Common Stock. The Company has registered the Common Stock pursuant to Section 12(b) or 12(g) of the Exchange Act and is in full compliance with all reporting requirements of the Exchange Act, and the Company has maintained all requirements for the continued listing or quotation of the Common Stock, and such Common Stock is currently listed or quoted on the Principal Market. As of the date of this Agreement, the Principal Market is the OTC Bulletin Board.
Appears in 22 contracts
Samples: Private Equity Credit Agreement (Imaging Diagnostic Systems Inc /Fl/), Private Equity Credit Agreement (Skybridge Wireless Inc), Private Equity Credit Agreement (Global Matrechs, Inc.)
Common Stock. The Company has registered the Common Stock pursuant to Section 12(b) or 12(g) of the Exchange Act and is in full compliance with all reporting requirements of the Exchange Act, and the Company has maintained all requirements for the continued listing or quotation of the Common Stock, and such Common Stock is currently listed or quoted on the Principal Market. As The Company has taken no action designed to, or which to its knowledge is likely to have the effect of, terminating the registration of the date of this Agreement, Common Stock under the Principal Market Exchange Act nor has the Company received any notification that the SEC is the OTC Bulletin Boardcontemplating terminating such registration.
Appears in 17 contracts
Samples: Equity Credit Agreement (Sauer Energy, Inc.), Equity Credit Agreement (Internal Fixation Systems, Inc.), Equity Credit Agreement (ProText Mobility, Inc.)
Common Stock. The Company has registered the its Common Stock pursuant to Section 12(b) or 12(g(g) of the Exchange Act and is in full compliance with all reporting requirements of the Exchange Act, and the Company has maintained is in compliance with all requirements for the continued listing or quotation of the its Common Stock, and such Common Stock is currently listed or quoted on on, the Principal Market. As of the date of this Agreementhereof, the Principal Market is the OTC Bulletin BoardBoard and the Company has not received any notice regarding, and to its knowledge there is no threat, of the termination or discontinuance of the eligibility of the Common Stock for such listing.
Appears in 10 contracts
Samples: Convertible Debenture Purchase Agreement (Next Generation Media Corp), Private Equity Line of Credit Agreement (Geotec Thermal Generators Inc), Convertible Debenture and Warrants Purchase Agreement (Famous Fixins Inc)
Common Stock. The Company has registered the Common Stock pursuant to Section 12(b) or 12(g) of the Exchange Act and is in full compliance with all reporting requirements of the Exchange Act, and the Company has maintained all requirements for the continued listing or quotation of the Common Stock, and such Common Stock is currently listed or quoted on the Principal Market. As of the date of this Agreement, the Principal Market is the OTC Bulletin BoardNasdaq SmallCap Market.
Appears in 4 contracts
Samples: Private Equity Credit Agreement (Large Scale Biology Corp), Private Equity Credit Agreement (Large Scale Biology Corp), Private Equity Credit Agreement (Bioshield Technologies Inc)
Common Stock. The Company has registered the Common Stock pursuant to Section 12(b) or 12(g) of the Exchange Act and is in full compliance with all reporting requirements of the Exchange Act, and the Company has maintained all requirements for the continued listing or quotation of the Common Stock, and such Common Stock is currently listed or quoted on the Principal Market. As of the date of this Agreement, the Principal Market is the OTC Bulletin Board[Nasdaq National Market]. The Company meets the registration requirements for filing of Form S-3.
Appears in 3 contracts
Samples: Private Equity Credit Agreement (Imaging Diagnostic Systems Inc /Fl/), Private Equity Credit Agreement (Imaging Diagnostic Systems Inc /Fl/), Private Equity Credit Agreement (Imaging Diagnostic Systems Inc /Fl/)
Common Stock. The Company has registered the its Common Stock pursuant to Section 12(b) or 12(g) of the Exchange Act and is in full compliance with all reporting requirements of the Exchange Act, and the Company has maintained all requirements for the continued listing or quotation of the Common Stock, and such Common Stock is currently listed or quoted on the Principal Market. As of the date of this Agreement, the Principal Market is the OTC Bulletin Board.
Appears in 3 contracts
Samples: Common Stock Purchase Agreement (Multi Tech International Corp), Common Stock Purchase Agreement (Multi Tech International Corp), Common Stock Purchase Agreement (Global Wireless Satellite Networks Usa Inc)
Common Stock. The Company has registered the Common Stock pursuant to Section 12(b) or 12(g) of the Exchange Act and is in full compliance with all reporting requirements of the Exchange Act, and the Company has maintained all requirements for the continued listing or quotation of the Common Stock, and such Common Stock is currently listed or quoted on the Principal Market. As of the date of this Agreement, the Principal Market is the OTC Bulletin BoardNational Market System.
