Common use of Client Representations and Warranties Clause in Contracts

Client Representations and Warranties. I agree to the following: (a) I will review all reports and other notifications, including periodic performance reports, account statements and confirmations, provided by Xxxxxx Xxxxx in connection with my Account for accuracy within ten (10) calendar days of receiving the documents and will notify Xxxxxx Xxxxx in writing of any inaccuracy. All reports, statements, confirmations and cash balances shall be deemed conclusive if not objected to within ten (10) calendar days of receipt. (b) I will notify Xxxxxx Xxxxx promptly in the event of a change to my address, email or phone number. (c) The investment model chosen by me in my Account meets my needs in view of my overall financial situation. (d) Xxxxxx Xxxxx makes no representations as to how quickly uninvested cash, including redemption proceeds from ineligible securities, will be invested into the Program Funds of the investment model chosen by me for my Account. (e) Xxxxxx Xxxxx makes no representation as to how quickly funds added to my Account or proceeds from the sale of Program Funds may be reinvested. I understand that in such circumstances, my assets may not be fully invested and may be subject to market risk between the redemption date and the reinvestment of the assets. (f) A Program Fund’s past performance is not a guarantee of future performance, and I may incur losses in my Account. I have considered the possibility of losing money before deciding to participate in Advisory Solutions Fund Models. (g) Recommendations given to me may be different from the recommendations given to other clients participating in Advisory Solutions Fund Models, even if those clients have the same Account Portfolio Objective and/or are in the same model. (h) Xxxxxx Xxxxx will not provide legal, accounting or actuarial advice, nor will Xxxxxx Xxxxx prepare any legal, accounting or actuarial documents. I should consult with my legal or tax professional about the consequences of investing in securities through Advisory Solutions Fund Models. (i) Program Funds can be purchased directly through other alternatives, including through a brokerage account, subject to sales charges and/or commissions. An Advisory Solutions Fund Models Fee would not be assessed, therefore making a brokerage account generally a lower-cost alternative for the long-term investor. By choosing Advisory Solutions Fund Models, I believe the investment advisory and other services provided under this Services Agreement will add value to my overall investment experience that more than justifies the additional expenses.

Client Representations and Warranties. I agree to the following: (a) I will review all reports and other notifications, including periodic performance reports, account statements and confirmations, provided by Xxxxxx Xxxxx in connection with my Account for accuracy within ten (10) calendar days of receiving the documents and will notify Xxxxxx Xxxxx in writing of any inaccuracy. All reports, statements, confirmations and cash balances shall be deemed conclusive if not objected to within ten (10) calendar days of receipt. (b) I will notify Xxxxxx Xxxxx promptly in the event of a change to my address, email or phone number. (c) The investment model chosen by me in my Account meets my needs in view of my overall financial situation. (d) Neither Xxxxxx Xxxxx Xxxxx, the Overlay Manager nor Executing SMA Manager(s) makes no any representations as to how quickly uninvested cash, including redemption proceeds from ineligible securities, will be invested into the Program Funds Investments of the investment model chosen by me for my Account. (e) Xxxxxx Xxxxx makes no representation as to how quickly funds added to my Account or proceeds from the sale of Program Funds Investments may be reinvested. I understand that in such circumstances, my assets may not be fully invested and may be subject to market risk between the redemption date and the reinvestment of the assets. (f) A Program FundInvestment’s past performance is not a guarantee of future performance, and I may incur losses in my Account. I have considered the possibility of losing money before deciding to participate in Advisory Solutions Fund ModelsSolutions. (g) Recommendations given to me may be different from the recommendations given to other clients participating in Advisory Solutions Fund Models, even if those clients have the same Account Portfolio Objective and/or are in the same model. (h) Xxxxxx Xxxxx will not provide legal, accounting or actuarial advice, nor will Xxxxxx Xxxxx prepare any legal, accounting or actuarial documents. I should consult with my legal or tax professional about the consequences of investing in securities through Advisory Solutions Fund ModelsSolutions. (i) I will receive, either electronically or in standard paper delivery, the Form ADV Part 2A Brochure and Brochure Supplement(s) for the Overlay Manager and any SMA Manager who has discretion over my Account, in whole or in part. (j) Program Funds Investments can be purchased directly through other alternatives, including through a brokerage account, subject to sales charges and/or commissions. An Advisory Solutions Fund UMA Models Fee would not be assessed, therefore making a brokerage account generally a lower-cost alternative for the long-term investor. By choosing Advisory Solutions Fund ModelsSolutions, I believe the investment advisory and other services provided under this Services Agreement will add value to my overall investment experience that more than justifies the additional expenses.

