Colorado Trust Filing. In the event the Securities are registered in the State of Colorado, the Company will cause a Colorado Form ES to be filed with the Commissioner of the State of Colorado no less than 10 days prior to the distribution of the Trust Fund in connection with a Business Combination and will do all things necessary to comply with Section 00-00-000 and Rule 51-3.4 of the Colorado Securities Act.
Appears in 159 contracts
Samples: Underwriting Agreement (Hambrecht Asia Acquisition Corp.), Underwriting Agreement (Pinpoint Advance CORP), Underwriting Agreement (Hambrecht Asia Acquisition Corp.)
Colorado Trust Filing. In the event the Securities are registered in the State of Colorado, the Company will cause a Colorado Form ES to be filed with the Commissioner of the State of Colorado no less than 10 days prior to the distribution of the Trust Fund in connection with a Business Combination and will do all things necessary to comply with Section 0010-00-000 and Rule 51-3.4 of the Colorado Securities Act.
Appears in 40 contracts
Samples: Underwriting Agreement (Staccato Acquisition Corp.), Underwriting Agreement (Rand Acquisition Corp. II), Underwriting Agreement (Nagao Group Holdings LTD)
Colorado Trust Filing. In the event the Securities are registered in the State of Colorado, the Company will cause a Colorado Form ES to be filed with the Commissioner of the State of Colorado no less than 10 days prior to the distribution of the Trust Fund in connection with a Business Combination and will do all things necessary to comply with Section 0011-0051-000 302 and Rule 51-3.4 of the Colorado Securities Act.
Appears in 34 contracts
Samples: Underwriting Agreement (Stone Arcade Acquisition CORP), Underwriting Agreement (Stone Arcade Acquisition CORP), Underwriting Agreement (Asia Automotive Acquisition Corp.)
Colorado Trust Filing. In the event the Securities are registered in the State of Colorado, the Company will cause a Colorado Form ES to be filed with the Commissioner of the State of Colorado no less than 10 days prior to the distribution of the Trust Fund Account in connection with a Business Combination and will do all things necessary to comply with Section 00-00-000 and Rule 51-3.4 of the Colorado Securities Act.
Appears in 24 contracts
Samples: Underwriting Agreement (Andina Acquisition Corp. II), Underwriting Agreement (Andina Acquisition Corp. II), Underwriting Agreement (Garnero Group Acquisition Co)
Colorado Trust Filing. In the event the Securities are registered in the State of Colorado, the Company will cause a Colorado Form ES to be filed with the Commissioner of the State of Colorado no less than 10 days prior to the distribution of the Trust Fund Account in connection with a Business Combination and will do all things necessary to comply with Section 0010-00-000 and Rule 51-3.4 of the Colorado Securities Act.
Appears in 17 contracts
Samples: Underwriting Agreement (Andina Acquisition Corp. II), Underwriting Agreement (Andina Acquisition Corp), Underwriting Agreement (Andina Acquisition Corp)
Colorado Trust Filing. In the event the Securities are registered in the State of Colorado, the Company will cause a Colorado Form ES to be filed with the Commissioner of the State of Colorado no less than 10 days prior to the distribution of the Trust Fund in connection with a Business Combination and will do all things necessary to comply with Section 0011-0051-000 302 and Rule 51-3.4 of the Colorado txx Xxxxxxdo Securities Act.
Appears in 7 contracts
Samples: Underwriting Agreement (China Opportunity Acquisition Corp.), Underwriting Agreement (China Opportunity Acquisition Corp.), Underwriting Agreement (China Opportunity Acquisition Corp.)
Colorado Trust Filing. In the event the Securities are registered in the State of Colorado, the Company will cause a Colorado Form form ES to be filed with the Commissioner of the State of Colorado no less than 10 days prior to the distribution of the Trust Fund Account in connection with a Business Combination and will do all things necessary to comply with Section 00-00-000 and Rule 51-3.4 of the Colorado Securities Act.
