Company Indemnity. The Company shall indemnify and hold the Transfer Agent harmless from and against, and the Transfer Agent shall not be responsible for, any and all losses, claims, damages, costs, charges, counsel fees and expenses, payments, expenses and liability arising out of or attributable to: (a) all actions of the Transfer Agent or its agents or subcontractors required to be taken pursuant to this Agreement provided such actions are taken in good faith and without gross negligence or willful misconduct; (b) The Company’s lack of good faith, negligence or willful misconduct or the breach of any representation or warranty of the Company hereunder; (c) The reliance or use by the Transfer Agent or its agents or subcontractors of any information, records, data, and documents which have been prepared and/or maintained by the Company or any other person or firm on behalf of the Company and provided to the Transfer Agent or its agents or subcontractors. Such other person or firm shall include any former transfer agent or former registrar, or co-transfer agent or co-registrar or any current registrar where the Transfer Agent is not the current registrar; (d) The reliance or use by the Transfer Agent or its agents or subcontractors of (i) any paper or document reasonably believed to be genuine and to have been signed by the proper person or persons, including Shareholders, and (ii) electronic instructions from Shareholders submitted through the Shareholder Internet Services, from Company through Issuer Online, or through any other electronic means pursuant to security procedures established by the Transfer Agent; (e) The negotiation and processing of all checks, including checks made payable to Shareholders or prospective shareholders that are tendered to the Transfer Agent for the purchase of Shares (commonly known as “third party checks”); and (f) The recognition, acceptance, or processing by the Transfer Agent of stock certificates which are reasonably believed to bear the proper manual or facsimile signatures of officers of the Company, and the proper countersignature of any former transfer agent or former registrar, or of a co-transfer agent or co-registrar.
Appears in 8 contracts
Samples: Transfer Agency and Service Agreement (Gabelli Convertible & Income Securities Fund Inc), Transfer Agency and Service Agreement (Gabelli Global Utility & Income Trust), Transfer Agency and Service Agreement (Gabelli Healthcare & WellnessRx Trust)
Company Indemnity. The Company shall indemnify and hold the Transfer Agent harmless from and against, and the Transfer Agent shall not be responsible for, any and all losses, claims, damages, costs, charges, counsel fees and expenses, payments, expenses and liability (collectively, “Losses”) arising out of or attributable to:
(a) all actions of the Transfer Agent or its agents or subcontractors required to be taken pursuant to this Agreement provided such actions are taken in good faith and without gross negligence or willful misconduct;
(b) The Company’s lack of good faith, negligence or willful misconduct or the breach of any representation or warranty of the Company hereunder;
(c) The reliance on or use by the Transfer Agent or its agents or subcontractors of any (i) information, records, data, and documents which have been prepared and/or maintained by the Company or any other person or firm on behalf of the Company Company, including any former transfer agent or registrar, and provided to the Transfer Agent or its agents or subcontractors. Such other person or firm shall include any former transfer agent or former registrar, or co-transfer agent or co-registrar or any current registrar where the Transfer Agent is not the current registrar;
; (dii) The reliance or use by the Transfer Agent or its agents or subcontractors of (i) any paper or document reasonably believed to be genuine and to have been signed by the proper person or persons, including Shareholders, Shareholders and their authorized agents or representatives (e.g. power of attorney); and (iiiii) electronic instructions from Company or Shareholders and their authorized agents or representatives (e.g. power of attorney) submitted through the Shareholder Internet Services, from Company through Issuer Online, Services or through any other electronic means pursuant to security procedures established by the Transfer Agent;
(ed) The negotiation and processing of all checks, including checks made payable to Shareholders or prospective shareholders that are tendered to the Transfer Agent for the purchase of Shares (commonly known as “third party checks”)Shares; and
(fe) The recognition, acceptance, or processing by the Transfer Agent of stock certificates which are reasonably believed to bear the proper manual or facsimile signatures of officers of the Company, and the proper countersignature of any former transfer agent or former registrar, or of a co-transfer agent or co-registrar.
