Common use of Compliance with Applicable Requirements Clause in Contracts

Compliance with Applicable Requirements. In carrying out its obligations under this Agreement, the Sub-Adviser shall at all times comply with: (a) investment guidelines, policies and restrictions established by the Board that have been communicated in writing to the Sub-Adviser; (b) all applicable provisions of the 1940 Act and the Advisers Act, and any rules and regulations adopted thereunder; (c) the Registration Statement of the Trust, as it may be amended from time to time, filed with the Commission under the Securities Act and the 1940 Act and delivered to the Sub-Adviser; (d) the provisions of the Declaration of Trust of the Trust, as it may be amended or supplemented from time to time and delivered to the Sub-Adviser; (e) the provisions of the Internal Revenue Code of 1986, as amended, applicable to the Trust or the Fund, and any rules and regulations adopted thereunder; and (f) any other applicable provisions of state or federal law, and any rules and regulations adopted thereunder.

Appears in 44 contracts

Samples: Sub Advisory Agreement (Wells Fargo Master Trust), Sub Advisory Agreement (Wells Fargo Funds Trust), Sub Advisory Agreement (Wells Fargo Funds Trust)

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Compliance with Applicable Requirements. In carrying out its obligations under this Agreement, the Sub-Adviser shall at all times comply with: (a) investment guidelines, policies and restrictions established by the Board that have been communicated in writing to the Sub-Adviser; (b) all applicable provisions of the 1940 Act and the Advisers Act, and any rules and regulations adopted thereunder; (c) the Registration Statement of the Trust, as it may be amended from time to time, filed with the Commission under the Securities Act and the 1940 Act and delivered to the Sub-AdviserAct; (d) the provisions of the Declaration of Trust of the Trust, as it may be amended or supplemented from time to time and delivered to the Sub-Advisertime; (e) the provisions of the Internal Revenue Code of 1986, as amended, applicable to the Trust or the FundFunds, and any rules and regulations adopted thereunder; and (f) any other applicable provisions of state or federal law, and any rules and regulations adopted thereunder.

Appears in 43 contracts

Samples: Sub Advisory Agreement (Allspring Master Trust), Sub Advisory Agreement (Allspring Funds Trust), Sub Advisory Agreement (Allspring Master Trust)

Compliance with Applicable Requirements. In carrying out its obligations under this Agreement, the Sub-Adviser shall at all times comply with: (a) investment guidelines, policies and restrictions established by the Board that have been communicated in writing to the Sub-Adviser; (b) all applicable provisions of the 1940 Act and the Advisers Act, and any rules and regulations adopted thereunder; (c) the Registration Statement of the Trust, as it may be amended from time to time, filed with the Commission under the Securities Act and the 1940 Act and delivered to the Sub-Adviser; (d) the provisions of the Declaration of Trust of the Trust, as it may be amended or supplemented from time to time and delivered to the Sub-Adviser; (e) the provisions of the Internal Revenue Code of 1986, as amended, applicable to the Trust or the FundFunds, and any rules and regulations adopted thereunder; and (f) any other applicable provisions of state or federal law, and any rules and regulations adopted thereunder.

Appears in 16 contracts

Samples: Sub Advisory Agreement (Wells Fargo Funds Trust), Sub Advisory Agreement (Wells Fargo Funds Trust), Sub Advisory Agreement (Wells Fargo Funds Trust)

Compliance with Applicable Requirements. In carrying out its obligations under this Agreement, the Sub-Adviser shall at all times comply with: (a) investment guidelines, policies and restrictions established by the Board that have been communicated in writing to the Sub-Adviser; (b) all applicable provisions of the 1940 Act and the Advisers Act, and any rules and regulations adopted thereunder; (c) the Registration Statement of the Trust, as it may be amended from time to time, filed with the Commission under the Securities Act and the 1940 Act and delivered Act, which has been furnished to the Sub-Adviser; (d) the provisions of the Declaration of Trust of the Trust, as it may be amended or supplemented from time to time and delivered time, which have been furnished to the Sub-Adviser; (e) the provisions of the Internal Revenue Code of 1986, as amended, applicable to the Trust or the FundFunds, and any rules and regulations adopted thereunder; and (f) any other applicable provisions of state or federal law, and any rules and regulations adopted thereunder.