Client Representations and Warranties. I agree to the following: (a) I will review all reports and other notifications, including periodic performance reports, account statements and confirmations, provided by Xxxxxx Xxxxx in connection with my Account for accuracy within ten (10) calendar days of receiving the documents and will notify Xxxxxx Xxxxx in writing of any inaccuracy. All reports, statements, confirmations and cash balances shall be deemed conclusive if not objected to within ten (10) calendar days of receipt. (b) I will notify Xxxxxx Xxxxx promptly in the event of a change to my address, email or phone number. (c) The investment model chosen by me in my Account meets my needs in view of my overall financial situation. (d) Xxxxxxx Xxxxxx Xxxxx Xxxxx, the Overlay Manager nor Executing SMA Manager(s) makes no any representations as to how quickly uninvested cash, including redemption proceeds from ineligible securities, will be invested into the Program Funds Investments of the investment model chosen by me for my Account. (e) Xxxxxx Xxxxx makes no representation as to how quickly funds added to my Account or proceeds from the sale of Program Funds Investments may be reinvested. I understand that in such circumstances, my assets may not be fully invested and may be subject to market risk between the redemption date and the reinvestment of the assets. (f) A Program FundInvestment’s past performance is not a guarantee of future performance, and I may incur losses in my Account. I have considered the possibility of losing money before deciding to participate in Advisory Solutions Fund ModelsSolutions. (g) Recommendations given to me may be different from the recommendations given to other clients participating in Advisory Solutions Fund Models, even if those clients have the same Account Portfolio Objective and/or are in the same model. (h) Xxxxxx Xxxxx will not provide legal, accounting or actuarial advice, nor will Xxxxxx Xxxxx prepare any legal, accounting or actuarial documents. I should consult with my legal or tax professional about the consequences of investing in securities through Advisory Solutions Fund ModelsSolutions. (i) I will receive, either electronically or in standard paper delivery, the Form ADV Part 2A Brochure, Form ADV Part 3 Form CRS and Brochure Supplement(s) for the Overlay Manager and any SMA Manager who has discretion over my Account, in whole or in part. (j) Program Funds Investments can be purchased directly through other alternatives, including through a brokerage account, subject to sales charges and/or commissions. An Advisory Solutions Fund UMA Models Fee would not be assessed, therefore making a brokerage account generally a lower-cost alternative for the long-term investor. By choosing Advisory Solutions Fund ModelsSolutions, I believe the investment advisory and other services provided under this Services Agreement will add value to my overall investment experience that more than justifies the additional expenses.

Client Representations and Warranties. I  You are duly organised and validly existing (or if an individual, of legal age and under no legal disability or incapacity) and has full power to lawfully enter into this arrangement and the transactions contemplated by it and assume the risk of trading in investments;  In executing the accompanying Application, you will appoint us as your agent for the purpose of dealing in financial products in accordance with these Trading Terms & Conditions and those contained in the accompanying documents;  Both you and we are bound by the applicable financial product laws, Corporations Act, ASIC Market Integrity Rules. applicable exchange Operating Rules, customs, usages and practices (as modified from time to time) of the applicable exchange and clearing houses where any dealing takes place;  You will not enter into a financial product transaction as or by way of a wager and that all Orders to be placed and all trading to be conducted under these Trading Terms & Conditions are lawful;  You agree that whenever you place a sell Order with Moelis, you must inform Xxxxxx whether or not your sell Order relates to a Covered Short Sale – i.e. you have a presently exercisable and unconditional right to vest the followingproduct in the buyer at the time of sale. You must not make a naked short sale as prohibited by the Corporations Act and the relevant ASIC Market Integrity Rules;  Where your sell Order relates to a covered short sale, you must also inform Xxxxxx at the time of placing the sell Order: (a) I will review all reports and other notifications, including periodic performance reports, account statements and confirmations, provided by Xxxxxx Xxxxx in connection with my Account for accuracy within ten (10) calendar days the number of receiving traded products to be sold that are to be delivered under the documents and will notify Xxxxxx Xxxxx in writing of any inaccuracy. All reports, statements, confirmations and cash balances shall be deemed conclusive if not objected to within ten (10) calendar days of receipt.Securities Lending Agreement; (b) I will notify Xxxxxx Xxxxx promptly in a description of the event of a change to my address, email or phone number.Traded Products (e.g. fully paid