Common use of Compliance with Applicable Laws and Governing Documents Clause in Contracts

Compliance with Applicable Laws and Governing Documents. In the performance of its duties and obligations under this Agreement, the Adviser shall act in conformity with the Trust's Declaration of Trust and By-Laws and the Prospectus and with the instructions and directions received from the Trustees of the Trust and will conform to and comply with the requirements of the 1940 Act, the Internal Revenue Code of 1986, as amended (the "Code") (including the requirements for qualification as a regulated investment company) and all other applicable federal and state laws and regulations. The Adviser acknowledges and agrees that subject to the supervision and directions of the Trust's Board of Trustees, it shall be solely responsible for compliance with all disclosure requirements under all applicable federal and state laws and regulations relating to the Trust or a Fund, including, without limitation, the 1940 Act, and the rules and regulations thereunder, except that each Subadviser shall have liability in connection with information furnished by the Subadviser to a Fund or to the Adviser.

Appears in 10 contracts

Samples: Investment Advisory Agreement (Nationwide Separate Account Trust), Investment Advisory Agreement (Nationwide Investing Foundation Iii), Investment Advisory Agreement (Gartmore Mutual Funds)

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Compliance with Applicable Laws and Governing Documents. In the performance of its duties and obligations under this Agreement, the Adviser shall act in conformity with the Trust's Declaration of Trust and By-Laws and the Prospectus and with the instructions and directions received from the Trustees of the Trust and will conform to and comply with the requirements of the 1940 Act, the Internal Revenue Code of 1986, as amended (the "Code") (including the requirements for qualification as a regulated investment company) and all other applicable federal and state laws and regulations. The Adviser acknowledges and agrees that subject to the supervision and directions of the Trust's Board of Trustees, it shall be solely responsible for compliance with all disclosure requirements under all applicable federal and state laws and regulations relating to the Trust or a the Fund, including, without limitation, the 1940 Act, and the rules and regulations thereunder, except that each Subadviser shall have liability in connection with material information furnished by the Subadviser to a the Fund or to the Adviser.

Appears in 1 contract

Samples: Investment Advisory Agreement (Nationwide Separate Account Trust)

Compliance with Applicable Laws and Governing Documents. In the performance of its duties and obligations under this Agreement, the Adviser shall act in conformity with the Trust's ’s Declaration of Trust and By-Laws and the Prospectus and with the instructions and directions received from the Trustees of the Trust and will conform to and comply with the requirements of the 1940 Act, the Internal Revenue Code of 1986, as amended (the "Code") (including the requirements for qualification as a regulated investment company) and all other applicable federal and state laws and regulations. The Adviser acknowledges and agrees that subject to the supervision and directions of the Trust's ’s Board of Trustees, it shall be solely responsible for compliance with all disclosure requirements under all applicable federal and state laws and regulations relating to the Trust or a Fund, including, without limitation, the 1940 Act, and the rules and regulations thereunder, except that each Subadviser shall have liability in connection with information furnished by the Subadviser to a Fund or to the Adviser.

Appears in 1 contract

Samples: Investment Advisory Agreement (Fort Pitt Capital Funds)

Compliance with Applicable Laws and Governing Documents. In the performance of its the Adviser's duties and obligations under this Agreement, the Adviser shall act in conformity with the TrustCompany's Declaration of Trust Articles and By-Laws and the Prospectus and with the instructions and directions received from the Trustees Company's Board of the Trust Directors and will conform to and comply with the requirements of the 1940 Act, the Internal Revenue Code of 1986, as amended (the "Code") (including the requirements for qualification as a regulated investment company) and all other applicable federal and state laws and regulations. The Adviser acknowledges and agrees that subject to the supervision and directions of the TrustCompany's Board of TrusteesDirectors, it the Company shall be solely responsible for compliance with all disclosure requirements under all applicable federal and state laws and regulations relating to the Trust Company or a the Fund, including, without limitation, the 1940 Act, and the rules and regulations thereunder, except that the Adviser shall have liability in connection with information furnished to the Fund and each Subadviser shall have liability in connection with information furnished by the Subadviser to a the Fund or to the Adviser.

Appears in 1 contract

Samples: Investment Advisory Agreement (Gartmore Mutual Funds Ii Inc)

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Compliance with Applicable Laws and Governing Documents. In the performance of its duties and obligations under this Agreement, the Adviser shall act in conformity with the Trust's Declaration of Trust and By-Laws and the Prospectus and with the instructions and directions received from the Trustees of the Trust and will conform to and comply with the requirements of the 1940 Act, the Internal Revenue Code of 1986, as amended (the "Code") (including the requirements for qualification as a regulated investment company) and all other applicable federal and state laws and regulations. 3 The Adviser acknowledges and agrees that subject to the supervision and directions of the Trust's Board of Trustees, it shall be solely responsible for compliance with all disclosure requirements under all applicable federal and state laws and regulations relating to the Trust or a Fund, including, without limitation, the 1940 Act, and the rules and regulations thereunder, except that each Subadviser shall have liability in connection with information furnished by the Subadviser to a Fund or to the Adviser.

Appears in 1 contract

Samples: Investment Advisory Agreement (Nationwide Separate Account Trust)

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