Appears in 7 contracts
Samples: Transfer Agency and Service Agreement (Invesco Quality Municipal Income Trust), Transfer Agency and Service Agreement (Invesco Municipal Income Opportunities Trust), Transfer Agency and Service Agreement (Invesco Value Municipal Income Trust)
Company Indemnity. The Company Each Company, severally and not jointly, shall indemnify and hold the Transfer Agent harmless from and against, and the Transfer Agent shall not be responsible for, any and all losses, claims, damages, costs, charges, counsel fees and expenses, payments, expenses and liability relating to that Company (collectively, “Losses”) arising out of or attributable to:
(a) all actions of the Transfer Agent or its agents or subcontractors required to be taken pursuant to this Agreement provided such actions are taken in good faith and without gross negligence or willful misconduct;
(b) The the Company’s lack of good faith, negligence or willful misconduct or the breach of any representation or warranty of the Company hereunder;
(c) The reliance on or use by the Transfer Agent or its agents or subcontractors of any (i) information, records, data, and documents which have been prepared and/or maintained by the a Company or any other person or firm on behalf of the Company Company, including any former transfer agent or registrar, and provided to the Transfer Agent or its agents or subcontractors. Such other person or firm shall include any former transfer agent or former registrar, or co-transfer agent or co-registrar or any current registrar where the Transfer Agent is not the current registrar;
; (dii) The reliance or use by the Transfer Agent or its agents or subcontractors of (i) any paper or document reasonably believed to be genuine and to have been signed by the proper person or persons, including Shareholders, Shareholders and their authorized agents or representatives (e.g. power of attorney); and (iiiii) electronic instructions from a Company or Shareholders and their authorized agents or representatives (e.g. power of attorney) submitted through the Shareholder Internet Services, from Company through Issuer Online, Services or through any other electronic means pursuant to security procedures established by the Transfer Agent;.
(ed) The negotiation and processing of all checks, including checks made payable to Shareholders or prospective shareholders that are tendered to the Transfer Agent for the purchase of Shares (commonly known as “third party checks”)Shares, provided such actions are taken in good faith and without negligence or willful misconduct; and
(fe) The recognition, acceptance, or processing by the Transfer Agent of stock certificates which are reasonably believed to bear the proper manual or facsimile signatures of officers of the Company, and the proper countersignature of any former transfer agent or former registrar, or of a co-transfer agent or co-registrar, provided such actions are taken in good faith and without negligence or willful misconduct. Transfer Agent agrees that it will look only to the assets and property of a particular Company in asserting any rights or claims under this Agreement with respect to Services rendered with respect to that Company and will not seek to obtain settlement of such rights or claims from the assets and property of any other Company.
Appears in 6 contracts
Samples: Transfer Agency and Service Agreement (India Fund, Inc.), Transfer Agency and Service Agreement (Abrdn Total Dynamic Dividend Fund), Transfer Agency and Service Agreement (Aberdeen Standard Global Infrastructure Income Fund)
Company Indemnity. The Company shall indemnify and hold the Transfer Agent harmless from and against, and the Transfer Agent shall not be responsible for, any and all losses, claims, damages, costs, charges, counsel fees and expenses, payments, expenses and liability arising out of or attributable to:
(a) all actions of the Transfer Agent or its agents or subcontractors required to be taken pursuant to this Agreement provided such actions are taken in good faith and without gross negligence or willful misconductmisconduct or the breach of any representation or warranty of the Transfer Agent hereunder;
(b) The Company’s lack of good faith, negligence or willful misconduct or the breach of any representation or warranty of the Company hereunder;
(c) The reliance or use by the Transfer Agent or its agents or subcontractors of any information, records, data, and documents which have been prepared and/or maintained by the Company or any other person or firm on behalf of the Company and provided to the Transfer Agent or its agents or subcontractors. Such other person or firm shall include any former transfer agent or former registrar, or co-transfer agent or co-registrar or any current registrar where the Transfer Agent is not the current registrar;
(d) The reliance or use by the Transfer Agent or its agents or subcontractors of (i) any paper or document reasonably believed to be genuine and to have been signed by the proper person or persons, including Shareholders, and (ii) electronic instructions from Shareholders submitted through the Shareholder Internet Services, from Company through Issuer Online, or through any other electronic means pursuant to security procedures established by the Transfer Agent;
(e) The negotiation and processing of all checks, including checks made payable to Shareholders or prospective shareholders that are tendered to the Transfer Agent for the purchase of Shares (commonly known as “third party checks”); and
(f) The recognition, acceptance, or processing by the Transfer Agent of stock certificates which are reasonably believed to bear the proper manual or facsimile signatures of officers of the Company, and the proper countersignature of any former transfer agent or former registrar, or of a co-transfer agent or co-registrar.