Appears in 12 contracts

Samples: Sub Advisory Agreement (Wells Fargo Master Trust), Sub Advisory Agreement (Wells Fargo Master Trust), Sub Advisory Agreement (Wells Fargo Master Trust)

Compliance with Applicable Requirements. In carrying out its obligations under this Agreement, the Sub-Adviser shall at all times comply with: (a) investment guidelines, policies and restrictions established by the Board that have been communicated in writing to the Sub-Adviser; (b) all applicable provisions of the 1940 Act and the Advisers Act, and any rules and regulations adopted thereunder; (c) the Registration Statement of the Trust, as it may be amended from time to time, filed with the Commission under the Securities Act and the 1940 Act and delivered to the Sub-Adviser; (d) the provisions of the Declaration of Trust of the Trust, as it may be amended or supplemented from time to time and delivered to the Sub-Adviser; (e) the provisions of the Internal Revenue Code of 1986, as amended, applicable to the Trust or the Fund, and any rules and regulations adopted thereunder; (f) the rules and regulations of any applicable regulator (including, without limitation, the rules of the FCA (“FCA Rules”), the rules of any relevant exchange and any other laws or regulations (whether of the UK, European Union, European Economic Authority, third country or transnational) applicable to the Sub-Adviser in the provision of services to the Adviser and the Trust (“Applicable Regulation”); and (fg) any other applicable provisions of state or federal law, and any rules and regulations adopted thereunder.

Appears in 5 contracts

Samples: Sub Advisory Agreement (Allspring Funds Trust), Sub Advisory Agreement (Allspring Funds Trust), Sub Advisory Agreement (Wells Fargo Funds Trust)

Compliance with Applicable Requirements. In carrying out its obligations under this Agreement, the Sub-Adviser shall at all times comply with: (a) investment guidelines, policies and restrictions established by the Board that have been communicated in writing to the Sub-Adviser; (b) all applicable provisions of the 1940 Act and the Advisers Act, and any rules and regulations adopted thereunder; (c) the Registration Statement of the Trust, as it may be amended from time to time, filed with the Commission under the Securities Act and the 1940 Act and delivered to the Sub-Adviser; (d) the provisions of the Declaration of Trust of the Trust, as it may be amended or supplemented from time to time and delivered to the Sub-Adviser; (e) the provisions of the Internal Revenue Code of 1986, as amended, applicable to the Trust or the Fund, and any rules and regulations adopted thereunder; and (f) any other applicable provisions of state or federal law, and any rules and regulations adopted thereunder.

Appears in 5 contracts

Samples: Sub Advisory Agreement (Wells Fargo Master Trust), Sub Advisory Agreement (Wells Fargo Master Trust), Sub Advisory Agreement (Wells Fargo Master Trust)

Compliance with Applicable Requirements. In carrying out its obligations under this Agreement, the Sub-Adviser shall at all times comply with: (a) investment guidelines, policies and restrictions established by the Board that have been communicated in writing to the Sub-Adviser; (b) all applicable provisions of the 1940 Act and the Advisers Act, and any rules and regulations adopted thereunder; (c) the Registration Statement of the Trust, as it may be amended from time to time, filed with the Commission under the Securities Act and the 1940 Act and delivered to the Sub-AdviserAct; (d) the provisions of the Declaration of Trust of the Trust, as it may be amended or supplemented from time to time and delivered to the Sub-Advisertime; (e) the provisions of the Internal Revenue Code of 1986, as amended, applicable to the Trust or the FundFunds, and any rules and regulations adopted thereunder, to the extent that such laws, rules or regulations impact the Sub-Adviser's provision of services hereunder; and (f) any other applicable provisions of state or federal law, and any rules and regulations adopted thereunder, to the extent that such laws, rules or regulations impact the Sub-Adviser's provision of services hereunder.

