Compliance with Applicable Requirements. In carrying out its obligations under this Agreement, the Adviser shall at all times conform to: 1. all applicable provisions of the 1940 Act; 2. the provisions of the current Registration Statement of the Fund; 3. the provisions of the Fund's Articles of Incorporation, as amended; 4. the provisions of the Bylaws of the Fund, as amended; and 5. any other applicable provisions of state and federal law.
Appears in 36 contracts
Samples: Investment Advisory Agreement (Aetna Series Fund Inc), Investment Advisory Agreement (Aetna Generation Portfolios Inc), Investment Advisory Agreement (Aetna Variable Portfolios Inc)
Compliance with Applicable Requirements. In carrying out its obligations under this Agreement, the Adviser shall at all times conform to:
1. all applicable provisions of the 1940 Act;
2. the provisions of the current Registration Statement of the Fund;
3. the provisions of the Fund's Articles Declaration of IncorporationTrust, as amended;
4. the provisions of the Bylaws of the Fund, as amended; and
5. any other applicable provisions of state and federal law.
Appears in 22 contracts
Samples: Investment Advisory Agreement (Aetna Get Fund/), Investment Advisory Agreement (Aetna Get Fund/), Investment Advisory Agreement (Aetna Get Fund/)
Compliance with Applicable Requirements. In carrying out its obligations under this Agreement, the Adviser shall at all times conform to:
1. all applicable provisions of the 1940 Act;
2. the provisions of the current Registration Statement of the FundCompany;
3. the provisions of the Fund's Articles of Incorporation, as amended;
4. the provisions of the Bylaws of the Fund, as amended; and
5. any other applicable provisions of state and or federal law.
Appears in 9 contracts
Samples: Investment Advisory Agreement (Portfolio Partners Inc), Investment Advisory Agreement (Ing Partners Inc), Investment Advisory Agreement (Portfolio Partners Inc)
Compliance with Applicable Requirements. In carrying out its obligations under this Agreement, the Adviser Advisor shall at all times conform to:
1. (a) all applicable provisions of the 1940 ActAct and any rules and regulations adopted thereunder;
2. (b) the provisions of the current Registration Statement of the FundFund under the 1933 Act and the 1940 Act;
3. (c) the provisions of the Fund's Articles of Incorporation, as amended;
4. (d) the provisions of the Bylaws of the Fund, as amendedBy-Laws; and
5. (e) any other applicable provisions of state and federal law.
Appears in 7 contracts
Samples: Investment Advisory Agreement (Flag Investors Communications Fund Inc), Investment Advisory Agreement (Flag Investors Telephone Income Fund Inc), Investment Advisory Agreement (Flag Investors Telephone Income Fund Inc)
Compliance with Applicable Requirements. In carrying out its obligations under this Agreement, the Adviser Advisor shall at all times conform to:
1. (a) all applicable provisions of the 1940 ActAct and any rules and regulations adopted thereunder;
2. (b) the provisions of the current Registration Statement of the FundFund under the 1933 Act and the 1940 Act;
3. (c) the provisions of the Fund's Articles of Incorporation, as amended;
4. (d) the provisions of the Bylaws of the Fund, as amendedBy-laws; and
5. (e) any other applicable provisions of state Federal and federal State law.
Appears in 7 contracts
Samples: Investment Advisory Agreement (Flag Investors Equity Partners Fund Inc), Investment Advisory Agreement (Flag Investors Maryland Intermediate Tax Free Fund Inc/), Investment Advisory Agreement (Flag Investors Real Estate Securities Fund Inc)
Compliance with Applicable Requirements. In carrying out its obligations under this Agreement, the Adviser shall at all times conform to:
1. all applicable provisions of the 1940 Act;
2. the provisions of the current Registration Statement registration statement of the Fund, as the same may be amended from time to time, under the 1933 Act and the 1940 Act;
3. the provisions of the Fund's Articles of Incorporation, as amended;
4. the provisions of the Bylaws of the Fund, as amended; and
5. any other applicable provisions of state and federal law.