Appears in 5 contracts
Samples: Transfer Agency and Service Agreement (Tortoise Energy Independence Fund, Inc.), Transfer Agency and Service Agreement (Tortoise Pipeline & Energy Fund, Inc.), Transfer Agency and Service Agreement (Tortoise MLP Fund, Inc.)
Company Indemnity. The Company shall indemnify and hold the Transfer Agent harmless from and against, and the Transfer Agent shall not be responsible for, any and all losses, claims, damages, costs, charges, counsel fees and expenses, payments, expenses and liability (collectively, “Losses”) arising out of or attributable to:
(a) all actions of the Transfer Agent or its agents or subcontractors required to be taken pursuant to this Agreement provided such actions are taken in good faith and without gross negligence or willful misconduct;
(b) The Company’s lack of good faith, negligence or willful misconduct or the breach of any representation or warranty of the Company hereunder;
(c) The reliance or use by the Transfer Agent or its agents or subcontractors of any information, records, data, and documents which have been prepared and/or maintained by the Company or any other person or firm on behalf of the Company and provided to the Transfer Agent or its agents or subcontractors. Such other person or firm shall include any former transfer agent or former registrar, or co-transfer agent or co-registrar or any current registrar where the Transfer Agent is not the current registrar. For the avoidance of doubt, this paragraph shall not be read to relieve the Transfer Agent or its agents or subcontractors of liability for any action or inaction except to the extent that in taking such action or inaction the Transfer Agent directly relied upon or used such information, records, data and documents prepared and/or maintained by the Company or any other person or firm (other than such relying party) on the Company’s behalf;
(d) The reliance or use by the Transfer Agent or its agents or subcontractors of (i) any paper or document reasonably believed to be genuine and to have been signed by the proper person or persons, including Shareholders, and (ii) electronic instructions from Shareholders submitted through the Shareholder Internet Services, from Company through Issuer Online, or through any other electronic means pursuant to security procedures established by the Transfer Agent;
(e) The negotiation and processing of all checks, checks including checks made payable to Shareholders or prospective shareholders that are tendered to the Transfer Agent for the purchase of Shares (commonly known as “third party checks”); andShares, provided that such negotiation and processing are taken without negligence or willful misconduct by Transfer Agent.
(f) The recognition, acceptance, or processing by the Transfer Agent of stock certificates which are reasonably believed to bear the proper manual or facsimile signatures of officers of the Company, and the proper countersignature of any former transfer agent or former registrar, or of a co-transfer agent or co-registrar.
Appears in 3 contracts
Samples: Transfer Agency and Service Agreement (Virtus Global Dividend & Income Fund Inc.), Transfer Agency and Service Agreement (Zweig Fund Inc /Md/), Transfer Agency and Service Agreement (Duff & Phelps Global Utility Income Fund Inc.)