Appears in 7 contracts
Samples: Underwriting Agreement (Stone Tan China Acquisition Corp.), Underwriting Agreement (FMG Acquisition Corp), Underwriting Agreement (Arcade Acquisition Corp.)
Colorado Trust Filing. In the event the Securities are registered in the State of Colorado, the Company will cause a Colorado Form ES to be filed with the Commissioner of the State of Colorado no less than 10 ten (10) days prior to the distribution of the Trust Fund Account in connection with a Business Combination and will do all things necessary to comply with Section 00-00-000 and Rule 51-3.4 of the Colorado Securities Act.
Appears in 7 contracts
Samples: Underwriting Agreement (UTXO Acquisition Inc.), Underwriting Agreement (UTXO Acquisition Inc.), Underwriting Agreement (UTXO Acquisition Inc.)
Colorado Trust Filing. In the event the Public Securities are registered in the State of Colorado, the Company will cause a Colorado Form ES to be filed with the Commissioner of the State of Colorado no less than 10 days prior to the distribution of the Trust Fund Account in connection with a Business Combination and will do all things necessary to comply with Section 0010-00-000 and Rule 51-3.4 of the Colorado Securities Act.
Appears in 6 contracts
Samples: Underwriting Agreement (Pacific Monument Acquisition Corp), Underwriting Agreement (Pacific Monument Acquisition Corp), Underwriting Agreement (Pacific Monument Acquisition Corp)
Colorado Trust Filing. In the event the Securities are registered in the State of Colorado, the Company will cause a Colorado Form ES to be filed with the Commissioner of the State of Colorado no less than 10 ten (10) days prior to the distribution of the Trust Fund Account in connection with a Business Combination and will do all things necessary to comply with Section 0010-00-000 and Rule 51-3.4 of the Colorado Securities Act.
Appears in 6 contracts
Samples: Underwriting Agreement (Trident Acquisitions Corp.), Underwriting Agreement (Trident Acquisitions Corp.), Underwriting Agreement (Trident Acquisitions Corp.)
Colorado Trust Filing. In the event the Securities are not listed on Nasdaq and are registered in the State of Colorado, the Company will cause a Colorado Form ES to be filed with the Commissioner of the State of Colorado no less than 10 ten (10) days prior to the distribution of the Trust Fund Account in connection with a Business Combination and will do all things necessary to comply with Section 0010-00-000 and Rule 51-3.4 of the Colorado Securities Act.
Appears in 5 contracts
Samples: Underwriting Agreement (Globis Acquisition Corp.), Underwriting Agreement (Globis Acquisition Corp.), Underwriting Agreement (LifeSci Acquisition Corp.)
Colorado Trust Filing. In the event the Public Securities are registered in the State of Colorado, the Company will cause a Colorado Form ES to be filed with the Commissioner of the State of Colorado no less than 10 days prior to the distribution of the Trust Fund Account in connection with a an Initial Business Combination Transaction and will do all things necessary to comply with Section 0010-00-000 and Rule 51-3.4 of the Colorado Securities Act.
Appears in 5 contracts
Samples: Underwriting Agreement (COMMITTED CAPITAL ACQUISITION Corp II), Underwriting Agreement (COMMITTED CAPITAL ACQUISITION Corp II), Underwriting Agreement (COMMITTED CAPITAL ACQUISITION Corp II)
Colorado Trust Filing. In the event the Securities are registered in the State of Colorado, the Company will cause a Colorado Form ES to be filed with the Commissioner of the State of Colorado no less than 10 days prior to the distribution of the Trust Fund in connection with a Business Combination Transaction and will do all things necessary to comply with Section 00-00-000 and Rule 51-3.4 of the Colorado Securities Act.
Appears in 4 contracts
Samples: Underwriting Agreement (FlatWorld Acquisition Corp.), Underwriting Agreement (FlatWorld Acquisition Corp.), Underwriting Agreement (FlatWorld Acquisition Corp.)