Appears in 4 contracts
Samples: Investment Advisory Agreement (Aetna Series Fund Inc), Investment Advisory Agreement (Aetna Series Fund Inc), Investment Advisory Agreement (Aetna Series Fund Inc)
Compliance with Applicable Requirements. In carrying out its obligations under this Agreement, the Adviser shall at all times conform to:
1. all applicable provisions of the 1940 Act, the Advisers Act and any rules and regulations adopted thereunder;
2. the provisions all policies and procedures of the current Fund as adopted by the Board and as described in the Registration Statement of the FundStatement;
3. the provisions of the Fund's Articles of Incorporation, as amended;
4. the provisions of the Bylaws of the Fund, as amended; and
5. any other applicable provisions of state and federal law.
Appears in 3 contracts
Samples: Investment Advisory Agreement (Aetna Variable Portfolios Inc), Investment Advisory Agreement (Aetna Variable Portfolios Inc), Investment Advisory Agreement (Aetna Generation Portfolios Inc)
Compliance with Applicable Requirements. In carrying out its obligations under this Agreement, the Adviser shall at all times conform to:
1. all applicable provisions of the 1940 Act, the Advisers Act and any rules and regulations adopted thereafter;
2. the provisions all policies and procedures of the current Fund as adopted by the Board and as described in the Registration Statement of the FundStatement;
3. the provisions of the Fund's Articles Declaration of IncorporationTrust, as amended;
4. the provisions of the Bylaws of the Fund, as amended; and
5. any other applicable provisions of state and federal law.
Appears in 2 contracts
Samples: Investment Advisory Agreement (Aetna Variable Encore Fund Inc), Investment Advisory Agreement (Aetna Variable Fund)
Compliance with Applicable Requirements. In carrying out its obligations under this Agreement, the Adviser shall at all times conform to:
1. (a) all applicable provisions of the Investment Company Act of 1940 (the "Act;") and any rules and regulations adopted thereunder as amended; and
2. (b) the provisions of the current Registration Statement of the Fund;
3. Fund under the provisions Securities Act of 1933 and the Fund's Articles Investment Company Act of Incorporation, as amended;
4. the provisions of the Bylaws of the Fund1940, as amended; and
5. (c) the provisions of the Articles of Incorporation of the Fund; and
(d) the provisions of the By-Laws of the Fund; and
(e) any other applicable provisions of state and federal law.
Appears in 1 contract
Samples: Investment Advisory Agreement (Lexington Smallcap Value Fund Inc)
Compliance with Applicable Requirements. In carrying out its obligations under this Agreement, the Adviser shall at all times conform to:
1. : (a) all applicable provisions of the Investment Company Act of 1940 (the "Act;
2. ") and any rules and regulations adopted thereunder as amended; and (b) the provisions of the current Registration Statement of the Fund;
3. Fund under the Securities Act of 1933 and the Investment Company Act of 1940, as amended; and (c) the provisions of the Fund's Articles of Incorporation, as amended;
4. Incorporation of the Fund; and (d) the provisions of the Bylaws By-Laws of the Fund, as amended; and
5. and (e) any other applicable provisions of state and federal law.
Appears in 1 contract
Samples: Investment Advisory Agreement (Lexington Global Technology Fund Inc)
Compliance with Applicable Requirements. In carrying out its obligations under this Agreement, the Adviser shall at all times conform to:
1. all applicable provisions of the 1940 Act, the Advisers Act and any rules or regulations adopted thereunder;
2. the provisions all policies and procedures of the current Fund as adopted by the Board and as described in the Registration Statement of the FundStatement;
3. the provisions of the Fund's Articles of Incorporation, as amended;
4. the provisions of the Bylaws of the Fund, as amended; and
5. any other applicable provisions of state and federal law.
Appears in 1 contract
Samples: Investment Advisory Agreement (Aetna Investment Advisers Fund Inc)
Compliance with Applicable Requirements. In carrying out its obligations under this Agreement, the Adviser shall at all times conform to:
1. all applicable provisions of the 1940 Act, the Advisers Act and any rules and regulations adopted thereunder;
2. the provisions all policies and procedures of the current Fund as adopted by the Board and as described in the Registration Statement of the FundStatement;
3. the provisions of the Fund's Articles Declaration of IncorporationTrust, as amended;
4. the provisions of the Bylaws of the Fund, as amended; and
5. any other applicable provisions of state and federal law.
Appears in 1 contract
Samples: Investment Advisory Agreement (Aetna Income Shares)