Compliance with Applicable Laws. The Company has not been advised, and has no reason to believe, that it and each of its subsidiaries are not conducting business in compliance with all applicable laws, rules and regulations of the jurisdictions in which it is conducting business, except where failure to be so in compliance would not result in a Material Adverse Effect.
Appears in 50 contracts
Samples: Sales Agreement (Pixelworks, Inc), Sales Agreement (Asure Software Inc), Sales Agreement (Evolution Petroleum Corp)
Compliance with Applicable Laws. The Company has not been advised, and has no reason to believe, that it and each of its subsidiaries Subsidiaries are not conducting business in compliance with all applicable laws, rules and regulations of the jurisdictions in which it is conducting business, except where failure to be so in compliance would not result in a Material Adverse Effect.
Appears in 25 contracts
Samples: At Market Issuance Sales Agreement (iBio, Inc.), Atm Sales Agreement (Predictive Oncology Inc.), Atm Sales Agreement (Predictive Oncology Inc.)
Compliance with Applicable Laws. The Company has not been advised, and has no reason to believe, that it and each of its subsidiaries are not conducting business in compliance with all applicable laws, rules and regulations of the jurisdictions in which it is conducting business, except where failure to be so in compliance would not reasonably be expected to result in a Material Adverse Effect.
Appears in 20 contracts
Samples: Equity Distribution Agreement (Inspirato Inc), Sales Agreement (Lightwave Logic, Inc.), Sales Agreement (Sunworks, Inc.)
Compliance with Applicable Laws. The Company has not been advised, and has no reason to believe, that it and each of its subsidiaries Subsidiaries are not conducting business in compliance with all applicable laws, rules and regulations of the jurisdictions in which it is conducting business, except where failure to be so in compliance would not reasonably be expected to result in a Material Adverse Effect.
Appears in 7 contracts
Samples: At Market Issuance Sales Agreement (LanzaTech Global, Inc.), At Market Issuance Sales Agreement (Peabody Energy Corp), Sales Agreement (Liquid Media Group Ltd.)
Compliance with Applicable Laws. The Company has not been advised, and has no reason to believe, that it and each of its subsidiaries are not conducting business in compliance with all applicable laws, rules and regulations of the jurisdictions in which it is conducting business, except where failure to be so in compliance would not result in a Material Adverse EffectChange.
Appears in 3 contracts
Samples: At Market Issuance Sales Agreement (Aqua Metals, Inc.), At Market Issuance Sales Agreement (NORDIC AMERICAN TANKERS LTD), At Market Issuance Sales Agreement (NORDIC AMERICAN TANKERS LTD)
Compliance with Applicable Laws. The Company has not been advised, and has no reason to believe, that it and each of its subsidiaries Subsidiaries are not conducting business in compliance with all applicable laws, rules and regulations of the jurisdictions in which it is conducting business, except where failure to be so in compliance would reasonably be expected to not result in a Material Adverse Effect.
Appears in 2 contracts
Samples: At Market Issuance Sales Agreement (GTY Technology Holdings Inc.), At Market Issuance Sales Agreement (GTY Technology Holdings Inc.)
Compliance with Applicable Laws. The Company has not been advised, and has no reason to believe, that it and each of its subsidiaries are not conducting business in compliance with all applicable laws, rules and regulations of the jurisdictions in which it is conducting business, except where failure to be so in compliance would not reasonably be expected to result in a Material Adverse EffectChange.
Appears in 2 contracts
Samples: Sales Agreement (Flux Power Holdings, Inc.), At Market Issuance Sales Agreement (Rekor Systems, Inc.)
Compliance with Applicable Laws. The Company has not been advised, and has no reason to believe, that it and each of its subsidiaries Subsidiaries are not conducting business in compliance with all applicable lawsLaws, rules and regulations of the jurisdictions in which it is conducting business, except where failure to be so in compliance would reasonably be expected to not result in a Material Adverse Effect. The Company maintains and periodically reviews written policies and procedures reasonably designed to keep the Company and its employees’ conduct in connection with the Company’s business in compliance in all material respects with those laws, rules and regulations applicable to the Company’s business in the jurisdictions in which it is conducting such business.
Appears in 2 contracts
Samples: Investment Agreement (Perspective Therapeutics, Inc.), Investment Agreement (Perspective Therapeutics, Inc.)
Compliance with Applicable Laws. The Company has not been advised, and has no reason to believe, that it and each of its subsidiaries Subsidiaries are not conducting business in compliance with all applicable laws, rules and regulations of the jurisdictions in which it is conducting business, except where failure to be so in compliance would not result in a Material Adverse EffectChange.
Appears in 2 contracts
Samples: Open Market Sale Agreement (Achieve Life Sciences, Inc.), At Market Issuance Sales Agreement (Gse Systems Inc)
Compliance with Applicable Laws. The Company has not been advised, and has no reason to believe, that it and each of its subsidiaries Subsidiaries are not conducting business in compliance with all applicable laws, rules and regulations of the jurisdictions in which it or such Subsidiary is conducting business, except where failure to be so in compliance would not result in a Material Adverse Effect.
Appears in 2 contracts
Samples: At Market Issuance Sales Agreement (Exela Technologies, Inc.), At Market Issuance Sales Agreement (Exela Technologies, Inc.)
Compliance with Applicable Laws. The Company has and the Guarantors have not been advised, and has have no reason to believe, that it they and each of its their respective subsidiaries are not conducting business in compliance with all applicable laws, rules and regulations of the jurisdictions in which it is they are conducting business, except where failure to be so in compliance would not result in a Material Adverse Effect.