Colorado Trust Filing. In the event the Securities are registered in the State of Colorado, the Company will cause a Colorado Form ES to be filed with the Commissioner of the State of Colorado no less than 10 days prior to the distribution of the funds held in the Trust Fund Account in connection with a Business Combination and will do all things necessary to comply with Section 00-00-000 and Rule 51-3.4 of the Colorado Securities Act.
Appears in 4 contracts
Samples: Underwriting Agreement (Shermen WSC Acquisition Corp), Underwriting Agreement (Shermen WSC Acquisition Corp), Underwriting Agreement (Shermen WSC Acquisition Corp)
Colorado Trust Filing. In the event the Securities are not listed on Nasdaq and are registered in the State of Colorado, the Company will cause a Colorado Form ES to be filed with the Commissioner of the State of Colorado no less than 10 ten (10) days prior to the distribution of the Trust Fund Account in connection with a Business Combination and will do all things necessary to comply with Section 00-00-000 and Rule 51-3.4 of the Colorado Securities Act.
Appears in 4 contracts
Samples: Underwriting Agreement (Proficient Alpha Acquisition Corp), Underwriting Agreement (Proficient Alpha Acquisition Corp), Underwriting Agreement (EdtechX Holdings Acquisition Corp.)
Colorado Trust Filing. In the event the Securities are not listed on the NYSE American and are registered in the State of Colorado, the Company will cause a Colorado Form ES to be filed with the Commissioner of the State of Colorado no less than 10 ten (10) days prior to the distribution of the Trust Fund Account in connection with a Business Combination and will do all things necessary to comply with Section 00-00-000 and Rule 51-3.4 of the Colorado Securities Act.
Appears in 4 contracts
Samples: Underwriting Agreement (Chardan Healthcare Acquisition 2 Corp.), Underwriting Agreement (Chardan Healthcare Acquisition 2 Corp.), Underwriting Agreement (Viveon Health Acquisition Corp.)
Colorado Trust Filing. In the event the Securities are registered in the State of Colorado, the Company will cause a Colorado Form ES to be filed with the Commissioner of the State of Colorado no less than 10 ten (10) days prior to the distribution of the Trust Fund in connection with a Business Combination and will do all things necessary to comply with Section 0010-00-000 and Rule 51-3.4 of the Colorado Securities Act.
Appears in 4 contracts
Samples: Underwriting Agreement (CIS Acquisition Ltd.), Underwriting Agreement (Prime Acquisition Corp), Underwriting Agreement (Prime Acquisition Corp)
Colorado Trust Filing. In the event the Public Securities are registered in the State of Colorado, the Company will cause a Colorado Form ES to be filed with the Commissioner of the State of Colorado no less than 10 days prior to the distribution of the Trust Fund Account in connection with a Business Combination and will do all things necessary to comply with Section 00-00-000 and Rule 51-3.4 of the Colorado Securities Act.
Appears in 4 contracts
Samples: Underwriting Agreement (Empeiria Acquisition Corp), Underwriting Agreement (Empeiria Acquisition Corp), Underwriting Agreement (Arcade China Acquisition Corp)
Colorado Trust Filing. In the event the Securities are registered in the State of Colorado, the Company will cause a Colorado Form ES to be filed with the Commissioner of the State of Colorado no less than 10 days prior to the distribution of the Trust Fund in connection with a Business Combination and will do all things necessary to comply with Section 0011-0051-000 302 and Rule 51-3.4 of the Colorado xxx Xxxxxado Securities Act.
Appears in 3 contracts
Samples: Underwriting Agreement (Pharmamatrix Acquisition CORP), Underwriting Agreement (Pharmamatrix Acquisition CORP), Underwriting Agreement (Pharmamatrix Acquisition CORP)
Colorado Trust Filing. In the event the Public Securities are registered in the State of Colorado, the Company will cause a Colorado Form ES to be filed with the Commissioner of the State of Colorado no less than 10 days prior to the distribution of the Trust Fund in connection with a Business Combination and will do all things necessary to comply with Section 00-00-000 and Rule 51-3.4 of the Colorado Securities Act.
