Closing Services. A.DriveWealth will conduct closings in which funds are delivered to Issuer’s account in amounts equal to subscription requests Issuer has accepted (when applicable), and Securities identified by a single alpha and or numeric identifier (“Ticker” or “CUSIP”) are transferred into Customer Accounts (actions collectively referred to as a “Closing”). These services include anti-money laundering (“AML”), Office of Foreign Asset Control (“OFAC”) and related services required for any funds transfers.
Appears in 9 contracts
Samples: Custody Agreement (RSE Portfolio, LLC), Custody Agreement (RSE Collection, LLC), Custody Agreement (RSE Portfolio, LLC)