Common use of Collateral Custodian Clause in Contracts

Collateral Custodian. Section 11.01 Designation of Collateral Custodian 134 Section 11.02 Duties of Collateral Custodian 134 TABLE OF CONTENTS (continued) Page Section 11.03 Merger or Consolidation 137 Section 11.04 Collateral Custodian Compensation 137 Section 11.05 Collateral Custodian Removal 138 Section 11.06 Limitation on Liability 138 Section 11.07 Collateral Custodian Resignation 140 Section 11.08 Release of Documents 140 Section 11.09 Return of Required Loan Documents 141 Section 11.10 Access to Certain Documentation and Information Regarding the Collateral 141 Section 11.11 Agent of the Collateral Agent 142 Section 11.12 Indemnification of the Collateral Custodian 142 ARTICLE XII MISCELLANEOUS Section 12.01 Amendments and Waivers 142 Section 12.02 Notices, Etc. 143 Section 12.03 No Waiver; Remedies 145 Section 12.04 Binding Effect; Assignability; Multiple Lenders 145 Section 12.05 Term of This Agreement 147 Section 12.06 GOVERNING LAW; JURY WAIVER 147 Section 12.07 Costs, Expenses and Taxes 148 Section 12.08 Further Assurances 149 Section 12.09 Recourse Against Certain Parties 149 Section 12.10 Execution in Counterparts; Severability; Integration 150 Section 12.11 Characterization of Conveyances Pursuant to the Purchase and Sale Agreement 150 Section 12.12 Confidentiality 151 Section 12.13 Waiver of Set Off 152 Section 12.14 Headings and Exhibits 152 Section 12.15 Ratable Payments 152 Section 12.16 Failure of Borrower or Servicer to Perform Certain Obligations 153 Section 12.17 Power of Attorney 153 Section 12.18 Delivery of Termination Statements, Releases, etc. 153 Section 12.19 Non-Petition 153

Appears in 1 contract

Samples: Loan and Servicing Agreement (Owl Rock Capital Corp)

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Collateral Custodian. Section 11.01 Designation of Collateral Custodian 134 160 Section 11.02 Duties of Collateral Custodian 134 161 Section 11.03 Merger or Consolidation 163 TABLE OF CONTENTS (continued) Page Section 11.03 Merger or Consolidation 137 Section 11.04 Collateral Custodian Compensation 137 163 Section 11.05 Collateral Custodian Removal 138 164 Section 11.06 Limitation on Liability 138 164 Section 11.07 Collateral Custodian Resignation 140 165 Section 11.08 Release of Documents 140 165 Section 11.09 Return of Required Loan Documents 141 166 Section 11.10 Access to Certain Documentation and Information Regarding the Collateral 141 166 Section 11.11 Agent of the Collateral Agent 142 Section 11.12 Indemnification of the Collateral Custodian 142 Bailment 167 ARTICLE XII MISCELLANEOUS Section 12.01 Amendments and Waivers 142 167 Section 12.02 Notices, Etc. 143 168 Section 12.03 No Waiver; Remedies 145 170 Section 12.04 Binding Effect; Assignability; Multiple Lenders 145 170 Section 12.05 Term of This Agreement 147 171 Section 12.06 GOVERNING LAW; JURY WAIVER 147 171 Section 12.07 Costs, Expenses and Taxes 148 173 Section 12.08 Further Assurances 149 173 Section 12.09 Recourse Against Certain Parties 149 173 Section 12.10 Execution in Counterparts; Severability; Integration 150 174 Section 12.11 Characterization of Conveyances Pursuant to the Purchase and Sale Agreement 150 174 Section 12.12 Confidentiality 151 175 Section 12.13 Waiver of Set Off 152 177 Section 12.14 Headings and Exhibits 152 177 Section 12.15 Ratable Payments 152 177 Section 12.16 Failure of Borrower or Servicer to Perform Certain Obligations 153 177 Section 12.17 Power of Attorney 153 177 Section 12.18 Delivery of Termination Statements, Releases, etc. 153 178 Section 12.19 Non-Petition 153178 Section 12.20 Acknowledgment and Consent to Bail-In of Affected Financial Institutions 179 Section 12.21 Return of Certain Payments 179

Appears in 1 contract

Samples: Loan and Servicing Agreement (Overland Advantage)