Appears in 3 contracts
Samples: Underwriting Agreement (InterAmerican Acquisition Group Inc), Underwriting Agreement (Global Alternative Asset Management, Inc.), Underwriting Agreement (Global Alternative Asset Management, Inc.)
Colorado Trust Filing. In the event the Securities are registered in the State of Colorado, the Company will cause a Colorado Form ES to be filed with the Commissioner of the State of Colorado no less than 10 ten (10) days prior to the distribution of the Trust Fund Account in connection with a Business Combination and will do all things necessary to comply with Section 0011-00-000 and xnd Rule 51-3.4 of the Colorado Securities Act.
Appears in 2 contracts
Samples: Underwriting Agreement (Atlantic Acquisition Corp.), Underwriting Agreement (Jensyn Acquisition Corp.)
Colorado Trust Filing. In the event the Securities are registered in the State of Colorado, the Company will cause a Colorado Form ES to be filed with the Commissioner of the State of Colorado no less than 10 ten (10) days prior to the distribution of the Trust Fund in connection with a Business Combination and will do all things necessary to comply with Section 00-00-000 and Rule 51-3.4 of the Colorado Securities Act.
Appears in 2 contracts
Samples: Underwriting Agreement (BBV Vietnam S.E.A. Acquisition Corp.), Underwriting Agreement (BBV Vietnam S.E.A. Acquisition Corp.)
Colorado Trust Filing. In the event the Public Securities are registered in the State of Colorado, the Company will cause a Colorado Form ES to be filed with the Commissioner of the State of Colorado no less than 10 days prior to the distribution of the Trust Fund Account in connection with a an Initial Business Combination Transaction and will do all things necessary to comply with Section 00-00-000 and Rule 51-3.4 of the Colorado Securities Act.
Appears in 2 contracts
Samples: Underwriting Agreement (COMMITTED CAPITAL ACQUISITION Corp), Underwriting Agreement (COMMITTED CAPITAL ACQUISITION Corp)
Colorado Trust Filing. In the event the Securities are registered in the State of Colorado, the Company will cause a Colorado Form ES to be filed with the Commissioner of the State of Colorado no less than 10 days prior to the distribution of the Trust Fund in connection with a Business Combination and will do all things necessary to comply with Section 0011-0051-000 302 and Rule 51-3.4 of the Colorado Xxxxxxxx Securities Act.. Maxim Group LLC _____________, 2005 Page 24 of 44
Appears in 2 contracts
Samples: Underwriting Agreement (Star Maritime Acquisition Corp.), Underwriting Agreement (Star Maritime Acquisition Corp.)
Colorado Trust Filing. In the event the Public Securities are registered in the State of Colorado, the Company will cause a Colorado Form ES to be filed with the Commissioner of the State of Colorado no less than 10 days prior to the distribution of the Trust Fund in connection with a Business Combination and will do all things necessary to comply with Section 0010-00-000 and Rule 51-3.4 of the Colorado Securities Act.
Appears in 2 contracts
Samples: Underwriting Agreement (Global Alternative Asset Management, Inc.), Underwriting Agreement (Global Alternative Asset Management, Inc.)
Colorado Trust Filing. In the event the Securities are registered in the State of Colorado, the Company will cause a Colorado Form ES to be filed with the Commissioner of the State of Colorado no less than 10 days prior to the distribution of the Trust Fund in connection with a Business Combination and will do all things necessary to comply with Section 0011-0051-000 302 and Rule 51-3.4 of the Cxxxxxxx Xecurities Act. The Representative will notify the Company if it has sold any Units purchased hereunder in Colorado Securities Actwithin five days after the Closing Date and each Option Closing Date, if any.