Appears in 4 contracts

Samples: Sub Advisory Agreement (Wells Fargo Funds Trust), Interim Sub Advisory Agreement (Wells Fargo Variable Trust), Sub Advisory Agreement (Wells Fargo Funds Trust)

Compliance with Applicable Requirements. In carrying out its obligations under this Agreement, the Sub-Sub- Adviser shall at all times comply with: (a) investment guidelines, policies and restrictions established by the Board that have been communicated in writing to the Sub-Adviser; (b) all applicable provisions of the 1940 Act and the Advisers Act, and any rules and regulations adopted thereunder; (c) the Registration Statement of the Trust, as it may be amended from time to time, filed with the Commission under the Securities Act and the 1940 Act and delivered to the Sub-Adviser; (d) the provisions of the Declaration of Trust of the Trust, as it may be amended or supplemented from time to time and delivered to the Sub-Adviser; (e) the provisions of the Internal Revenue Code of 1986, as amended, applicable to the Trust or the FundFunds, and any rules and regulations adopted thereunder; and (f) any other applicable provisions of state or federal law, and any rules and regulations adopted thereunder.

Appears in 3 contracts

Samples: Sub Advisory Agreement (Wells Fargo Funds Trust), Sub Advisory Agreement (Wells Fargo Funds Trust), Sub Advisory Agreement (Wells Fargo Funds Trust)

Compliance with Applicable Requirements. In carrying out its obligations under this Agreement, the Sub-Adviser shall at all times comply with: (a) investment guidelines, policies and restrictions established by the Board that have been communicated in writing to the Sub-Adviser; (b) all applicable provisions of the 1940 Act and the Advisers Act, and any rules and regulations adopted thereunder; (c) the Registration Statement of the Trust, as it may be amended from time to time, filed with the Commission under the Securities Act and the 1940 Act and delivered to the Sub-Adviser; (d) the provisions of the Declaration of Trust of the Trust, as it may be amended or supplemented from time to time and delivered to the Sub-Adviser; (e) the provisions of the Internal Revenue Code of 1986, as amended, applicable to the Trust or the FundFunds, and any rules and regulations adopted thereunder; and (f) any other applicable provisions of state or federal law, and any rules and regulations adopted thereunder.

Appears in 3 contracts

Samples: Sub Advisory Agreement (Wells Fargo Master Trust), Sub Advisory Agreement (Wells Fargo Master Trust), Sub Advisory Agreement (Wells Fargo Master Trust)

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Compliance with Applicable Requirements. In carrying out its obligations under this Agreement, the Sub-Sub- Adviser shall at all times comply with: (a) investment guidelines, policies and restrictions established by the Board that have been communicated in writing to the Sub-Adviser; (b) all applicable provisions of the 1940 Act and the Advisers Act, and any rules and regulations adopted thereunder; (c) the Registration Statement of the Trust, as it may be amended from time to time, filed with the Commission under the Securities Act and the 1940 Act and delivered to the Sub-Adviser; (d) the provisions of the Declaration of Trust of the Trust, as it may be amended or supplemented from time to time and delivered to the Sub-Adviser; (e) the provisions of the Internal Revenue Code of 1986, as amended, applicable to the Trust or the FundFunds, and any rules and regulations adopted thereunder; and (f) any other applicable provisions of state or federal law, and any rules and regulations adopted thereunder.