Company Indemnity. The Company shall Each Fund shall, severally and not jointly, indemnify and hold the Transfer Agent harmless from and against, and the Transfer Agent shall not be responsible for, any and all losses, claims, damages, costs, charges, counsel fees and expenses, payments, expenses and liability (collectively, “Losses”) arising out of or attributable to:
(a) all actions of the Transfer Agent or its agents or subcontractors required to be taken pursuant to this Agreement Agreement; provided such actions are taken in good faith and without gross negligence or willful misconduct;
(b) The CompanyEach Fund’s lack of good faith, negligence or willful misconduct or the breach of any representation or warranty of the Company hereunder;
(c) The reliance on or use by the Transfer Agent or its agents or subcontractors of any (i) information, records, data, and documents which have been prepared and/or maintained by the Company Fund or any other person or firm on behalf of the Company Fund, including any former transfer agent or registrar, and provided to the Transfer Agent or its agents or subcontractors. Such other person or firm shall include any former transfer agent or former registrar, or co-transfer agent or co-registrar or any current registrar where the Transfer Agent is not the current registrar;
; (dii) The reliance or use by the Transfer Agent or its agents or subcontractors of (i) any paper or document reasonably believed to be genuine and to have been signed by the proper person or persons, including Shareholders, Shareholders and their authorized agents or representatives (e.g. power of attorney); and (iiiii) electronic instructions from the Fund or Shareholders and their authorized agents or representatives (e.g. power of attorney) submitted through the Shareholder Internet Services, from Company through Issuer Online, Services or through any other electronic means pursuant to security procedures established by the Transfer Agent;
(ed) The negotiation and processing of all checks, including checks made payable to Shareholders or prospective shareholders that are tendered to the Transfer Agent for the purchase of Shares (commonly known as “third party checks”)Shares; provided such actions are taken in good faith and without negligence or willful misconduct; and
(fe) The recognition, acceptance, or processing by the Transfer Agent of stock Share certificates which are reasonably believed to bear the proper manual or facsimile signatures of officers of the Company, and the proper countersignature of any former transfer agent or former registrar, or of a co-transfer agent or co-registrar; provided such actions are taken in good faith and without negligence or willful misconduct.
Appears in 3 contracts
Samples: Transfer Agency and Service Agreement, Transfer Agency and Service Agreement (Goldman Sachs MLP & Energy Renaissance Fund), Transfer Agency and Service Agreement (Goldman Sachs MLP Income Opportunities Fund)
Company Indemnity. The Company shall indemnify and hold the Transfer Agent harmless from and against, and the Transfer Agent shall not be responsible for, any and all losses, claims, damages, costs, charges, counsel fees and expenses, payments, expenses and liability (collectively, “Losses”) arising out of or attributable to:
(a) all actions of the Transfer Agent or its agents or subcontractors required to be taken pursuant to this Agreement Agreement; provided such actions are taken in good faith and without gross negligence or willful misconduct;
(b) The Company’s lack of good faith, negligence or willful misconduct or the breach of any representation or warranty of the Company hereunder;
(c) The reliance on or use by the Transfer Agent or its agents or subcontractors of any (i) information, records, data, and documents which have been prepared and/or maintained by the Company or any other person or firm on behalf of the Company Company, including any former transfer agent or registrar, and provided to the Transfer Agent or its agents or subcontractors. Such other person or firm shall include any former transfer agent or former registrar, or co-transfer agent or co-registrar or any current registrar where the Transfer Agent is not the current registrar;
; (dii) The reliance or use by the Transfer Agent or its agents or subcontractors of (i) any paper or document reasonably believed to be genuine and to have been signed by the proper person or persons, including Shareholders, Shareholders and their authorized agents or representatives (e.g. power of attorney); and (iiiii) electronic instructions from Company or Shareholders and their authorized agents or representatives (e.g. power of attorney) submitted through the Shareholder Internet Services, from Company through Issuer Online, Services or through any other electronic means pursuant to security procedures established by the Transfer Agent;
(ed) The negotiation and processing of all checks, including checks made payable to Shareholders or prospective shareholders that are tendered to the Transfer Agent for the purchase of Shares (commonly known as “third party checks”)Shares; provided such actions are taken in good faith and without negligence or willful misconduct; and
(fe) The recognition, acceptance, or processing by the Transfer Agent of stock Share certificates which are reasonably believed to bear the proper manual or facsimile signatures of officers of the Company, and the proper countersignature of any former transfer agent or former registrar, or of a co-transfer agent or co-registrar; provided such actions are taken in good faith and without negligence or willful misconduct.