Appears in 2 contracts
Samples: Underwriting Agreement (China Resources Ltd.), Underwriting Agreement (China Energy & Resources LTD)
Colorado Trust Filing. In the event the Securities Units are registered in the State of Colorado, the Company will cause a Colorado Form ES to be filed with the Commissioner of the State of Colorado no less than 10 ten days prior to the distribution of the Trust Fund Account in connection with a Business Combination and will do all things necessary to comply with Section 0010-00-000 and Rule 51-3.4 of the Colorado Securities Act.
Appears in 2 contracts
Samples: Underwriting Agreement (AGBA Acquisition LTD), Underwriting Agreement (AGBA Acquisition LTD)
Colorado Trust Filing. In the event the Securities are registered in the State of Colorado, the Company will cause a Colorado Form ES to be filed with the Commissioner of the State of Colorado no less than 10 days prior to the distribution of the Trust Fund in connection with a Business Combination and will do all things necessary to comply with Section 00-00-000 and Rule 51-3.4 of the Colorado Securities Act. The Representatives will notify the Company if they have sold any Units purchased hereunder in Colorado within five days after the Closing Date and each Option Closing Date, if any.
Appears in 2 contracts
Samples: Underwriting Agreement (United Refining Energy Corp), Underwriting Agreement (TransTech Services Partners Inc.)
Colorado Trust Filing. In the event the Securities are registered in the State of Colorado, the Company will cause a Colorado Form ES to be filed with the Commissioner of the State of Colorado no less than 10 days prior to the distribution of the Trust Fund in connection with a Business Combination and will do all things necessary to comply with Section 00-00-000 and Rule 51-3.4 of the Colorado Securities Act.10
Appears in 2 contracts
Samples: Underwriting Agreement (Federal Services Acquisition CORP), Underwriting Agreement (Federal Services Acquisition CORP)
Colorado Trust Filing. In the event the Securities are registered in the State of Colorado, the Company will cause a Colorado Form ES to be filed with the Commissioner of the State of Colorado no less than 10 days prior to the distribution of the Trust Fund Account in connection with a Business Combination Transaction and will do all things necessary to comply with Section 0010-00-000 and Rule 51-3.4 of the Colorado Securities Act.
Appears in 2 contracts
Samples: Underwriting Agreement (57th Street General Acquisition Corp), Underwriting Agreement (57th Street General Acquisition Corp)
Colorado Trust Filing. In the event the Securities are registered in the State of Colorado, the Company will cause a Colorado Form ES to be filed with the Commissioner of the State of Colorado no less than 10 days prior to the distribution of the Trust Fund in connection with a Business Combination and will do all things necessary to comply with Section 00-00-000 and Rule 51-3.4 of the Colorado Securities Act. The Representative will notify the Company if they have sold any Units purchased hereunder in Colorado within five days after the Closing Date and each Option Closing Date, if any.
Appears in 2 contracts
Samples: Underwriting Agreement (United Refining Energy Corp), Underwriting Agreement (United Refining Energy Corp)
Colorado Trust Filing. In the event the Securities are registered in the State of Colorado, the Company will cause a Colorado Form form ES to be filed with the Commissioner of the State of Colorado no less than 10 days prior to the distribution of the Trust Fund in connection with a Business Combination and will do all things necessary to comply with Section 00-00-000 and Rule 51-3.4 of the Colorado Securities Act.
Appears in 1 contract
Colorado Trust Filing. In the event the Securities are registered in the State of Colorado, the Company will cause a Colorado Form ES to be filed with the Commissioner of the State of Colorado no less than 10 days prior to the distribution of the Trust Fund in connection with a Business Combination and will do all things necessary to comply with Section 00-00-000 and Rule 51-3.4 of the Colorado Securities Act. The Representatives will notify the Company if they have sold any Units purchased hereunder in Colorado within five days after the Closing Date.
Appears in 1 contract
Samples: Underwriting Agreement (TransTech Services Partners Inc.)
Colorado Trust Filing. In the event the Securities are registered in the State of Colorado, the Company will cause a Colorado Form ES to be filed with the Commissioner of the State of Colorado no less than 10 days prior to the distribution of the Trust Fund in connection with a Business Combination Acquisition Transaction and will do all things necessary to comply with Section 0010-00-000 and Rule 51-3.4 of the Colorado Securities Act.