Appears in 2 contracts

Samples: Sub Advisory Agreement (Wells Fargo Master Trust), Sub Advisory Agreement (Wells Fargo Master Trust)

Compliance with Applicable Requirements. In carrying out its obligations under this Agreement, the Sub-Adviser shall at all times comply with: (a) investment guidelines, policies and restrictions established by the Board that have been communicated in writing to the Sub-Adviser; (b) all applicable provisions of the 1940 Act and the Advisers Act, and any rules and regulations adopted thereunder; (c) the Registration Statement of the Trust, as it may be amended from time to time, filed with the Commission under the Securities Act and the 1940 Act and delivered to the Sub-AdviserAct; (d) the provisions of the Declaration of Trust of the Trust, as it may be amended or supplemented from time to time and delivered to the Sub-Advisertime; (e) the provisions of the Internal Revenue Code of 1986, as amended, applicable to the Trust or the Fund, and any rules and regulations adopted thereunder; and (f) any other applicable provisions of state or federal law, and any rules and regulations adopted thereunder, to the extent that such laws, rules or regulations impact the Sub-Adviser’s provision of services.

Appears in 1 contract

Samples: Interim Sub Advisory Agreement (Wells Fargo Variable Trust)

Compliance with Applicable Requirements. In carrying out its obligations under this Agreement, the Sub-Sub- Adviser shall at all times comply with: (a) investment guidelines, policies and restrictions established by the Board that have been communicated in writing to the Sub-Adviser; (b) all applicable provisions of the 1940 Act and the Advisers Act, and any rules and regulations adopted thereunder; ; (c) the Registration Statement Statement(s) of the TrustFund, as it may be amended from time to timetime (including any information transmitted to Shareholders pursuant to Rule 8b-16 under the 1940 Act), filed with the Commission under the Securities Act and the 1940 Act and delivered to the Sub-Adviser; ; (d) the provisions of the Declaration of Trust of the TrustFund, as it may be amended or supplemented from time to time and delivered to the Sub-Adviser; ; (e) the provisions of the Internal Revenue Code of 1986, as amended, applicable to the Trust or the Fund, and any rules and regulations adopted thereunder; and and (f) any other applicable provisions of state or federal law, and any rules and regulations adopted thereunder.

Appears in 1 contract

Samples: Sub Advisory Agreement (Wells Fargo Global Dividend Opportunity Fund)

Compliance with Applicable Requirements. In carrying out its obligations under this Agreement, the Sub-Adviser SubAdviser shall at all times comply with: (a) investment guidelines, policies and restrictions established by the Board that have been communicated in writing to the Sub-AdviserSubAdviser; (b) all applicable provisions of the 1940 Act and the Advisers Act, and any rules and regulations adopted thereunder; (c) the Registration Statement of the Trust, as it may be amended from time to time, filed with the Commission under the Securities Act and the 1940 Act and delivered to the Sub-AdviserSubAdviser; (d) the provisions of the Declaration of Trust of the Trust, as it may be amended or supplemented from time to time and delivered to the Sub-Sub Adviser; (e) the provisions of the Internal Revenue Code of 1986, as amended, applicable to the Trust or the Fund, and any rules and regulations adopted thereunder; and (f) any other applicable provisions of state or federal law, and any rules and regulations adopted thereunder.

Appears in 1 contract

Samples: Sub Advisory Agreement (Wells Fargo Funds Trust)

Compliance with Applicable Requirements. In carrying out its obligations under this Agreement, the Sub-Adviser shall at all times comply with: (a) investment guidelines, policies and restrictions established by the Board that have been communicated in writing to the Sub-Adviser; (b) all applicable provisions of the 1940 Act and the Advisers Act, and any rules and regulations adopted thereunder; (c) the Registration Statement Statement(s) of the TrustFund, as it may be amended from time to timetime (including and information transmitted pursuant to Rule 8b-16 under the 1940 Act), filed with the Commission under the Securities Act and the 1940 Act and delivered to the Sub-Adviser; (d) the provisions of the Declaration of Trust of the TrustFund, as it may be amended or supplemented from time to time and delivered to the Sub-Adviser; (e) the provisions of the Internal Revenue Code of 1986, as amended, applicable to the Trust or the Fund, and any rules and regulations adopted thereunder; and (f) any other applicable provisions of state or federal law, and any rules and regulations adopted thereunder.

Appears in 1 contract

Samples: Sub Advisory Agreement (Wells Fargo Global Dividend Opportunity Fund)

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