Common use of Company Not Ineligible Issuer Clause in Contracts

Company Not Ineligible Issuer. At the time of filing the Registration Statement and any post-effective amendment thereto, the Company was not and is not an “ineligible issuer,” as defined in Rule 405.

Appears in 4 contracts

Samples: Underwriting Agreement (First Watch Restaurant Group, Inc.), Underwriting Agreement (HD Supply Holdings, Inc.), Underwriting Agreement (HD Supply Holdings, Inc.)

AutoNDA by SimpleDocs

Company Not Ineligible Issuer. At the time of filing the Base Registration Statement, any 462(b) Registration Statement and any post-effective amendment theretothereto and at the date hereof, the Company was not and is not an “ineligible issuer,” as defined in Rule 405, without taking account of any determination by the Commission pursuant to Rule 405 that it is not necessary that the Company be considered an ineligible issuer.

Appears in 3 contracts

Samples: Underwriting Agreement (Farmland Partners Inc.), Underwriting Agreement (Farmland Partners Inc.), Underwriting Agreement (Farmland Partners Inc.)

Company Not Ineligible Issuer. At the time of filing the Registration Statement, any 462(b) Registration Statement and any post-effective amendment theretoamendments thereto and at the date hereof, the Company was not and is not an “ineligible issuer,” as defined in Rule 405405 of the 1933 Act Regulations, without taking account of any determination by the Commission pursuant to Rule 405 that it is not necessary that the Company be considered an ineligible issuer.

Appears in 3 contracts

Samples: Underwriting Agreement (Hudson Pacific Properties, Inc.), Underwriting Agreement (Hudson Pacific Properties, Inc.), Underwriting Agreement (Hudson Pacific Properties, Inc.)

Company Not Ineligible Issuer. At the time of filing the Registration Statement and any post-effective amendment theretoStatement, the Company was not and is not an “ineligible issuer,” as defined in Rule 405.

Appears in 2 contracts

Samples: Underwriting Agreement (Aeterna Zentaris Inc.), Underwriting Agreement (Ym Biosciences Inc)

Company Not Ineligible Issuer. At the time of filing the Registration Statement and any post-effective amendment theretothereto and as of the date hereof, the Company was not and is not an “ineligible issuer,as defined in Rule 405connection with the offering pursuant to Rules 164, 405 and 433 under the Securities Act.

Appears in 2 contracts

Samples: Underwriting Agreement (Independence Realty Trust, Inc), Underwriting Agreement (Independence Realty Trust, Inc)

Company Not Ineligible Issuer. At the time of filing the Registration Statement and any post-effective amendment theretoStatement, the Company was not and is not an “ineligible issuer,” as defined in Rule 405.

Appears in 2 contracts

Samples: Underwriting Agreement (HD Supply Holdings, Inc.), Underwriting Agreement (HD Supply Holdings, Inc.)

Company Not Ineligible Issuer. At the time of filing the Registration Statement and any post-effective amendment theretothereto and at the date hereof, the Company was not and currently is not an “ineligible issuer,” as defined in Rule 405.

Appears in 1 contract

Samples: Underwriting Agreement (Unique Fabricating, Inc.)

AutoNDA by SimpleDocs

Company Not Ineligible Issuer. At the time of filing of the Registration Statement and any post-effective amendment theretoat the date hereof, the Company was not and is not an “ineligible issuer,” as defined in Rule 405405 under the Securities Act or an “excluded issuer” as defined in Rule 164 under the Securities Act.

Appears in 1 contract

Samples: Underwriting Agreement (Trio Petroleum Corp.)

Company Not Ineligible Issuer. At the time of filing the Registration Statement, any Rule 462(b) Registration Statement and any post-effective amendment theretothereto and at the date hereof, the Company was not and is not an “ineligible issuer,” as defined in Rule 405.

Appears in 1 contract

Samples: Purchase Agreement (DLC Realty Trust, Inc.)

Company Not Ineligible Issuer. At the time of filing the Registration Statement and any post-effective amendment theretothereto and the date of this Agreement and at the Applicable Time, the Company was not and is not an “ineligible issuer,” as defined in Rule 405, without taking account of any determination by the Commission pursuant to Rule 405 that it is not necessary that the Company be considered an ineligible issuer.

Appears in 1 contract

Samples: Underwriting Agreement (GXO Logistics, Inc.)

Company Not Ineligible Issuer. At the time of filing the Registration Statement and any post-effective amendment thereto, at any time during which a Placement Notice is in effect and at the date hereof, the Company was not and is not an “ineligible issuer,” as defined in Rule 405405 under the Securities Act.

Appears in 1 contract

Samples: Sales Agreement (Mereo Biopharma Group PLC)

Draft better contracts in just 5 minutes Get the weekly Law Insider newsletter packed with expert videos, webinars, ebooks, and more!