Compliance with Applicable Requirements. In carrying out its obligations under this Agreement, the Advisor shall at all times conform to: a. all applicable provisions of the 1940 Act and the Advisers Act and any applicable rules and regulations adopted thereunder; b. the provisions of the registration statement of the Company, as the same may be amended from time to time under the 1940 Act, including without limitation, the investment objectives set forth therein; c. the provisions of the Company’s Articles of Incorporation, as the same may be amended from time to time; d. the provisions of the Bylaws of the Company, as the same may be amended from time to time; e. all policies, procedures and directives adopted by the Board; and f. any other applicable provisions of state, federal or foreign law.
Appears in 9 contracts
Samples: Investment Advisory Agreement (Tortoise Pipeline & Energy Fund, Inc.), Investment Advisory Agreement (Tortoise MLP Fund, Inc.), Investment Advisory Agreement (Tortoise Energy Independence Fund, Inc.)
Compliance with Applicable Requirements. In carrying out its obligations under this Agreement, the Advisor Adviser shall at all times conform to:
a. all applicable provisions of the 1940 Act and the Advisers Act and any applicable rules and regulations adopted thereunder;
b. the provisions of the any registration statement of the Company, as the same may be amended from time to time under the 1940 1933 Act, including without limitation, the investment objectives set forth therein;
c. the provisions of the Company’s Articles of Incorporation, as the same may be amended from time to time;
d. the provisions of the Bylaws of the Company, as the same may be amended from time to time;
e. all policies, procedures and directives adopted by the Board; and
f. any other applicable provisions of state, federal or foreign law.
Appears in 8 contracts
Samples: Investment Advisory Agreement (MacKenzie Realty Capital, Inc.), Investment Advisory Agreement (MacKenzie Realty Capital, Inc.), Investment Advisory Agreement (MacKenzie Realty Capital, Inc.)
Compliance with Applicable Requirements. In carrying out its obligations under this Agreement, the Advisor shall at all times conform to:
a. (a) all applicable provisions of the 1940 Act and the Advisers Act and any applicable rules and regulations adopted thereunder;
b. (b) the provisions of the registration statement of the Company, as the same may be amended from time to time under the Securities Act of 1933 and the 1940 Act, including without limitation, the investment objectives set forth therein;
c. (c) the provisions of the Company’s Articles Agreement and Declaration of Incorporation, as the same may be amended from time to time;
d. the provisions of the Bylaws Trust of the Company, as the same may be amended from time to time;
e. all policies(d) the provisions of the by-laws of the Company, procedures and directives adopted by as the Boardsame may be amended from time to time; and
f. (e) any other applicable provisions of state, federal or foreign law.
Appears in 8 contracts
Samples: Master Investment Advisory Agreement (Aim Investment Securities Funds Inc), Master Investment Advisory Agreement (Aim Series Trust), Master Investment Advisory Agreement (Aim Funds Group/De)
Compliance with Applicable Requirements. In carrying out its obligations under this Agreement, the Advisor Adviser shall at all times conform to:
a. (a) all applicable provisions of the 1940 Act and Act, the Advisers Act and any applicable rules and regulations adopted thereunder;
b. (b) the provisions of the registration statement of the Company, as the same may be amended from time to time time, under the Securities Act of 1933 and the 1940 Act, including without limitation, the investment objectives set forth therein;
c. (c) the provisions of the Company’s Articles of Incorporation, as the same may be amended from time to time;
d. the provisions of the Bylaws Incorporation of the Company, as the same may be amended from time to time;
e. all policies(d) the provisions of the By-laws of the Company, procedures and directives adopted by as the Boardsame may be amended from time to time; and
f. (e) any other applicable provisions of state, state or federal or foreign law.
Appears in 7 contracts
Samples: Investment Advisory Agreement (Nations Fund Portfolios Inc), Investment Advisory Agreement (Nations Fund Inc), Investment Advisory Agreement (Nations Fund Inc)
Compliance with Applicable Requirements. In carrying out its obligations under this Agreement, the Advisor shall at all times conform to:
a. all applicable provisions of the 1940 Act and the Advisers Act and any applicable rules and regulations adopted thereunder;
b. the provisions of the Memorandum or any subsequent registration statement of the Company, as the same may be amended from time to time under the 1940 1933 Act, including without limitation, the investment objectives set forth therein;
c. the provisions of the Company’s Articles of Incorporation, as the same may be amended from time to time;
d. the provisions of the Bylaws of the Company, as the same may be amended from time to time;
e. all policies, procedures and directives adopted by the Board; and
f. any other applicable provisions of state, federal or foreign law.
