's clients are subject to such law, that the Client or the Client's clients, as may be the case, have waived the benefit of such law or consent in writing to the performance by the Client of these Clauses. 20.4 This Clause 20 shall continue in effect notwithstanding the termination of the Account or the Agreement.

CLIENT IDENTITY DISCLOSURES. 20.1 Without affecting any other provisions of this the Agreement, in connection with any lawful request for information made to GTJAF GTJAFX by Regulator(s) the SFC, the Exchange, or other regulators, exchanges or depositories in Hong Kong or elsewhere in respect of any transaction relating to the Account:-Account: (ai) the Client shall, within two (2) Business Days, Days upon request by GTJAFGTJAFX, provide GTJAF and/or GTJAFX, the Regulator(s) SFC, the Exchange, or other regulators, exchanges or depositories with such information as may be required by it them, including but not limited to the identity, address, occupation, contact details and other identification particulars of (i) the party on whose account the transaction was effected (so far as known to the Client); (iiClient);(ii) the person who has the ultimate beneficial interest in the transaction; and (iii) any third party who originated the transaction; (bii) if the Client effected the transaction for a collective investment scheme, discretionary account or discretionary trust, the Client shall within two (2) Business Days, upon request by GTJAFGTJAFX, inform GTJAF GTJAFX, the SFC and/or the Regulator(s) Exchange or other regulators of the identity, address and contact details of the scheme, account or trust and, if applicable, the identity, address, occupation and contact details of the person who, on behalf of the scheme, account or trust, instructed the Client to effect the transaction. The Client shall inform GTJAF GTJAFX within twenty-four (24) hours after the Client's discretion to invest on behalf of any scheme, trust or account has been overridden. In such event, the Client shall also inform GTJAF GTJAFX, the SFC and/or the Regulator(s) Exchange or other regulators within two (2) Business Days upon request by GTJAFGTJAFX, of the identity, address, occupation and contact details of the person(s) who has or have given the instruction Instruction in relation to the transaction; and (ciii) if the Client is aware that the Client's client is acting as intermediary for its underlying client(s), and the Client does not know the identity, address, occupation and contact details of the underlying client for whom the transaction was effected, the Client confirms that:-that: (ia) the Client have has arrangements in place with the Client's client which entitle the Client to obtain the information set out in paragraphs (ai) and/or (bii) above from the Client's client immediately upon request or procure that it be so obtained; and (iib) the Client shall, upon request from GTJAF GTJAFX in relation to a transaction Transaction under the each Account, promptly request the information set out in paragraphs (ai) and/or (bii) above from the Client's client on whose instructions Instructions the transaction Transaction was effected such that the information is provided to GTJAF and/or GTJAFX, the Regulator(s) SFC, the Exchange, or other regulators, exchanges or depositories within two (2) Business Days from the date of the request. . 20.2 Without affecting any other provisions of this the Agreement, in respect of any transaction relating to the AccountsAccount, the Client shall, within two (2) Business Days, upon request by GTJAF GTJAFX, the SFC, the Exchange or the Regulator(s)other regulators, provide GTJAF and/or GTJAFX, the Regulator(s) SFC, the Exchange, or other regulators with such information as may be required by it including but not limited to the identity, address, occupation, contact details and other identification particulars of (i) the party on whose account the transaction was effected (so far as known to the Client); (ii) the person who has the ultimate beneficial interest in the transaction; and (iii) any third party who originated the transaction. In addition, the Client hereby authorizes GTJAF authorises GTJAFX to provide the requested information to the Regulator(sSFC, the Exchange or other regulator(s) according to the request, where GTJAF GTJAFX already has such information. . 20.3 The Client confirms that neither the Client nor the Client's clients are subject to any law which prohibits the performance by the Client of this Clause 21 20 or, if the Client or the Client's clients are subject to such law, that the Client or the Client's clients, as may be the case, have waived the benefit of such law or consent in writing to the performance by the Client of these Clauses. 20.4 This Clause 20 shall continue in effect notwithstanding the termination of the Account or the Agreement.

