Compliance with Federal Securities Laws. With a view to making available to the Investors the benefits of Rule 144 and any other rule or regulation of the Commission that may at any time permit a Holder to sell securities of the Company to the public without registration, and with a view to making it possible for Investors to have the Registrable Shares registered for resale pursuant to a registration on Form S-3 (or any successor form), the Company shall: (a) use its best efforts to make and keep current public information about the Company available, as those terms are understood and defined in Rule 144, at all times; (b) use its best efforts to file with the Commission in a timely manner all reports and other documents required of the Company under the Securities Act and the Exchange Act; (c) use its best efforts to comply with the applicable provisions of the Sxxxxxxx-Xxxxx Act that are currently in effect and to comply with any other applicable provisions of the Sxxxxxxx-Xxxxx Act not currently in effect as such provisions become effective; and (d) furnish to any Investor upon request (i) a written statement by the Company as to its compliance with the reporting requirements of Rule 144 and (ii) such other reports and documents of the Company as such Investor may reasonably request to avail itself of any similar rule or regulation of the Commission allowing it to sell any Registrable Shares without registration.
Appears in 2 contracts
Samples: Securities Purchase Agreement (Mti Technology Corp), Investor Rights Agreement (Mti Technology Corp)
Compliance with Federal Securities Laws. With a view to making available to the Investors the benefits of Rule 144 and any other rule or regulation of the Commission that may at any time permit a Holder an Investor to sell securities of the Company to the public without registration, and with a view to making it possible for Investors to have the Registrable Shares registered for resale pursuant to a registration on Form S-3 (or any successor form), the Company shall:
(a) use its best efforts to make and keep current public information about the Company available, as those terms are understood and defined in Rule 144, at all times;
(b) use its best efforts to file with the Commission in a timely manner all reports and other documents required of the Company under the Securities Act and the Exchange Act;
(c) use its best efforts to comply with the applicable provisions of the SxxxxxxxXxxxxxxx-Xxxxx Act that are currently in effect and to comply with any other applicable provisions of the SxxxxxxxXxxxxxxx-Xxxxx Act not currently in effect as such provisions become effective; and
(d) furnish to any Investor upon request (i) a written statement by the Company as to its compliance with the reporting requirements of Rule 144 and (ii) such other reports and documents of the Company as such Investor may reasonably request to avail itself of any similar rule or regulation of the Commission allowing it to sell any Registrable Shares without registration.
Appears in 2 contracts
Samples: Investor Rights Agreement (Evolving Systems Inc), Investor Rights Agreement (Evolving Systems Inc)
Compliance with Federal Securities Laws. With a view to making available to the Investors the benefits of Rule 144 and any other rule or regulation of the Commission that may at any time permit a Holder to sell securities of the Company to the public without registration, and with a view to making it possible for Investors to have the Registrable Shares registered for resale pursuant to a registration on Form S-3 (or any successor form), the Company shall:
(a) use its best efforts to make and keep current public information about the Company available, as those terms are understood and defined in Rule 144, at all times;
(b) use its best efforts to file with the Commission in a timely manner all reports and other documents required of the Company under the Securities Act and the Exchange Act;
(c) use its best efforts to comply with the applicable provisions of the SxxxxxxxSarbanes-Xxxxx Oxley Act that are currently in effect and to comply with any other complx xxxx xxx xxxer applicable provisions of the SxxxxxxxSarbanes-Xxxxx Oxley Act not currently in effect as such provisions become effectiveprovisionx xxxxxx xxxxxtive; and
(d) furnish to any Investor upon request (i) a written statement by the Company as to its compliance with the reporting requirements of Rule 144 and (ii) such other reports and documents of the Company as such Investor may reasonably request to avail itself of any similar rule or regulation of the Commission allowing it to sell any Registrable Shares without registration.
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