Appears in 3 contracts
Samples: Investment Advisory Agreement (Tortoise Capital Resources Corp), Investment Advisory Agreement (Tortoise Capital Resources Corp), Investment Advisory Agreement (Tortoise Capital Resources Corp)
Compliance with Applicable Requirements. In carrying out its obligations under this Agreement, the Sub-Advisor shall at all times conform to:
a. (a) all applicable provisions of the 1940 Act and the Advisers Act and any applicable rules and regulations adopted thereunder;
b. (b) the provisions of the registration statement of the Company, as the same may be amended from time to time time, under the Securities Act of 1933, as amended, and the 1940 Act, including without limitation, the investment objectives set forth therein;
c. (c) the provisions of the Company’s Articles of Incorporation, as the same may be amended from time to time;
d. the provisions of the Bylaws corporate charter of the Company, as the same may be amended from time to time;
e. all policies(d) the provisions of the by-laws of the Company, procedures and directives adopted by as the Boardsame may be amended from time to time; and
f. (e) any other applicable provisions of state, federal or foreign law.
Appears in 3 contracts
Samples: Master Sub Advisory Agreement (Aim International Funds Inc), Sub Advisory Agreement (Aim Variable Insurance Funds Inc), Sub Advisory Agreement (Aim Variable Insurance Funds Inc)
Compliance with Applicable Requirements. In carrying out its obligations under this Agreement, the Sub-Advisor shall at all times conform to:
a. (a) all applicable provisions of the 1940 Act and the Advisers Act and any applicable rules and regulations adopted thereunder;
b. (b) the provisions of the registration statement of the Company, as the same may be amended from time to time time, under the Securities Act of 1933 and the 1940 Act, including without limitation, the investment objectives set forth therein;
c. (c) the provisions of the Company’s Articles of Incorporation, as the same may be amended from time to time;
d. the provisions of the Bylaws corporate charter of the Company, as the same may be amended from time to time;
e. all policies(d) the provisions of the by-laws of the Company, procedures and directives adopted by as the Boardsame may be amended from time to time; and
f. (e) any other applicable provisions of state, state or federal or foreign law.
Appears in 2 contracts
Samples: Master Sub Advisory Agreement (Aim Equity Funds Inc), Master Sub Advisory Agreement (Aim Equity Funds Inc)
Compliance with Applicable Requirements. In carrying out its obligations under this Agreement, the Advisor Adviser shall at all times conform to:
a. all applicable provisions of the 1940 Act and Act, the Advisers Act and Act, any applicable rules and regulations adopted thereunderthereunder and applicable provisions of comparable state laws that are applicable to the Adviser’s services to be provided hereunder;
b. the provisions of the any registration statement of the Company, as the same may be amended from time to time under the 1940 1933 Act, including without limitation, the investment objectives set forth therein;
c. the provisions of the Company’s Articles Certificate of IncorporationFormation, as the same may be amended from time to time;
d. the provisions of the Bylaws of the Company's LLC Agreement, as the same may be amended from time to time;
e. all policies, procedures and directives adopted by the BoardBoard in conformity with applicable law; and
f. any other applicable provisions of state, federal or foreign law.
Appears in 2 contracts
Samples: Investment Advisory Agreement (Zea Capital Fund LLC), Investment Advisory Agreement (Zea Capital Fund LLC)
Compliance with Applicable Requirements. In carrying out its obligations under this Agreement, the Sub-Sub-Advisor shall at all times conform to:
a. (a) all applicable provisions of the 1940 Act and the Advisers Act and any applicable rules and regulations adopted thereunder;
b. (b) the provisions of the registration statement of the Company, as the same may be amended from time to time time, under the Securities Act of 1933 and the 1940 Act, including without limitation, the investment objectives set forth therein;
c. (c) the provisions of the Company’s Articles of Incorporation, as the same may be amended from time to time;
d. the provisions of the Bylaws corporate charter of the Company, as the same may be amended from time to time;
e. all policies(d) the provisions of the by-laws of the Company, procedures and directives adopted by as the Boardsame may be amended from time to time; and
f. (e) any other applicable provisions of state, federal or foreign law.