Appears in 2 contracts
Samples: Transfer Agency and Service Agreement, Transfer Agency and Service Agreement (Goldman Sachs BDC, Inc.)
Company Indemnity. The Company shall indemnify and hold the Transfer Agent harmless from and against, and the Transfer Agent shall not be responsible for, any and all losses, claims, damages, costs, charges, counsel fees and expenses, payments, expenses and liability (collectively, "Losses") arising out of or attributable to:
(a) all actions of the Transfer Agent or its agents or subcontractors required to be taken pursuant to this Agreement provided such actions are taken in good faith and without gross negligence or willful misconduct;
(b) The Company’s lack of good faith, negligence or willful misconduct or the breach of any representation or warranty of Transfer Agent hereunder;
(b) Company's lack of good faith, negligence or willful misconduct, or the breach of any representation or warranty of Company hereunder;
(c) The reliance on or use by the Transfer Agent or its agents or subcontractors of any (i) information, records, data, and documents which have been prepared and/or maintained by the Company or any other person or firm on behalf of the Company Company, including any former transfer agent or registrar, and provided to the Transfer Agent or its agents or subcontractors. Such other person or firm shall include any former transfer agent or former registrar, or co-transfer agent or co-registrar or any current registrar where the Transfer Agent is not the current registrar;
; (dii) The reliance or use by the Transfer Agent or its agents or subcontractors of (i) any paper or document reasonably believed to be genuine and to have been signed by the proper person or persons, including Shareholders, Shareholders and their authorized agents or representatives (e.g. power of attorney); and (iiiii) electronic instructions from Company or Shareholders and their authorized agents or representatives (e.g. power of attorney) submitted through the Shareholder Internet Services, from Company through Issuer Online, Services or through any other electronic means pursuant to security procedures established by the Transfer Agent;
(ed) The negotiation and processing of all checks, including checks made payable to Shareholders or prospective shareholders that are tendered to the Transfer Agent for the purchase of Shares (commonly known as “third party checks”)Shares, provided such actions are taken in good faith and without negligence or willful misconduct; and
(fe) The recognition, acceptance, or processing by the Transfer Agent of stock Share certificates which are reasonably believed to bear the proper manual or facsimile signatures of officers of the Company, and the proper countersignature of any former transfer agent or former registrar, or of a co-co- transfer agent or co-registrar, provided such actions are taken in good faith and without negligence or willful misconduct.