Collateral Custodian. Section 11.01 Designation of Collateral Custodian 134 132 Section 11.02 Duties of Collateral Custodian 134 TABLE OF CONTENTS (continued) Page 132 Section 11.03 Merger or Consolidation 137 134 Section 11.04 Collateral Custodian Compensation 137 135 Section 11.05 Collateral Custodian Removal 138 135 Section 11.06 Limitation on Liability 138 135 Section 11.07 Collateral Custodian Resignation 140 136 Section 11.08 Release of Documents 140 137 Section 11.09 Return of Required Loan Documents 141 138 Section 11.10 Access to Certain Documentation and Information Regarding the Collateral 141 Portfolio; Due Diligence on the Borrower Advisors 138 Section 11.11 Agent of the Collateral Agent 142 Section 11.12 Indemnification of the Collateral Custodian 142 Bailment 138 ARTICLE XII XII. MISCELLANEOUS Section 12.01 Amendments and Waivers 142 139 Section 12.02 Notices, Etc. 143 140 Section 12.03 No Waiver; Remedies 145 140 Section 12.04 Binding Effect; Assignability; Multiple Lenders 145 141 Section 12.05 Term of This Agreement 147 142 Section 12.06 GOVERNING LAW; JURY WAIVER 147 142 Section 12.07 Costs, Expenses and Taxes 148 143 Section 12.08 Further Assurances 149 No Proceedings 144 Section 12.09 Recourse Against Certain Parties 149 144 Section 12.10 Execution in Counterparts; Severability; Integration 150 146 Section 12.11 Consent to Jurisdiction; Service of Process 146 Section 12.12 Characterization of Conveyances Pursuant to the Purchase and Sale Agreement 150 Section 12.12 Confidentiality 151 146 Section 12.13 Confidentiality 148 Section 12.14 Non-Confidentiality of Tax Treatment 149 Section 12.15 Waiver of Set Off 152 149 Section 12.14 12.16 Headings and Exhibits 152 149 Section 12.15 12.17 Ratable Payments 152 150 Section 12.16 12.18 Failure of Borrower or Servicer Collateral Manager to Perform Certain Obligations 153 150 Section 12.17 12.19 Power of Attorney 153 150 Section 12.18 Delivery 12.20 Permitted Equityholder Transaction 150 Section 12.21 Limitation on Liability 151 LIST OF SCHEDULES AND EXHIBITS EXHIBITS EXHIBIT A Form of Termination StatementsApproval Notice EXHIBIT B Form of Borrowing Base Certificate EXHIBIT C Form of Disbursement Request EXHIBIT D Form of Joinder Supplement EXHIBIT E Form of Notice of Borrowing EXHIBIT F Form of Notice of Prepayment (Reduction of Advances Outstanding) EXHIBIT G Form of Notice of Reduction (Reduction of Maximum Facility Amount) EXHIBIT H Form of Variable Funding Note EXHIBIT I Form of Certificate of Closing Attorneys EXHIBIT J Form of Collateral Management Report EXHIBIT K Form of Collateral Manager Certificate (Collateral Management Report) EXHIBIT L Form of Release of Required Loan Documents EXHIBIT M Form of Transferee Letter EXHIBIT N Form of Officer’s Certificate (Solvency) EXHIBIT O Form of Notice and Request for Consent to Lien Release Dividend EXHIBIT P Form of Static Pool Report SCHEDULES SCHEDULE I Prior Names, ReleasesTradenames, etc. 153 Section 12.19 NonFictitious Names and “Doing Business As” Names SCHEDULE II Agreed-Petition 153Upon Procedures For Independent Public Accountants SCHEDULE III Xxxxx’x Industry Classification Group List ANNEXES ANNEX A Addresses for Notices ANNEX B Commitments ANNEX C Calculated Applicable Spread THIS LOAN AND SECURITY AGREEMENT (as amended, modified, waived, supplemented, restated or replaced from time to time, this “Agreement”) is made as of August 13, 2015, among:

Appears in 1 contract

Samples: Loan and Security Agreement (FS Investment Corp III)