Appears in 3 contracts
Samples: Private Equity Credit Agreement (Bio Pulse International Inc), Private Equity Credit Agreement (Microware Systems Corp), Private Equity Credit Agreement (Netgateway Inc)
Common Stock. The Company has registered the Common Stock pursuant to Section 12(b) or 12(g) of the Exchange Act and is in full compliance with all reporting requirements of the Exchange Act, and the Company has maintained all requirements for the continued listing or quotation of the Common Stock, and such Common Stock is currently listed or quoted on the Principal Market. As of the date of this Agreement, the Principal Market is the OTC Bulletin BoardAmerican Stock Exchange.
Appears in 2 contracts
Samples: Private Equity Credit Agreement (Eagle Broadband Inc), Private Equity Agreement (Eurotech LTD)
Common Stock. The Company has registered the Common Stock pursuant to Section 12(b) or 12(g) of the Exchange Act and is in full compliance with all reporting requirements of the Exchange Act, and the Company has maintained all requirements for the continued listing or quotation of the Common Stock, and such Common Stock is currently listed or quoted on the Principal Market. As of the date of this Agreement, the Principal Market is the OTC Bulletin Board.NASDAQ over the counter bulletin board..
Appears in 2 contracts
Samples: Private Equity Credit Agreement (Mphase Technologies Inc), Private Equity Credit Agreement (Mphase Technologies Inc)
Common Stock. The Company has registered the its Common Stock pursuant to Section 12(b) or 12(g) of the Securities Exchange Act and is in full compliance with all reporting requirements of 1934 (the "Exchange Act"), and the Company has maintained all requirements for the continued listing or quotation of the its Common Stock, and such Common Stock is currently listed or quoted on the Principal Nasdaq SmallCap Market. As of the date of this Agreement, the Principal Market is the OTC Bulletin Board.
Appears in 2 contracts
Samples: Stock Purchase Agreement (Xata Corp /Mn/), Stock Purchase Agreement (Deere & Co)
Common Stock. The Company has registered the Common Stock pursuant to Section 12(b) or 12(g) of the Exchange Act and is in full compliance with all reporting requirements of the Exchange Act, and the Company has maintained all requirements for the continued listing or quotation of the Common Stock, and such Common Stock is currently listed or quoted on the Principal Market. As of the date of this Agreement, the Principal Market is the OTC Nasdaq Bulletin Board. The Company meets the registration requirements for filing of Form S-3 in connection with a primary offering.
Appears in 1 contract
Common Stock. The Company has registered the Common Stock pursuant to Section 12(b) or 12(g) of the Exchange Act and is in full compliance with all reporting requirements of the Exchange Act, and the Company has maintained all requirements for the continued listing or quotation of the Common Stock, and such Common Stock is currently listed or quoted on the Principal Market. As of the date of this Agreement, the Principal Market is the OTC Bulletin BoardOTCBB.
Appears in 1 contract
Common Stock. The Company has registered the Common Stock pursuant to Section 12(b) or 12(g) of the Exchange Act and is in full compliance with all reporting requirements of the Exchange Act, and the Company has maintained all requirements for the continued listing or quotation of the Common Stock, and such Common Stock is currently listed or quoted on the Principal Market. As of the date of this Agreement, the Principal Market is the NASD OTC Bulletin Board.
Appears in 1 contract
Common Stock. The Company has registered the Common Stock pursuant to Section 12(b) or 12(g) of the Exchange Act and (except for certain late filings) is in full compliance with all reporting requirements of the Exchange Act, and the Company has maintained all requirements for the continued listing or quotation of the Common Stock, and such Common Stock is currently listed or quoted on the Principal Market. As of the date of this Agreement, the Principal Market is the OTC Bulletin Board.
Appears in 1 contract
Samples: Private Equity Credit Agreement (Markland Technologies Inc)
Common Stock. The Company has registered the its Common Stock pursuant to Section 12(b) or 12(g) of the Exchange Act and is in full compliance with all reporting requirements of the Exchange Act, and the Company has maintained all requirements for the continued listing or quotation of the its Common Stock, and such Common Stock is currently listed or quoted on the Principal Market. As of the date of this Agreementhereof, the Principal Market is the Over The Counter Bulletin Board Market ("OTC Bulletin BoardBB").
Appears in 1 contract
Samples: Equity Line of Credit Agreement (Interactive Telesis Inc)
Common Stock. The Company has registered the its Common Stock pursuant to Section 12(b) or 12(g) of the Exchange Act and is in full compliance with all reporting requirements of the Exchange Act, and the Company has maintained all requirements for the continued listing or quotation of the Common Stock, and such Common Stock is currently listed or quoted on the Principal Market. As of the date of this Agreement, the Principal Market is the NASD OTC Electronic Bulletin Board.