Appears in 1 contract
Samples: Transfer Agency and Service Agreement (First Trust High Yield Opportunities 2027 Term Fund)
Company Indemnity. The Company shall indemnify and hold the Transfer Agent harmless from and against, and the Transfer Agent shall not be responsible for, any and all losses, claims, damages, costs, charges, counsel fees and expenses, payments, expenses and liability (collectively, "LOSSES") arising out of or attributable to:
: (a) all actions of the Transfer Agent or its agents or subcontractors required to be taken pursuant to this Agreement provided such actions are taken in good faith and without gross negligence or willful misconduct;
misconduct or the breach of any representation or warranty of Transfer Agent hereunder; (b) The Company’s 's lack of good faith, negligence or willful misconduct or the breach of any representation or warranty of the Company hereunder;
; (c) The reliance on or use by the Transfer Agent or its agents or subcontractors of any (i) information, records, data, and documents which have been prepared and/or maintained by the Company or any other person or firm on behalf of the Company Company, including any former transfer agent or registrar, and provided to the Transfer Agent or its agents or subcontractors. Such other person or firm shall include any former transfer agent or former registrar, or co-transfer agent or co-registrar or any current registrar where the Transfer Agent is not the current registrar;
; (dii) The reliance or use by the Transfer Agent or its agents or subcontractors of (i) any paper or document reasonably believed to be genuine and to have been signed by the proper person or persons, including Shareholders, Shareholders and their authorized agents or representatives (e.g. power of attorney); and (iiiii) electronic instructions from Company or Shareholders and their authorized agents or representatives (e.g. power of attorney) submitted through the Shareholder Internet Services, from Company through Issuer Online, Services or through any other electronic means pursuant to security procedures established by the Transfer Agent;
; (ed) The negotiation and processing of all checks, including checks made payable to Shareholders or prospective shareholders that are tendered to the Transfer Agent for the purchase of Shares Shares, provided such actions are taken in good faith and without negligence or willful misconduct; and (commonly known as “third party checks”); and
(fe) The recognition, acceptance, or processing by the Transfer Agent of stock Share certificates which are reasonably believed to bear the proper manual or facsimile signatures of officers of the Company, and the proper countersignature of any former transfer agent or former registrar, or of a co-transfer agent or co-registrar, provided such actions are taken in good faith and without negligence or willful misconduct.
Appears in 1 contract
Samples: Transfer Agency and Service Agreement (First Trust Dynamic Europe Equity Income Fund)
Company Indemnity. The Company shall indemnify and hold the Transfer Agent harmless from and against, and the Transfer Agent shall not be responsible for, any and all losses, claims, damages, costs, charges, counsel fees and expenses, payments, expenses and liability arising out of or attributable to:
(a) all actions of the Transfer Agent or its agents or subcontractors required to be taken pursuant to this Agreement provided such actions are taken in good faith and without gross negligence or willful misconduct;
(b) The Company’s lack of good faith, negligence or willful misconduct or the breach of any representation or warranty of the Company hereunder;
(c) The reliance or use by the Transfer Agent or its agents or subcontractors of any information, records, data, and documents which have been prepared and/or maintained by the Company or any other person or firm on behalf of the Company and provided to the Transfer Agent or its agents or subcontractors. Such other person or firm shall include any former transfer agent or former registrar, or co-transfer agent or co-registrar or any current registrar where the Transfer Agent is not the current registrar;
(d) The reliance or use by the Transfer Agent or its agents or subcontractors of (i) any paper or document reasonably believed in good faith to be genuine and to have been signed by the proper person or persons, including Shareholders, and (ii) electronic instructions from Shareholders submitted through the Shareholder Internet Services, from Company through Issuer Online, or through any other electronic means pursuant to security procedures established by the Transfer Agent;
(e) The negotiation and processing of all checks, including checks made payable to Shareholders or prospective shareholders that are tendered to the Transfer Agent for the purchase of Shares (commonly known as “third party checks”); and
(f) The recognition, acceptance, or processing by the Transfer Agent of stock certificates which are reasonably believed to bear the proper manual or facsimile signatures of officers of the Company, and the proper countersignature of any former transfer agent or former registrar, or of a co-transfer agent or co-registrar.
