Common use of Compliance with Applicable Clause in Contracts

Compliance with Applicable. Regulations a) providing you with timely Confirmation through our Electronic Trading Platform of the terms of your Transactions and the underlying Instruments; and b) making available a daily Statement of all your Transactions and cash movements by email and/or on the Electronic Trading Platform to assist you to reconcile your portfolio. The Statement is binding on you, and it is your responsibility to check the Statement regularly and inform us immediately if you believe anything to be incorrect. If you are required under Applicable Regulations to report some or all of your Transactions, you may delegate the reporting of your Transactions to Velocity, provided you have provided us with your Legal Entity Identifier, if applicable, and all such other information as may be required by us for the purpose of such reporting.

Appears in 4 contracts

Samples: Terms and Conditions, Customer Trading Agreement, Customer Trading Agreement

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