Appears in 1 contract
Samples: Underwriting Agreement (Selway Capital Acquisition Corp.)
Colorado Trust Filing. In the event the Securities are registered in the State of Colorado, the Company will cause a Colorado Form ES to be filed with the Commissioner of the State of Colorado no less than 10 days prior to the distribution of the Trust Fund in connection with a Business Combination and will do all things necessary to comply with Section 00-00-000 and Rule 51-3.4 of the Colorado Securities Act. The Representative will notify the Company if it has sold any Units purchased hereunder in Colorado within five days after the Closing Date and each Option Closing Date, if any.
Appears in 1 contract
Colorado Trust Filing. In the event the Securities are registered in the State of Colorado, the Company will cause a Colorado Form ES to be filed with the Commissioner of the State of Colorado no less than 10 days prior to the distribution of the Trust Fund Account in connection with a Business Combination Transaction and will do all things necessary to comply with Section 00-00-000 and Rule 51-3.4 of the Colorado Securities Act.
Appears in 1 contract
Samples: Underwriting Agreement (57th Street General Acquisition Corp)
Colorado Trust Filing. In the event the Securities are registered in the State of Colorado, the Company will cause a Colorado Form form ES to be filed with the Commissioner of the State of Colorado no less than 10 days prior to the distribution of the Trust Fund Account in connection with a Business Combination and will do all things necessary to comply with Section 0010-00-000 and Rule 51-3.4 of the Colorado Securities Act.
Appears in 1 contract
Colorado Trust Filing. In the event the Securities are registered in the State of Colorado, the Company will cause a Colorado Form ES to be filed with the Commissioner of the State of Colorado no less than 10 days prior to the distribution of the Trust Fund in connection with a Business Combination and will do all things reasonably necessary to comply with Section 00-00-000 and Rule 51-3.4 of the Colorado Securities Act.
Appears in 1 contract
Samples: Underwriting Agreement (Industrial Services Acquisition Corp.)
Colorado Trust Filing. In the event the Securities are registered in the State of Colorado, the Company will cause a Colorado Form ES to be filed with the Commissioner of the State of Colorado no less than 10 days prior to the distribution of the Trust Fund in connection with a Business Combination and will do all things necessary to comply with Section 0010-00-000 and Rule 51-3.4 of the Colorado Securities Act.. EXHIBIT 1.1
Appears in 1 contract
Samples: Underwriting Agreement (India Globalization Capital, Inc.)
Colorado Trust Filing. In the event the Securities are registered in the State of Colorado, the Company will cause a Colorado Form ES to be filed with the Commissioner of the State of Colorado no less than 10 days prior to the distribution of the Trust Fund in connection with a Business Combination and will do all things necessary to comply with Section 0011-0051-000 302 and Rule 51-3.4 of the Colorado Xxxxxxxx Securities Act.
Appears in 1 contract
Samples: Underwriting Agreement (Key Hospitality Acquisition CORP)
Colorado Trust Filing. In the event the Securities are registered in the State of Colorado, the Company will cause a Colorado Form ES to be filed with the Commissioner of the State of Colorado no less than 10 ten (10) days prior to the distribution of the Trust Fund Account in connection with a Business Combination and will do all things necessary to comply with Section 0011-00-000 and xxd Rule 51-3.4 of the Colorado Securities Act.
Appears in 1 contract
Colorado Trust Filing. In the event the Securities are not listed on Nasdaq and are registered in the State of Colorado, the Company will cause a Colorado Form ES to be filed with the Commissioner of the State of Colorado no less than 10 ten (10) days prior to the distribution of the Trust Fund Account in connection with a Business Combination and will do all things necessary to comply with Section 0010-00-000 and Rule 51-3.4 of the Colorado Securities Act.]
Appears in 1 contract