ordinary shares); and (c) The the name of the entity that issued the traded products. You acknowledge that Xxxxxx will not be permitted to execute a sell Order for you unless you have notified Xxxxxx of the information referred above;  You agree that, each time you place a sell Order with Moelis and notify Moelis that the sell Order relates to a Covered Short Sale, you will be taken to have warranted and represented to Moelis that the sale will meet the requirements and conditions of the Corporations Act, Corporations Regulations and ASIC Class Order (if any) as amended from time to time relating to covered short sales (including without limitation that you have obtained a legally binding commitment from a securities lender to lend the relevant securities to you under a Securities Lending Arrangement);  Where the client is more than one person, that all decisions made, and instructions issued, pursuant to these Trading Terms & Conditions, are made on a fully informed and agreed basis by all the parties to the account and Moelis will act on the instruction from any of you individually and each person is jointly and severally liable under these Trading Terms & Conditions;  You are not an employee or the close relative of an employee of any exchange participant;  When you are a natural person, you represent that you are 18 years or over;  All information supplied to us by you is, or at the time it is supplied will be, accurate in all material respects and you will not omit or withhold any information which would make such information inaccurate in any material respect;  Where you are a trustee (including the trustee of a superannuation fund): (a) the trust has been duly constituted, stamped and is valid and complies with all applicable laws; (b) the property of the trust has not been resettled, set aside or transferred to any other trust or settlement and the trust deed has not been terminated and the date or any event for the vesting of the trust’s property has not occurred; (c) the trust deed specifically empowers and authorises dealings in financial products, and such dealings are within the authorised ambit of the trust’s investment model chosen by me in my Account meets my needs in view of my overall financial situation.strategy, (d) Xxxxxx Xxxxx makes no representations as to how quickly uninvested cashall obligations under, including redemption proceeds from ineligible securitiesand transactions contemplated by, will be invested into these Trading Terms & Conditions constitute binding obligations and are lawfully enforceable against the Program Funds of the investment model chosen by me for my Account.Trust and its property in accordance with their terms; (e) Xxxxxx Xxxxx makes no representation as it has an unrestricted right to how quickly funds added to my Account or proceeds from the sale of Program Funds may be reinvested. I understand that in such circumstances, my assets may not be fully invested and may be subject to market risk between indemnified or exonerated out of the redemption date trust’s property in respect of any losses or liabilities incurred by it in its dealings with Xxxxxx, and the reinvestment trust’s property is sufficient to satisfy that right of the assets.indemnity or exoneration; (f) A Program Fund’s past performance is not a guarantee of future performance, and I may incur losses it has complied with its obligations in my Account. I have considered connection with the possibility of losing money before deciding to participate in Advisory Solutions Fund Models.trust; (g) Recommendations given to me may be different from if you are a trustee of a superannuation fund, the recommendations given to other clients participating in Advisory Solutions Fund Models, even if those clients have the same Account Portfolio Objective and/or are fund complies with all requirements outlined in the same modelSuperannuation Industry (Supervision) Act (1993). (h) Xxxxxx Xxxxx will not provide legalwhere you are an investment manager or a responsible entity, accounting the investment management agreement or actuarial adviceconstitution specifically empowers and authorises dealings in the financial products, nor will Xxxxxx Xxxxx prepare any legal, accounting or actuarial documents. I should consult with my legal or tax professional about by the consequences client and on behalf of investing in securities through Advisory Solutions Fund Models.their underlying clients; and (i) Program Funds can be purchased directly through other alternatives, including through a brokerage account, subject such dealings are within the authorised ambit of the/each underlying client’s investment strategy; and (j) it will enter into transactions pursuant to sales charges and/or commissions. An Advisory Solutions Fund Models Fee would the applicable investment management agreement as investment manager or Responsible Entity and not be assessed, therefore making a brokerage account generally a lower-cost alternative for the long-term investor. By choosing Advisory Solutions Fund Models, I believe the investment advisory and other services provided under this Services Agreement will add value to my overall investment experience that more than justifies the additional expensesotherwise.

