Compliance Efforts Clause Samples
A Compliance Efforts clause requires one or both parties to actively take steps to adhere to applicable laws, regulations, or contractual obligations. In practice, this may involve implementing internal policies, conducting regular audits, or providing training to employees to ensure ongoing compliance. The core function of this clause is to clarify each party’s responsibility for maintaining legal and regulatory standards, thereby reducing the risk of violations and associated penalties.
Compliance Efforts. OSMI shall cooperate with the compliance efforts of Provider to ensure both parties compliance with all applicable federal and state laws, rules and regulations and with all applicable rules of third party payers. OSMI will provide Provider with a copy of its compliance program, and shall do the following:
(i) If OSMI finds evidence of an erroneous or improper claims (whether due to the conduct of OSMI or Provider), OSMI shall refrain from the submission of such claim and promptly (within (10) days) notify Provider.
(ii) OSMI shall fully cooperate with Provider in instituting appropriate corrective actions if erroneous or improper claims or overpayments have been identified, including, but not limited to, assisting in appropriate billing reviews, submitting corrected bills, or processing.
Compliance Efforts. 24 13.02. Plan Related Claims.......................................................24 13.03. Payments from Escrow Fund.................................................25 13.04.
Compliance Efforts. Since the publication of the last report, the Department has increased its efforts to fully implement the Agreement. The OIG continues to push forward with its comprehensive Compliance Plan that requires the direct involvement of commanders and managers throughout the Department. As a result, members at all levels have been mobilized to address each task, promoting both engagement and accountability. The Compliance Plan requires managers to report on the status and progress of assigned tasks outlined in the Agreement. The progress reports have been changed from bi-weekly to monthly, giving Compliance Assessors more time to recognize and correct deficiencies found during their assessment of their assigned tasks. Come July, the OIG will release a revised Compliance Plan and conduct a four hour training session on the new expectations of the Compliance Assessors, and an introduction to auditing. Through more strenuous reviews, the OIG will ensure that each compliance assessor conducts probative reviews to show compliance is being achieved and maintained. The Department recognizes the bulk of its shortcomings are due to document control, and the Department continues to aggressively look for solutions. Increased use of new technologies would greatly enhance the management and storage of NSA related and police documents. The OIG has researched technological solutions to assist managers in effectively tracking documents that are required for compliance, for example twice monthly evaluations, community meetings, and performance appraisals. To achieve this, the Department continues to research on- line/computer based learning systems, that will allow members and employees of the Department to complete NSA and/or other related training independently, in a timely manner, without removing officers from the street to do so. This will also eliminate overtime expenditures. Additionally, Personnel throughout the Department continue to support the Agreement by engaging in policy development, review and implementation, and conducting reviews of actual practice compliance. Also, the OIG facilitates monthly meetings where the Stakeholders and the IMT report on compliance efforts. The Department and the City Attorney will partner to seek accreditation from the Commission on Accreditation of Law Enforcement Agencies (CALEA). CALEA is an organization that was created in a joint effort by the International Association of Chiefs of Police, the National Organization of Black Law En...
Compliance Efforts. Beginning as soon as practicable after the date the Registration Statement is initially filed, the Company and the Independent Fiduciary shall jointly seek to identify and expeditiously resolve all actual and potential Plan Related Claims and all other matters which the Company or the Independent Fiduciary reasonably believe could result in any Plan Related Damages. In that regard, the Company, as the Plan sponsor, with the endorsement and cooperation of the Independent Fiduciary, shall voluntarily disclose to the IRS all matters identified by the Company for disclosure to the IRS, and shall seek to have such matters resolved with the IRS under the voluntary Closing Agreement Program contemplated in Revenue Procedure 94-16 (the "CAP Proceedings"), toward the end that the Company and the IRS will enter into a Closing Agreement by which all Plan Related Claims in favor of the IRS will be fully and finally settled and resolved (the "Plan Closing Agreement"). The Independent Fiduciary, shall be entitled to attend and participate in all discussions and negotiations between the Company and the IRS in connection with the CAP Proceedings, and the Company agrees that it will not enter into a Closing Agreement without the consent and approval of the Independent Fiduciary, which the Independent Fiduciary agrees shall not be unreasonably withheld. The Company, as the Plan sponsor, with the endorsement and cooperation of the Independent Fiduciary, may also voluntarily disclose to the DOL such matters relating to the Plan as the Company may consider appropriate for disclosure, in which case (i) the Independent Fiduciary shall have the right to attend and participate in all discussions and negotiations between the Company and the DOL relating to the Plan and (ii) the Company agrees that it will not enter into any settlement with the DOL without the consent and approval of the Independent Fiduciary, which shall not be unreasonably withheld.
Compliance Efforts. As a result of the foregoing, Sellers agree that during 1999 and 2000, ▇▇▇▇ ▇▇▇▇ (and not other representatives of the Buyer)
(i) will contact the applicable governmental agencies to determine if there is any non-compliance with applicable governmental regulations, and (ii) if there is any non-compliance, will coordinate efforts to achieve compliance.
Compliance Efforts