Appears in 1 contract
Samples: Series C Convertible Preferred Stock Purchase Agreement (Global Maintech Corp)
Common Stock. The Company has registered the its Common Stock pursuant to Section 12(b) or 12(g) of the Exchange Act and is in full compliance with all reporting requirements of the Exchange Act, and the Company has maintained all requirements for the continued listing or quotation of the its Common Stock, and such Common Stock is currently listed or quoted on the Principal Market. As of the date of this Agreementhereof, the Principal Market is the OTC Bulletin Board.
Appears in 1 contract
Samples: Private Equity Line of Credit Agreement (Environmental Remediation Holding Corp)
Common Stock. The Company has registered the Common Stock pursuant to Section 12(b) or 12(g) of the Exchange Act and is in full compliance with all reporting requirements of the Exchange Act, and the Company has maintained all requirements for the continued listing or quotation of the Common Stock, and such Common Stock is currently listed or quoted on the Principal Market. As of the date of this Agreement, the Principal Market is the OTC Bulletin BoardNasdaq National Market.
Appears in 1 contract
Common Stock. The Company has registered the its Common Stock pursuant to Section 12(b) or 12(g) of the Exchange Act and is in full compliance with all reporting requirements of the Exchange Act, and the Company has maintained all requirements for the continued listing or quotation of the its Common Stock, and such Common Stock is currently listed or quoted on the Principal Market. As of the date of this Agreementhereof, the Principal Market is the OTC Bulletin BoardNASDAQ Small Cap Market.
Appears in 1 contract
Samples: Private Equity Line of Credit Agreement (Big Entertainment Inc)
Common Stock. The Company has registered the its Common Stock pursuant to Section 12(b) or 12(g) of the Exchange Act and is in full compliance with all reporting requirements of the Exchange Act, and the Company has maintained all requirements for the continued listing or quotation of the Common Stock, and such Common Stock is currently listed or quoted quoted, and trades, on the Principal Market. As OTC Bulletin Board, and the Company is in full compliance with the rules and regulations of the date of this Agreement, the Principal Market is the OTC Bulletin Board.
Appears in 1 contract
Common Stock. The Company has registered the Common Stock pursuant to Section 12(b) or 12(g) of the Exchange Act and is in full compliance with all reporting requirements of the Exchange Act, and the Company has maintained all requirements for the continued will use its best efforts to secure a listing or quotation of the Common Stock, and such its Common Stock is currently listed or quoted on the a Principal Market. As of the date of this Agreement, the intended Principal Market is the OTC Bulletin BoardNASD OTCBB.
Appears in 1 contract
Samples: Private Equity Credit Agreement (Emps Research Corp)
Common Stock. The Company has registered the Common Stock pursuant to Section 12(b) or 12(g) of the Exchange Act and is in full compliance with all reporting requirements of the Exchange Act, and the Company has maintained all requirements for the continued listing or quotation of the Common Stock, and such Common Stock is currently listed or quoted on the Principal Market. As of the date of this Agreement, the Principal Market is the OTC NASD/Over-the-Counter Bulletin BoardBoard Market.
Appears in 1 contract
Common Stock. The Company has registered the its Common Stock ------------ pursuant to Section 12(b) or 12(g) of the Exchange Act and is in full compliance with all reporting requirements of the Exchange Act, and the Company has maintained all requirements for the continued listing or quotation of the Common Stock, and such Common Stock is currently listed or quoted on the Principal Market. As of the date of this Agreement, the Principal Market is the NASD OTC Electronic Bulletin Board.
Appears in 1 contract
Samples: Series D Convertible Preferred Stock Purchase Agreement (Global Maintech Corp)
Common Stock. The Company has registered the Common Stock pursuant to Section 12(b) or 12(g) of the Exchange Act and is in full compliance with all reporting requirements of the Exchange Act, and the Company has maintained all requirements for the continued listing or quotation of the Common Stock, and such Common Stock is currently listed or quoted on the Principal Market. As of the date of this Agreement, the Principal Market is the OTC Bulletin BoardNASDAQ SmallCap Market. The Company meets the registration requirements for filing of Form S-3.
Appears in 1 contract
Samples: Private Equity Credit Agreement (Henley Healthcare Inc)
Common Stock. The Company has registered the its Common Stock pursuant to Section 12(b) or 12(g) of the Exchange Act and is in full compliance with all reporting requirements of the Exchange Act, and the Company has maintained all requirements for the continued listing or quotation of the Common Stock, and such Common Stock is currently listed or quoted on the Principal Market. As of the date of this Agreementhereof, the Principal Market is the OTC Bulletin BoardAmerican Stock Exchange.
Appears in 1 contract
Common Stock. The Company has registered the Common Stock pursuant to Section 12(b) or 12(g) of the Exchange Act and is in full compliance with all reporting requirements of the Exchange Act, and and, except as disclosed in the SEC Documents, the Company has maintained all requirements for the continued listing or quotation of the Common Stock, and such Common Stock is currently listed or quoted on the Principal Market. As of the date of this Agreement, the Principal Market is the OTC Bulletin BoardNASDAQ.