Appears in 2 contracts
Samples: Sub Sub Advisory Agreement (Aim International Funds Inc), Sub Sub Advisory Agreement (Aim International Funds Inc)
Compliance with Applicable Requirements. In carrying out its obligations under this Agreement, the Advisor Adviser shall at all times conform to:
a. all applicable provisions of the 1940 Act and the Advisers Act and any applicable rules and regulations adopted thereunder;
b. the provisions of the registration statement of the Company, as the same may be amended from time to time under the 1940 Act;
c. the provisions of the Prospectus, including without limitation, the investment objectives set forth thereinobjective;
c. d. the provisions of the Company’s 's Articles of Incorporation, as the same may be amended from time to time;
d. e. the provisions of the Bylaws of the Company, as the same may be amended from time to time;
e. f. all policies, procedures and directives adopted by the Board; and
f. g. any other applicable provisions of state, federal or foreign law.
Appears in 2 contracts
Samples: Investment Advisory Agreement (Tortoise Energy Infrastructure Corp), Investment Advisory Agreement (Tortoise Energy Infrastructure Corp)
Compliance with Applicable Requirements. In carrying out its obligations under this Agreement, the Advisor Adviser shall at all times conform to:
a. all applicable provisions of the 1940 Act and the Advisers Act and any applicable rules and regulations adopted thereunder;
b. the provisions of the registration statement of the Company, as the same may be amended from time to time under the 1940 Act, including without limitation, the investment objectives set forth therein;
c. the provisions of the Company’s Articles of Incorporation, as the same may be amended from time to time;
d. the provisions of the Bylaws of the Company, as the same may be amended from time to time;
e. all policies, procedures and directives adopted by the Board; and
f. any other applicable provisions of state, federal or foreign law.
Appears in 2 contracts
Samples: Investment Advisory Agreement (Tortoise Tax-Advantaged Social Infrastructure Fund, Inc.), Investment Advisory Agreement (Tortoise Tax-Advantaged Social Infrastructure Fund, Inc.)
Compliance with Applicable Requirements. In carrying out its obligations under this Agreement, the Advisor Adviser shall at all times conform to:
a. all applicable provisions of the 1940 Act and the Advisers Act and any applicable rules and regulations adopted thereunder;
b. the provisions of the registration statement of the Company, as the same may be amended from time to time under the 1940 Act;
c. the provisions of the Prospectus, including without limitation, the investment objectives set forth thereinobjective;
c. d. the provisions of the Company’s Articles of Incorporation, as the same may be amended from time to time;
d. e. the provisions of the Bylaws of the Company, as the same may be amended from time to time;
e. f. all policies, procedures and directives adopted by the Board; and
f. g. any other applicable provisions of state, federal or foreign law.
Appears in 2 contracts
Samples: Investment Advisory Agreement (Tortoise Energy Infrastructure Corp), Investment Advisory Agreement (Tortoise Energy Infrastructure Corp)
Compliance with Applicable Requirements. In carrying out its obligations under this Agreement, the Advisor Adviser shall at all times conform to:
a. all applicable provisions of the 1940 Act and the Advisers Act and any applicable rules and regulations adopted thereunder;
b. the provisions of the registration statement of the Company, as the same may be amended beamended from time to time under the 1940 Act;
c. the provisions of the Prospectus, including without limitation, the investment objectives set forth thereinobjective;
c. d. the provisions of the Company’s 's Articles of Incorporation, as the same may be amended from time to time;
d. e. the provisions of the Bylaws of the Company, as the same may be amended from time to time;
e. f. all policies, procedures and directives adopted by the Board; and
f. g. any other applicable provisions of state, federal or foreign law.
Appears in 1 contract
Samples: Investment Advisory Agreement (Tortoise North American Energy Corp)
Compliance with Applicable Requirements. In carrying out its obligations under this Agreement, the Advisor shall at all times conform to:
a. all applicable provisions of the 1940 Act and the Advisers Act and any applicable rules and regulations adopted thereunder;
b. the provisions of the Memorandum and the registration statement of the Company, as the same may be amended from time to time under the 1940 Act, including without limitation, the investment objectives set forth therein;
c. the provisions of the Company’s Articles 's Certificate of IncorporationFormation, as the same may be amended from time to time;
d. the provisions of the Bylaws Operating Agreement of the Company, as the same may be amended from time to time;
e. all policies, procedures and directives adopted by the Board; and
f. any other applicable provisions of state, federal or foreign law.