Collateral Custodian. Section 11.01 Designation of Collateral Custodian 134 120 Section 11.02 Duties of Collateral Custodian 134 TABLE OF CONTENTS (continued) Page 121 Section 11.03 Merger or Consolidation 137 123 Section 11.04 Collateral Custodian Compensation 137 123 Section 11.05 Collateral Custodian Removal 138 123 Section 11.06 Limitation on Liability 138 124 Section 11.07 Collateral Custodian Resignation 140 125 Section 11.08 Release of Documents 140 125 Section 11.09 Return of Required Loan Documents 141 126 Section 11.10 Access to Certain Documentation and Information Regarding the Collateral 141 Portfolio; Due Diligence on the Borrower Advisors 126 Section 11.11 Agent of the Collateral Agent 142 Section 11.12 Indemnification of the Collateral Custodian 142 Bailment 127 ARTICLE XII XII. MISCELLANEOUS Section 12.01 Amendments and Waivers 142 127 Section 12.02 Notices, Etc. 143 Etc 129 Section 12.03 No Waiver; Remedies 145 129 Section 12.04 Binding Effect; Assignability; Multiple Lenders 145 129 Section 12.05 Term of This Agreement 147 130 Section 12.06 GOVERNING LAW; JURY WAIVER 147 130 Section 12.07 Costs, Expenses and Taxes 148 131 Section 12.08 Further Assurances 149 No Proceedings 131 Section 12.09 Recourse Against Certain Parties 149 132 Section 12.10 Execution in Counterparts; Severability; Integration 150 134 Section 12.11 Consent to Jurisdiction; Service of Process 134 Section 12.12 Characterization of Conveyances Pursuant to the Purchase and Sale Agreement 150 Section 12.12 Confidentiality 151 134 Section 12.13 Confidentiality 136 Section 12.14 Non-Confidentiality of Tax Treatment 137 Section 12.15 Waiver of Set Off 152 137 Section 12.14 12.16 Headings and Exhibits 152 137 Section 12.15 12.17 Ratable Payments 152 138 Section 12.16 12.18 Failure of Borrower or Servicer Collateral Manager to Perform Certain Obligations 153 138 Section 12.17 12.19 Power of Attorney 153 138 Section 12.18 Delivery 12.20 Intent of Termination Statements, Releases, etc. 153 the Parties 138 Section 12.19 Non-Petition 15312.21 Limitation on Liability 139 LIST OF SCHEDULES AND EXHIBITS

Appears in 1 contract

Samples: Loan and Servicing Agreement (FS Investment CORP)

Collateral Custodian. 98 Section 11.01 9.01 Designation of Collateral Custodian 134 98 Section 11.02 9.02 Duties of Collateral Custodian 134 TABLE OF CONTENTS (continued) Page 99 Section 11.03 9.03 Merger or Consolidation 137 101 Section 11.04 9.04 Collateral Custodian Compensation 137 101 Section 11.05 9.05 Collateral Custodian Removal 138 102 Section 11.06 9.06 Limitation on Liability 138 102 Section 11.07 9.07 Collateral Custodian Resignation 140 104 Section 11.08 9.08 Release of Documents 140 104 Section 11.09 9.09 Return of Required Loan Documents 141 Asset Files 105 Section 11.10 9.10 Access to Certain Documentation and Information Regarding the Collateral 141 Collateral; Audits of Portfolio Asset Servicer 105 Section 11.11 Agent of the Collateral Agent 142 9.11 Bailment 106 Section 11.12 9.12 Indemnification of the Collateral Custodian 142 106 ARTICLE XII X. INDEMNIFICATION 106 Section 10.01 Indemnities by the Borrower 106 Section 10.02 Legal Proceedings 107 ARTICLE XI. MISCELLANEOUS 108 Section 12.01 11.01 Amendments and Waivers 142 108 Section 12.02 11.02 Notices, Etc. 143 Etc 108 Section 12.03 11.03 No Waiver; Waiver Remedies 145 109 Section 12.04 11.04 Binding Effect; Assignability; Multiple Lenders 145 109 Section 12.05 11.05 Term of This Agreement 147 110 Section 12.06 11.06 GOVERNING LAW; JURY WAIVER 147 110 Section 12.07 11.07 Costs, Expenses and Taxes 148 110 Section 12.08 Further Assurances 149 Section 12.09 11.08 Recourse Against Certain Parties 149 Parties; Non-Petition 111 Page Section 12.10 11.09 Execution in Counterparts; Severability; Integration 150 112 Section 12.11 Characterization 11.10 Consent to Jurisdiction; Service of Conveyances Pursuant to the Purchase and Sale Agreement 150 Process 112 Section 12.12 11.11 Confidentiality 151 113 Section 12.13 Waiver of Set Off 152 Section 12.14 Headings and Exhibits 152 Section 12.15 Ratable Payments 152 Section 12.16 Failure of Borrower or Servicer to Perform Certain Obligations 153 Section 12.17 Power of Attorney 153 Section 12.18 Delivery of Termination Statements, Releases, etc. 153 Section 12.19 11.12 Non-Petition 153Confidentiality of Tax Treatment 114

Appears in 1 contract

Samples: Loan and Servicing Agreement (TCG BDC II, Inc.)