CLIENT IDENTITY DISCLOSURES. 20.1 Without affecting any other provisions of this the Agreement, in connection with any lawful request for information made to GTJAF GTJAFX by Regulator(s) the SFC, the Exchange, or other regulators, exchanges or depositories in Hong Kong or elsewhere in respect of any transaction relating to the Account:-Account: (ai) the Client shall, within two (2) Business Days, Days upon request by GTJAFGTJAFX, provide GTJAF and/or GTJAFX, the Regulator(s) SFC, the Exchange, or other regulators, exchanges or depositories with such information as may be required by it them, including but not limited to the identity, address, occupation, contact details and other identification particulars of (i) the party on whose account the transaction was effected (so far as known to the Client); (iiClient);(ii) the person who has the ultimate beneficial interest in the transaction; and (iii) any third party who originated the transaction; (bii) if the Client effected the transaction for a collective investment scheme, discretionary account or discretionary trust, the Client shall within two (2) Business Daysbusiness days, upon request by GTJAFGTJAFX, inform GTJAF GTJAFX, the SFC and/or the Regulator(s) Exchange or other regulators of the identity, address and contact details of the scheme, account or trust and, if applicable, the identity, address, occupation and contact details of the person who, on behalf of the scheme, account or trust, instructed the Client to effect the transaction. The Client shall inform GTJAF GTJAFX within twenty-four (24) hours after the Client's discretion to invest on behalf of any scheme, trust or account has been overridden. In such event, the Client shall also inform GTJAF GTJAFX, the SFC and/or the Regulator(s) Exchange or other regulators within two (2) Business Days business days upon request by GTJAFGTJAFX, of the identity, address, occupation and contact details of the person(s) who has or have given the instruction Instruction in relation to the transaction; and (ciii) if the Client is aware that the Client's client is acting as intermediary for its underlying client(s), and the Client does not know the identity, address, occupation and contact details of the underlying client for whom the transaction was effected, the Client confirms that:-that: (ia) the Client have has arrangements in place with the Client's client which entitle the Client to obtain the information set out in paragraphs (ai) and/or (bii) above from the Client's client immediately upon request or procure that it be so obtained; and (iib) the Client shall, upon request from GTJAF GTJAFX in relation to a transaction an FX Transaction under the each Account, promptly request the information set out in paragraphs (ai) and/or (bii) above from the Client's client on whose instructions Instructions the transaction FX Transaction was effected such that the information is provided to GTJAF and/or GTJAFX, the Regulator(s) SFC, the Exchange, or other regulators, exchanges or depositories within two (2) Business Days from the date of the request. . 20.2 Without affecting any other provisions of this the Agreement, in respect of any transaction relating to the AccountsAccount, the Client shall, within two (2) Business Daysbusiness days, upon request by GTJAF GTJAFX, the SFC, the Exchange or the Regulator(s)other regulators, provide GTJAF and/or GTJAFX, the Regulator(s) SFC, the Exchange, or other regulators with such information as may be required by it including but not limited to the identity, address, occupation, contact details and other identification particulars of (i) the party on whose account the transaction was effected (so far as known to the Client); (ii) the person who has the ultimate beneficial interest in the transaction; and (iii) any third party who originated the transaction. In addition, the Client hereby authorizes GTJAF authorises GTJAFX to provide the requested information to the Regulator(sSFC, the Exchange or other regulator(s) according to the request, where GTJAF GTJAFX already has such information. . 20.3 The Client confirms that neither the Client nor the Client's clients are subject to any law which prohibits the performance by the Client of this Clause 21 20 or, if the Client or the Client's clients are subject to such law, that the Client or the Client's clients, as may be the case, have waived the benefit of such law or consent in writing to the performance by the Client of these Clauses. 20.4 This Clause 20 shall continue in effect notwithstanding the termination of the Account or the Agreement.