Appears in 2 contracts
Samples: Exchange Agreement (Luminar Technologies, Inc./De), Purchase Agreement (Luminar Technologies, Inc./De)
Compliance with Applicable Laws. The Company has not been advised, and has no reason to believe, that it and each is not, or that any of its subsidiaries are not Subsidiaries is not, conducting its business in compliance with all applicable laws, rules and regulations of the jurisdictions in which it is conducting business, except where failure to be so in compliance would not not, individually or in the aggregate, reasonably be expected to result in a Material Adverse Effect.
Appears in 2 contracts
Samples: At Market Issuance Sales Agreement (Widepoint Corp), At Market Issuance Sales Agreement (ChromaDex Corp.)
Compliance with Applicable Laws. The Except for matters described in the Prospectus and the Registration Statement, the Company has not been advised, and has no reason to believe, that it and each of its subsidiaries are not conducting business in compliance with all applicable laws, rules and regulations of the jurisdictions in which it is conducting business, except where failure to be so in compliance would not result in a Material Adverse Effect.
Appears in 1 contract
Compliance with Applicable Laws. The Company has not been advised, and has no reason to believe, that it and each of its subsidiaries are not conducting business in material compliance with all applicable laws, rules and regulations of the jurisdictions in which it is conducting business, except where failure to be so in compliance would not reasonably be expected to result in a Material Adverse Effect.
Appears in 1 contract
Samples: Sales Agreement (Blink Charging Co.)
Compliance with Applicable Laws. The Company has not been advised, and has no reason to believe, that it and each of its subsidiaries are not conducting business in compliance in all material respects with all applicable laws, rules and regulations of the jurisdictions in which it is conducting business, except where failure to be so in compliance would not reasonably be expected to result in a Material Adverse Effect.
Appears in 1 contract
Samples: Sales Agreement (Broadwind, Inc.)
Compliance with Applicable Laws. The Company has not been advised, and has no reason to believe, that it and each of its subsidiaries Subsidiaries are not conducting business in compliance with all applicable laws, rules and regulations of the jurisdictions in which it is conducting business, except where failure to be so in compliance would reasonably be expected to not result in a Material Adverse Effect. The Company maintains and periodically reviews written policies and procedures reasonably designed to keep the Company and its employees’ conduct in connection with the Company’s business in compliance in all material respects with those laws, rules and regulations applicable to the Company’s business in the jurisdictions in which it is conducting such business.
Appears in 1 contract
Samples: At Market Issuance Sales Agreement (Perspective Therapeutics, Inc.)
Compliance with Applicable Laws. The Company has not been advised, and has no reason to believe, that it and each of its subsidiaries the Subsidiaries are not conducting business in compliance with all applicable laws, rules and regulations of the jurisdictions in which it is conducting business, except where failure to be so in compliance would not reasonably be expected to result in a Material Adverse Effect.
Appears in 1 contract
Samples: At Market Issuance Sales Agreement (Salem Media Group, Inc. /De/)
Compliance with Applicable Laws. The Company has not been advised, and has no reason to believe, that it and each or any of its subsidiaries are Subsidiaries is not conducting business in compliance with all applicable laws, rules and regulations of the jurisdictions in which it is conducting business, except where failure to be so in compliance would not result in a Material Adverse Effect.
Appears in 1 contract
Samples: At Market Issuance Sales Agreement (Orion Energy Systems, Inc.)
Compliance with Applicable Laws. The Except as disclosed in the Registration Statement or the Prospectus, the Company has not been advised, and has no reason to believe, that it and each of its subsidiaries are not conducting business in compliance with all applicable laws, rules and regulations of the jurisdictions in which it is conducting business, except where failure to be so in compliance would not result in a Material Adverse Effect.
Appears in 1 contract
Samples: At Market Issuance Sales Agreement (Monogram Technologies Inc.)
Compliance with Applicable Laws. The Company has not been advised, and has no reason to believe, that it and each of its subsidiaries Subsidiaries are not conducting business in compliance with all applicable laws, rules and regulations of the jurisdictions in which it is conducting business, except where failure to be so in compliance would not reasonably be expected to result in a Material Adverse Effect. bb.
Appears in 1 contract
Samples: At Market Issuance Sales Agreement (Troika Media Group, Inc.)
Compliance with Applicable Laws. The Other than as disclosed in the Registration Statement or Prospectus (including any document incorporated by reference therein), the Company has not been advised, and has no reason to believe, that it and each of its subsidiaries Subsidiaries are not conducting business in compliance with all applicable laws, rules and regulations of the jurisdictions in which it is conducting business, except where failure to be so in compliance would not result in a Material Adverse Effect.
Appears in 1 contract
Samples: At Market Issuance Sales Agreement (Li-Cycle Holdings Corp.)
Compliance with Applicable Laws. The Company has not been advised, and has no reason to believe, that it and each of its subsidiaries are not conducting business in compliance with all applicable laws, rules and regulations of the jurisdictions in which it is conducting business, except where failure to be so in compliance would not reasonably be excepted to result in a Material Adverse Effect. This Agreement and each of the Company Agreements comply in all material respects with all applicable provisions of the 1940 Act and the rules and regulations thereunder.
Appears in 1 contract
Samples: At Market Issuance Sales Agreement (StoneCastle Financial Corp.)
Compliance with Applicable Laws. The Company has not been advised, and has no reason to believe, that it and each of its subsidiaries the Subsidiaries are not conducting business in compliance with all applicable laws, rules and regulations of the jurisdictions in which it is conducting business, except where failure to be so in compliance would not result in a Material Adverse Effect.
Appears in 1 contract
