Common use of Compliance Program of the Sub-Adviser Clause in Contracts

Compliance Program of the Sub-Adviser. The Sub-Adviser represents and warrants that: (a) in accordance with Rule 206(4)-7 under the Advisers Act, the Sub-Adviser has adopted and implemented and shall maintain written policies and procedures reasonably designed to prevent violation by the Sub-Adviser and the Sub-Adviser’s supervised persons (as this term is defined in the Advisers Act) of the Advisers Act and the rules that the Commission has adopted under the Advisers Act; and (b) to the extent that the Sub-Adviser’s activities or services reasonably could be expected materially to affect a Fund, the Sub-Adviser has adopted and implemented and shall maintain written policies and procedures that the Trust’s chief compliance officer determines are reasonably designed to prevent violation of the “federal securities laws” (as this term is defined in Rule 38a-1 under the 1940 Act) by the Funds and the Sub-Adviser (the policies and procedures referred to in this Section 7(h) are referred to herein as the Sub-Adviser’s “Compliance Program”).

Appears in 10 contracts

Samples: Sub Advisory Agreement (Catholic Responsible Investments Funds), Sub Advisory Agreement (Catholic Responsible Investments Funds), Sub Advisory Agreement (Catholic Responsible Investments Funds)

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Compliance Program of the Sub-Adviser. The Sub-Adviser represents and warrants that: (a) in accordance with Rule 206(4)-7 under the Advisers Act, the Sub-Adviser has adopted and implemented and shall maintain written policies and procedures reasonably designed to prevent violation by the Sub-Adviser and the Sub-Adviser’s supervised persons (as this term is defined in the Advisers Act) of the Advisers Act and the rules that the Commission has adopted under the Advisers Act; and (b) to the extent that the Sub-Adviser’s activities or services reasonably could be expected materially to affect a Fund, the Sub-Adviser has adopted and implemented and shall maintain written policies and procedures that the Sub-Adviser’s chief compliance officer has determined, in coordination with the Trust’s chief compliance officer determines officer, are reasonably designed to prevent violation of the “federal securities laws” (as this term is defined in Rule 38a-1 under the 1940 Act) by the Funds and the Sub-Adviser (the policies and procedures referred to in this Section 7(h) are referred to herein as the Sub-Adviser’s “Compliance Program”).

Appears in 2 contracts

Samples: Sub Advisory Agreement (Catholic Responsible Investments Funds), Sub Advisory Agreement (Catholic Responsible Investments Funds)

Compliance Program of the Sub-Adviser. The Sub-Adviser hereby represents and warrants that: (a) in accordance with Rule 206(4)-7 under the Investment Advisers Act of 1940, as amended (the Advisers Act), the Sub-Sub- Adviser has adopted and implemented and shall will maintain written policies and procedures reasonably designed to prevent violation by the Sub-Adviser and the Sub-Adviser’s its supervised persons (as this such term is defined in the Advisers Act) of the Advisers Act and the rules that the Commission SEC has adopted under the Advisers Act; and (b) to the extent that the Sub-Adviser’s Advisers activities or services reasonably could be expected materially to affect a Fund, the Sub-Adviser has adopted and implemented and shall will maintain written policies and procedures that the Trust’s chief compliance officer determines are reasonably designed to prevent violation of the federal securities laws” laws (as this such term is defined in Rule 38a-1 under the 1940 Act0000 Xxx) by the Funds and the Sub-Sub- Adviser (the policies and procedures referred to in this Section 7(h) Paragraph 7(b), along with the policies and procedures referred to in Paragraph 7(a), are referred to herein as the Sub-Adviser’s “Advisers Compliance Program). 8.

Appears in 2 contracts

Samples: Sub Advisory Agreement (Sei Institutional International Trust), Sub Advisory Agreement Sei Tax Exempt Trust Agreement (Sei Tax Exempt Trust)

Compliance Program of the Sub-Adviser. The Sub-Adviser represents and warrants that: (a) in accordance with Rule 206(4)-7 under the Advisers Act, the Sub-Adviser has adopted and implemented and shall maintain written policies and procedures reasonably designed to prevent violation by the Sub-Adviser and the Sub-Adviser’s supervised persons (as this term is defined in the Advisers Act) of the Advisers Act and the rules that the Commission has adopted under the Advisers Act; and (b) to the extent that the Sub-Adviser’s activities or services reasonably could be expected materially to affect a Fundthe Assets, the Sub-Adviser has adopted and implemented and shall maintain written policies and procedures that the Trust’s chief compliance officer determines determines, upon notice to the Sub-Adviser, are reasonably designed to prevent violation of the “federal securities laws” (as this term is defined in Rule 38a-1 under the 1940 Act) by the Funds and the Sub-Adviser (the policies and procedures referred to in this Section 7(h) are referred to herein as the Sub-Adviser’s “Compliance Program”).

Appears in 1 contract

Samples: Sub Advisory Agreement (Catholic Responsible Investments Funds)

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Compliance Program of the Sub-Adviser. The Sub-Adviser represents and warrants that: (a) in accordance with Rule 206(4)-7 under the Advisers Act, the Sub-Adviser has adopted and implemented and shall maintain written policies and procedures reasonably designed to prevent violation by the Sub-Adviser and the Sub-Adviser’s 's supervised persons (as this term is defined in the Advisers Act) of the Advisers Act and the rules that the Commission has adopted under the Advisers Act; and (b) to the extent that the Sub-Adviser’s 's activities or services reasonably could be expected materially to affect a Fund, the Sub-Adviser has adopted and implemented and shall maintain written policies and procedures that the Trust’s 's chief compliance officer determines are reasonably designed to prevent violation of the "federal securities laws" (as this term is defined in Rule 38a-1 under the 1940 Act) by the Funds and the Sub-Adviser (the policies and procedures referred to in this Section 7(h) are referred to herein as the Sub-Adviser’s “'s "Compliance Program").

Appears in 1 contract

Samples: Sub Advisory Agreement (Catholic Responsible Investments Funds)

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