Common use of Compliance with 1933 Act Clause in Contracts

Compliance with 1933 Act. Except as contemplated herein, no Seller Party nor anyone acting on its behalf has offered, transferred, pledged, sold, or otherwise disposed of any Purchased Certificate, any interest in any Purchased Certificate or any other similar security to, or solicited any offer to buy or accept a transfer, pledge, or other disposition of any Purchased Certificate, any interest in any Purchased Certificate or any other similar security from, or otherwise approached or negotiated with respect to any Purchased Certificate, any interest in any Purchased Certificate or any other similar security with, any person in any manner, or made any general solicitation by means of general advertising or in any other manner, or taken any other action which would constitute a distribution of any certificate under the 1933 Act or which would render the disposition of any Purchased Certificate a violation of Section 5 of the 1933 Act or require registration pursuant thereto.

Appears in 5 contracts

Samples: Master Repurchase Agreement (Home Point Capital Inc.), Master Repurchase Agreement (Home Point Capital Inc.), Master Repurchase Agreement (Home Point Capital Inc.)

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Compliance with 1933 Act. Except as contemplated herein, no neither Seller Party nor anyone acting on its behalf has offered, transferred, pledged, sold, sold or otherwise disposed of any Purchased Certificate, any interest in any Purchased Certificate or any other similar security to, or solicited any offer to buy or accept a transfer, pledge, pledge or other disposition of any Purchased Certificate, any interest in any Purchased Certificate or any other similar security from, or otherwise approached or negotiated with respect to any Purchased Certificate, any interest in any Purchased Certificate or any other similar security with, any person in any manner, or made any general solicitation by means of general advertising or in any other manner, or taken any other action which would constitute a distribution of any certificate Certificate under the 1933 Act or which would render the disposition of any Purchased Certificate a violation of Section 5 of the 1933 Act or require registration pursuant thereto.

Appears in 4 contracts

Samples: Master Repurchase Agreement (DITECH HOLDING Corp), Master Repurchase Agreement (Walter Investment Management Corp), Master Repurchase Agreement (Walter Investment Management Corp)

Compliance with 1933 Act. Except as contemplated herein, no Neither Seller Party nor anyone acting on its behalf has offered, transferred, pledged, sold, sold or otherwise disposed of any Purchased the Participation Certificate, any interest in any Purchased the Participation Certificate or any other similar security to, or solicited any offer to buy or accept a transfer, pledge, pledge or other disposition of any Purchased the Participation Certificate, any interest in any Purchased the Participation Certificate or any other similar security from, or otherwise approached or negotiated with respect to any Purchased the Participation Certificate, any interest in any Purchased the Participation Certificate or any other similar security with, any person in any manner, or made any general solicitation by means of general advertising or in any other manner, or taken any other action which would constitute a distribution of any certificate the Participation Certificate under the 1933 Act or which would render the disposition of any Purchased the Participation Certificate a violation of Section 5 of the 1933 Act or require registration pursuant thereto.

Appears in 3 contracts

Samples: Master Repurchase Agreement (PennyMac Mortgage Investment Trust), Master Repurchase Agreement (Pennymac Financial Services, Inc.), Master Repurchase Agreement (PennyMac Mortgage Investment Trust)

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Compliance with 1933 Act. Except as contemplated hereinby the Program Agreements, no neither Seller Party nor anyone acting on its behalf has offered, transferred, pledged, sold, sold or otherwise disposed of any Purchased Certificatethe Participation Certificates, any interest in any Purchased Certificate the Participation Certificates or any other similar security to, or solicited any offer to buy or accept a transfer, pledge, pledge or other disposition of any Purchased Certificatethe Participation Certificates, any interest in any Purchased Certificate the Participation Certificates or any other similar security from, or otherwise approached or negotiated with respect to any Purchased Certificatethe Participation Certificates, any interest in any Purchased Certificate the Participation Certificates or any other similar security with, any person in any manner, or made any general solicitation by means of general advertising or in any other manner, or taken any other action which would constitute a distribution of any certificate the Participation Certificates under the 1933 Act or which would render the disposition of any Purchased Certificate the Participation Certificates a violation of Section 5 of the 1933 Act or require registration pursuant thereto.

Appears in 2 contracts

Samples: Master Repurchase Agreement (loanDepot, Inc.), Master Repurchase Agreement (loanDepot, Inc.)

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