Client Representations and Warranties. I agree 2.1. You represent and warrant to Blueberry Markets that: a. You have read, understood and will comply with the terms of this Client Agreement. b. All Orders placed and transactions made by you under this Client Agreement are lawful. c. By entering into this Client Agreement you do not and will not breach any other agreement to which you are a party (or any law or judgment/order binding on you). d. All decisions and instructions made pursuant to this Client Agreement are agreed by all parties to the following:Trading Account (if applicable and where required). e. You are not an employee or close relative of an employee of any Relevant Exchange participant. f. All information you provide to us in your Account Application form and thereafter is true and accura te. g. You understand Blueberry Markets will act as principal and Market Maker for the purpose of dealing in CFDs in accordance with the terms of this Client Agreement. h. You are not insolvent. If you are a corporate client, no resolution has been passed or petition presented nor has an order been made for winding up or liquidation and there has been no appointment of a receiver or manager or an administrator or other insolvency official. If you are an individual, you have not taken any steps to have yourself declared bankrupt nor have any steps been taken against you to have you declared bankrupt and there has been no appointment of a receiver or manager or an administrator or other insolvency official to administer your estate. i. You acknowledge that you will be categorised as a Retail Client unless you specifically apply for a professional investor account and provide Blueberry Markets with evidence that you meet the criteria to be re-classified as a Wholesale Client under the Corporations Act. j. You represent and warrant to Blueberry Markets that you have the legal capacity and authority to enter into this Client Agreement and the transactions governed by it. k. You and Blueberry Markets are bound by the applicable CFD laws and/or regulations, Corporations Act, applicable Operating Rules, customs, usages, and practices (aas modified from time to time) I will review of the Relevant Exchange and clearing houses where any dealing takes place. 2.2. Where you are a trustee (including the trustee of a superannuation fund): a. The Trust has been duly constituted, is valid, and complies with all reports applicable laws; b. The Trust Deed has been executed in accordance with the laws of the relevant State or Territory in which that Trust has been established; c. The property of the Trust has not been resettled, set aside, or transferred to any other trust or settlement and other notificationsthe Trust Deed has not been terminated and the date or any event for the vesting of the Trust’s property has not occurred; d. The Trust Deed specifically permits the trustees to enter into CFD transactions, including periodic performance reportsand CFDs form part of the Trust’s investment strategy; e. Transactions performed under this Client Agreement constitute binding obligations and are enforceable against the Trust and its property; f. You have an unrestricted right to be fully indemnified or exonerated out of the Trust’s property in respect of any losses or liabilities incurred by you in your dealings with Blueberry Markets, account statements and confirmations, provided by Xxxxxx Xxxxx the Trust’s property is enough to satisfy that right of indemnity or exoneration; g. You have complied with your obligations in connection with my Account for accuracy within ten the Trust; h. There is no conflict of interest on your part in entering into transactions with Blueberry Markets and performing your obligations under those transactions or otherwise under this Client Agreement; and i. If you are trustee of a superannuation fund, you have complied with all requirements outlined in the Superannuation Industry (10Supervision) calendar days of receiving the documents and will notify Xxxxxx Xxxxx in writing of any inaccuracy. All reports, statements, confirmations and cash balances shall be deemed conclusive if not objected to within ten Xxx 0000 (10) calendar days of receiptCth). (b) I 2.3. Where you are an investment manager, the investment management agreement authorises transactions in CFDs; and: a. The transactions are within the authorised ambit of the/each underlying client’s investment strategy; b. You have the appropriate regulatory authorisation to trade on behalf of your underlying clients and have provided Blueberry Markets with evidence of your authority to trade on behalf of your underlying clients; c. You will notify Xxxxxx Xxxxx promptly enter into transactions pursuant to the applicable investment management agreement as investment manager or responsible entity; d. You will only deal in CFD transactions when the funds or other assets under your control are sufficient to meet your obligations; and e. In the event of a change termination of your appointment as investment manager or responsible entity, you are authorised to my address, email or phone number. (c) The investment model chosen by me in my Account meets my needs in view of my overall financial situation. (d) Xxxxxx Xxxxx makes no representations as to how quickly uninvested cash, including redemption proceeds from ineligible securities, will be invested into the Program Funds of the investment model chosen by me for my Account. (e) Xxxxxx Xxxxx makes no representation as to how quickly funds added to my Account or proceeds from the sale of Program Funds may be reinvested. I understand that in such circumstances, my assets may not be fully invested and may be subject to market risk between the redemption date and the reinvestment of the assets. (f) A Program Fund’s past performance is not a guarantee of future performance, and I may incur losses in my Account. I have considered the possibility of losing money before deciding to participate in Advisory Solutions Fund Models. (g) Recommendations given to me may be different from the recommendations given to other clients participating in Advisory Solutions Fund Models, even if those clients have the same Account Portfolio Objective and/or are in the same model. (h) Xxxxxx Xxxxx will not provide legal, accounting or actuarial advice, nor will Xxxxxx Xxxxx prepare any legal, accounting or actuarial documents. I should consult with my legal or tax professional about the consequences of investing in securities through Advisory Solutions Fund Models. (i) Program Funds can be purchased directly through other alternatives, including through a brokerage account, subject to sales charges and/or commissions. An Advisory Solutions Fund Models Fee would not be assessed, therefore making a brokerage account generally a lower-cost alternative arrange for the long-term investor. By choosing Advisory Solutions Fund Models, I believe closing out of all contracts entered on behalf of your client prior to the investment advisory and other services provided under this Services Agreement will add value to my overall investment experience that more than justifies the additional expensesdate of such termination as soon as possible.

