Compliance Certifications. The Company may require periodic certifications by Broker- Dealer with respect to its compliance of its Representatives with all of the particular compliance requirements set forth in this Agreement (i.e., Anti-Money Laundering, Compensation Disclosures, Suitability) as well as the compliance with the Company’s and LFD’s rules and policies. If Broker-Dealer fails to timely respond to such requests for certification, Company and LFD may elect to withhold payment of compensation hereunder until such certification is provided or the Agreement is terminated.
Appears in 4 contracts
Samples: Broker Dealer Selling Agreement (Lincoln New York Account N for Variable Annuities), Broker Dealer Selling Agreement (Lincoln Life & Annuity Variable Annuity Account H), Broker Dealer Selling Agreement (Lincoln New York Account N for Variable Annuities)
Compliance Certifications. The Company may require periodic certifications by Broker- Broker-Dealer with respect to its compliance of its Representatives with all of the particular compliance requirements set forth in this Agreement (i.e., Anti-Money Laundering, Compensation Disclosures, Suitability) as well as the compliance with the Company’s 's and LFD’s 's rules and policies. If Broker-Dealer fails Failure to timely respond to such requests for certificationcertification may, Company in Company's and LFD may elect to withhold payment of LFD's sole discretion, result in compensation hereunder being withheld until such certification is provided or the Agreement is terminatedtermination of this Agreement.
Appears in 1 contract
Samples: Broker Dealer Selling Agreement (Lincoln Life Variable Annuity Account N)
