Compliance with Applicable Regulations. In performing its duties hereunder, Sub-adviser shall establish compliance procedures (copies or summaries of which shall upon reasonable request be provided to Adviser, and shall be subject to review and approval by Adviser) reasonably designed to prevent a violation with all applicable provisions of the 1940 Act and the Advisers Act, and any rules and regulations adopted thereunder as it relates to the services provided under this Agreement.
Appears in 6 contracts
Samples: Investment Sub Advisory Agreement (Thrivent Mutual Funds), Investment Sub Advisory Agreement (Thrivent Series Fund Inc), Investment Sub Advisory Agreement (Thrivent Mutual Funds)