Client Representations and Warranties. I agree to the following: (a) I will review all reports and other notifications, including periodic performance reports, account statements and confirmations, provided by Xxxxxx Xxxxx in connection with my Account for accuracy within ten (10) calendar days of receiving the documents and will notify Xxxxxx Xxxxx in writing of any inaccuracy. All reports, statements, confirmations and cash balances shall be deemed conclusive if not objected to within ten (10) calendar days of receipt. (b) I will notify Xxxxxx Xxxxx promptly in the event of a change to my address, email or phone number. (c) The investment model chosen by me in my Account meets my needs in view of my overall financial situation. (d) Xxxxxx Xxxxx makes no representations as to how quickly uninvested cash, including redemption proceeds from ineligible securities, will be invested into the Program Funds of the investment model chosen by me for my Account. (e) Xxxxxx Xxxxx makes no representation as to how quickly funds added to my Account or proceeds from the sale of Program Funds may be reinvested. I understand that in such circumstances, my assets may not be fully invested and may be subject to market risk between the redemption date and the reinvestment of the assets. (f) A Program Fund’s past performance is not a guarantee of future performance, and I may incur losses in my Account. I have considered the possibility of losing money before deciding to participate in Advisory Solutions Fund Models. (g) Recommendations given to me may be different from the recommendations given to other clients participating in Advisory Solutions Fund Models, Models even if those clients have the same Account Portfolio Objective and/or are in the same model. (h) Xxxxxx Xxxxx will not provide legal, accounting or actuarial advice, nor will Xxxxxx Xxxxx prepare any legal, accounting or actuarial documents. I should consult with my legal or tax professional about the consequences of investing in securities through Advisory Solutions Fund Models. (i) Program Funds can be purchased directly through other alternatives, including through a brokerage account, subject to sales charges and/or commissions. An Advisory Solutions Fund Models Fee would not be assessed, therefore making a brokerage account generally a lower-cost alternative for the long-term investor. By choosing Advisory Solutions Fund Models, I believe the investment advisory and other services provided under this Services Agreement will add value to my overall investment experience that more than justifies the additional expenses.

Client Representations and Warranties. I You are duly organised and validly existing (or if an individual, of legal age and under no legal disability or incapacity) and has full power to lawfully enter into this arrangement and the transactions contemplated by it and assume the risk of trading in investments; • In executing the accompanying Application, you will appoint us as your agent for the purpose of dealing in financial products in accordance with these Trading Terms & Conditions and those contained in the accompanying documents; • Both you and we are bound by the applicable financial product laws, Corporations Act, ASIC Market Integrity Rules, applicable exchange Operating Rules, customs, usages and practices (as modified from time to time) of the applicable exchange and clearing houses where any dealing takes place; • You will not enter into a financial product transaction as or by way of a wager and that all Orders to be placed and all trading to be conducted under these Trading Terms & Conditions are lawful; • You agree that whenever you place a sell Order with MA Moelis Australia Securities, you must inform MA Moelis Australia Securities whether or not your sell Order relates to a Covered Short Sale – i.e. you have a presently exercisable and unconditional right to vest the followingproduct in the buyer at the time of sale. You must not make a naked short sale as prohibited by the Corporations Act and the relevant ASIC Market Integrity Rules; • Where your sell Order relates to a covered short sale, you must also inform MA Moelis Australia Securities at the time of placing the sell Order: (a) I will review all reports and other notifications, including periodic performance reports, account statements and confirmations, provided by Xxxxxx Xxxxx in connection with my Account for accuracy within ten (10) calendar days the number of receiving traded products to be sold that are to be delivered under the documents and will notify Xxxxxx Xxxxx in writing of any inaccuracy. All reports, statements, confirmations and cash balances shall be deemed conclusive if not objected to within ten (10) calendar days of receipt.Securities Lending Agreement; (b) I will notify Xxxxxx Xxxxx promptly in a description of the event of a change to my address, email or phone number.Traded Products (e.g. fully paid ordinary shares); and (c) The the name of the entity that issued the traded products. You acknowledge that MA Moelis Australia Securities will not be permitted to execute a sell Order for you unless you have notified MA Moelis Australia Securities