Appears in 1 contract
Samples: Transfer Agency and Service Agreement (Cushing MLP Total Return Fund)
Company Indemnity. The Company shall indemnify and hold the Transfer Agent harmless from and against, and the Transfer Agent shall not be responsible for, any and all losses, claims, damages, costs, charges, counsel fees and expenses, payments, expenses and liability arising out of or attributable to:
(a) all actions of the Transfer Agent or its agents or subcontractors required to be taken pursuant to this Agreement provided such actions are taken in good faith and without gross negligence or willful misconductmisconduct or the breach of any representation or warranty of the Transfer Agent hereunder;
(b) The Company’s 's lack of good faith, negligence or willful misconduct or the breach of any representation or warranty of the Company hereunder;
(c) The reliance or use by the Transfer Agent or its agents or subcontractors of any information, records, data, and documents which have been prepared and/or maintained by the Company or any other person or firm on behalf of the Company and provided to the Transfer Agent or its agents or subcontractors. Such other person or firm shall include any former transfer agent or former registrar, or co-transfer agent or co-registrar or any current registrar where the Transfer Agent is not the current registrar;
(d) The reliance or use by the Transfer Agent or its agents or subcontractors of (i) any paper or document reasonably believed to be genuine and to have been signed by the proper person or persons, including Shareholders, and (ii) electronic instructions from Shareholders submitted through the Shareholder Internet Services, from Company through Issuer Online, or through any other electronic means pursuant to security procedures established by the Transfer Agent;
(e) The negotiation and processing of all checks, including checks made payable to Shareholders or prospective shareholders that are tendered to the Transfer Agent for the purchase of Shares (commonly known as “"third party checks”"); and
(f) The recognition, acceptance, or processing by the Transfer Agent of stock certificates which are reasonably believed to bear the proper manual or facsimile signatures of officers of the Company, and the proper countersignature of any former transfer agent or former registrar, or of a co-transfer agent or co-registrar.
Appears in 1 contract
Samples: Transfer Agency and Service Agreement (Tortoise Gas & Oil Corp)
Company Indemnity. The Company shall indemnify and hold the Transfer Agent harmless from and against, and the Transfer Agent shall not be responsible for, any and all losses, claims, damages, costs, charges, counsel fees and expenses, payments, expenses and liability (collectively, “Losses”) arising out of or attributable to:
(a) all actions of the Transfer Agent or its agents or subcontractors required to be taken pursuant to this Agreement provided such actions are taken in good faith and without gross negligence or willful misconduct;
(b) The Company’s lack of good faith, negligence or willful misconduct or the breach of any representation or warranty of the Company hereunder;
(c) The reliance on or use by the Transfer Agent or its agents or subcontractors of any (i) information, records, data, and documents which have been prepared and/or maintained by the Company or any other person or firm on behalf of the Company Company, including any former transfer agent or registrar, and provided to the Transfer Agent or its agents or subcontractors. Such other person or firm shall include any former transfer agent or former registrar, or co-transfer agent or co-registrar or any current registrar where the Transfer Agent is not the current registrar;
; (dii) The reliance or use by the Transfer Agent or its agents or subcontractors of (i) any paper or document reasonably believed to be genuine and to have been signed by the proper person or persons, including Shareholders, Shareholders and their authorized agents or representatives (e.g. power of attorney); and (iiiii) electronic instructions from Company or Shareholders and their authorized agents or representatives (e.g. power of attorney) submitted through the Shareholder Internet Services, from Company through Issuer Online, Services or through any other electronic means pursuant to security procedures established by the Transfer Agent;
(ed) The negotiation and processing of all checks, including checks made payable to Shareholders or prospective shareholders that are tendered to the Transfer Agent for the purchase of Shares (commonly known as “third party checks”)Shares; and
(fe) The recognition, acceptance, or processing by the Transfer Agent of stock Share certificates which are reasonably believed to bear the proper manual or facsimile signatures of officers of the Company, and the proper countersignature of any former transfer agent or former registrar, or of a co-transfer agent or co-registrar.