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Collateral Custodian. Section 11.01 Designation of Collateral Custodian 134 180 Section 11.02 Duties of Collateral Custodian 134 181 Section 11.03 Merger or Consolidation 183 Section 11.04 Collateral Custodian Compensation 184 Section 11.05 Collateral Custodian Removal 184 TABLE OF CONTENTS (continued) Page Section 11.03 Merger or Consolidation 137 Section 11.04 Collateral Custodian Compensation 137 Section 11.05 Collateral Custodian Removal 138 Section 11.06 Limitation on Liability 138 184 Section 11.07 Collateral Custodian Resignation 140 185 Section 11.08 Release of Documents 140 186 Section 11.09 Return of Required Loan Documents 141 186 Section 11.10 Access to Certain Documentation and Information Regarding the Collateral 141 187 Section 11.11 Agent of the Collateral Agent 142 Section 11.12 Indemnification of the Collateral Custodian 142 Bailment 187 ARTICLE XII MISCELLANEOUS Section 12.01 Amendments and Waivers 142 187 Section 12.02 Notices, Etc. 143 188 Section 12.03 No Waiver; Remedies 145 191 Section 12.04 Binding Effect; Assignability; Multiple Lenders 145 191 Section 12.05 Term of This Agreement 147 192 Section 12.06 GOVERNING LAW; JURY WAIVER 147 193 Section 12.07 Costs, Expenses and Taxes 148 194 Section 12.08 Further Assurances 149 195 Section 12.09 Recourse Against Certain Parties 149 195 Section 12.10 Execution in Counterparts; Severability; Integration 150 196 Section 12.11 Characterization of Conveyances Pursuant to the Purchase and Sale Agreement 150 196 Section 12.12 Confidentiality 151 197 Section 12.13 Waiver of Set Off 152 199 Section 12.14 Headings and Exhibits 152 199 Section 12.15 Ratable Payments 152 199 Section 12.16 Failure of Borrower or Servicer to Perform Certain Obligations 153 199 Section 12.17 Power of Attorney 153 199 Section 12.18 Delivery of Termination Statements, Releases, etc. 153 199 Section 12.19 Non-Petition 153200 Section 12.20 Acknowledgment and Consent to Bail-In of Affected Financial Institutions 200 Section 12.21 Return of Certain Payments 201

Appears in 1 contract

Samples: Loan and Servicing Agreement (First Eagle Private Credit Fund)