of the information referred above; • You agree that, each time you place a sell Order with MA Moelis Australia Securities and notify MA Moelis Australia Securities that the sell Order relates to a Covered Short Sale, you will be taken to have warranted and represented to MA Moelis Australia Securities that the sale will meet the requirements and conditions of the Corporations Act, Corporations Regulations and ASIC Class Order (if any) as amended from time to time relating to covered short sales (including without limitation that you have obtained a legally binding commitment from a securities lender to lend the relevant securities to you under a Securities Lending Arrangement); • Where the client is more than one person, that all decisions made, and instructions issued, pursuant to these Trading Terms & Conditions, are made on a fully informed and agreed basis by all the parties to the account and MA Moelis Australia Securities will act on the instruction from any of you individually and each person is jointly and severally liable under these Trading Terms & Conditions; • You are not an employee or the close relative of an employee of any exchange participant; • When you are a natural person, you represent that you are 18 years or over; • All information supplied to us by you is, or at the time it is supplied will be, accurate in all material respects and you will not omit or withhold any information which would make such information inaccurate in any material respect; • Where you are a trustee (including the trustee of a superannuation fund): (a) the trust has been duly constituted, stamped and is valid and complies with all applicable laws; (b) the property of the trust has not been resettled, set aside or transferred to any other trust or settlement and the trust deed has not been terminated and the date or any event for the vesting of the trust’s property has not occurred; (c) the trust deed specifically empowers and authorises dealings in financial products, and such dealings are within the authorised ambit of the trust’s investment model chosen by me in my Account meets my needs in view of my overall financial situation.strategy, (d) Xxxxxx Xxxxx makes no representations as to how quickly uninvested cashall obligations under, including redemption proceeds from ineligible securitiesand transactions contemplated by, will be invested into these Trading Terms & Conditions constitute binding obligations and are lawfully enforceable against the Program Funds of the investment model chosen by me for my Account.Trust and its property in accordance with their terms; (e) Xxxxxx Xxxxx makes no representation as it has an unrestricted right to how quickly funds added to my Account or proceeds from the sale of Program Funds may be reinvested. I understand that in such circumstances, my assets may not be fully invested and may be subject to market risk between indemnified or exonerated out of the redemption date trust’s property in respect of any losses or liabilities incurred by it in its dealings with MA Moelis Australia Securities, and the reinvestment trust’s property is sufficient to satisfy that right of the assets.indemnity or exoneration; (f) A Program Fund’s past performance is not a guarantee of future performance, and I may incur losses it has complied with its obligations in my Account. I have considered connection with the possibility of losing money before deciding to participate in Advisory Solutions Fund Models.trust; (g) Recommendations given to me may be different from if you are a trustee of a superannuation fund, the recommendations given to other clients participating in Advisory Solutions Fund Models, even if those clients have the same Account Portfolio Objective and/or are fund complies with all requirements outlined in the same modelSuperannuation Industry (Supervision) Act (1993). (h) Xxxxxx Xxxxx will not provide legalwhere you are an investment manager or a responsible entity, accounting the investment management agreement or actuarial adviceconstitution specifically empowers and authorises dealings in the financial products, nor will Xxxxxx Xxxxx prepare any legal, accounting or actuarial documents. I should consult with my legal or tax professional about by the consequences client and on behalf of investing in securities through Advisory Solutions Fund Models.their underlying clients; and (i) Program Funds can be purchased directly through other alternatives, including through a brokerage account, subject such dealings are within the authorised ambit of the/each underlying client’s investment strategy; and (j) it will enter into transactions pursuant to sales charges and/or commissions. An Advisory Solutions Fund Models Fee would the applicable investment management agreement as investment manager or Responsible Entity and not be assessed, therefore making a brokerage account generally a lower-cost alternative for the long-term investor. By choosing Advisory Solutions Fund Models, I believe the investment advisory and other services provided under this Services Agreement will add value to my overall investment experience that more than justifies the additional expensesotherwise.