Appears in 1 contract
Samples: Investment Advisory Agreement (Tortoise Total Return Fund, LLC)
Compliance with Applicable Requirements. In carrying out its obligations under this Agreement, the Advisor Adviser shall at all times conform to:
a. all applicable provisions of the 1940 Act and the Advisers Act and any applicable rules and regulations adopted thereunder;
b. the provisions of the any registration statement of the Company, as the same may be amended from time to time under the 1940 1933 Act, including without limitation, the investment objectives set forth therein;
c. the provisions of the Company’s Articles of Incorporation, as the same may be amended from time to time;
d. the provisions of the Bylaws of the Company, as the same may be amended from time to time;
e. all policies, procedures and directives adopted by the Board; and
f. any other applicable provisions of state, federal or foreign law.
Appears in 1 contract
Samples: Investment Advisory Agreement (MacKenzie Realty Capital, Inc.)
Compliance with Applicable Requirements. In carrying out its obligations under this Agreement, the Advisor shall at all times conform to:
a. all applicable provisions of the 1940 Act and the Advisers Act and any applicable rules and regulations adopted thereunder;
b. the provisions of the Memorandum and the subsequent registration statement of the Company, as the same may be amended from time to time under the 1940 Act, including without limitation, the investment objectives set forth therein;
c. the provisions of the Company’s 's Articles of Incorporation, as the same may be amended from time to time;
d. the provisions of the Bylaws of the Company, as the same may be amended from time to time;
e. all policies, procedures and directives adopted by the Board; and
f. any other applicable provisions of state, federal or foreign law.
Appears in 1 contract
Samples: Investment Advisory Agreement (Tortoise Gas & Oil Corp)
Compliance with Applicable Requirements. In carrying out its obligations under this Agreement, the Advisor Adviser shall at all times conform to:
a. all applicable provisions of the 1940 Act and the Advisers Act and any applicable rules and regulations adopted thereunder;
b. the provisions of the registration statement of the Company, as the same may be amended from time to time under the 1940 Act, including without limitation, the investment objectives set forth therein;
c. the provisions of the Company’s Articles Declaration of IncorporationTrust, as the same may be amended from time to time;
d. the provisions of the Bylaws of the Company, as the same may be amended from time to time;
e. all policies, procedures and directives adopted by the Board; and
f. any other applicable provisions of state, federal or foreign law.
Appears in 1 contract
Samples: Investment Advisory Agreement (Tortoise Essential Assets Income Term Fund)
Compliance with Applicable Requirements. In carrying out its obligations under this Agreement, the Advisor Adviser shall at all times conform to:
a. all applicable provisions of the 1940 Act and the Advisers Act and any applicable rules and regulations adopted thereunder;
b. the provisions of the registration statement of the Company, as the same may be amended beamended from time to time under the 1940 Act;
c. the provisions of the Prospectus, including without limitation, the investment objectives set forth thereinobjective;
c. d. the provisions of the Company’s 's Articles of Incorporation, as the same may be amended from time to time;
d. e. the provisions of the Bylaws of the Company, as the same may be amended from time to time;
e. f. all policies, procedures and directives adopted by the Board; and
f. g. any other applicable provisions of state, federal or foreign law.
Appears in 1 contract
Samples: Investment Advisory Agreement (Tortoise North American Energy Corp)
Compliance with Applicable Requirements. In carrying out its obligations under this Agreement, the Advisor Adviser shall at all times conform to:
a. all applicable provisions of the 1940 Act and the Advisers Act and any applicable rules and regulations adopted thereunder;
b. the provisions of the any registration statement of the Company, as the same may be amended from time to time under the 1940 1933 Act, including without limitation, the investment objectives set forth therein;
c. the provisions of the Company’s 's Articles of Incorporation, as the same may be amended from time to time;
d. the provisions of the Bylaws of the Company, as the same may be amended from time to time;
e. all policies, procedures and directives adopted by the Board; and
f. any other applicable provisions of state, federal or foreign law.
Appears in 1 contract
Samples: Investment Advisory Agreement (MacKenzie Realty Capital, Inc.)