Collateral Custodian. Section 11.01 Designation of Collateral Custodian 134 156 Section 11.02 Duties of Collateral Custodian 134 TABLE OF CONTENTS (continued) Page 156 Section 11.03 Merger or Consolidation 137 159 Section 11.04 Collateral Custodian Compensation 137 159 TABLE OF CONTENTS(continued) Page Section 11.05 Collateral Custodian Removal 138 159 Section 11.06 Limitation on Liability 138 160 Section 11.07 Collateral Custodian Resignation 140 161 Section 11.08 Release of Documents 140 162 Section 11.09 Return of Required Loan Documents 141 162 Section 11.10 Access to Certain Documentation and Information Regarding the Collateral 141 163 Section 11.11 Agent of the Collateral Agent 142 Section 11.12 Indemnification of the Collateral Custodian 142 Bailment 163 ARTICLE XII MISCELLANEOUS Section 12.01 Amendments and Waivers 142 163 Section 12.02 Notices, Etc. 143 164 Section 12.03 No Waiver; Remedies 145 166 Section 12.04 Binding Effect; Assignability; Multiple Lenders 145 166 Section 12.05 Term of This Agreement 147 168 Section 12.06 GOVERNING LAW; JURY WAIVER 147 168 Section 12.07 Costs, Expenses and Taxes 148 169 Section 12.08 Further Assurances 149 170 Section 12.09 Recourse Against Certain Parties 149 170 Section 12.10 Execution in Counterparts; Severability; Integration 150 170 Section 12.11 Characterization of Conveyances Pursuant to the each Purchase and Sale Agreement 150 171 Section 12.12 Confidentiality 151 172 Section 12.13 Waiver of Set Off 152 174 Section 12.14 Headings and Exhibits 152 174 Section 12.15 Ratable Payments 152 174 Section 12.16 Failure of Borrower any Loan Party or Servicer to Perform Certain Obligations 153 174 Section 12.17 Power of Attorney 153 174 Section 12.18 Delivery of Termination Statements, Releases, etc. 153 174 Section 12.19 Non-Petition 153175 LIST OF SCHEDULES, EXHIBITS AND ANNEXES SCHEDULES SCHEDULE I - Conditions Precedent Documents SCHEDULE II - Eligibility Criteria SCHEDULE III - Agreed-Upon Procedures for Independent Public Accountants SCHEDULE IV - Loan Asset Schedule SCHEDULE V - Industry Classification SCHEDULE VI - Diversity Score SCHEDULE VII - Existing Xxxxx BDC CLOs ANNEXES ANNEX A - Commitments EXHIBITS EXHIBIT A - Form of Approval Notice EXHIBIT B - Form of Borrowing Base Certificate EXHIBIT C - Form of Disbursement Request EXHIBIT D - Form of Notice of Borrowing EXHIBIT E - Form of Notice of Reduction (Reduction of Advances Outstanding) EXHIBIT F - Form of Notice of Termination/Permanent Reduction EXHIBIT G - [Reserved] EXHIBIT H - Form of Servicing Report EXHIBIT I - Form of Servicer Certificate (Servicing Report) EXHIBIT J - Form of Release of Required Loan Documents EXHIBIT K - Form of Assignment and Acceptance EXHIBIT L - Forms of U.S. Tax Compliance Certificates EXHIBIT M Form of Joinder Supplement EXHIBIT N Form of Securitization Subsidiary Joinder This LOAN AND SERVICING AGREEMENT is made as of February 1, 2019, among:

Appears in 1 contract

Samples: Loan and Servicing Agreement (GOLUB CAPITAL BDC, Inc.)

Collateral Custodian. Section 11.01 Designation of Collateral Custodian 134 153 Section 11.02 Duties of Collateral Custodian 134 TABLE OF CONTENTS (continued) Page 153 Section 11.03 Merger or Consolidation 137 156 Section 11.04 Collateral Custodian Compensation 137 156 Section 11.05 Collateral Custodian Removal 138 157 Section 11.06 Limitation on Liability 138 157 Section 11.07 Collateral Custodian Resignation 140 158 Section 11.08 Release of Documents 140 159 Section 11.09 Return of Required Loan Documents 141 159 Section 11.10 Access to Certain Documentation and Information Regarding the Collateral 141 160 Section 11.11 Agent of the Collateral Agent 142 Section 11.12 Indemnification of the Collateral Custodian 142 Bailment 160 ARTICLE XII MISCELLANEOUS Section 12.01 Amendments and Waivers 142 160 Section 12.02 Notices, Etc. 143 161 Section 12.03 No Waiver; Remedies 145 163 Section 12.04 Binding Effect; Assignability; Multiple Lenders 145 164 Section 12.05 Term of This Agreement 147 165 Section 12.06 GOVERNING LAW; JURY WAIVER 147 165 Section 12.07 Costs, Expenses and Taxes 148 166 Section 12.08 Further Assurances 149 167 Section 12.09 Recourse Against Certain Parties 149 167 Section 12.10 Execution in Counterparts; Severability; Integration 150 168 Section 12.11 Characterization of Conveyances Pursuant to the each Purchase and Sale Agreement 150 168 Section 12.12 Confidentiality 151 169 Section 12.13 Waiver of Set Off 152 171 Section 12.14 Headings and Exhibits 152 171 Section 12.15 Ratable Payments 152 171 Section 12.16 Failure of Borrower any Loan Party or Servicer to Perform Certain Obligations 153 171 Section 12.17 Power of Attorney 153 171 Section 12.18 Delivery of Termination Statements, Releases, etc. 153 172 Section 12.19 Non-Petition 153172

Appears in 1 contract

Samples: Loan and Servicing Agreement (GOLUB CAPITAL BDC, Inc.)

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