Appears in 1 contract
Samples: Transfer Agency and Service Agreement (Cohen & Steers Total Return Realty Fund Inc)
Company Indemnity. The Company shall indemnify and hold the Transfer Agent harmless from and against, and the Transfer Agent shall not be responsible for, any and all losses, claims, damages, costs, charges, counsel fees and expenses, payments, expenses and liability (collectively, "Losses") arising out of or attributable to:
(a) all actions of the Transfer Agent or its agents or subcontractors required to be taken pursuant to this Agreement provided such actions are taken in good faith and without gross negligence or willful misconduct;
(b) The Company’s lack of good faith, negligence or willful misconduct or the breach of any representation or warranty of Transfer Agent hereunder;
(b) Company's lack of good faith, negligence or willful misconduct, or the breach of any representation or warranty of Company hereunder;
(c) The reliance on or use by the Transfer Agent or its agents or subcontractors of any (i) information, records, data, and documents which have been prepared and/or maintained by the Company or any other person or firm on behalf of the Company Company, including any former transfer agent or registrar, and provided to the Transfer Agent or its agents or subcontractors. Such other person or firm shall include any former transfer agent or former registrar, or co-transfer agent or co-registrar or any current registrar where the Transfer Agent is not the current registrar;
; (dii) The reliance or use by the Transfer Agent or its agents or subcontractors of (i) any paper or document reasonably believed to be genuine and to have been signed by the proper person or persons, including Shareholders, Shareholders and their authorized agents or representatives (e.g. power of attorney); and (iiiii) electronic instructions from Company or Shareholders and their authorized agents or representatives (e.g. power of attorney) submitted through the Shareholder Internet Services, from Company through Issuer Online, Services or through any other electronic means pursuant to security procedures established by the Transfer Agent;
(ed) The negotiation and processing of all checks, including checks made payable to Shareholders or prospective shareholders that are tendered to the Transfer Agent for the purchase of Shares (commonly known as “third party checks”)Shares, provided such actions are taken in good faith and without negligence or willful misconduct; and
(fe) The recognition, acceptance, or processing by the Transfer Agent of stock Share certificates which are reasonably believed to bear the proper manual or facsimile signatures of officers of the Company, and the proper countersignature counter signature of any former transfer agent or former registrar, or of a co-transfer agent or co-registrar, provided such actions are taken in good faith and without negligence or willful misconduct.
Appears in 1 contract
Samples: Transfer Agency and Service Agreement (First Trust Energy Income & Growth Fund)
Company Indemnity. The Company shall indemnify and hold the Transfer Agent harmless from and against, and the Transfer Agent shall not be responsible for, any and all losses, claims, damages, costs, charges, counsel fees and expenses, payments, expenses and liability arising out of or attributable to:
(a) all actions of the Transfer Agent or its agents or subcontractors required to be taken pursuant to this Agreement provided such actions are taken in good faith and without gross negligence or willful misconduct;
(b) The Company’s 's lack of good faith, negligence or willful misconduct or the breach of any representation or warranty of the Company hereunder;
(c) The reliance or use by the Transfer Agent or its agents or subcontractors of any information, records, data, and documents which have been prepared and/or maintained by the Company or any other person or firm on behalf of the Company and provided to the Transfer Agent or its agents or subcontractors. Such other person or firm shall include any former transfer agent or former registrar, or co-transfer agent or co-registrar or any current registrar where the Transfer Agent is not the current registrar;
(d) The reliance or use by the Transfer Agent or its agents or subcontractors of (i) any paper or document reasonably believed to be genuine and to have been signed by the proper person or persons, including Shareholders, and (ii) electronic instructions from Shareholders submitted through the Shareholder Internet Services, from Company through Issuer Online, or through any other electronic means pursuant to security procedures established by the Transfer Agent;
(e) The negotiation and processing of all checks, including checks made payable to Shareholders or prospective shareholders that are tendered to the Transfer Agent for the purchase of Shares (commonly known as “"third party checks”"); and
(f) The recognition, acceptance, or processing by the Transfer Agent of stock certificates which are reasonably believed to bear the proper manual or facsimile signatures of officers of the Company, and the proper countersignature of any former transfer agent or former registrar, or of a co-transfer agent or co-registrar.
Appears in 1 contract
Samples: Transfer Agency and Service Agreement (Gabelli Go Anywhere Trust)