Compliance with Applicable Requirements. In carrying out its obligations under this Agreement, the Sub-Advisor shall at all times conform to:
a. (a) all applicable provisions of the 1940 Act and the Advisers Act and any applicable rules and regulations adopted thereunder;
b. (b) the provisions of the registration statement of the Company, as the same may be amended from time to time time, under the Securities Act of 1933 and the 1940 Act, including without limitation, the investment objectives set forth therein;
c. (c) the provisions of the Company’s Articles of Incorporation, as the same may be amended from time to time;
d. the provisions of the Bylaws corporate charter of the Company, as the same may be amended from time to time;
e. all policies(d) the provisions of the by-laws of the Company, procedures and directives adopted by as the Boardsame may be amended from time to time; and
f. (e) any other applicable provisions of state, federal or foreign law.
Appears in 1 contract
Samples: Master Sub Advisory Agreement (Aim International Funds Inc)
Compliance with Applicable Requirements. In carrying out its obligations under this Agreement, the Advisor Adviser shall at all times conform to:
a. all applicable provisions of the 1940 Act and the Advisers Act and any applicable rules and regulations adopted thereunder;
b. the provisions of the registration statement of the Company, as the same may be amended from time to time under the 1940 Act;
c. the provisions of the Prospectus, including without limitation, the investment objectives set forth thereinobjective;
c. d. the provisions of the Company’s 's Articles of Incorporation, as the same may be amended from time to time;
d. e. the provisions of the Bylaws of the Company, as the same may be amended from time to time;
e. f. all policies, procedures and directives adopted by the Board; and
f. g. any other applicable provisions of state, federal or foreign law.
Appears in 1 contract
Samples: Investment Advisory Agreement (Tortoise North American Energy Corp)
Compliance with Applicable Requirements. In carrying out its obligations under this Agreement, the Advisor Adviser shall at all times conform to:
a. all applicable provisions of the 1940 Act and the Advisers Act and any applicable rules and regulations adopted thereunder;
b. the provisions of the any registration statement of the Company, as the same may be amended from time to time under the 1940 Act1933 Act in connection with the Offering, including without limitation, the investment objectives set forth therein;
c. the provisions of the Company’s Articles of Incorporation, as the same may be amended from time to time;
d. the provisions of the Bylaws of the Company, as the same may be amended from time to time;
e. all policies, procedures and directives adopted by the Board; and
f. any other applicable provisions of state, federal or foreign law.
Appears in 1 contract
Samples: Portfolio Structuring Fee Agreement (MacKenzie Realty Capital, Inc.)
Compliance with Applicable Requirements. In carrying out performing its obligations under this Agreementduties hereunder, the Advisor Administrator shall at all times conform to:
a. (a) all applicable provisions of the 1940 Act and the Advisers Act Act, and any applicable rules and regulations adopted thereunder;
b. (b) the provisions of the registration statement of the CompanyCompany relating to the Fund, as the same may be amended from fro time to time time, under the Securities Act of 1933 and the 1940 Act, including without limitation, the investment objectives set forth therein;
c. (c) the provisions of the Company’s Articles of Incorporation, as the same may be amended from time to time;
d. the provisions of the Bylaws Incorporation of the Company, as the same may be amended from time to time;
e. all policies(d) the provisions of the By-laws of the Company, procedures and directives adopted by as the Boardsame may be amended from time to time; and
f. (e) any other applicable provisions of state, federal or foreign law.
Appears in 1 contract
Compliance with Applicable Requirements. In carrying out its obligations under this Agreement, the Advisor shall at all times conform to:
a. (a) all applicable provisions of the 1940 Act and the Advisers Act and any applicable rules and regulations adopted thereunder;
b. (b) the provisions of the registration statement of the Company, as the same may be amended from time to time time, under the Securities Act of 1933 and the 1940 Act, including without limitation, the investment objectives set forth therein;
c. (c) the provisions of the Company’s Articles Agreement and Declaration of Incorporation, as the same may be amended from time to time;
d. the provisions of the Bylaws Trust of the Company, as the same may be amended from time to time;
e. all policies(d) the provisions of the by-laws of the Company, procedures and directives adopted by as the Boardsame may be amended from time to time; and
f. (e) any other applicable provisions of state, state or federal or foreign law.
Appears in 1 contract
Samples: Master Investment Advisory Agreement (Aim Investment Securities Funds Inc)