Compliance with Applicable Law; Permits. (a) The Joint Advisor is, and at all times required by the Investment Advisers Act since April 9, 2018 has been, duly registered as an investment adviser under the Investment Advisers Act. The Joint Advisor is, and at all times required by applicable Law (other than the Investment Advisers Act) since April 9, 2018 has been, duly registered, licensed or qualified as an investment adviser in each state or any other jurisdiction where the conduct of its business requires such registration, licensing or qualification, except where the failure to be so registered, licensed or qualified would not, have a Material Adverse Effect.
Appears in 6 contracts
Samples: Agreement and Plan of Merger (FS Investment Corp III), Agreement and Plan of Merger (Corporate Capital Trust II), Agreement and Plan of Merger (FS Investment CORP)