Appears in 1 contract
Common Stock. The Company has registered the Common Stock pursuant to Section 12(b) or 12(g) of the Exchange Act and is in full compliance with all reporting requirements of the Exchange Act, and the Company has maintained all requirements for the continued listing or quotation of the Common Stock, and such Common Stock is currently listed or quoted on the Principal Market. As of the date of this Agreement, the Principal Market is the OTC Over the Counter Bulletin Board.
Appears in 1 contract
Common Stock. The Company has registered the its Common Stock pursuant to Section 12(b) or 12(g) of the Exchange Act and is in full compliance with all reporting requirements of the Exchange Act, and the Company has maintained all requirements for the continued listing or quotation of its Common Stock except as set forth in the Common StockNASD's letter to the Company of December 16, 1998, and such Common Stock is currently listed or quoted on the Principal Market. As of the date of this Agreementhereof, the Principal Market is the OTC Bulletin BoardNasdaq National Market.
Appears in 1 contract
Samples: Purchase Agreement (Viragen Inc)
Common Stock. The Company has registered the Common Stock pursuant to Section 12(b) or 12(g) of the Exchange Act and is in full compliance with all reporting requirements of the Exchange Act, and the Company has maintained all requirements for the continued listing or quotation of the Common Stock, and such Common Stock is currently listed or quoted on the Principal Market. As of the date of this Agreement, the Principal Market is the OTC Bulletin BoardAmerican Stock Exchange. The Company is eligible to utilize Form S-3 for the registration of a primary offering of securities.
Appears in 1 contract
Samples: Private Equity Credit Agreement (Computerized Thermal Imaging Inc)
Common Stock. The Company has registered the its Common Stock pursuant to Section 12(b) or 12(g) of the Exchange Act and is in full compliance with all reporting requirements of the Exchange Act, and the Company has maintained all requirements for the continued listing or quotation of the its Common Stock, and such Common Stock is currently listed or quoted on the Principal Market. As of the date of this Agreementhereof, the Principal Market is the OTC Bulletin BoardNASDAQ National Market.
Appears in 1 contract
Common Stock. The Company has registered the Common Stock pursuant to Section 12(b) or 12(g) of the Exchange Act and is in full compliance with all reporting requirements of the Exchange Act, and the Company has maintained all requirements for the continued listing or quotation of the Common Stock, and such Common Stock is currently listed or quoted on the Principal Market. As of the date of this Agreement, the Principal Market is the OTC Bulletin BoardAmerican Stock Exchange. The Company meets the registration requirements for filing of Form S-3.
Appears in 1 contract
Samples: Private Equity Credit Agreement (Chequemate International Inc)
Common Stock. The Company has registered the Common Stock pursuant to Section 12(b) or 12(g) of the Exchange Act and is in full compliance with all reporting requirements of the Exchange Act, and and, except as provided on Schedule 4.4, the Company has maintained all requirements for the continued listing or quotation of the Common Stock, and such Common Stock is currently listed or quoted on the Principal Market. As of the date of this Agreement, the Principal Market is the OTC Bulletin BoardNew York Stock Exchange.
Appears in 1 contract
Common Stock. The Company has registered the Common Stock pursuant to Section 12(b) or 12(g) of the Exchange Act and is in full compliance with all reporting requirements of the Exchange Act, and the Company has maintained all requirements for the continued listing or quotation of the Common Stock, and such Common Stock is currently listed or quoted on the Principal Market. As of the date of this Agreement, the Principal Market is the OTC Over the Counter Bulletin BoardBoard Market.
Appears in 1 contract
Samples: Private Equity Credit Agreement (Execute Sports Inc)
Common Stock. The Company has registered the its Common Stock pursuant to Section 12(b) or 12(g) of the Securities Exchange Act of 1934 (the "Exchange Act") and is in full compliance with all applicable reporting requirements of the Exchange Act, and the Company has maintained all applicable requirements for the continued listing or quotation of the its Common Stock, and such Common Stock is currently listed or quoted on the Principal Nasdaq SmallCap Market. As of the date of this Agreement, the Principal Market is the OTC Bulletin Board.
Appears in 1 contract
Common Stock. The Company has registered the its Common Stock pursuant to Section 12(b) or 12(g) of the Exchange Act and is in full compliance with all reporting requirements of the Exchange Act, and the Company has maintained all requirements for the continued listing or quotation of the Common Stock, and such Common Stock is currently listed or quoted on the Principal Market. As OTC Bulletin Board, and the Company is in full compliance with all of the date listing requirements of this Agreement, the Principal Market is the OTC Bulletin Board.
Appears in 1 contract
Samples: Common Stock Purchase Agreement (Waverider Communications Inc)